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. 2023 May 24;12(6):1149. doi: 10.3390/antiox12061149

Table 1.

Randomized controlled trials comparing LISA with the continuation of CPAP or S-ETT.

Reference Study Design Intervention Comparator Main Results
LISA vs. continuation of CPAP
Gopel et al., 2011
(AMV trial) [34]
12 centers
26–28 weeks GA
Various types of surfactant (poractant alfa, beractant, bovactant)
Surfactant dose: 100 mg/kg
Analgosedation: per physician decision
FiO2 > 0.3, CPAP ≥ 4 cmH2O
Cologne method
4 Fr NGT
LISA was allowed to be repeated if FiO2 > 0.4
Rescue intubation according to the judgment of physician (unclear tresholds)
Rescue intubation and surfactant according to the judgement of the attending physician (unclear tresholds)
Extubation was recommended *
n = 220, LISA group n = 108 (65 LISA, 15 S-ETT per physician decision, 28 never received surfactant), comparator group n = 112 (72 S-ETT, 1 LISA per physician decision, 39 never received surfactant)
↓ need for MV on day 2 or 3 (28% vs. 46%, p = 0.008)
↓ need for MV during hospital stay (33% vs. 73%, p < 0.0001)
↓ median days on MV (0 vs. 2 days, p < 0.0001)
↓ need for O2 at 28 days (30% vs. 45%, p = 0.032)
Dargaville et al., 2021
(OPTIMIST-A trial) [37]
33 centers
25–28 weeks GA
Double-blinded
Surfactant criteria: FiO2 > 0.3, CPAP 5–8 cmH2O
Surfactant: poractant alfa
Surfactant dose: 200 mg/kg
Premedication: atropin and sucrose per physician decision
Hobart method
16G vascular catheter or LISAcath
LISA was not allowed to be repeated
Rescue intubation if FiO2 ≥ 0.45 (or 0.4 per physician decision) or recurrent apnea or persistent respiratory acidosis
Sham treatment (only transient repositioning)
Rescue intubation if FiO2 ≥ 0.45 (or 0.4 per physician decision) or recurrent apnea or persistent respiratory acidosis
After intubation, surfactant could be administered according to clinical judgement.
n = 485
↔ death or BPD (43.6% vs. 49.6% p = 0.1)
↓ death (10% vs. 7.8%, p = 0.51)
↓ BPD in survivors (37.3% vs. 45.3%, p = 0.03)
↓ PTX (4.6% vs. 10.2%, p = 0.005)
↓ CPAP failure (36.5% vs. 72.1%, p < 0.001)
LISA vs. surfactant administration via ETT with extubation
Kribs et al., 2015
(NINSAPP trial) [35]
13 centers
23–26 weeks GA
Surfactant criteria: FiO2 > 0.3, CPAP cmH2O or Silverman score ≥ 5
Surfactant type: poractant alfa
Surfactant dose: 100 mg/kg
No premedication
Cologne method
4 Fr NGT
S-ETT then MV as per local standards
Extubation criteria: FiO2 > 0.3 and MAP < 10 cmH2O
n = 211
↔ survival without BPD (67.3% vs. 58.7%, p = 0.2)
↓ need for MV (74.8% vs. 99% , p = 0.04)
↓ median duration of MV (5 days vs. 7 days, p = 0.031)
↓ PTX (4.8% vs. 12.6%, p = 0.04)
↓ IVH (10.3% vs. 22.1%, p = 0.02)
↑ survival without major complications (50.5% vs. 35.6%, p = 0.02).
Olivier et al., 2017 [36] 3 centers
32–36 weeks GA
Surfactant type: beractant
Surfactant dose: 100 mg/kg
Fentanyl 1 µg/kg + atropin 20 µg/kg
FiO2 > 0.35, CPAP 6 cmH2O
Cologne method
5 Fr NGT
Rescue intubation and surfactant according to the judgment of the attending physician (unclear tresholds),
Extubation criteria was not reported (extubation was not routinely performed)
n = 45
↓ primary outcome (need for MV or respiratory failure criteria or PTX requiring chest drain) (33% vs. 90%, p ≤ 0.001)
LISA vs. INSURE
Kanmaz et al., 2012
(Take Care study) [38]
Single center
<32 weeks GA
Surrfactant criteria: FiO2 ≥ 0.4, CPAP 5–7 cmH2O
Surfactant type: poractant alfa
Surfactant dose: 100 mg/kg
No premedication
Take Care method
5 Fr NGT (1 bolus in 30–60 s)
Double-lumen ETT
During surfactant instillation (30 s), 20/5 cmH2O pressure PPV was performed with a T-piece device, then extubation to CPAP
n = 200
↓ CPAP failure (30% vs. 45%, p = 0.02)
↓ mean duration of CPAP (78 h vs. 116 h, p = 0.002)
↓ mean duration of MV (35.6 h vs. 64.1 h, p = 0.006)
↓ BPD (10.3% vs. 20.2%, p = 0.005)
Mirnia et al., 2013 [39] 3 centers
27–32 weeks GA
Surfactant criteria: FiO2 ≥ 0.3, CPAP 8–10 cmH2O
Surfactant type: poractant alfa
Surfactant dose: 100 mg/kg
Atropin 5 µg/kg
Take Care method
5 Fr NGT (1 bolus in 1–3 min)
No detail reported n = 136
↔ CPAP failure (19% vs. 22%, p = 0.6)
↓ mortality (3% vs. 15.7%, p = 0.01)
Mohammadizadeh et al., 2015 [40] 2 centers
≤34 weeks GA and and BW 1000–1800 g
Surfactant criteria: FiO2 > 0.3, CPAP 6 cmH2O and/or Silverman score >4
Surfactant type: poractant alfa
Surfactant dose: 200 mg/kg
Atropin 25 µg/kg
Cologne method
4 Fr NGT
2.5–3.0 ETT
Bolus injection then PPV with a T-piece device for at least 1 min or until SpO2 ≥87%, then extubation to CPAP
n = 38
↔ CPAP failure (15.8% vs. 10.5%, p = 0.99)
↓ duration of O2 therapy (243.7 h vs. 476.8 h, p = 0.018)
↓ adverse events during surfactant administration (31.6% vs. 63.2%, p = 0.049)
Bao et al., 2015 [41] Single center
28–32 weeks GA
Surfactant criteria: FiO2 > 0.3 for 28–29 weeks GA, FiO2 > 0.35 for 30–32 weeks GA, CPAP 7–8 cmH2O
Surfactant type: poractant alfa
Surfactant dose: 200 mg/kg
No premedication
Hobart method
16G vascular catheter (5 boluses in 3–5 min)
Surfactant injection in 2–3 boluses in 3 min, brief MV (details not reported), then extubation to CPAP n = 90
↔ CPAP failure (17% vs. 23.3%, p = 0.44)
↓ duration of MV + CPAP (13.2 days vs. 15.9 days, p = 0.03)
Li et al., 2016 [42] Single center
27–31 weeks GA
Surfactant criteria: RDS grade I-II on CXR
Surfactant type: poractant alfa
Surfactant dose: various doses
No premedication
Cologne method No detail reported n = 40
Both LISA and INSURE caused a transient impairment in cerebral autoregulation, the duration of this effect was shorter in the LISA group (<5 min vs. 5–10 min)
Mosayabi et al., 2017 [43] Single center
28–34 weeks GA
Surfactant criteria: FiO2 > 0.4, CPAP 5–8 cmH2O
Surfactant type: poractant alfa
Surfactant dose: 200 mg/kg
No premedication
Take Care method
5 Fr NGT
Surfactant injection in 1–3 min, manual ventilation (bagging), then extubation to CPAP 3 min n = 53
↔ CPAP failure (38.3% vs. 36.8%, p = 0.827)
Choupani et al., 2018 [44] Single center
GA or BW criteria not reported
Surfactant criteria: FiO2 > 0.4, CPAP 6 cmH2O
Surfactant type: poractant alfa
Surfactant dose: 200 mg/kg
No premedication
Hobart method
16G vascular catheter (small aliquots in 2–4 min)
Bolus injection, then PPV with a T-piece device for at least 1 min or until SpO2 ≥87%, then extubation to CPAP n = 104
↔ CPAP failure (15.4% vs. 25%, p = 0.222)
↓ incidence of hypoxia (SpO2 < 80%) during surfactant administration (11.5% vs. 28.8%, p = 0.028)
Halim et al., 2019 [45] Single center
≤34 weeks GA
Surfactant criteria: FiO2 > 0.4, CPAP 5–7 cmH2O
Surfactant type: beractant
Surfactant dose: 100 mg/kg
No premedication
Take Care method
6 Fr NGT
Bolus injection, then PPV with a T-piece device for 15–20 min, then extubation to CPAP n = 100
↓ need for MV at any time (30% vs. 60%, p = 0.003)
↓ median duration of MV (40 h vs. 71 h, p = 0.004)
Boskadabi et al., 2019 [46] Single center
<32 weeks GA and and BW <1500 g
Surfactant criteria: FiO2 > 0.4, CPAP 5–8 cmH2O
Surfactant type: poractant alfa
Surfactant dose: 200 mg/kg
No premedication
Take Care method
5 Fr NGT
Bolus injection, bagging for 30–60 s, then extubation to CPAP n = 40
↓ CPAP failure (0% vs. 30%, p = 0.002)
Jena et al., 2019 [47] 3 centers
≤34 weeks GA
Surfactant criteria: FiO2 > 0.3, CPAP 6 cmH2O
Surfactant type: bovine lipid extract surfactant suspension Surfactant dose: 135 mg/kg
No premedication
Hobart method
16G vascular catheter
or
Take Care method
6 Fr NGT
based on individual preference
Bolus injection, then PPV with a T-piece device (no detail reported), then extubation to CPAP n = 350
↓ CPAP failure (19% vs. 40%, p < 0.01)
↓ duration of CPAP (4 days vs. 8 days, p < 0.01)
↓ duration of O2 therapy (6 days vs. 12 days, p < 0.01)
↓ BPD (3% vs. 17%, p < 0.01)
Yang et al., 2020 [48] Single center
32–36 weeks GA
Surfactant criteria: FiO2 > 0.4, CPAP 6 cmH2O
Surfactant type: poractant alfa
Surfactant dose: 200 mg/kg
No premedication
Cologne method
4 Fr NGT
Bolus injection then PPV (no detail reported), then extubation to CPAP n = 97
↔ need for MV (8.5% vs. 6%, p = 0.8)
↔ duration of MV (3.1 days vs. 3.3 days, p = 0.27)
Han et al., 2020 [49] 8 centers
25–31 weeks GA
Surfactant criteria: FiO2 > 0.4, CPAP 6–8 cmH2O
Surfactant type: calf pulmonary surfactant preparation
Surfactant dose: 70–100 mg/kg
No premedication
Modified Cologne method with 10 cm ophthalmic forceps
4 Fr NGT (in mini boluses over 1–5 min)
Bolus surfactant, MV as per local standards, then extubation if FiO2 < 0.3 and MAP < 8 cmH2O n = 298
↔ BPD (19.2% vs. 25.9%, p = 0.17)
↓ PDA (41.1% vs. 60.5%, p = 0.001)
Subgroup analysis of <30 weeks GA (n = 51):
↓ BPD (29% vs. 70%, p = 0.004)
Gupta et al., 2020 [50] Single center
28–34 weeks GA
Surfactant criteria: FiO2 > 0.3; NIPPV fr 40/min, PIP 12–15 cmH2O, PEEP 5–6 cmH2O
Surfactant type: poractant alfa
Surfactant doze: 200 mg/kg
No premedication
Cologne method
5 Fr NGT (1 mL aliquots, each lasting for 10 s)
Bolus injection, bagging for 30–60 s, then extubation to NIPPV n = 58
↔ CPAP failure (10.34% vs. 20.69%, p = 0.47)
Pareek et al., 2021 [51] Single center
28–36 weeks GA
Surfactant criteria: NIPPV (unclear tresholds) at least 2 of the following criteria: Silverman score ≥ 4 or FiO2 > 0.3 for <30 weeks GA and FiO2 > 0.4 for ≥30 weeks GA or > stage II RDS on CXR
Surfactant type: not reported
Surfactant dose: 100 mg/kg
No premedication
Cologne or Take Care method based on individual preference
5 Fr NGT
Bolus injection, then PPV with a T-piece device (no detail reported), then extubation to the NIPPV n = 40
↔ CPAP failure (30% vs. 30%, p = 0.99)
Anand et al., 2022 [52] Single center
26–34 weeks GA
Surfactant criteria: FiO2 > 0.3 within 6 h of life
Surfactant type: beractant
Surfactant dose: 100 mg/kg
No premedication
Take Care method
8 Fr NGT
Injection in four equal aliquots, bagging between aliquots, then extubation to CPAP n = 150
↔ duration of respiratory support (120 h vs. 120 h p = 0.618)
↓ need for MV (9.5% vs. 25%, p = 0.017)
↓CPAP failure (17.5% vs. 38.1%, p = 0.005)

Table notes: First % values refer to the LISA group and second values refer to the comparator group. ↑—significantly higher, ↓—siginificantly lower, ↔—not significantly different, * Despite the recommendation, of 81 infants who were intubated on the first day after birth, only 27 (33%) were extubated within the first 24 h, One infant was not intubated since FiO2 dropped below the treatment treshold immediatley after randomization Cologne method—insertion of a flexible catheter with Magill’s forceps, Take Care method—insertion of a flexible catheter without Magill’s forceps, Hobart method—insertion of a semi-rigid catheter. Surfactant administration via ETT with extubation in these trials, control infants remained intubated after surfactant delivery, with extubation after a period of mechanical ventilation. Abbreviations: LISA—less invasive surfactant administration, S-ETT—surfactant administration via endotracheal tube with (INSURE) or without extubation, GA—gestational age, NGT—nasogastric tube, FiO2—fraction of inspired oxygen, MV—mechanical ventilation, INSURE—intubation–surfactant–extubation, BPD—bronchopulmonary dysplasia, IVH—intraventricular hemorrhage, CPAP—continuous positive airway pressure, CPAP failure—need for mechanical ventilation within 72 h of birth, RDS—respiratory distress syndrome, CXR—chest X-ray, ETT—endotracheal tube, PPV—positive pressure ventilation, PTX—pneumothorax, BW—birth weight, PDA—patent ductus arteriosus, NIPPV—non-invasive positive pressure ventilation.