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. 2022 Sep 3;110(1):10–18. doi: 10.1093/bjs/znac284

Table 1.

Summary of the stages of surgical innovation according to the IDEAL framework

Stage of innovation Description No. of patients Proposed method of investigation Studies included in this review
0: idea (preclinical) Feasibility and definition of procedure None Simulated, cadaver, animal, modelling Preclinical studies in animals (in vivo and post-mortem models) and in vitro
1: idea Proof of concept; first in human Very few Case reports, small case series Case reports, small case series, occupational health and safety studies; data relate to safety and technical feasibility
2a: development Therapy evolving; refining and modifying the technique Usually < 30 Prospective development studies Larger case series, non-randomized studies; prospective and retrospective case series; single centre
2b: exploration Learning curves progressing, indication expanding Many Prospective series, multisite, feasibility RCT Large multicentre case series, studies looking at new indication
3: assessment Procedure has clear definition and used by many surgeons but needs to be tested against standard of care Many RCT RCT and RCT protocols
4: long-term Long-term follow-up with registry data, to monitor late/rare complications Many Registry, late/rare case reports NA

RCT, randomized clinical trial; NA, not applicable.