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. 2023 May 18;13:1167266. doi: 10.3389/fonc.2023.1167266

Table 2.

Ongoing trials of cord blood-derived CAR NK-cells or NK-cells pre-complexed with NK-cell engagers (NKCEs).

Reference Sponsor Phase of trial Product type Product design Indication Dose of NK cells Pre-conditioning prior to infusion Safety outcome Efficacy outcome
NCT05472558 Second Affiliated Hospital, Zhejiang University, China Phase I recruiting
(n=48)
CAR NK Anti-CD19 R/R B-NHL 2×106/kg, 4×106/kg, 8×106/kg N/A N/A N/A
NCT04796675 Wuhan Union Hospital, China Phase I recruiting (n=27) CAR NK Anti-CD19, IL-15 co-expression R/R B-NHL 0.1×106/kg,
1×106/kg,
10×106/kg
Fludarabine (30mg/kg), Cyclophosphamide (300mg/kg) N/A N/A
NCT05247957 Lu Daopei Hospital, China Phase I recruiting (n=9) CAR NK Anti-NKG2D ligand R/R AML 2×106/kg, 6×106/kg, 18×106/kg N/A N/A N/A
NCT05008536 Xinqiao Hospital, China Phase I recruiting (n=27) CAR NK Anti-BCMA R/R MM 1×106/kg, 6×106/kg, 18×106/kg Fludarabine (30mg/kg), Cyclophosphamide (300mg/kg) N/A N/A
NCT05092451 MD Anderson Phase I/II recruiting
(n=94)
CAR NK Anti-CD70, IL-15 co-expression CD70-expressing R/R hematologic malignancies N/A Fludarabine, Cyclophosphamide N/A N/A
NCT05110742 MD Anderson Phase I/II recruiting
(n=48)
CAR NK Anti-CD5, IL-15 co-expression CD5-expressing R/R hematologic malignancies 1×107,
1×108,
1×109,
1×1010
Fludarabine, Cyclophosphamide N/A N/A
NCT03056339 (26) MD Anderson Phase I published (n=11) CAR NK Anti-CD19, IL-15 co-expression R/R B-NHL 0.1×106/kg,
1×106/kg,
10×106/kg
Fludarabine (30mg/kg), Cyclophosphamide (300mg/kg) No GvHD, CRS, or ICANS ORR 73%, CR 64%
NCT04074746 (30) MD Anderson Phase I/II recruiting (n=30) NKCE AFM13 precomplexed with CB-derived NK cells CD30-expressing R/R lymphoma 1×106/kg,
1×107/kg,
1×108/kg
Fludarabine (30mg/kg), Cyclophosphamide (300mg/kg) No GvHD, CRS, or ICANS. No DLT. ORR 97%, CR 63%

Method: the website clinicaltrials.gov was accessed on 1/16/2023, and search terms “CAR+NK”, “Chimeric+antigen+NK”, “CAR+natural+killer”, and “Chimeric+antigen+natural+killer” were used to identify ongoing CAR NK-cell studies; each study was further reviewed and those using CB as the source were included in the table. Likewise, search terms “natural+killer+engager”, “NK+engager” were used to identify ongoing NKCE trials; studies that used precomplexed CB-derived NK-cells were included in the table. R/R, relapsed/refractory. NHL, non-Hodgkin lymphoma. N/A, not available; AML, acute myeloid leukemia; MM, multiple myeloma; GvHD, graft-versus-host disease; CRS, cytokine release syndrome; ICANS, immune effector cell-associated neurotoxicity syndrome; ORR, overall response rate; CR, complete response rate; DLT, dose-limiting toxicity.