Skip to main content
PLOS One logoLink to PLOS One
. 2023 Jul 27;18(7):e0284460. doi: 10.1371/journal.pone.0284460

Survival outcomes of breast cancer patients with recurrence after surgery according to period and subtype

Young-jin Lee 1, Tae-Kyung Yoo 1,#, Jisun Kim 1,#, Il Yong Chung 1,#, Beom Seok Ko 1,#, Hee Jeong Kim 1,#, Jong Won Lee 1,#, Byung Ho Son 1,#, Sei-Hyun Ahn 1,#, Sae Byul Lee 1,*
Editor: Yasunori Sato2
PMCID: PMC10374104  PMID: 37498831

Abstract

Purpose

To analyze and compare the survival rates of recurrent breast cancer patients in Korea between two periods (period I: 2000–2007; period II: 2008–2013) and to identify the factors associated with outcomes and changes over time in the duration of survival after recurrence.

Methods

We retrospectively analyzed 2,407 patients who had recurrent breast cancer with treated between January 2000 and December 2013 and divided them into two periods according to the year of recurrence. We reviewed the age at diagnosis, clinical manifestations, pathology report, surgical methods, types of adjuvant treatment, type of recurrence, and follow-up period.

Results

The median follow-up was 30.6 months (range, 0–223.4) from the time of relapse, and the median survival time was 42.3 months. Survival after recurrence (SAR) significantly improved from 38.0 months in period I to 49.7 months in period II (p < 0.001). In the analysis performed according to the hormone receptor and HER2 status subtypes, all subtypes except the triple-negative subtype showed higher SAR in period II than period I. Age at diagnosis, tumor stage, and treatment after recurrence were significantly correlated with survival outcomes.

Conclusion

The survival outcomes of Korean patients with breast cancer after the first recurrence have improved in Korea. Such improvements may be attributed to advances in treatment.

Introduction

Breast cancer is the most common cancer in women globally. Recently, breast cancer has become the most common cancer in Korean women as well [1,2]. More than 80% of breast cancers are detected and treated in a curative state at the time of diagnosis [3]. Some patients with breast cancer experience recurrence after a certain period after treatment, most of whom eventually die from disease recurrence. Therefore, elucidating the factors influencing the recurrence of cancer would be helpful in estimating the treatment outcomes and predicting the prognosis.

Several studies have identified some of these prognostic factors [4,5], including tumor size, nodal stage, hormone-receptor status, tumor grade, and adjuvant therapy [6,7]. In contrast, there have been only few studies on prognostic factors affecting survival after recurrence (SAR), such as the hormonal status of the tumor, extent of metastasis, interval to recurrence, and the presence of visceral metastasis [8,9]. However, the knowledge on these prognostic factors is relatively poor and requires further investigation. In addition, the prognosis of relapsed patients is expected to have been greatly affected by the recently developed adjuvant treatment. Therefore, it is necessary to analyze the impact of the development of adjuvant therapy over time for each subtype on the prognosis of relapsed patients.

In this study, we retrospectively analyzed 2,407 patients with recurrent breast cancer. To analyze the effect of variations in treatments over time, we compared the characteristics and survival of patients according to the year of recurrence and categorized them into two periods to identify the factors associated with overall and post-recurrence survival.

Methods

Patients and clinical data

We retrieved the medical records of 17,776 female patients who were diagnosed with breast cancer and underwent breast surgery between January 2000 and December 2013 at Asan Medical Center (Seoul, Republic of Korea). And the participants were recruited into our database from 2017 to 2021. Among them, we selected 2,407 patients who experienced recurrence before December 31, 2020. We conducted an analysis in April 2021. The study period was divided into period I and period II according to significant changes made in the practice of adjuvant therapy.

All information about the patients and diseases was retrieved from the retrospectively collected database, including age; clinical manifestations; clinical and pathological staging according to the American Joint Committee on Cancer classification; pathological data; surgical methods; types of adjuvant therapy received during the first treatment; types of post-relapse adjuvant therapy, which marked the “after recurrence,” type; and follow-up period. Overall survival (OS) was defined as the time from surgery to death/last follow up. SAR was defined as the time from recurrence to death/last follow up by referring to the Korean registry cause-of-death records.

Pathological data

The tumor size, number of axillary lymph node metastases, estrogen receptor (ER) status, progesterone receptor (PR) status, and human epidermal growth factor receptor-2 (HER2) status were evaluated at the Department of Pathology at Asan Medical Center. The statuses of ER, PR, and HER2 were determined using immunohistochemical analysis. ER and PR statuses were considered to be positive when the tumor cells showed more than 1% positivity. HER2 overexpression grades 0, 1+, and 2+ were considered to be negative. Cases rated 2+ were evaluated using fluorescence in situ hybridization and those rated 3+ were considered positive.

Follow‑up routine

All patients received standard combination treatment, including surgery and adjuvant treatment, when the disease first presented. After adjuvant therapy, all patients were regularly followed every 6 months for the first 60 months, including clinical examinations, laboratory tests (include CA15-3), mammograms, ultrasonography, and chest X-rays. In the sixth year, follow-up was carried out annually until the first recurrence of the disease. Computed tomography, magnetic resonance imaging, or 18F-fluorodeoxyglucose positron emission tomography/computed tomography scans were performed when patients complained of symptoms suggestive of tumor recurrence.

Statistical analysis

Data analysis was performed using IBM SPSS Statistics for Windows, version 21.0 (IBM Corp., Armonk, NY, USA). Linear regression analysis and chi-squared tests were used to determine the trend of each parameter over time. Survival curves were generated using the Kaplan–Meier method, and the significance of survival differences among selected variables was verified using the log-rank test. A univariate Cox regression analysis was used to estimate the hazard ratios. A multivariate Cox regression analysis with a backward elimination method was used to estimate the hazard ratios and p values and to identify independent prognostic factors. The unknown groups of each variables were removed prior to Cox analysis. All reported p-values were two-sided, and p values < 0.05 were considered statistically significant.

Ethical approval

All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki Declaration and its later amendments or comparable ethical standardsData analysis.

This study was reviewed and approved by the Institutional Review Board of Asan Medical Center (approval #2017–1341). The authors have access to the data of individual participants who have been anonymized. Informed consent was waived because the study was based on retrospective clinical data.

Results

Patient characteristics

The characteristics of 2,407 patients with breast cancer recurrence are shown in Table 1. The most common characteristics were as follows: age 35–50 at diagnosis (n = 1,320 [54.8%]); T2 stage disease (n = 1,123 [46.9%]); positive regional lymph node metastasis (n = 1,315 [54.6%]); histologic grade 3 (n = 1,050 [49.7%]); hormone receptor-positive and HER2-negative (n = 1,076 [46.3%]).

Table 1. Characteristics of total patients.

Factors Patients (N = 2,407)
No. %
Age at diagnosis (y)
<35 312 13.0
35–50 1,320 54.8
>50 775 32.2
T stage
T1 816 34.1
T2 1,123 46.9
T3 238 9.9
T4 108 4.5
Tis 110 4.6
Unknown 12
Nodal stage
Negative 1,092 45.4
Positive 1,315 54.6
Stage
Stage 0 108 4.5
Stage I 546 22.8
Stage II 1,037 43.3
Stage III 703 29.4
Unknown 13
Histologic grade
G1 46 2.2
G2 1,015 48.1
G3 1,050 49.7
Unknown 296
Nuclear grade
G1 45 2.2
G2 959 47.9
G3 999 49.9
Unknown 404
LVI
No 1,095 55.3
Yes 886 44.7
Unknown 426
Hormone receptor status
Negative 926 40.4
Positivea 1,368 59.6
Unknown 83
HER-2 (IHC) status
Negative 1,657 71.3
Positiveb 667 28.7
Unknown 83
Subtype
HR+/HER-2- 1,076 46.3
HR+HER-2+ 292 12.6
HR-/HER-2+ 345 16.1
HR-/HER-2- 581 25.0
Unknown 83
Breast surgery
Breast conservation surgery 989 41.1
Mastectomy 1,418 58.9
Radiotherapy
Yes 1,535 64.7
No 839 35.3
Unknown 33
Chemotherapy
Yes 1,817 23.5
No 559 76.5
Unknown 31
Hormonal therapy
Yes 1,425 60.4
No 935 39.6
Unknown 47
Chemotherapy agent
None 553 26.7
CMF 52 2.5
Anthracyclin-based 672 32.5
Taxane-based 757 36.6
Others 36 1.7
Unknown 337
Hormonal therapy agent
None 944 40.1
AI 191 8.1
SERM 1,061 45.0
SERM+LHRH analog 160 6.8
Unknown 51

LVI, lymphovascular invasion; aestrogen receptor-positive or progesterone receptor-positive; HER-2, human epidermal growth factor receptor-2; IHC, immunohistochemistry; bIHC 3+; HR, Hormone receptor; CMF, cyclophosphamide, methotrexate, fluorouracil; AI, aromatase inhibitor; SERM, Selective estrogen receptor modulator; LHRH, luteinizing hormone-releasing hormone.

According to the year at diagnosis, the patients were categorized into period I (2000–2007; n = 1,257 [52.2%]) and period II (2008–2013; n = 1,150 [47.8%]) (Table 2). The distributions of T stage (p = 0.037) and nodal stage (p < 0.001) were significantly different between the two periods. T1 and N-positive breast cancer occupied large proportion of patients in period I. The following characteristics were more commonly observed in period II than in period I: hormone receptor-negative (p = 0.001), HER-2-negative (p = 0.008), no adjuvant radiotherapy for initial breast cancer (p < 0.001), treated with adjuvant chemotherapy (p = 0.001), and treated with hormonal therapy (p < 0.001) (Table 2).

Table 2. Clinicopathologic characteristics of patients according to the year of recurrence.

Factors 2000–2007 (N = 1,257) 2008–2013 (N = 1,150) p-value
N (%) N (%)
Age at diagnosis (y) <35 169 (13.4) 143 (12.4) 0.40
35–50 698 (55.5) 622 (54.1)
>50 390 (31.0) 385 (33.5)
Stage 0 51 (4.1) 57 (5.0) 0.40
I 275 (21.9) 271 (23.8)
II 557 (44.3) 480 (42.2)
III 374 (29.8) 329 (28.9)
Unknown 0 13
T stage T1 443 (35.2) 373 (32.8) 0.037
T2 590 (46.9) 533 (46.8)
T3 107 (8.5) 131 (11.5)
T4 65 (5.2) 43 (3.8)
Tis 52 (4.1) 58 (5.1)
Unknown 0 12
Nodal status Negative 521 (41.4) 571 (49.7) <0.001
Positive 736 (58.6) 579 (50.3)
Histologic grade G1 29 (2.7) 17 (1.6) 0.25
G2 514 (47.9) 501 (48.3)
G3 531 (49.4) 519 (50.0)
Unknown 183 113
Nuclear grade G1 26 (2.9) 19 (1.7) 0.24
G2 436 (47.8) 523 (47.9)
G3 450 (49.3) 549 (50.3)
Unknown 345 59
LVI Negative 490 (52.4) 605 (57.8) 0.015
Positive 445 (47.6) 441 (42.2)
Unknown 322 104
Hormone receptor status
Negative 457 (38.0) 499 (44.8) 0.001
Positivea 752 (62.0) 616 (55.2)
Unknown 48 35
HER-2 (IHC) status Negative 833 (68.9) 824 (73.9) 0.008
Positiveb 376 (31.1) 291 (26.1)
Unknown 48 35
Subtype HR+/HER-2- 570 (47.1) 506 (45.4) <0.001
HR+/HER-2+ 182 (15.1) 110 (9.9)
HR-/HER-2+ 194 (16.0) 181 (16.2)
HR-/HER-2- 263 (21.8) 318 (28.5)
Unknown 48 35
Radiotherapy Yes 508 (40.8) 331 (29.3) <0.001
No 736 (59.2) 799 (70.7)
Unknown 13 20
Chemotherapy Yes 257 (20.7) 302 (26.6) 0.001
No 985 (79.3) 832 (73.4)
Unknown 15 16
Hormonal therapy Yes 434 (35.1) 501 (44.5) <0.001
No 801 (64.9) 624 (55.5)
Unknown 22 25
Chemotherapy agent None 257 (22.5) 296 (31.9) <0.001
CMF 47 (4.1) 5 (0.5)
Anthracyclin-based 436 (38.1) 236 (25.5)
Taxane-based 384 (33.6) 373 (40.2)
Others 19 (1.7) 17 (1.8)
Unknown 114 223
Hormonal therapy agent None 441 (35.8) 503 (44.7) <0.001
AI 69 (5.6) 122 (10.8)
SERM 657 (53.4) 404 (35.9)
SERM+LHRH analog 64 (5.2) 96 (8.5)
Unknown 26 25
Chemotherapy after recurrence Yes 624 (61.9) 526 (49.6) <0.001
No 384 (38.1) 535 (50.4)
Unknown 249 86
Hormonal therapy after recurrence Yes 536 (53.2) 503 (47.4) 0.009
No 472 (46.8) 558 (52.6)
Unknown 249 86
Anti-targeted therapy after recurrence Yes 185(18.4) 257 (24.2) 0.001
No 823 (81.6) 804 (75.8)
Unknown 249 86

BCS, breast conserving surgery; LVI, lymphovascular invasion; aestrogen receptor-positive or progesterone receptor-positive; HER-2, human epidermal growth factor receptor-2; IHC, immunohistochemistry; bIHC 3+; CMF, cyclophosphamide, methotrexate, fluorouracil; AI, aromatase inhibitor; SERM, Selective estrogen receptor modulator; LHRH, luteinizing hormone-releasing hormone.

Recurrence

Table 3 shows the distribution of the first recurrence sites according to the study period. The proportion of systemic decreased with time from period I to period II: in period I, 302 (24.0%) patients had loco-regional recurrence and 955 (76.0%) had systemic recurrence; in period II, 404 (35.0%) patients had loco-regional recurrence and 746 (65.0%) had systemic recurrence. There were significant differences in the type of recurrence according to the time period (p < 0.001).

Table 3. Distribution of the type of recurrence according to the year of recurrence.

Type of recurrence 2000–2007 (N = 1,257) 2008–2013 (N = 1,150) Total (N = 2,407)
N (%) N (%) N (%)
Loco-regional recurrence 302 (24,0) 404 (35.0) 706 (29.0)
Systemic recurrence 955 (76.0) 746 (65.0) 1701 (71.0)

Survival

The median follow-up duration from the time of relapse was 30.6 months (range, 0–223.4). During follow-up, a total of 1,391 deaths occurred, of which 1,348 (96.5%) were related to breast cancer. The 5-year rates of OS and SAR were 66.9% and 48.1%, respectively. The median survival duration after recurrence significantly increased from 38.0 months in period I to 49.7 months in period II (p < 0.001). In contrast, the increase in the median survival duration from period I (97.5 months) to period II (114.4 months) was not statistically significant (p = 0.092; Fig 1).

Fig 1. Chronological changes in the survival rates of patients with recurred primary breast cancer.

Fig 1

(A) Survival after recurrence (SAR). (B) Overall survival (OS).

We analyzed the survival outcomes according to cancer subtypes to examine their influences on the improvements in survival outcomes over time (Figs 2 and 3). The SAR was improved in the HR+/HER2- subtype (53.7 to 79.6 months; p < 0.001), HR+/HER2+ subtype (36.4 to 66.6 months; p < 0.001), and HR-/HER2+ subtype (24.7 to 49.1 months; p < 0.001). In contrast, the SAR of HR-/HER2- subtype was not improved (p = 0.139). On the other hand, the OS was improved only in the HR-/HER2+ subtype (55.6 to 95.9 months; p < 0.001) and not in other subtypes (HR+/HER2-; p = 0.122, HR+/HER2+; p = 0.177, HR-/HER2-; p = 0.977).

Fig 2. Survival after recurrence (SAR) according to subtypes.

Fig 2

(A) HR+/HER2-. (B) HR+/HER2+. (C) HR-/HER2+. (D) HR-/HER2-.

Fig 3. Overall survival (OS) according to subtypes.

Fig 3

(A) HR+/HER2-. (B) HR+/HER2+. (C) HR-/HER2+. (D) HR-/HER2-.

We performed multivariate Cox proportional hazards regression analyses to identify the factors influencing SAR (Table 4) and OS (Table 5). In the HR+/HER2+ subtype, the year of diagnosis was significantly associated with SAR (HR 0.58, 95% CI 0.37–0.9, p = 0.015) but not with OS (HR 0.77, 95% CI 0.49–1.21, p = 0.258). Older age at diagnosis was significantly associated with SAR in the HR+/HER2- subtype only (HR 2.18, 95% CI 1.56–3.05, p < 0.001). High T and N stages were associated with poorer survival. In HR-/HER2- patients, the tumor biology was significantly associated with survival, with histologic grade being significantly associated with OS (HR 1.34, 95% CI 1.06–1.71, p = 0.014) and LVI being significantly associated with SAR (HR 1.38, 95% CI 1.09–1.75, p = 0.007) and OS (HR 1.43, 95% CI 1.13–1.81, p = 0.003). Treatment after recurrence was generally significantly associated with survival. Hormonal therapy after recurrence was associated with better SAR and OS in HR+/HER2- patients. Likewise, target therapy after recurrence significantly increased the OS in all subtypes. The univariate Cox analysis was also performed and the results are provided in the S1S4 Tables.

Table 4. Multivariate Cox analysis for survival after recurrence (SAR).

Factors HR+/HER2- HR+/HER2+ HR-/HER2+ HR-/HER2-
Hazard ratio 95% CI Hazard ratio 95% CI Hazard ratio 95% CI Hazard ratio 95% CI
Year of diagnosis
2000–2007 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
2008–2013 0.99 0.79–1.23 0.58 0.37–0.90 0.78 0.57–1.07 0.99 0.79–1.23
Age at diagnosis (y)
35–50 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
<35 1.31 0.95–1.80 0.60 0.34–1.04 0.85 0.53–1.37 0.81 0.58–1.15
>50 2.18 1.56–3.05 0.60 0.32–1.13 0.94 0.58–1.52 1.00 0.69–1.44
T stage
T1 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
T2 1.24 0.97–1.59 1.18 0.73–1.89 1.87 1.27–2.77 1.20 0.92–1.57
T3 2.06 1.43–2.95 0.78 0.39–1.58 1.88 1.04–3.39 1.83 1.24–2.69
T4 3.51 2.03–6.10 3.89 1.74–8.69 2.94 1.56–5.53 1.56 0.96–2.53
Nodal stage
Negative 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Positive 1.66 1.29–2.14 2.10 1.32–3.36 1.97 1.34–2.91 1.28 1.00–1.64
Histologic grade
G1 1.00 Ref. 1.00 Ref. 1.00 Ref. - -
G2 2.42 0.76–7.71 1.62 0.54–4.87 1.00 Ref.
G3 3.24 1.01–10.45 1.52 0.49–4.66 1.23 0.97–1.57
LVI
No 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Yes 0.91 0.73–1.13 0.82 0.54–1.24 1.16 0.84–1.60 1.38 1.09–1.75
Breast surgery
BCS 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
TM 1.26 0.99–1.60 1.12 0.70–1.78 1.15 0.80–1.65 1.08 0.85–1.37
Chemotherapy after recurrence
No 1.00 Ref. 1.00 Ref 1.00 Ref. 1.00 Ref.
Yes 2.74 2.17–3.47 3.47 1.93–6.22 1.85 1.20–2.86 1.87 1.42–2.45
Hormonal therapy after recurrence
No 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Yes 0.59 0.44–0.79 0.66 0.43–1.02 0.67 0.42–1.08 0.73 0.50–1.05
Anti-targeted therapy after recurrence
No 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Yes 0.76 0.53–1.09 0.58 0.35–0.95 0.62 0.42–0.90 0.64 0.41–1.02

HR: Hormone receptor; HER2: Human epidermal growth factor receptor-2; LVI, lymphovascular invasion; BCS: Breast conserving surgery; TM: Total mastectomy

* The significant HRs (0.95 CI) are shown in bold.

Table 5. Multivariate Cox analysis for overall survivial (OS).

Factors HR+/HER2- HR+/HER2+ HR-/HER2+ HR-/HER2-
Hazard ratio 95% CI Hazard ratio 95% CI Hazard ratio 95% CI Hazard ratio 95% CI
Year of diagnosis
2000–2007 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
2008–2013 1.03 0.82–1.20 0.77 0.49–1.21 0.86 0.63–1.19 1.13 0.90–1.42
Age at diagnosis (y)
35–50 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
<35 1.09 0.79–1.51 0.71 0.41–1.22 0.79 0.55–1.43 0.67 0.47–0.95
>50 1.61 1.15–2.24 0.62 0.33–1.15 0.90 0.55–1.46 0.82 0.56–1.19
T stage
T1 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
T2 1.22 0.96–1.56 1.46 0.91–2.34 2.03 1.37–3.01 1.33 1.02–1.74
T3 2.29 1.59–3.30 1.11 0.55–2.22 2.01 1.10–3.65 2.15 1.47–3.14
T4 4.77 2.73–8.35 7.97 3.57–17.78 3.76 1.99–7.09 2.19 1.35–3.55
Nodal stage
Negative 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Positive 1.79 1.39–2.30 2.23 1.38–3.58 1.89 1.29–2.77 1.27 0.99–1.62
Histologic grade
G1 1.00 Ref. 1.00 Ref. 1.00 Ref. - -
G2 3.63 1.13–11.64 1.60 0.53–4.85 1.00 Ref
G3 5.18 1.60–16.82 1.86 0.60–5.76 1.34 1.06–1.71
LVI
No 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Yes 0.89 0.72–1.10 0.86 0.57–1.31 1.17 0.85–1.62 1.43 1.13–1.81
Breast surgery
BCS 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
TM 1.26 1.00–1.60 0.98 0.62–1.56 1.34 0.93–1.93 1.21 0.95–1.53
Chemotherapy after recurrence
No 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Yes 2.93 2.33–3.70 5.19 2.80–9.60 1.86 1.19–2.89 2.08 1.59–2.74
Hormonal therapy after recurrence
No 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Yes 0.69 0.51–0.92 0.75 0.49–1.16 0.63 0.39–1.01 0.66 0.45–0.95
Anti-targeted therapy after recurrence
No 1.00 Ref. 1.00 Ref. 1.00 Ref. 1.00 Ref.
Yes 0.66 0.46–0.94 0.51 0.30–0.86 0.60 0.41–0.88 0.56 0.35–0.88

HR: Hormone receptor; HER2: Human epidermal growth factor receptor-2; LVI, lymphovascular invasion; BCS: Breast conserving surgery; TM: Total mastectomy.

* The significant HRs (0.95 CI) are shown in bold.

Discussion

To our knowledge, this is the first study to compare recurred breast cancer outcomes, stratified by subtypes, over two distinct time periods. Our retrospective chronological study demonstrated changes in the survival rates of recurred breast cancer in Korean women in period I and period II. The SAR significantly improved between period Ⅰ and period Ⅱ, while the OS did not show a significant difference between the two periods. Similar to our result, a previous study performed in the same institution during the former period did not show a significant improvement in OS over time [10]. The previous study attributed the lack of significant OS differences to lead-time bias; however, we assume that the reason for this discrepancy may stem from the difference in treatment regimens depending on the cancer subtype. Therefore, we analyzed the survival outcomes according to subtypes and found that SAR was improved in other than HR-/HER2- subtype. Meanwhile, the OS was improved only in the HR-/HER2+ subtype.

There are some factors that can influence the changes in survival rate in breast cancer patients who have recurred diseases, including advancements in adjuvant therapy such as hormonal and target therapy. The fact that the ratio of HR-positive and HER2-positive patients among relapsed patients was reduced (Table 2) may be regarded as possible evidence for this explanation.

Our findings suggest that advances in anti-hormone therapy and target therapy have contributed to improvements in the survival rate of breast cancer patients with recurrence. Initially, tamoxifen was mainly administered to HR-positive breast cancer patients. Aromatase inhibitors and LHRH agonists have been widely used since around 2003 [10], and the treatment of HER2-positive patients has advanced significantly. The use of trastuzumab for breast cancer patients was introduced in Korea around 2010. This also explains why OS was improved between period Ⅰ and period Ⅱ only in HER2-positive patients.

In our present study, the type of recurrence was analyzed between two periods. The relative ratio of systemic recurrence to loco-regional recurrence decreased. This result highlights the significant advancements in systemic therapy (e.g., anti-hormone therapy and target therapy) compared with local therapy (e.g., surgical technique or radiation therapy) during this period.

In multivariate analyses, age at diagnosis was associated with SAR and OS only in the HR-positive/HER2-negative subtype (Tables 4 and 5). In other subtypes, age was not an independent prognostic factor for survival after recurrence (Table 4). Several studies reported that young women have a high recurrence rate of breast cancer and poor prognosis [1113]. The reason is considered to be due to poor clinicopathological features such as a low prevalence of luminal type and a relatively high prevalence of HER2 or TN types [14,15]. However, there is debate about whether age itself is an independent prognostic factor [16]. In this study, when HR+/HER2- subtype breast cancer patients with recurrence were analyzed, it was found that patients under 50 years of age had a higher survival rate after recurrence than did older patients. This may seem contradictory to the knowledge so far; however, this result should be interpreted with caution because only HR+/HER2- subtype patients were analyzed and they had received additional treatment after relapse. The reason for this result is that we implement active ovarian suppression therapy such as oophorectomy and LHRH agonist after relapse in premenopausal patients.

In multivariate analysis, higher tumor stages (i.e., large tumor size and axillary lymph node metastasis) were significantly associated with poor prognosis in most subtypes; however, in triple-negative subtype patients, tumor stages failed to show significant correlations. While the reason for the relatively weak associations of tumor stages with survival outcomes in triple-negative patients is unclear, this may be at least partly due to the poor prognosis of early-stage triple-negative breast cancer [17].

In the analysis of treatment after relapse, chemotherapy after recurrence was significantly associated with poor survival outcomes in all subtypes (Tables 4 and 5). Administration of adjuvant chemotherapy in initial cancer treatment was reported to be associated with poor prognosis after recurrence [18]. Goldhirsch et al. attributed this association to the fact that the reason for the chemotherapy was related to the poor standard risk factor that the disease had [19]. According to the current treatment protocol, chemotherapy after recurrence in all subtypes is closely related to systemic metastasis. Targeted therapy after recurrence was a treatment-related factor that improved survival in HER2-positive patients. This supports the results of previous studies that the development of trastuzumab made a significant difference in the improvement of the survival rate of relapsed breast cancer patients after surgery [20]. On the other hand, hormonal therapy after recurrence improved the survival rate in luminal A type but not significantly so in other subtypes.

In a previous study on the survival rate of relapsed patients in the United States, the year of relapse was an independent factor associated with the survival rate [21]. Meanwhile, in our multivariate analysis, after adjusting for prognostic factors that were previously dealt with, the year of diagnosis was not significantly associated with improved survival after recurrence. This may be due to the fact that in the modern era, early detection of breast cancers has increased due to wider screening and the tumor stages are lower at diagnosis; moreover, the development of chemotherapy such as taxanes as well as hormonal and target therapy may have also contributed to such results [2224].

The findings of this study are subject to the following limitations. First, it is a retrospective study performed at a single center, which is prone to selection bias. For example, physicians might have prescribed more intensive treatments in patients considered to have a high risk of recurrence than those with a low risk. Second, the drugs specifically used for treatment need to be investigated in targeted studies to confirm our results that the advance in treatment was associated with improvements in survival in recurrent breast cancer patients. Nevertheless, this study is meaningful because these limitations reflect actual practice. Third, there were significant differences in some pathological variables between the two periods. However, we did not match the variables to generalize the results. Lastly, further research is needed to determine whether the associations found in the current study are causal.

In conclusion, the results of our current analysis suggest that while OS and SAR improved in recurred breast cancer patients over time, the improvements in survival outcomes were different in each subtype. As age at diagnosis, cancer stage (tumor size and lymph node status), and adjuvant therapy regimen after recurrence were significant prognostic factors for survival in relapsed patients, they may be helpful in planning adjuvant treatment strategies for each subtype.

Supporting information

S1 Fig. Kaplan–Meier curve and log-rank test using OS.

(TIF)

S2 Fig. Kaplan–Meier curve and log-rank test using SAR.

(TIF)

S1 Table. Univariate Cox analysis for survival after recurrence (HR+/HER2-).

(DOCX)

S2 Table. Univariate Cox analysis for survival after recurrence (HR+/HER2+).

(DOCX)

S3 Table. Univariate Cox analysis for survival after recurrence (HR-/HER2+).

(DOCX)

S4 Table. Univariate Cox analysis for survival after recurrence (HR-/HER2-).

(DOCX)

S1 Data

(XLSX)

Data Availability

All relevant data are within the paper and its Supporting Information files.

Funding Statement

The authors received no specific funding for this work.

References

  • 1.Jemal A, Bray F, Center MM, Ferlay J, Ward E, et al. Global cancer statistics. CA Cancer J Clin. 2011; 61(2):69–90. doi: 10.3322/caac.20107 [DOI] [PubMed] [Google Scholar]
  • 2.Korea National Cancer Center (2020) Report on the statistics for national cancer incidence 2018. [Google Scholar]
  • 3.Davidson A, Chia S, Olson R, Nichol A, Speers C, Coldman AJ, et al. Stage treatment and outcomes for patients with breast cancer in British Columbia in 2002: a population-based cohort study. CMAJ Open. 2013; 1(4):E134–41. doi: 10.9778/cmajo.20130017 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Ravdin PM, Siminoff LA, Davis GJ, Mercer MB, Hewlett J, Gerson N, et al. Computer program to assist in making decisions about adjuvant therapy for women with early breast cancer. J Clin Oncol. 2001; 19(4): 980–91. doi: 10.1200/JCO.2001.19.4.980 [DOI] [PubMed] [Google Scholar]
  • 5.Michaelson JS, Chen LL, Bush D, Fong A, Smith B, Younger J. Improved web-based calculators for predicting breast carcinoma outcomes. Breast Cancer Res Treat. 2011; 128(3):827–35. doi: 10.1007/s10549-011-1366-9 [DOI] [PubMed] [Google Scholar]
  • 6.Chapman JA, Trudeau ME, Pritchard KI, Sawka CA, Mobbs BG, Hanna WM, et al. A comparison of all-subset Cox and accelerated failure time models with Cox step-wise regression for node-positive breast cancer. Breast Cancer Res Treat. 1992; 22(3):263–72. doi: 10.1007/BF01840839 [DOI] [PubMed] [Google Scholar]
  • 7.McCready DR, Chapman JA, Hanna WM, Kahn HJ, Murray D, Fish EB, et al. Factors affecting distant disease-free survival for primary invasive breast cancer: use of a log-normal survival model. Ann Surg Oncol. 2000; 7(6):416–26. doi: 10.1007/s10434-000-0416-z [DOI] [PubMed] [Google Scholar]
  • 8.Clark GM, Sledge GW Jr, Osborne CK, McGuire WL. Survival from first recurrence: relative importance of prognostic factors in 1,015 breast cancer patients. J Clin Oncol. 1987; 5(1):55–61. doi: 10.1200/JCO.1987.5.1.55 [DOI] [PubMed] [Google Scholar]
  • 9.Vogel CL, Azevedo S, Hilsenbeck S, East DR, Ayub J. Survival after first recurrence of breast cancer. The Miami experience. Cancer. 1992; 70(1):129–35. doi: [DOI] [PubMed] [Google Scholar]
  • 10.Lee SB, Sohn G, Kim J, Chung IY, Kim HJ, Ko BS, et al. Chronological Improvement in Survival of Patients with Breast Cancer: A Large-Scale, Single-Center Study. J Breast Cancer. 2018; 21(1):70–79. doi: 10.4048/jbc.2018.21.1.70 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Arvold ND, Taghian AG, Niemierko A, Abi Raad RF, Sreedhara M, Nguyen PL, et al. Age, breast cancer subtype approximation, and local recurrence after breast-conserving therapy. J Clin Oncol. 2011; 29(29):3885–91. doi: 10.1200/JCO.2011.36.1105 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.El Saghir NS, Seoud M, Khalil MK, Charafeddine M, Salem ZK, Geara FB, et al. Effects of young age at presentation on survival in breast cancer. BMC Cancer. 2006; 6:194. doi: 10.1186/1471-2407-6-194 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 13.Bharat A, Aft RL, Gao F, Margenthaler JA. Patient and tumor characteristics associated with increased mortality in young women (< or = 40 years) with breast cancer. J Surg Oncol. 2009; 100(3):248–51. doi: 10.1002/jso.21268 [DOI] [PubMed] [Google Scholar]
  • 14.Collins LC, Marotti JD, Gelber S, Cole K, Ruddy K, Kereakoglow S, et al. Pathologic features and molecular phenotype by patient age in a large cohort of young women with breast cancer. Breast Cancer Res Treat. 2012; 131(3):1061–6. doi: 10.1007/s10549-011-1872-9 [DOI] [PubMed] [Google Scholar]
  • 15.Cancello G, Maisonneuve P, Rotmensz N, Viale G, Mastropasqua MG, Pruneri G, et al. Prognosis and adjuvant treatment effects in selected breast cancer subtypes of very young women (<35 years) with operable breast cancer. Ann Oncol. 2010; 21(10):1974–1981. doi: 10.1093/annonc/mdq072 [DOI] [PubMed] [Google Scholar]
  • 16.Anders CK, Fan C, Parker JS, Carey LA, Blackwell KL, Klauber-DeMore N, et al. Breast carcinomas arising at a young age: unique biology or a surrogate for aggressive intrinsic subtypes? J Clin Oncol. 2011; 29(1):e18–20. doi: 10.1200/JCO.2010.28.9199 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 17.Li X, Yang J, Peng L, Sahin AA, Huo L, Ward KC, et al. Triple-negative breast cancer has worse overall survival and cause-specific survival than non-triple-negative breast cancer. Breast Cancer Res Treat. 2017; 161(2):279–287. doi: 10.1007/s10549-016-4059-6 [DOI] [PubMed] [Google Scholar]
  • 18.Goldhirsch A, Gelber RD, Castiglione M. Relapse of breast cancer after adjuvant treatment in premenopausal and perimenopausal women: patterns and prognoses. J Clin Oncol. 1988; 6(1):89–97. doi: 10.1200/JCO.1988.6.1.89 [DOI] [PubMed] [Google Scholar]
  • 19.Goldhirsch A, Wood WC, Senn HJ, Glick JH, Gelber RD. Meeting highlights: international consensus panel on the treatment of primary breast cancer. J Natl Cancer Inst. 1995; 87(19):1441–5. doi: 10.1093/jnci/87.19.1441 [DOI] [PubMed] [Google Scholar]
  • 20.Cheun JH, Won J, Jung JG, Kim HK, Han W, Lee HB. Impact of Trastuzumab on Ipsilateral Breast Tumor Recurrence for Human Epidermal Growth Factor Receptor 2-Positive Breast Cancer after Breast-Conserving Surgery. J Breast Cancer. 2021; 24(3):301–314. doi: 10.4048/jbc.2021.24.e33 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Giordano SH, Buzdar AU, Smith TL, Kau SW, Yang Y, Hortobagyi GN. Is breast cancer survival improving? Cancer. 2004; 100(1):44–52. doi: 10.1002/cncr.11859 [DOI] [PubMed] [Google Scholar]
  • 22.Berry DA, Cronin KA, Plevritis SK, Fryback DG, Clarke L, Zelen M, et al. Cancer Intervention and Surveillance Modeling Network (CISNET) Collaborators. Effect of screening and adjuvant therapy on mortality from breast cancer. N Engl J Med. 2005; 353(17):1784–92. doi: 10.1056/NEJMoa050518 [DOI] [PubMed] [Google Scholar]
  • 23.Bria E, Nistico C, Cuppone F, Carlini P, Ciccarese M, Milella M, et al. Benefit of taxanes as adjuvant chemotherapy for early breast cancer: pooled analysis of 15,500 patients. Cancer. 2006; 106(11):2337–44. doi: 10.1002/cncr.21886 [DOI] [PubMed] [Google Scholar]
  • 24.Piccart-Gebhart MJ, Procter M, Leyland-Jones B, Goldhirsch A, Untch M, Smith I, et al. Herceptin Adjuvant (HERA) Trial Study Team. Trastuzumab after adjuvant chemotherapy in HER2-positive breast cancer. N Engl J Med. 2005; 353(16):1659–72. doi: 10.1056/NEJMoa052306 [DOI] [PubMed] [Google Scholar]

Decision Letter 0

Yasunori Sato

19 Sep 2022

PONE-D-22-18837Survival outcomes of breast cancer patients with recurrence after surgery according to period and subtypePLOS ONE

Dear Dr. Lee,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Nov 03 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Yasunori Sato

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at 

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Thank you for stating the following in the Acknowledgments Section of your manuscript: 

   "This study was supported by a grant (Elimination of Cancer Project Fund) from the Asan Cancer Institute of Asan Medical Center, Seoul (2017-1341)."

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form. 

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows: 

 "The authors received no specific funding for this work."

Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

3. In your Data Availability statement, you have not specified where the minimal data set underlying the results described in your manuscript can be found. PLOS defines a study's minimal data set as the underlying data used to reach the conclusions drawn in the manuscript and any additional data required to replicate the reported study findings in their entirety. All PLOS journals require that the minimal data set be made fully available. For more information about our data policy, please see http://journals.plos.org/plosone/s/data-availability.

"Upon re-submitting your revised manuscript, please upload your study’s minimal underlying data set as either Supporting Information files or to a stable, public repository and include the relevant URLs, DOIs, or accession numbers within your revised cover letter. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories. Any potentially identifying patient information must be fully anonymized.

Important: If there are ethical or legal restrictions to sharing your data publicly, please explain these restrictions in detail. Please see our guidelines for more information on what we consider unacceptable restrictions to publicly sharing data: http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. Note that it is not acceptable for the authors to be the sole named individuals responsible for ensuring data access.

We will update your Data Availability statement to reflect the information you provide in your cover letter.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Partly

Reviewer #3: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: I Don't Know

Reviewer #3: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The manuscript titled ‘Survival outcomes of breast cancer patients with recurrence after surgery according to period and subtype’ aimed to compare survival outcomes in BC patients between two periods of time o identify the factors associated with post-recurrence survival and overall survival and changes over time in the duration of survival after recurrence. Following comments could be helpful for authors.

Minor comments:

- Don’t mention the definition of period1 and period2 multiple times (lines 21,25,55, 63, 169)! Mentioning once would be enough!

- Your sample size is 2,407, so report it in abstract and method as your sample size as your analysis is based on that.

- It seems that there is an abbreviation in the literature stands for post-recurrence survival (PRS).

Major comments:

- There is a lack of proper rationales in introduction part. Why this study is important?

- SAR should be defined from the time of recurrence to death/last follow up. OS is also defined time from diagnosis to death/last follow up time.

- What about eligibility criteria! Is your study restricted to age (e.g., 18-77), those who had not second recurrence or metastasis etc.

- If study aimed to see improvement in treatment in patients who had recurrence, the time of treatment is of importance. If so, the treatments for patients with recurrence should be considered as well! You don’t know is this the effect of treatments before recurrence or after the recurrence. This bias can affect the result. Were patients received the treatment after their recurrence? There is no information in the manuscript to support this! The treatments mentioned in table 2, are received by patients after recurrence?

- In table 2, comparison results showed that in some pathologic variables, there are significant differences between two periods (e.g., T stage, Nodal status, HR etc)! It seems that you might need to match comparison groups. The question is that are they comparable?

- Your sample size covers recurred patients (your title), right? while you have results based on overall survival which includes interval time from diagnosis to death/last follow up!

- Be clear on your sample size! It looks Analyses were performed based on recurred sample! If you are analyzing 17,776 patients, mention the sample of analysis in table 4 and 5.

- Why didn’t you use trend analysis to see the changes over time?

Reviewer #2: Sept 5, 2022

Title: Survival outcomes of breast cancer patients with recurrence after surgery according to period and subtype

This paper presents a study to analyze and compare the survival rates of recurrent breast cancer patients in Korea between two periods (2000–2007; 2008–2013) and to identify the factors associated with outcomes and changes over time in the duration of survival after recurrence. However, there are questions that limit my enthusiasm of the paper, as outlined below.

1. Authors include the patients with unknown clinical variables e.g., stage, histology, etc. Why not removing these patients? If for any clinical and biological reason, this group named as “unknown” is important and would like to assess the effect of that in analyses, still not correct analysis was applied. Authors considered chi-squared method to do the association which will have low power in this scenario, and the non-parametric Fisher exact test is the correct method to be applied.

2. Authors did mention that multivariate Cox model was applied, and I couldn’t follow in which step this method was applied. I already saw the findings using univariate Cox model.

3. Please keep the HR estimate along with p value to report findings.

4. Table 3: Please add appropriate test to assess the association between type of recurrence and year of recurrence.

5. Figures 2 and 3: How about adding supplementary figures to show the KM and log-rank test using OS across all four subtypes and the same test for SAR.

6. Tables (e.g., 4 and 5), for example for some categorical variables e.g., age, T stage, etc., we have the p values and other statistics for each category, while a p value for that given variable (e.g., age, T stage). I couldn’t follow how the p value was computed.

7. In addition, authors only considered clinical data, while adding molecular data along with clinical data to assess the association with OS or SAR can make the paper much more interesting along with this fact it can be fit better for PLOS ONE journal requirement.

Reviewer #3: 1. Using anti-hormonal therapy instead of hormonal therapy is not common. Even though It is not incorrect, it is suggested to change it.

2. Table 3: According to data in table 3, no patient had a locoregional and systematic recurrence. While the co-incidence of outcomes is possible.

3. Line 101: You have presented that the follow-up duration from the time of relapse ranged between 0–223.4 months. Since the data is pertaining to 2000-2013 and they have been recruited into the database from 2017 to 2021, one expects that their follow-up time is not zero. Would you please explain more about this data?

4. Please define the statistical tests which were used in the analysis of data presented in lines 131-135.

5. Line 134-135: In this sentence, “… the median 5-year OS rate 135 from the period I (97.5 months) to period II (114.4 months)”, you have not presented any survival rate, and the sentence needs an edition. Those values are the median survival durations.

6. Tables 4 and 5 are huge boxes of data and are hard to use. The p-values can be deleted, and the significant HR (0.95 CI)s can be bolded.

7. Line 191: regarding this sentence and the following explanation, “In multivariate analyses, age at diagnosis was independently associated with…” we should notice that independent association of variables is studied in univariate analysis. In multivariate analysis, the effect of each variable is dependent on the effect of other included variables in the regression model.

8. Line 208: “chemotherapy after recurrence was significantly associated with survival outcomes…”. It is not clear whether it was associated with better or worse survival?

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes: Shahpar Haghighat

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: comments_06092022.docx

PLoS One. 2023 Jul 27;18(7):e0284460. doi: 10.1371/journal.pone.0284460.r002

Author response to Decision Letter 0


6 Jan 2023

Response to Reviewer #1

Thank you for your review of our paper. We have answered each of your points below.

Comment 1: Don’t mention the definition of period1 and period2 multiple times (lines 21,25,55, 63, 169)! Mentioning once would be enough!

Response: Corrected as per the reviewer's comment. We mentioned the definition once. (lines 25,56,63,169)

Comment 2: Your sample size is 2,407, so report it in abstract and method as your sample size as your analysis is based on that.

Response: Corrected as per the reviewer's comment. (lines 24,62)

“We retrospectively analyzed 2,407 patients who had recurrent breast cancer with treated between January 2000 and December 2013 and divided them into two periods according to the year of recurrence.” (line 24)

“Among them, we selected 2,407 patients who experienced recurrence before December 31, 2020.” (line 62)

Comment 3: It seems that there is an abbreviation in the literature stands for post-recurrence survival (PRS).

Response: Corrected as per the reviewer's comment. (lines 57)

“By doing so, we tried to identify the factors associated with overall and post-recurrence survival”. (line 57)

Comment 4: There is a lack of proper rationales in introduction part. Why this study is important?

Response: The introduction part has been reinforced as the reviewer’s comment.

“Therefore, it seems important to analyze the impact of the development of adjuvant therapy for each subtype over time on the prognosis of relapsed patients.” (line 51)

Comment 5: SAR should be defined from the time of recurrence to death/last follow up. OS is also defined time from diagnosis to death/last follow up time.

Response: Corrected as per the reviewer's comment.

“Overall survival (OS) was defined as the time from surgery to death/last follow up. SAR was defined as the time from recurrence to death/last follow up by referring to the Korean registry cause-of-death records.” (line 70)

Comment 6: What about eligibility criteria! Is your study restricted to age (e.g., 18-77), those who had not second recurrence or metastasis etc.

Response: Thank you for your comment. The age of the subjects of this study is 21-88 years. Among them, 14 patients over 77 years of age and only 7 patients over 80 years of age are expected to have no significant effect on the overall outcome. For more than 2 recurrences, there are not enough data at this time, so we plan to analyze them further later.

Comment 7: If study aimed to see improvement in treatment in patients who had recurrence, the time of treatment is of importance. If so, the treatments for patients with recurrence should be considered as well! You don’t know is this the effect of treatments before recurrence or after the recurrence. This bias can affect the result. Were patients received the treatment after their recurrence? There is no information in the manuscript to support this! The treatments mentioned in table 2, are received by patients after recurrence?

Response: Among the treatments mentioned in Table 2, if 'after recurrence' is appended to the name of the treatment, it means the treatment applied after the recurrence, and otherwise means the adjuvant therapy received during the first treatment. For this, we have added content to the method. Treatment after recurrence was used in Cox regression analysis.

All information about the patients and diseases was retrieved from the retrospectively collected database, including age, clinical manifestations, clinical and pathologic staging according to the American Joint Committee on Cancer classification, pathologic data, surgical methods, types of adjuvant therapy received during the first treatment, types of post-relapse adjuvant therapy which marked 'after recurrence', type of recurrence, and follow-up period. (line 68)

Comment 8: In table 2, comparison results showed that in some pathologic variables, there are significant differences between two periods (e.g., T stage, Nodal status, HR etc)! It seems that you might need to match comparison groups. The question is that are they comparable?

Response: If we match the variables, the results cannot be generalized. That's why we don't match comparison groups. It is a limitation of our study and has been added to the discussion section. And multivariate Cox model was used to minimize the influence of other variables.

“Third, there are significant differences in some pathologic variables between two periods. However, we do not match the variables to generalize the results.” (line 234)

Comment 9: Your sample size covers recurred patients (your title), right? while you have results based on overall survival which includes interval time from diagnosis to death/last follow up!

Response: Yes, our sample size covers recurred patients. Our results based on overall survival as well as survival after recurrence.

Comment 10: Be clear on your sample size! It looks Analyses were performed based on recurred sample! If you are analyzing 17,776 patients, mention the sample of analysis in table 4 and 5.

Response: We analyzed 2,407 patients. The manuscript have been corrected in previous comments.

Comment 11: Why didn’t you use trend analysis to see the changes over time?

Response: In this study, trend analysis was not performed because we thought that the focus was on the difference between the two periods rather than the serial change.

Response to Reviewer #2

Thank you for reviewing our manuscript. Our answers to your queries are as follows.

Comment 1: Authors include the patients with unknown clinical variables e.g., stage, histology, etc. Why not removing these patients? If for any clinical and biological reason, this group named as “unknown” is important and would like to assess the effect of that in analyses, still not correct analysis was applied. Authors considered chi-squared method to do the association which will have low power in this scenario, and the non-parametric Fisher exact test is the correct method to be applied.

Response: The unknown groups of each variables are removed when we do this uni/multivariate Cox regression analysis. The methods part has been reinforced to clarify this.

The unknown groups of each variables are removed before Cox analysis proceeded. (line 100)

Comment 2: Authors did mention that multivariate Cox model was applied, and I couldn’t follow in which step this method was applied. I already saw the findings using univariate Cox model.

Response: We did univariate Cox regression analysis to determine how the factors impact on survival. And then we did multivariate Cox regression analysis to remove the interaction of multiple, potentially interacting covariates. We selected as variables the periods, age at diagnosis, adjuvant therapy after recurrence, and pathologic variables that we are thought to affect survival with other covariates.

Comment 3: Please keep the HR estimate along with p value to report findings.

Response: Corrected as per the reviewer's comment. (lines 157-164)

Comment 4: Table 3: Please add appropriate test to assess the association between type of recurrence and year of recurrence.

Response: We added chi-squared tests to assess it.

There was significant differences in type of recurrence according to time period (p < 0.001). (line 128)

Comment 5: Figures 2 and 3: How about adding supplementary figures to show the KM and log-rank test using OS across all four subtypes and the same test for SAR.

Response: We added supplementary figures to show the KM and log-rank test using OS and SAR across all four subtypes.

Comment 6: Tables (e.g., 4 and 5), for example for some categorical variables e.g., age, T stage, etc., we have the p values and other statistics for each category, while a p value for that given variable (e.g., age, T stage). I couldn’t follow how the p value was computed.

Response: The statistical analysis section of method part has been reinforced as the reviewer’s comment.

A multivariate Cox regression analysis with a backward elimination method was used to estimate the hazard ratios and p values and to identify independent prognostic factors. (line 98)

Comment 7: In addition, authors only considered clinical data, while adding molecular data along with clinical data to assess the association with OS or SAR can make the paper much more interesting along with this fact it can be fit better for PLOS ONE journal requirement.

Response: Thank you for your considerate comment. For now, collecting molecular data is a challenging problem. As a follow-up study, we will consider the analysis of molecular data.

Response to Reviewer #3

Thank you for your review of our paper. We have answered each of your points below.

Comment 1: Using anti-hormonal therapy instead of hormonal therapy is not common. Even though It is not incorrect, it is suggested to change it.

Response: We changed the terminology as the reviewer’s comment.

Comment 2: Table 3: According to data in table 3, no patient had a locoregional and systematic recurrence. While the co-incidence of outcomes is possible.

Response: There are 615 patients who had locoregional and systemic recurrence at the same time. We included these patients in the ‘systemic recurrence’ category.

Comment 3: Line 101: You have presented that the follow-up duration from the time of relapse ranged between 0–223.4 months. Since the data is pertaining to 2000-2013 and they have been recruited into the database from 2017 to 2021, one expects that their follow-up time is not zero. Would you please explain more about this data?

Response: There are some patients who are lost to follow up. Their follow-up duration from the time of relapse was counted as zero.

Comment 4: Please define the statistical tests which were used in the analysis of data presented in lines 131-135.

Response: The median survival duration is the duration at which the probability of survival equals 50%. Survival curves were generated using the Kaplan–Meier method, and the significance was verified using the log-rank test.

Comment 5: Line 134-135: In this sentence, “… the median 5-year OS rate 135 from the period I (97.5 months) to period II (114.4 months)”, you have not presented any survival rate, and the sentence needs an edition. Those values are the median survival durations.

Response: Corrected as per the reviewer's comment.

The median survival duration after recurrence significantly increased from 38.0 months in period I to 49.7 months in period II (p < 0.001). In contrast, the increase in the median survival duration from period I (97.5 months) to period II (114.4 months) was not statistically significant (p = 0.092; Fig 1). (line 137-140)

Comment 6: Tables 4 and 5 are huge boxes of data and are hard to use. The p-values can be deleted, and the significant HR (0.95 CI)s can be bolded.

Response: We revised Table 4 and 5 as the reviewer’s comment.

Comment 7: Line 191: regarding this sentence and the following explanation, “In multivariate analyses, age at diagnosis was independently associated with…” we should notice that independent association of variables is studied in univariate analysis. In multivariate analysis, the effect of each variable is dependent on the effect of other included variables in the regression model.

Response: Thank you for your considerate comment. We reviewed this part again and revised the manuscript.

“In multivariate analyses, age at diagnosis was associated with SAR and OS only in HR-positive/HER2-negative subtype (Table 4, 5).” (line 196)

Comment 8: Line 208: “chemotherapy after recurrence was significantly associated with survival outcomes…”. It is not clear whether it was associated with better or worse survival?.

Response: Corrected as per the reviewer's comment.

“In the analysis of treatment after relapse, chemotherapy after recurrence was significantly associated with worse survival outcomes in all subtypes (Table 4, 5)” (line 212)

Thank you again for reviewing our manuscript in detail and providing helpful comments. We hope that our responses and the corresponding revisions are satisfactory.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Yasunori Sato

3 Apr 2023

Survival outcomes of breast cancer patients with recurrence after surgery according to period and subtype

PONE-D-22-18837R1

Dear Dr. Lee,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Yasunori Sato

Academic Editor

PLOS ONE

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: No

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: Title: Survival outcomes of breast cancer patients with recurrence after surgery according to period and subtype

Authors addressed all the comments. Thank you

Reviewer #3: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #2: No

Reviewer #3: Yes: Shahpar Haghighat

**********

Acceptance letter

Yasunori Sato

12 Apr 2023

PONE-D-22-18837R1

Survival outcomes of breast cancer patients with recurrence after surgery according to period and subtype

Dear Dr. Lee:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Yasunori Sato

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Kaplan–Meier curve and log-rank test using OS.

    (TIF)

    S2 Fig. Kaplan–Meier curve and log-rank test using SAR.

    (TIF)

    S1 Table. Univariate Cox analysis for survival after recurrence (HR+/HER2-).

    (DOCX)

    S2 Table. Univariate Cox analysis for survival after recurrence (HR+/HER2+).

    (DOCX)

    S3 Table. Univariate Cox analysis for survival after recurrence (HR-/HER2+).

    (DOCX)

    S4 Table. Univariate Cox analysis for survival after recurrence (HR-/HER2-).

    (DOCX)

    S1 Data

    (XLSX)

    Attachment

    Submitted filename: comments_06092022.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All relevant data are within the paper and its Supporting Information files.


    Articles from PLOS ONE are provided here courtesy of PLOS

    RESOURCES