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. 2023 Mar 23;107(8):1795–1809. doi: 10.1097/TP.0000000000004574

TABLE 5.

Methodological details of the various analyses

Ref Time framea Operational definitions of (in)dependent variables or random variables Timing BAASIS measurements
Validation analysis of the relationship of the BAASIS to other variables (part 1: other adherence measures): EM
 Dobbels27 Concurrent EM assessment of same prior month as covered by the BAASIS recall period, expressed in parameters of taking adherence (% prescribed doses taken), timing adherence (% of expected intakes with an interdose interval deviating <25% from prescribed) and omissions of >1 consecutive doses. Parameters were calculated from the raw data. Baseline,b 3 (randomization), 6,c and 9c mo
 Lieb8 Concurrent EM assessment of same prior 2 wks as covered by the BAASIS recall period, expressed in parameters of taking adherence (% prescribed doses taken) and timing adherence (% of intakes within 2-h time window around the intake time). Data were delivered as parameter calculations from the authors. Baseline, 2, 4, 6, 10, and 12 wk. Note: The recall period was changed to 2 wk.
 Low33 Concurrent EM assessment of same prior month as covered by the BAASIS recall period, expressed in parameters of taking adherence (% prescribed doses taken), timing adherence (% of expected intakes with an interdose interval deviating <25% from prescribed) and omissions of >1 consecutive doses. Parameters were calculated from the raw data. Baseline (randomization),b 3,c 6,c 9,c and 12c mo
 Schäfer11 Prospective 3 mo of EM assessment following BAASIS measurement, expressed in parameters of taking adherence (% prescribed doses taken), timing adherence (% of expected intakes with an interdose interval deviating <25% from prescribed), and omissions of >1 consecutive doses. Parameters were calculated from the raw data. At inclusion
Validation analysis of the relationship of the BAASIS to other variables (part 1: other adherence measures): self-report instruments
 Ducci28 Concurrent Immunosuppressant Therapy Adherence Scale At inclusion
 Low33 Concurrent Morisky Medication Adherence Scale At inclusion and four 3 monthly visitsc
 Marsicano9,34 Concurrent Measure of adherence to treatment At inclusion
 Schmid37 Concurrent Immunosuppressant Therapy Adherence Scale At inclusion
Validation analysis of the relationship of the BAASIS to other variables (part 1: other adherence measures): blood assay
 Bessa23 Concurrent Coefficient of variation of tacrolimus trough levels obtained at days 10, 14, 21, and 28 d after Tx (n = 248) At day 28c
 Dobbels27 Concurrent/prospective Coefficient of variation of tacrolimus trough levels obtained at inclusion, 3, 6, 9, and 15 mo (between 2 and 5 measurements; n = 368) At inclusionc
 Eisenga29 Concurrent/prospective Coefficient of variation of tacrolimus levels 3 to 12 mo after Tx (between 2 and 4 measurements) (n = 1795) At inclusion (1st available measurement post-Tx)
 Godinas30 Concurrent/prospective Coefficient of variation of 3 prior tacrolimus trough levels (n = 498) At inclusion
 Gustavsen 231 Concurrent/prospective Coefficient of variation of 6 tacrolimus levels 6–9 wks after Tx (n = 570) At week 8c
 Košťálová22 Prospective Coefficient of variation of 7 tacrolimus trough levels at consecutive visits between 3 and 22 mo apart (n = 1635) At inclusion
 Lieb8 Retrospective/concurrent Coefficient of variation of tacrolimus of trough levels at inclusion + 3 antecedent measures (n = 302) At inclusion
 Schäfer11 Prospective Coefficient of variation of tacrolimus trough levels right before inclusion till end of EM measurement (between 2 and 17 measurements; n = 306) At inclusion
 Scheel38,39 Retrospective Coefficient of variation of 4 tacrolimus trough levels within the last 12 mo before BAASIS measurement (between 4 and 43 measurements; n = 2058) At inclusion
 Tielen40,41 Concurrent Coefficient of variation of tacrolimus blood levels at inclusion and 2 prior weeks (between 4 and 10 measurements; n = 572) At inclusion
Validation analysis of the relationship of the BAASIS to other variables (part 1: other adherence measures): collateral report
 Denhaerynck12 Retrospective/concurrent Physician and nurse estimates, blinded to patient self-report – 1 excellent; 2 fair; 3 poor adherence; dichotomized into adherent (1) and NA (2 and 3) At inclusion
 Dobbels27 Retrospective/concurrent Physician and nurse estimates, blinded to patient self-report – 1 excellent; 2 fair; 3 poor adherence; dichotomized into adherent (1) and NA (2 and 3) At inclusion
 Gustavsen31 Retrospective/concurrent Physician/nurse estimate – 1 excellent, 2 suboptimal, 3 poor adherence, dichotomized into adherent (1) and NA (2 and 3) At inclusion
 Lieb8 Retrospective/concurrent Physician estimate – 1 = very good adherence to 5 = very poor adherence, dichotomized into adherent (1) and NA (2–5) At inclusion
 Marsicano9,34 Retrospective/concurrent Assistant physician and nurse estimates, blinded to patient self-report – 1 good, 2 fair, 3 poor adherence, dichotomized into adherent (1) and NA (2 and 3) At inclusion
 Scheel38,39 Retrospective/ concurrent Physician estimate, blinded to patient self-report – 1 = very good adherence to 5 = very poor adherence, dichotomized into adherent (1) and NA (2–5) At inclusion
 Sanders-Pinheiro36 Retrospective/concurrent Nephrologist and nurse estimates (one or both), blinded to patient’s self-report – binary score At inclusion
 Schäfer11 Retrospective/concurrent Several physicians’ and several nurses’ estimates, blinded to patient’s self-report – 1 good, 2 fair, 3 poor adherence, dichotomized into adherent and NA if at least one of the physicians or nurses considered the patient not having good adherence At inclusion
 Schmid37 Retrospective/concurrent Physician and nurse estimates, blinded to patient’s self-report – 1 good, 2 fair, 3 poor adherence, dichotomized into adherent (1) and NA (2 and 3) At inclusion
 Silva35 Retrospective/concurrent Assistant physician and nurse estimates, blinded to patient’s self-report – 1 good, 2 fair, 3 poor adherence, dichotomized into adherent (1) and NA (2 and 3) At inclusion
Validation analysis of the relationship of the BAASIS to other variables (part 2: psycho-behavioral constructs): cognitive behavioral theory
 Denhaerynck12 Concurrent Integrative Model of Behavioral Prediction (barriers, intention, self-efficacy, beliefs, norms) At inclusion
 Dobbels27 Concurrent Integrative Model of Behavioral Prediction (barriers) At inclusion and 15 mosd
 Ducci28 Concurrent Integrative Model of Behavioral Prediction (barriers, intention, self-efficacy, beliefs, norms) At inclusion
 Godinas30 Concurrent Integrative Model of Behavioral Prediction (barriers) At inclusion
 Schmid37 Concurrent Integrative Model of Behavioral Prediction (barriers, intention, self-efficacy, beliefs, norms) At inclusion
 Schäfer11 Concurrent Integrative Model of Behavioral Prediction (self-efficacy, beliefs) At inclusion
 Tielen40,41 Concurrent Integrative Model of Behavioral Prediction (self-efficacy, beliefs) At inclusion, 6, and 18 mo
 Košťálová22 Concurrent Integrative Model of Behavioral Prediction (beliefs) At inclusion
Validation analysis of the relationship of the BAASIS to other variables (part 2: psycho-behavioral constructs): depressive symptoms
 Burkhalter24 Concurrent Depressive symptomatology: Depression, Anxiety, and Stress Scale At inclusion
 De Geest25 Prospective Depressive symptomatology: Depression, Anxiety, and Stress Scale NA predicted by depressive symptoms at previous visit
 Denhaerynck12 Concurrent Hospital anxiety and depression scale (depression part) At inclusion
 Liu32 Concurrent Hospital anxiety and depression scale (depression part) At inclusion
 Scheel38,39 Concurrent Hospital anxiety and depression scale (depression part) At inclusion
 Schäfer11 Concurrent Beck depression inventory At inclusion
Validation analysis of the relationship of the BAASIS to other variables (part 3: responsiveness to adherence-enhancing interventions)
 Bessa23 Postintervention assessments comparison of intervention vs control group (original primary outcome: CV%) Days 28 and 90
 Dobbels27 Postintervention assessments comparison of intervention vs control group (original primary outcome: EM) Months 6, 9, and 15
 Low33 Postintervention assessments comparison of intervention vs control group (original primary outcome: EM) Months 3, 6, 9, and 12
 Abedini42 Postconversion vs inclusion assessments Inclusion, months 1, 3, 6, and 12
 Beckebaum43 Postconversion vs inclusion assessments Inclusion, month 12
 Doesch44,45 Postconversion vs inclusion assessments Inclusion, months 4 and 8
 Lehner47 Postconversion vs inclusion assessments (paired data unknown) Inclusion, month 18
 Fellström46 Postconversion vs inclusion assessments Inclusion, months 3, 6, and 12
 Godinas30 Postconversion vs inclusion assessments Inclusion, month 12
 Valente48 Postconversion vs inclusion assessments (paired data unknown) Inclusion, month 6
Validation analysis of the internal structure of the BAASIS
 Studies with individual participant data All available data points (see Table 2)
Reliability analysis of stability over time of individual responses
 Bessa23 Patient number as a random intercept Day 28 and 90c
 De Geest25,26 Patient number as a random intercept Inclusion, year 1 and yearly visits
 Dobbels27 Patient number as a random intercept Inclusion, month 3, 6, 9, and 15d
 Eisenga29 Patient number as a random intercept Inclusion, month 3, 6, 12, 24, 36, 60
 Gustavsen31 Patient number as a random intercept Week 8 and year 1c
 Lieb8 Patient number as a random intercept Inclusion and six 2-weekly visits
 Low33 Patient number as a random intercept Inclusion and four 3-monthly visitsc
 Tielen40,41 Patient number as a random intercept Inclusion, month 6 and 18

Concurrent means that the study falls within the recall period of the BAASIS. Retrospective means that the study falls before the recall period of the BAASIS. Prospective means that the assay was done after the BAASIS measurement.

aAdapted to each research question pertaining to the 4-wk recall period for NA during the implementation phase.

bBaseline data are not relevant for concurrent adherence testing, because EM is not yet available for the prior month.

cControl group only.

dControl group, preallocated, and nonallocated participants.

BAASIS, Basel Assessment of Adherence to Immunosuppressive Medications Scale; CV%, coefficient of variation; EM, electronic monitoring; HTx, heart transplant; KTx, kidney transplant; LiTx, liver transplant; LuTx, lung transplant; NA, nonadherence; RCT, randomized controlled trial.