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PLOS Neglected Tropical Diseases logoLink to PLOS Neglected Tropical Diseases
. 2023 Mar 16;17(3):e0011134. doi: 10.1371/journal.pntd.0011134

Evolution of research funding for neglected tropical diseases in Brazil, 2004–2020

Gabriela Bardelini Tavares Melo 1,2,*, Antonia Angulo-Tuesta 1, Everton Nunes da Silva 1, Thaís da Silva Santos 1, Liza Yurie Teruya Uchimura 3, Marcos Takashi Obara 1
Editor: Peter Steinmann4
PMCID: PMC10019684  PMID: 36928796

Abstract

Neglected tropical diseases are a global public health problem. Although Brazil is largely responsible for their occurrence in Latin America, research funding on the subject does not meet the population’s health needs. The present study analyzed the evolution of research funding for neglected tropical diseases by the Ministry of Health and its partners in Brazil, from 2004 to 2020. This is a retrospective study of data from investigations registered on Health Research (Pesquisa Saúde in Portuguese), a public repository for research funded by the Ministry of Health’s Department of Science and Technology. The temporal trend of funding and the influence of federal government changes on funding were analyzed using Prais-Winster generalized linear regression. From 2004 to 2020, 1,158 studies were financed (purchasing power parity (PPP$) 230.9 million), with most funding aimed at biomedical research (81.6%) and topics involving dengue, leishmaniasis and tuberculosis (60.2%). Funding was stationary (annual percent change of -5.7%; 95%CI -54.0 to 45.0) and influenced by changes to the federal government. Research funding was lacking for chikungunya, Chagas disease, schistosomiasis, malaria and taeniasis/cysticercosis, diseases with a high prevalence, burden or mortality rates in Brazil. Although the Ministry of Health had several budgetary partners, it was the main funder, with 69.8% of investments. The study revealed that research funding for neglected tropical diseases has stagnated over the years and that diseases with a high prevalence, burden and mortality rate receive little funding. These findings demonstrate the need to strengthen the health research system by providing sustainable funding for research on neglected tropical diseases that is consistent with the population’s health needs.

Author summary

Neglected tropical diseases that mainly affect low-income populations living in developing tropical regions. Examples include dengue fever, malaria and Chagas disease. Brazil is currently one of the countries most affected by these diseases. Research efforts seek solutions to control these diseases around the world, but resources used for this purpose are scarce. In addition, it is still necessary to further investigate the behavior of these diseases in the population, as well as develop new treatments and forms of diagnosis. The present study investigated research funding for neglected tropical diseases by the Ministry of Health between 2004 and 2020, demonstrating its evolution during this period, the diseases most studied and the relationship between the disease, its health situation and research funding in Brazil. This information is essential to diagnose the status of research funding for neglected tropical diseases in Brazil, indicating the need to increase or not the financial resources and which diseases require further research.

Introduction

Neglected tropical diseases (NTDs) affect more than 1 billion people worldwide, mainly from poor populations living in Africa, Asia and the Americas. The occurrence of these diseases reflects a situation of social vulnerability, which significantly impacts public health and inhibits socioeconomic development [13]. Brazil has the largest population in the western hemisphere affected by NTDs and is the most responsible for the burden of these diseases in Latin America, especially in relation to Chagas disease, leishmaniasis, cysticercosis and dengue [4].

The fight against NTDs has become a worldwide concern and is part of a global pact aimed at their eradication through the Sustainable Development Goals (SDGs) and actions of the World Health Organization (WHO) [5,6]. However, there is still much to be done to make this a priority in government policy-making decisions, requiring engagement and political will, as well as sustainable investment in Health Science, Technology and Innovation (ST&I/H) and its alignment with health needs and public health policies [2,79].

Investment in ST&I/H enables the advancement of knowledge and subsidizes the implementation, monitoring and evaluation of health policies. However, with respect to NTDs, there is a lack of coordination between health needs and research and development (R&D) funding, and innovative and effective strategies for prevention, diagnosis and treatment that are safe and cost-effective, accessible and adapted to different epidemiological realities must continue to be sought [912].

It is noteworthy that the lack of reliable information on R&D funding for NTDs is a worldwide issue [13]. In this respect, due to the sanitary and socioeconomic impact caused by NTDs and the importance of R&D to better understand these diseases and seek solutions to combat them, it is essential to know the current status of R&D funding for this area. This information is necessary to help direct research priorities and resource allocation.

In Brazil, under the auspices of the Federal Government, the Ministry of Health’s (MoH) Department of Science and Technology (DECIT in Portuguese) is one of the main funders of health research considered strategic in improving the National Health System (SUS) [14]. The goal of the department is to coordinate, articulate and induce health research, including on NTDs, within the scope of the National Science and Technology System [15,16].

Other studies have described NTD research funding in Brazil, but have only analyzed research funded by specific requests for research on NTDs and not investment evolution over the years [12,17,18]. As such, the present study assessed the evolution of NTD research funding from the Ministry of Health and its partners in relation to investment continuity, diseases studied and the burden of these diseases in Brazil, from 2004 to 2020.

Method

Ethics statement

The present study was approved by the Research Ethics Committee of the Faculty of Ceilândia, University of Brasilia, under Certificate of Submission for Ethical Review (CAEE) No. 46003821.0.0000.8093.

Study context

In Brazil, the National Science, Technology and Health Innovation System includes state and federal agencies and institutions that finance, monitor and evaluate research either individually or collectively (Fig 1A) [19]. In the present study, we analyzed funding for NTD research from the Ministry of Health’s Department of Science and Technology (MoH/DECIT) and its partners.

Fig 1. Public research funding in Brazil.

Fig 1

(A) Main funders of public research. (B) Governance System of health research funding in the Ministry of Health’s Department of Science and Technology. MCTI–Ministry of Science, Technology and Innovations; MEC–Ministry of Education; MoH–Ministry of Health; FAPs–Research Support Foundations; CNPq–National Council for Scientific and Technological Development; FINEP—Funding Authority for Studies and Projects; CAPES–Coordination for the Improvement of Higher Education Personnel; DECIT–Department of Science and Technology; Other dep.–Other Ministry of Health departments; FIOCRUZ–Oswaldo Cruz Foundation. Note: The blue arrows indicate partnerships with the Ministry of Health’s Department of Science and Technology, the object of this study, to fund and conduct strategic health research for the National Health System (SUS). Source: Compiled by the authors based on the following publications: National Science, Technology and Innovation Strategy [19]– 2016–2022; National Agenda of Health Research Priorities [26]; Research Priority Agenda of the Ministry of Health [27].

In the federal sphere, within the Ministry of Health, DECIT is responsible for implementing National Policy on Science, Technology and Innovation in Health and coordinating health R&D via intersectoral partnerships for funding health research, particularly with: i) other Ministry of Health departments; ii) the Oswaldo Cruz Foundation (FIOCRUZ)–affiliated with the Ministry of Health and one of the main public institutions that conducts health research in Brazil and produces drugs and biopharmaceuticals for the SUS; iii) the Ministry of Science, Technology and Innovations (MCTI)–responsible for formulating and implementing National Policy on Science and Technology; iv) the Coordination for the Improvement of Higher Education Personnel (CAPES)–affiliated with the Ministry of Education (MEC) and aimed at supporting professors and researchers via research grants and scholarships; v) national funding agencies (such as the National Council for Scientific and Technological Development–CNPq, a funding agency affiliated with the MCTI that funds scientific and technological research and innovation and helps train qualified human resources for research), as well as state (Research Support Foundations–FAPs, public institutions that finance scientific research in Brazilian states) and international funding agencies [15,16,2022]. It is important to note that ST&I/H falls under the SUS, guaranteed by the 1988 Federal Constitution and Organic Health Law [23,24].

Research funding by DECIT can occur in three ways [25]: a) national open calls for research proposals: selection of research projects at the national level, with the collaboration of the CNPq or other funding agencies; b) state open calls/decentralized support: carried out through the research program managed by SUS (PPSUS), in which research projects at the state level are selected in partnership with the FAPs, CNPq, State Departments of Health and State Departments of Science and Technology, considering the particularities of each Brazilian state; c) Direct Hiring: aimed at addressing the strategic demands of the Ministry of Health or emergency situations in public health, whereby researchers are hired directly without going through a public selection process.

In order to establish research funding priorities in public calls for tender or direct hiring, DECIT uses the National Agenda of Health Research Priorities as a guide, which is based on SUS principles and the national and regional health needs of Brazilians [26]. Appraisal seminars are held to monitor and assess research supported by DECIT (Fig 1B).

Study design

This is a retrospective, exploratory study with a quantitative approach, aimed at analyzing the evolution of NTD research funding by the DECIT of the Ministry of Health and its partners. Secondary data available in the Health Research repository maintained by DECIT at the Ministry of Health were used. The time frame considered in the study was between 2004 and 2020, since it comprises the beginning of the Science and Technology Department management of DECIT based on the National Agenda of Health Research Priorities [26] and the availability of data in the Health Research repository.

Variables and data sources

The search for research data was carried out in June 2022 using as reference 14 endemic NTDs in Brazil, listed by WHO, and included in the SDGs and Global Burden of Disease [1,6,28] study, namely: dengue fever, chikungunya, Chagas disease, echinococcosis, schistosomiasis, filariasis, soil-transmitted helminthiases, leprosy, malaria, onchocerciasis, rabies, taeniasis/cysticercosis, trachoma and tuberculosis. Data were extracted from the Health Research repository [29], which includes research funded by DECIT and its partners.

The collected data were recorded and organized in a Microsoft Excel spreadsheet and the titles and abstracts of the studies were read and analyzed; those related to diseases analyzed in this study were considered eligible and duplicate studies were excluded (40 studies). Eligible studies were stratified by a) year of funding and federal government management; b) type of NTD; c) amount funded; d) source of funding: i) Ministry of Health; ii) MEC/CAPES; iii) MCTI; iv) FAPs and v) National Science and Technology Fund and; d) type of research, according to Canadian Academy of Health Science criteria [30], including: i) biomedical research, which investigates mechanisms of health and disease and produces knowledge about the development of diagnostic, treatment and prevention methods; ii) clinical research, which involves human patients with the aim of improving the diagnosis and treatment of diseases or health conditions; iii) research on health services, which evaluates the health system or services in relation to the organization, funding, access and costs of health care; and iv) population and public health research, which investigates the health determinants of a population. The selection and stratification of NTD research was carried out in pairs and disagreements were resolved by consensus.

Data analysis

The database was transferred to statistical software R, version 4.1.3, in which statistical analyses were performed and the significance level adopted was 5%. The variables were analyzed using absolute and relative frequency and the main results were exhibited descriptively in tables and figures.

Prais-Winsten generalized linear regression was used to analyze the temporal trend of funding, with a 5% significance level. Beta 1 coefficients (β1) were estimated, with correction of the first-order temporal autocorrelation and respective confidence intervals of 95%, considering the year in which funding occurred as the dependent variable. The variable “federal government management” was also used, since management changes in the Brazilian federal government can influence research funding. In Brazil, federal government elections are held every four years and generally result in different policy and decision makers in federal organizations such as the Ministry of Health. These changes affect health research funding policies because political decisions by new Ministry of Health managers establish different priorities.

Thus, the different federal government managements were categorized as follows: i) Management 1–2004 to 2006; ii) Management 2–2007 to 2010; iii) Management 3–2011 to 2014; iv) Management 4–2015 to 2016; v) Management 5–2016 to 2018; vi) Management 6–2019 to 2020. Management 1 covered a three-year period that began in 2003 and therefore did not coincide with the start of data collection for our study (2004). Management 4 lasted two years because the president was impeached in 2016, when the vice-president took office for 2 years (2016 to 2018 –Management 5), and Management 6 covered two years, corresponding to the availability of data for this study (until 2020).

The estimated coefficients were used to calculate trends via the Annual Percent Change (APC) parameter and respective 95% confidence intervals (CI), calculated based on the following formula:

APC=[-1+10b1x100;CI95%=-1+10b1minx100;1+10b1max]x100

A positive APC indicates an increasing trend for the time series analyzed, a negative value a decreasing trend, and no statistically significant difference is classified as stationary [31].

The research funding amounts were adjusted by the Broad Consumer Price Index (IPCA) of the Brazilian Institute of Geography and Statistics, based on December 2021 prices, in order to update them to current inflation-adjusted values, and then converted to Purchasing Power Parity (PPP$), with 2021 as the reference year (1 USD = 2.530 BRL), a metric established by the World Bank for international comparisons, which is an alternative to the dollar exchange rate [32].

Results

Between 2004 and 2020, 1,158 NTD studies were funded, with an investment of PPP$ 230.9 million. The number of studies funded and the amount invested varied over the years, 2006 being the year with the highest number of studies conducted (167; 14.4%) (Fig 2A) and 2008 the highest investment rate (PPP$ 41.7 million; 18.1%) (Fig 2B). There was an increase in the number of funded studies, mainly between 2019 and 2020 (from 7 to 57 studies funded) (Fig 2A).

Fig 2. Distribution of surveys on neglected tropical diseases by year.

Fig 2

(A) By number of studies. (B) By amount funded (PPP$). Brazil, 2004 to 2020. PPP$—Purchasing Power Parity–reference year 2021 (value in million). Source: based on data obtained from the Health Research repository [29], accessed in June 2022.

Analysis of the research funding trend during the study period showed a stationary trend, with an APC of -5.7% (95%CI -54.0 to 45.0). The amount invested in NTD research fluctuated during the period studied, declining sharply from 2006 to 2007, 2010 to 2011, 2014 to 2015 and 2016 to 2017, when changes occurred in the Brazilian federal government. These data indicate that changes in management influenced funding during the study period (p value < 0.05) (Fig 2B).

Research on dengue, leishmaniasis and tuberculosis received the largest investments (PPP$ 64.8 million, PPP$ 59.0 million and PPP$ 38.0 million, respectively). These three diseases together accounted for 56.1% of the number of studies conducted and 60.2% of the resources invested (Fig 3).

Fig 3. Distribution of research on neglected tropical diseases and the amount invested for each disease.

Fig 3

Brazil, 2004 to 2020.PPP$—Purchasing Power Parity–reference year 2021 (amount in million); General NTD–Research that encompassed neglected tropical diseases in general, without specifying the disease. Note 1: The number at the top of the bars corresponds to the total number of studies on neglected tropical disease by type of disease. Note 2: 105 surveys encompassed more than one neglected tropical disease and were therefore counted more than once. Thus, the number (1,263 studies) and the amount financed (PPP$ 268.6 million) stratified by type of disease is greater than the number of studies (1,158) and amount funded (PPP$ 230.9 million). Source: based on data obtained from the Health Research repository [29], accessed in June 2022.

Other diseases such as onchocerciasis, trachoma and echinococcosis received little funding, accounting for 0.3% of total NTD research (4 studies) and 0.1% of invested resources (PPP$ 0.3 million) (Fig 3). It is noteworthy that the average amount invested in research for these diseases (PPP$ 0.2 million) was 3 times lower than that for leishmaniasis, dengue and tuberculosis (PPP$ 0.7 million).

When comparing the prevalence (per 100,000 inhabitants), mortality (per 100,000 inhabitants) and burden (disability-adjusted life years–DALY per 100,000 inhabitants) of NTDs with funding from the Ministry of Health and its partners, it was found that for most diseases the investment allocated to research was in accordance with the relevant health needs. However, for chikungunya, Chagas disease, schistosomiasis, malaria and taeniasis/cysticercosis the situation was different, with an imbalance between research funding versus prevalence, mortality or disease burden. Chikungunya and malaria exhibited the 2nd and 3rd highest prevalence among NTDs, but occupied the 9th and 5th position in terms of Ministry of Health funding. Chagas disease, taeniasis/cysticercosis and schistosomiasis showed a high burden (80.4; 38.3 and 31.6 DALY/100,000 inhabitants, respectively) and Brazil occupied the 1st, 2nd and 3rd position compared to the rest of the world in relation to these diseases, respectively; however, in the ranking of research funding by the Ministry of Health it occupied the 4th, 10th and 7th position (Table 1).

Table 1. Comparison of prevalence, mortality rate, years of life lost and amount funded by Ministry of Health and partners for research on neglected tropical diseases.

Brazil, 2019.

Diseases Region with the highest prevalence of cases in Brazil1 Prevalence of confirmed cases per year/per 100,000 inhabitants (2019)1 Mortality/per 100,000 inhabitants (2019) DALY/per 100,000 inhabitants (2019)3 Brazil’s position in terms of disease burden compared to the rest of the world3 Research funding ranking by Ministry of Health and partners (2004–2020)4
Chikungunya Southeast 84.6 0.0 - - 9
Dengue Southeast 737.7 0.2 18.7 6 1
Chagas disease North 0.2 2.0 80.4 1 4
Echinococcosis* - - 0.0 0.2 11 13
Schistosomiasis Northeast 9.5 0.2 31.6 3 7
Filariasis Northeast - 0.0 3.2 9 11
Soil-transmitted helminthiases** Northeast 12.6 0.0 11.0 7 8
Leprosy Midwest 17.4 0.1 1.2 10 6
Leishmaniasis North 9.4 0.1 31.2 4 2
Malaria North 74.7 0.1 5.1 8 5
Onchocerciasis North 0.0 0.0 0.0 - 15
Rabies South 0.0 0.0 0.0 15 12
Taeniasis/Cysticercosis* - - 0.0 38.3 2 10
Trachoma*** North - 0.0 0.1 13 14
Tuberculosis Southeast 45.5 2.1 98.3 3 3

DALY–Disability-adjusted life years;

*Diseases that do not have a registration system for cases;

**Data related to the 2010–2015 period;

***Data in the qualification phase, currently not available in the Notifiable Diseases Information System (SINAN) [33]; Green Cells: Research funding by the Department of Science and Technology and partners is aligned with the high prevalence or mortality or DALY of the disease; Orange cells: Research funding by the Department of Science and Technology and partners is not aligned with the high prevalence or mortality or DALY of the disease.

Source:

1Notifiable Diseases Information System (SINAN) [3335];

2Mortality Information System (SIM) [36];

3Global Burden of Diseases [4];

**National Survey on the Prevalence of Schistosomiasis mansoni and soil-transmitted helminthiases [37]; Based on data obtained from the Health Research repository [29], accessed in June 2022.

With respect to funding by type of research, 81.6% of investments focused on biomedical research, followed by clinical research (11.3%). Research on health services and population and public health received the lowest funding (2.1 and 5.0%, respectively) (Table 2).

Table 2. Distribution of research funding on neglected tropical diseases by type of research.

Brazil, 2004–2020.

Research type Number of studies Amount financed
n % PPP$—in million %
Biomedical Research 805 69.5 188.5 81.6
Clinical research 205 17.7 26.2 11.3
Population and public health 76 6.6 11.3 5.0
Health services 72 6.2 5.0 2.1
Total 1,158 100.0 230.9 100.0

PPP$—Purchasing Power Parity–reference year 2021 (value in million).

Source: based on data obtained from the Health Research repository [29], accessed in June 2022.

To fund NTD research, the Ministry of Health received financial support from several partners, as shown in Fig 4(A) and 4(B). Approximately 70% of studies on this topic were funded by resources from the Ministry of Health (PPP$ 161.1 million); however, it is worth noting that research support foundations funded 726 (62.7%) of the 1,158 NTDs studies through the PPSUS program, representing 11.5% of the budget (Fig 4A).

Fig 4. Distribution of research funding on neglected tropical diseases by the Ministry of Health and partners.

Fig 4

(A) Percentage of funding by the Ministry of Health and its partners. (B) Amount funded (PPP$) by the Ministry of Health and its partners by type of disease. Brazil, 2004–2020. CAPES–Coordination for the Improvement of Higher Education Personnel; DECIT–Department of Science and Technology; MEC–Ministry of Education; PPP$—Purchasing Power Parity–reference year 2021 (value in million). Note: 105 surveys encompassed more than one neglected tropical disease and were therefore counted more than once. Thus, the funded research value stratified by type of disease is greater than the funded amount. Source: based on data obtained from the Health Research repository [29], accessed in June 2022.

Analysis of funding between partners by type of disease showed that the Ministry of Health and research support foundations funded research related to all NTDs. Dengue research received funding from all the partners (Fig 4B).

Discussion

Between 2004 and 2020, the Ministry of Health, through DECIT and its partners, invested PPP$ 230.9 million in NTD research, totaling 1,158 studies on the subject. Although public funding for research on these diseases showed a stationary trend during this period, changes in the Brazilian federal government influenced the amount invested. The most widely studied and funded research topics were dengue fever, leishmaniasis and tuberculosis, diseases that, despite low mortality rates, exhibit a high prevalence and burden in the country. However, a research funding imbalance was seen in relation to chikungunya, Chagas disease, schistosomiasis, malaria and taeniasis/cysticercosis, even though they are responsible for a high prevalence and burden in the country [4]. Biomedical research absorbed most of NTD funding in the period studied (83.3%), followed by clinical research (10.2%), population and public health research (4.6%) and research on health services (1.9%). In addition, the Ministry of Health was a key entity in funding NTD research, since it contributed 69.8% of the investments and coordinated with several partners at the state, national and international levels in an intersectoral effort to expand investment in research on this topic.

According to G-Finder, a study carried out at United Kingdom (UK) universities found that investments in NTD R&D have increased over the years [38,39]. On the other hand, funding by the Ministry of Health and its partners remained stable, but in Brazil the R&D sector has been experiencing budget cuts, especially after policy changes in the Federal Government in 2016, which has led the country to distance itself from a funding system that guarantees continuity of research and scientific production [40,41].

Therefore, in the future, these cuts may decrease NTD research financing, as occurred in 2020, when Brazil recorded the largest drop in R&D funding for NTDs since 2007 (-57%), especially due to the reduction in funding for DECIT. This decline also occurred in other countries, and may be explained by efforts to combat the Covid-19 pandemic, which gives rise to concern, as it is not known how long the pandemic will influence research funding for other topics [42].

Nevertheless, Brazil ranked 3rd in NTD R&D funders in 2018 among low- and middle-income countries, with an investment of US$ 12 million. However, the amount invested is still small when compared to that spent in the same year by the United States (US$ 1.779 billion), the country that invests the most in NTD R&D in the world, with the North American investment 148 times greater than that of Brazil [43].

In addition to budget cuts, management changes in the Brazilian federal government affected investment in NTD research. It is important to underscore that although the same political party retained control of the federal government from 2004 to 2016, funding for NTD research fluctuated. This suggests that even with the same political party in power, changes occur that alter the direction of decision making on policies involving funding research with public resources. Governments play a key role in implementing policies to address NTDs on a national level, including establishing priorities that guide health research funding [2,44].

Dengue fever, leishmaniasis and tuberculosis received the most research funding, similar to the results found by Fonseca, Albuquerque and Zicker [12]. Dengue constantly causes epidemics in Brazil and has been one of the most challenging NTDs in the world, given its rapid geographic growth, combined with the difficulty in controlling its vector, and developing vaccines and rapid, inexpensive differential diagnostic methods for other acute febrile illnesses [45,46]. In 2019, the global burden of dengue was 30.8 DALYs per 100,000 inhabitants, ranking 2nd in relation to other NTDs. In the same year, Brazil was ranked 6th in terms of the global dengue burden (18.74 DALYs per 100,000 inhabitants) [4].

Among other NTDs in Brazil, leishmaniasis was ranked 4th for disease burden in 2019 [4] and its control remains a distant goal due to the involvement of multiple species, vectors and animal reservoirs, the social stigma surrounding the resulting skin lesions (deformities and scars), lack of accurate diagnostic methods and expansion into previously nonendemic areas [4749]. Its treatment is also challenging because, despite several studies aimed at alternative therapies, existing options are limited by factors such as toxic side effects, causing poor treatment adherence, low efficacy and resistance to available drugs [50,51].

With regard to tuberculosis, Brazil ranks 3rd in the global burden of this disease, with the WHO considering it a priority country for disease control [52]. The Brazilian public health system provides access to free tuberculosis diagnosis and treatment; however, it is still necessary to prioritize intersectoral public policies and the structuring of health services, as well as invest in research that seeks innovative solutions to control the disease, such as vaccines and the incorporation of new technologies in health systems [53].

On the other hand, chikungunya, Chagas disease, malarial schistosomiasis and taeniasis/cysticercosis, which stand out in terms of prevalence and burden in Brazil, have received little research funding. In addition, not registering echinococcosis and taeniasis/cysticercosis cases and underreporting soil-transmitted helminthiases cases may have masked the real burden caused by these diseases in the country.

It is believed that the small number of chikungunya studies funded is due to the date on which the disease was introduced in the country, since the first autochthonous cases were reported in 2014 [54]. For taeniasis/cysticercosis, the lack of consolidated public policies to tackle the disease may have resulted in its being “forgotten” in research in the field.

For other diseases, the dearth of research may be related to the introduction of other topics defined as priorities in public calls for tenders for study selection, prompting research groups to focus on topics with available funding. Additionally, the occurrence of malaria, for example, which is concentrated in the Brazilian Amazon Forest in Northern and Midwestern states [55], has made the disease a priority for these regions, meaning that often only researchers from these areas choose to study the topic.

Historically, some diseases have become more neglected than others and, consequently, there has been an investment imbalance between R&D and the burdens of these diseases, especially in developing countries where production and scientific development are usually not guided by NTD-related needs [12,5658]. To overcome this challenge, it is necessary to plan strategies that guarantee sustainable and equitable funding for actions to combat NTDs, such as the creation of specific research programs, the strengthening of national health research systems with a long-term incentive for R&D, and the establishment of national and international partnerships to maximize fundraising and the effective use of these investments.

The present study found that funding was concentrated on biomedical research. These are studies that investigate health and disease mechanisms, with the aim of developing diagnostic methods, new treatments, and alternatives for disease prevention, through basic research [30]. These studies seek solutions to problems caused by NTDs that still need further investigation, such as fully understanding the forms of transmission, improving prevention methods, and developing accessible treatments and diagnosis methods, given that current technologies are insufficient to alleviate the suffering of the affected populations [5961]. However, other types of research, especially those with national representation [62], help with surveillance, a key factor in controlling and eliminating NTDs. Thus, equitable investment in all types of research would help the country address NTDs, contributing to achieving the goals proposed in the SDGs related to these diseases.

Research funding for NTDs in Brazil is largely carried out with public resources [42]. As seen in the present study, the Ministry of Health was the main funder of NTD research, but the agency received support from several intersectoral partners that are important for implementing National Policy on Science, Technology and Innovation in Health in the country.

PPSUS is an example of a successful intersectoral partnership, implemented by the Ministry of Health, CNPq, and FAPs in collaboration with the State Departments of Health and Science and Technology, that promotes scientific and technological development to meet the regional health particularities in Brazil [63]. The program was responsible for 62.7% of NTD research observed in the present study and has the potential to incorporate results into health services, since it brings together the stakeholders involved in defining research priorities (researchers, professionals and health managers) [64].

Another success story is the international partnership with the Bill and Melinda Gates Foundation to finance NTD research, such as in the Brazilian Tuberculosis research Network (RedeTB) and World Mosquito Program, whose results have advanced the SUS.

RedeTB aims to provide scientific and technological training for the development of technologies and products to control tuberculosis. One of its achievements is the incorporation of the Xpert MTB/Rif test into the SUS, used to diagnose more than 60% of tuberculosis cases in Brazil [65,66].

The World Mosquito Program, present in 12 countries, is an initiative aimed at combatting arboviruses that replaces Aedes aegypti mosquitoes with Wolbachia mosquitoes, a bacteria capable of reducing the transmission of dengue, zika, chikungunya and yellow fever. Research in Brazil has achieved positive results, with a reduction in arbovirus infection rates in areas where Wolbachia mosquitoes have been released [67,68].

In addition, partnerships with other federal government ministries include the MCTI through CNPq and the MEC through CAPES, as well as the National Science and Technology Funds, which contribute significantly to the development of government science and technology programs in Brazil [69]. Although the MCTI/CNPq and MEC/CAPES have contributed only 0.5% to NTD research funding, they are partner institutions that help the Ministry of Health with the administrative and financial management of research activities.

The National Science and Technology Funds, which were created to raise funds from different sources to expand science and technology in Brazil, seeking a long-term financing policy [70], leveraged R&D investments in the health sector. However, with the R&D scenario in crisis in Brazil, the MCTI/CNPq, MEC/CAPES and National Science and Technology Funds’ budgets have been decreasing over the years, which has hampered scientific and technological development and the training of qualified human resources.

The present study was limited to evaluating the evolution of NTD research funding by the DECIT of the Ministry of Health and some of its partners. It was not possible to include research funded by other Ministry of Health departments because they are not registered on the Health Research platform or in other public repositories. A limitation are studies that received funding but were not registered in the Health Research repository, as well as typing errors or incomplete data, thus hindering the categorization of research projects.

It was concluded that while funding for NTD research remained stable, changes in the federal government influenced the amount invested during the time period studied. The lack of increased funding for NTD research may imply a decline in scientific production and the search for new knowledge that offers solutions to control these diseases.

Dengue, leishmaniasis and tuberculosis were the most studied diseases and received more funding, indicating that they are priorities for the federal government and researchers. On the other hand, few resources were available for studies on chikungunya, Chagas disease, schistosomiasis, malaria and taeniasis/cysticercosis, diseases with a high prevalence, burden or mortality rate in Brazil, which suggests that research funding does not reflect the epidemiological importance of these diseases in the country.

The most funding was allocated to biomedical research. Continued funding for biomedical research is important in obtaining answers to persistent problems involving NTDs; however, this finding demonstrates the need to expand the scope of funding to include other types of research, such as epidemiological studies, in healthcare services and clinics in order to assess the effectiveness of the surveillance strategies, treatments and diagnostics adopted and seek new sustainable solutions.

The Ministry of Health played a leading role in funding NTD research, but also collaborated with several budgetary partners, particularly FAPs. These intersectoral partnerships can contribute to maximizing the capture and use of financial resources.

Finally, the results of this study contribute to subsidizing assessments of governance structure in health research, which must be coherent and based on health needs in order to increase the capacity of health systems, services and policies and improve funding in a scenario of finite and limited resources.

Acknowledgments

The authors thank the Department of Science and Technology of the Ministry of Health for the opportunity to conduct the present study.

Data Availability

The database is available at https://osf.io/mwgrp/?view_only=9a28993d8afa47e08c286caeb8c1e03f and https://pesquisasaude.saude.gov.br/.

Funding Statement

The author(s) received no specific funding for this work.

References

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0011134.r001

Decision Letter 0

Peter Steinmann, Dileepa Senajith Ediriweera

7 Dec 2022

Dear Ms Melo,

Thank you very much for submitting your manuscript "Evolution of research funding for neglected tropical diseases in Brazil, 2004-2020." for consideration at PLOS Neglected Tropical Diseases. As with all papers reviewed by the journal, your manuscript was reviewed by members of the editorial board and by several independent reviewers. In light of the reviews (below this email), we would like to invite the resubmission of a significantly-revised version that takes into account the reviewers' comments.

Please carefully consider the comments by both reviewers when revising the manuscript.

We cannot make any decision about publication until we have seen the revised manuscript and your response to the reviewers' comments. Your revised manuscript is also likely to be sent to reviewers for further evaluation.

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[1] A letter containing a detailed list of your responses to the review comments and a description of the changes you have made in the manuscript. Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out.

[2] Two versions of the revised manuscript: one with either highlights or tracked changes denoting where the text has been changed; the other a clean version (uploaded as the manuscript file).

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Please prepare and submit your revised manuscript within 60 days. If you anticipate any delay, please let us know the expected resubmission date by replying to this email. Please note that revised manuscripts received after the 60-day due date may require evaluation and peer review similar to newly submitted manuscripts.

Thank you again for your submission. We hope that our editorial process has been constructive so far, and we welcome your feedback at any time. Please don't hesitate to contact us if you have any questions or comments.

Sincerely,

Peter Steinmann, Ph.D.

Academic Editor

PLOS Neglected Tropical Diseases

Dileepa Ediriweera

Section Editor

PLOS Neglected Tropical Diseases

***********************

Please carefully consider the comments by both reviewers when revising the manuscript.

Reviewer's Responses to Questions

Key Review Criteria Required for Acceptance?

As you describe the new analyses required for acceptance, please consider the following:

Methods

-Are the objectives of the study clearly articulated with a clear testable hypothesis stated?

-Is the study design appropriate to address the stated objectives?

-Is the population clearly described and appropriate for the hypothesis being tested?

-Is the sample size sufficient to ensure adequate power to address the hypothesis being tested?

-Were correct statistical analysis used to support conclusions?

-Are there concerns about ethical or regulatory requirements being met?

Reviewer #1: It is my feeling that the methods selected are soundly robust to address the aimed objective.

Reviewer #2: The The use of the Prais-Winsten generalized line regression was applied in a time series considering the number of events (studies or $$) during the years. However, these events are strongly associated with the government changes. It is clear that each 3 – 4 years has one year with more funding (peak). The regression applied to the annual number is influenced by the fluctuation, as well the years almost without funding. My suggestion is to control the linear regression using splines for the government changes or just sum the total per period until the election of changes of management. At the end it would be possible to see the reduction in percentages.

--------------------

Results

-Does the analysis presented match the analysis plan?

-Are the results clearly and completely presented?

-Are the figures (Tables, Images) of sufficient quality for clarity?

Reviewer #1: Results presented in tables and figures are quite detailed to allow the reader to follow the discussion.

Reviewer #2: See the suggestions for the anaysis.

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Conclusions

-Are the conclusions supported by the data presented?

-Are the limitations of analysis clearly described?

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study?

-Is public health relevance addressed?

Reviewer #1: Yes, the conclusions are directly related to the results presented.

Reviewer #2: Some parts of the conclusion do not depend on the results of this study. Should be based on the evolution analysis.

--------------------

Editorial and Data Presentation Modifications?

Use this section for editorial suggestions as well as relatively minor modifications of existing data that would enhance clarity. If the only modifications needed are minor and/or editorial, you may wish to recommend “Minor Revision” or “Accept”.

Reviewer #1: 1. Gradient of blues in Figure 3 makes difficult to understand which organization is responsible for each percentage or disease. Try using different colors.

Reviewer #2: It is important to correct the analysis, this way the results and discussion would be fitted.

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Summary and General Comments

Use this section to provide overall comments, discuss strengths/weaknesses of the study, novelty, significance, general execution and scholarship. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. If requesting major revision, please articulate the new experiments that are needed.

Reviewer #1: 1. The article addresses a very important issue, i.e., the shortage of funds for research in health in developing countries. This objective is higly relevant and interesting.

2. I believe authors used a robust methodology to proof their hypothesis and results are quite relevant.

3. They clearly explain the somewhat confuse brazilian governmental system of research funding. However, my concern is that the internantional reader may remain still confused - anyhow, one cannot blame authors for that.

4. Some of their results are most welcome, such as the imbalance of funding priority among top diseases and the information that biomedical research is by far the type of research mostly funded, in opposition to low percentage of clinical studies, which attests the difficulties of promoting clinical research out of the drug industry area.

5. They also discuss this imbalance in terms of priority of funding and mortality/burden - that is, they complain that chikungunya, Chagas disease, malarial schistosomiasis and taeniasis/cysticercosis, which stand out in terms of prevalence and burden in Brazil, have received little research funding. However, an explanation for this may be the lack of submission of projects in these areas.

6. To some extent the article gives an idea that all governmental funding in health research is provided only by DECIT and its partners - that is not true. By large, most of the governmental health research funding is provided by other federal or state agencies (the partners alone!) that have higher budgets than DECIT. I dare to say that DECIT funds only just a very few number out of the overall health research conducted in the country. Perhaps authors should include a brief note to contextualize this fact.

7. I believe that the findings of this article are quite relevant to the resarch field in Brazil, no doubts. A possible constraint is that the issue is too much specific to our reality and may be difficult to foreign readers to understand the details of the organization of governmental funding for research in Brazil. However, in an overall view, the topic may be also of interest to the world community of health research.

Reviewer #2: This is a very interesting study on the Evolution of research funding for neglected tropical diseases in Brazil, 2004-2021. The manuscript in general is original and relevant mainly for the stakeholders and managers of the research agency, government as well researchers.

The sequence of the presentation is appropriated, but some points need to be reviewed.

Abstract:

- The results – Follow the topic results (reviewed)

- Conclusion – answer the objective – The recommendation is not the conclusion.

Introduction:

Line: 94 – 96

In Brazil, the Ministry of Health’s Department of Science and Technology (DECIT) is currently the main funder of strategic research to improve the public health system and the health status of the population.

However the reference refers to 2010 and before. Maybe better: …is usually the main…

Results:

The use of the Prais-Winsten generalized line regression was applied in a time series considering the number of events (studies or $$) during the years. However, these events are strongly associated with the government changes. It is clear that each 3 – 4 years has one year with more funding (peak). The regression applied to the annual number is influenced by the fluctuation, as well the years almost without funding. My suggestion is to control the linear regression using splines for the government changes or just sum the total per period until the election of changes of management. At the end it would be possible to see the reduction in percentages.

Discussion:

The author could include some points related to prioritized NTDs as Dengue, TB and Leishmaniasis. For instance: international agenda as Bill & Melinda Gates support. The research group organized a network as TB in Brazil, inducing the MoH support. In the case of Dengue – the burden of disease; and for Leishmaniasis the delay in terms of treatment at the same time of the increased risk area of the incidence.

Conclusion:

Some parts of the conclusion do not depend on the results of this study. Should be based on the evolution analysis.

--------------------

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Reviewer #1: No

Reviewer #2: No

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PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0011134.r003

Decision Letter 1

Peter Steinmann, Dileepa Senajith Ediriweera

1 Feb 2023

Dear Ms Melo,

We are pleased to inform you that your manuscript 'Evolution of research funding for neglected tropical diseases in Brazil, 2004-2020.' has been provisionally accepted for publication in PLOS Neglected Tropical Diseases.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow up email. A member of our team will be in touch with a set of requests.

Please note that your manuscript will not be scheduled for publication until you have made the required changes, so a swift response is appreciated.

IMPORTANT: The editorial review process is now complete. PLOS will only permit corrections to spelling, formatting or significant scientific errors from this point onwards. Requests for major changes, or any which affect the scientific understanding of your work, will cause delays to the publication date of your manuscript.

Should you, your institution's press office or the journal office choose to press release your paper, you will automatically be opted out of early publication. We ask that you notify us now if you or your institution is planning to press release the article. All press must be co-ordinated with PLOS.

Thank you again for supporting Open Access publishing; we are looking forward to publishing your work in PLOS Neglected Tropical Diseases.

Best regards,

Peter Steinmann, Ph.D.

Academic Editor

PLOS Neglected Tropical Diseases

Dileepa Ediriweera

Section Editor

PLOS Neglected Tropical Diseases

***********************************************************

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0011134.r004

Acceptance letter

Peter Steinmann, Dileepa Senajith Ediriweera

20 Feb 2023

Dear Ms Melo,

We are delighted to inform you that your manuscript, "Evolution of research funding for neglected tropical diseases in Brazil, 2004-2020.," has been formally accepted for publication in PLOS Neglected Tropical Diseases.

We have now passed your article onto the PLOS Production Department who will complete the rest of the publication process. All authors will receive a confirmation email upon publication.

The corresponding author will soon be receiving a typeset proof for review, to ensure errors have not been introduced during production. Please review the PDF proof of your manuscript carefully, as this is the last chance to correct any scientific or type-setting errors. Please note that major changes, or those which affect the scientific understanding of the work, will likely cause delays to the publication date of your manuscript. Note: Proofs for Front Matter articles (Editorial, Viewpoint, Symposium, Review, etc...) are generated on a different schedule and may not be made available as quickly.

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Thank you again for supporting open-access publishing; we are looking forward to publishing your work in PLOS Neglected Tropical Diseases.

Best regards,

Shaden Kamhawi

co-Editor-in-Chief

PLOS Neglected Tropical Diseases

Paul Brindley

co-Editor-in-Chief

PLOS Neglected Tropical Diseases


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