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. 2020 Mar 31;31(1):9–24. doi: 10.1007/s10728-020-00393-y

Table 2.

Possible legal hooks and institutional mandates for addressing ten key issues in antimicrobial resistance

Access
Key global actions on AMR Possible legal hooks
1 Develop equitable pricing and licensing models to support access to antimicrobials in resource limited settings

TRIPS

Authorize compulsory licenses for generic antimicrobials for those resource limited setting that have effective stewardship regimes in place

IHR

Create a global pooled fund that would equitably support appropriate access to antimicrobials, the conservation of these medicines, and infection prevention initiatives

GAVI/Global Fund

Participate in a global procurement mechanism that minimizes the costs of existing antimicrobials and related technologies

TRIPS/TBT

Implement a global tiered pricing system and mitigate parallel importation so that antimicrobials and related technologies can be sold at lower prices in lower-income countries without diminishing markets in higher-income countries

TBT

Strategically use tariffs and tax policy to make antimicrobials less expensive as appropriate for countries where antimicrobials are currently underutilized

2 End the manufacturing, sale and export of substandard, falsified and banned antimicrobial products

TBT

Ensure monitoring and compliance with rigorous quality assurance standards for antimicrobials

HCDCS

Enforce compliance with rigorous quality assurance standards for antimicrobials at time of import/export

WHO/FAO/OIE

Require surveillance of substandard and falsified antimicrobials, and education about the harms of using these products

3 Strengthen health systems to improve infection prevention and control and reduce the need for antimicrobials

IHR

Provide financial and technical support for all countries to achieve core public health capacities and universal health coverage

IHR

Create and finance a global fund to improve access, stewardship, health care, food security, and water, sanitation and hygiene systems

Conservation
Key global actions on AMR Possible legal hooks
4 Strengthen the surveillance of antimicrobial usage and AMR in humans, animals and the environment

IHR

Set international standards for laboratory testing, antimicrobial usage and AMR surveillance, and data harmonization in humans, animals, and the environment

IHR or WHO/FAO/OIE mandate

Designate an international expert authority to develop antimicrobial usage guidelines for humans, animals, and the environment

IHR or WHO/FAO/OIE mandate

Develop national and regional authorities on antimicrobial stewardship, drug standards, and AMR surveillance to report back to the international expert authority

IHR or WHO/OIE/FAO

Make available technical expertise to strengthen AMR and antimicrobial usage surveillance infrastructures

SPS

Provide funding for strengthening monitoring and surveillance of antimicrobial usage/AMR in LMIC through the Standards and Trade Development Facility

5 Promote the responsible use of antimicrobials in humans

TBT/SPS/IHR/WHO

Ban commercial advertising and marketing of antimicrobials

WHO mandate

Require a prescription from an authorized health worker for all antimicrobial use in humans

WHO mandate

Regulate prescribers to delink any provision of antimicrobials from their financial remuneration

6 Promote the responsible use of antimicrobials in animals and agriculture

SPS or FAO mandate

Ban the use of antimicrobials for growth promotion in animals

SPS or FAO mandate

Limit prophylactic antimicrobial use to single animals

SPS or FAO

Ban the metaphylactic use of antimicrobials in animal production

TBT or FAO mandate

Require a prescription from an authorized animal health worker for all antimicrobial use in animals and ban cascade prescribing

FAO mandate

Regulate prescribers to delink any provision of antimicrobials from their financial remuneration

7 Safeguard the effectiveness of new antimicrobials

IHR or WHO/FAO mandate

Create an expert committee to monitor resistance and, as needed, designate and reserve particular antimicrobials for human-only use

TRIPS/TBT or WHO mandate

Automatically reserve new antimicrobial classes for exclusive human usage

TBT

Strategically use tariffs and tax policy to make antimicrobials more expensive as appropriate for countries where antimicrobials are currently overutilized

TRIPS/TBT

Prevent the manufacturing, sale and export of new antimicrobial classes for animal use until authorized by a designated international entity

8 Limit antimicrobial contamination in the environment

Basel, Rotterdam, Stockholm

Set, monitor and enforce national guidelines for antimicrobial waste management in the environment

UNEP

Develop international regulations on the disposal of antimicrobial waste

UNEP

Make available technical expertise to limit antimicrobial contamination in the environment

Innovation
Key global actions on AMR Possible legal hooks
9 Incentivize the development of new antimicrobials and related technologies

IHR

Require national investments in R&D for new antimicrobials, alternative therapeutics, diagnostics, social interventions and infection prevention that are proportional to national economic capacity and antimicrobial use

UNITAID or GARDP

Experiment with innovative financing mechanisms for R&D needed to address AMR

WHO/global fund

Participate in a global pooled fund that would equitably support open research in those countries that have achieved progress towards conserving antimicrobials

10 Facilitate the development of new antimicrobials and related technologies

WHO/FAO/OIE/UNEP

Create a process to develop product profiles and designate social outcomes for new technologies or approaches that should be prioritized

TBT/international conference on harmonization

Expedite the assessment and regulatory approval of prospective new antimicrobials and related technologies

WHO

Report annually on all investments in antimicrobial R&D