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. 2023 Apr 17;7:55. [Version 1] doi: 10.12688/gatesopenres.14511.1

Complexity of options related to restarting oral poliovirus vaccine (OPV) in national immunization programs after OPV cessation

Dominika A Kalkowska 1, Steven GF Wassilak 2, Eric Wiesen 2, Concepcion F Estivariz 2, Cara C Burns 2,3, Kamran Badizadegan 1, Kimberly M Thompson 1,a
PMCID: PMC10403636  PMID: 37547300

Abstract

Background: The polio eradication endgame continues to increase in complexity.  With polio cases caused by wild poliovirus type 1 and circulating vaccine-derived polioviruses of all three types (1, 2 and 3) reported in 2022, the number, formulation, and use of poliovirus vaccines poses challenges for national immunization programs and vaccine suppliers.  Prior poliovirus transmission modeling of globally-coordinated type-specific cessation of oral poliovirus vaccine (OPV) assumed creation of Sabin monovalent OPV (mOPV) stockpiles for emergencies and explored the potential need to restart OPV if the world reached a specified cumulative threshold number of cases after OPV cessation.

Methods:  We document the actual experience of type 2 OPV (OPV2) cessation and reconsider prior modeling assumptions related to OPV restart.  We develop updated decision trees of national immunization options for poliovirus vaccines considering different possibilities for OPV restart.

Results:  While OPV restart represented a hypothetical situation for risk management and contingency planning to support the 2013-2018 Global Polio Eradication Initiative (GPEI) Strategic Plan, the actual epidemiological experience since OPV2 cessation raises questions about what, if any, trigger(s) could lead to restarting the use of OPV2 in routine immunization and/or plans for potential future restart of type 1 and 3 OPV after their respective cessation.  The emergency use listing of a genetically stabilized novel type 2 OPV (nOPV2) and continued evaluation of nOPV for types 1 and/or 3 add further complexity by increasing the combinations of possible OPV formulations for OPV restart. 

Conclusions: Expanding on a 2019 discussion of the logistical challenges and implications of restarting OPV, we find a complex structure of the many options and many issues related to OPV restart decisions and policies as of early 2023.  We anticipate many challenges for forecasting prospective vaccine supply needs during the polio endgame due to increasing potential combinations of poliovirus vaccine choices.

Keywords: polio, eradication, vaccine, dynamic modeling

Introduction

Global polio endgame modeling 1 recognized the varied and complex decisions that national immunization program leaders face 26 when considering the different properties, risks, and benefits of the two major categories of poliovirus vaccines: oral poliovirus vaccine (OPV) and inactivated poliovirus vaccine (IPV) 1, 79 . Successfully ending and preventing the transmission of wild polioviruses (WPVs) and/or circulating vaccine-derived polioviruses (cVDPVs) requires achieving high population immunity to transmission 10 using polio vaccines delivered in routine immunization (RI), and supplementary immunization activities (SIAs) in areas with low RI coverage, such that at one point in time all circulating polioviruses die out. However, despite its safety and effectiveness, the use of Sabin OPV poses low, but non-zero, risks of vaccine-associated paralytic polio (VAPP) and polio cases caused by vaccine-derived polioviruses (VDPVs) 7, 11 . Consequently, as part of the polio endgame, the Global Polio Eradication Initiative (GPEI) identified the need to stop all OPV use to end all cases of poliomyelitis 12, 13 , which it decided to implement using a phased approach by first stopping all type 2 OPV use (OPV2) 14 . Notably, the last reported case of polio caused by type 2 WPV (WPV2) transmission occurred in 1999 and certification of eradication of indigenous WPV2 transmission occurred in 2015 15 in preparation for globally-coordinated OPV2 cessation in 2016.

Many modeling studies of poliovirus transmission dynamics showed that high quality (i.e., rapid, high coverage, and sufficient in scope) outbreak SIAs (oSIAs) could quickly stop transmission, while low quality oSIAs could lead to higher numbers of cases and much wider spread 1619 . Modeling that explored the risks associated with OPV2 cessation demonstrated the importance of preventive increases in population immunity using type 2 containing OPV prior to its globally coordinated cessation 20 . Modeling also assumed that countries would promptly detect any cVDPV2 outbreaks identified after OPV2 cessation and respond to them as emergencies to aggressively shut them down 21 . Additional modeling also demonstrated the expected increasing vulnerability of countries to the reintroduction of transmission following importations of type 2 live polioviruses after OPV2 cessation as a function of time 22, 23 . This work implied the need to fully end all transmission of type 2 live polioviruses within 4 to 5 years after OPV2 cessation, and assumed that in the event of failure, the GPEI would ask manufacturers to restart the production of OPV2 and coordinate the restart of OPV2 use in RI, presumably as trivalent OPV (tOPV) 6, 18, 2427 . In the absence of a well-defined criterion or set of criteria and a process for judging OPV2 cessation failure, or a formal process designed to identify a contingency strategy to restart OPV use in RI, pre-OPV2 cessation modeling used a case-based cumulative incidence trigger and estimated a 6% chance of needing to restart OPV2 in RI, even if the GPEI and countries implemented all of the optimal risk management strategies identified by the model 18 . Recognizing the potential challenges of the polio endgame, additional pre-OPV2 cessation modeling provided health economic support for investments in the development of new poliovirus vaccine strains, including novel OPV (nOPV), as a contingency plan 28 .

As the situation has evolved since 2016, modeling characterized the dynamic risks and logistics of OPV2 restart in RI, and we continued to assume a fixed cumulative case threshold after OPV2 cessation as a trigger for an OPV2 restart 6, 18, 2427 . Modeling that explored the risks associated with OPV cessation demonstrated that increasing population immunity using OPV preventive, planned SIAs prior to OPV2 cessation prevented cVDPV2s in most countries 29 . However, modeling also highlighted that the observed oSIA performance after OPV2 cessation in many areas was worse 27, 29 than pre-OPV2 cessation modeling recommended 21 . Epidemiological studies similarly indicated continuing cVDPV2 transmission in countries that failed to meet post-cessation oSIA standard operating procedures and implementation milestones related to timeliness and coverage targets 30 . Following the observed experiences with cVDPV2 transmission in 2019 30 , subsequent modeling that incorporated the actual experience of OPV2 cessation risk management efforts found a much higher likelihood of needing to restart OPV2 24 . In late 2018, around the time of the 700 th cumulative reported cVDPV2 case since OPV2 cessation in early 2016, the GPEI signaled to manufacturers the need to restart the production of bulk mOPV2 for use in outbreak response campaigns 31 . In 2019, the GPEI released its 2019–2023 strategic plan 32 that included among other strategies to address VDPV emergence challenges. The primary strategy focused on the accelerated development of type 2 nOPV (nOPV2), which promised more genetic stability and lower risk of seeding new cVDPVs than Sabin mOPV2 for use in outbreak responses 33 .

In May 2020, the GPEI released an addendum to the 2019–2023 strategic plan related to cVDPV2 management 34 that anticipated widespread use of nOPV2 following its anticipated emergency use listing (EUL). Notably, the 2020 addendum assumed that widespread use of nOPV2 and ideal performance would lead to future reporting that “Novel OPV2 completely replaces Sabin OPV2” and “cVDPV2 outbreaks stopped; new emergence ceased” in 2021 [ 34, page 5]. The addendum also noted the contingency that “if nOPV2 was delayed or in short supply,” then “continue Sabin OPV2 use for outbreak response” or “if needed, restart of OPV2 in preventative campaigns” or in RI would occur [ 34, page 5].

Modeling of the 2019–2023 GPEI strategic plan prior to the COVID-19 pandemic found the polio endgame off-track with respect to ending the transmission of type 1 WPV (WPV1) and cVDPV2s 24, 35, 36 by the target dates specified in the plan 32 . Following the development and early use of nOPV2, a modeling study published in November 2020 suggested that using nOPV2 only to respond to outbreaks would not stop global cVDPV2 transmission 37 , and anticipated that delays associated with nOPV2 availability would further complicate outbreak response vaccine choices. Subsequent modeling considered the disruptions in polio immunization activities and surveillance caused by the COVID-19 pandemic 38 and demonstrated the health consequences of delaying oSIAs 39 .

In 2021, the GPEI released a strategic plan for 2022–2026, with additional consideration of the role of nOPV2 40 . This updated strategic plan anticipates stopping WPV and cVDPV2 transmission by end of 2023 and performing globally-coordinated cessation of bivalent OPV (bOPV, containing types 1 and 3) by 2027 following global certification of all WPV eradication and cVDPV elimination 40 . Recent modeling of the polio endgame continues to highlight the consequences of weak or suboptimal oSIA performance and reported essentially no chance of successfully stopping all cVDPV2 transmission by 2026 following the current polio endgame trajectory 41 . However, this recent modeling did not include OPV2 restart in RI since the 2022–2026 GPEI plan does not consider this possibility in any detail 40 . As the GPEI partners consider the options for the polio endgame strategy going forward, and countries consider their vaccine options for responding to cVDPV2 outbreaks, we explore the complex choices and some logistics associated with restarting the use of OPV2 in RI as well as future OPV use.

Methods

Anticipating the need for structured discussion of options related to OPV restart as part of the process to develop readiness criteria for potential bOPV cessation, we searched PubMed® for publications related to various combinations of the concepts OPV/OPV2 restart and OPV/OPV2 cessation. We identified a total of 89 publications, a manual review of which found that the only publications that reported prospective modeling of OPV restart into RI as a concept or discussed specific criteria, quantitative triggers, or logistics for OPV restart included the last author of the present manuscript (KMT). We note that the OPV cessation literature includes additional modeling related to the instability of polio eradication after OPV cessation (e.g, 4244), which imply the potential need to restart OPV use due to instability in polio eradication after OPV cessation, but do not go further. We reviewed and expanded on the published OPV restart literature to provide a structured discussion of potential options considering risks and triggers. We then developed updated decision trees of polio immunization options 26 to provide a visual summary.

Identification of options considering risks and triggers

The variable nature of transmissibility and neurovirulence of the different poliovirus types (i.e., 1, 2, and 3) and strains (i.e., WPVs, Sabin OPVs, nOPVs, and OPV-related viruses, including VDPVs) influence their behavior and risks 7, 8, 45 . In addition, the different timing of the cessation of indigenous WPV transmission for each type influences the potential (and actual) timing of phased OPV cessation. Type 3 OPV (OPV3) cessation could theoretically occur any time given the last WPV3 cases reported in 2012 and certification of the eradication of its indigenous transmission in 2019 46 . The potential timing of type 1 OPV (OPV1) cessation remains uncertain given ongoing transmission of indigenous WPV1 to date and unknown timing of global certification of its eradication 47 .

Successful OPV cessation depends on achieving high population immunity to transmission prior to coordinated cessation of the OPV type 20 . Low population immunity to transmission at the time of withdrawal of type-specific OPV increases cVDPVs risks, which vary by type 29, 45 . Now 7 years after OPV2 cessation, outbreak response efforts still have not stopped all type 2 live poliovirus transmission in all areas, mucosal population immunity continues to decline in areas with no recent OPV2 oSIAs, and the probability of needing to restart production and broader use of OPV2 to interrupt outbreaks continues to increase 13, 24, 37 . As we learned from the current type 2 situation and prospective modeling of bOPV cessation, the potential likelihood of restarting OPV1 and/or OPV3 after their coordinated cessation will depend on the management of population immunity to transmission – including in hard-to-reach communities – in the run up to bOPV cessation 4851 . Specifically, the absence of type 3 WPVs since the end of 2012, ongoing cases of VAPP caused by OPV3, the occurrence of some type 3 cVDPV cases, and concerns about OPV production capacity may at some point motivate earlier OPV3 cessation than OPV1 cessation (i.e., phased cessation of the last 2 types) 50, 51 despite the absence of this possibility in the current GPEI strategic plan 40 . Implementation of this option would require the development of sufficient supplies of mOPV1 to replace the bOPV currently used in RI.

After coordinated cessation of one or both of the other OPV types, a decision to restart OPV would not come lightly. The actual decision to restart OPV could require a World Health Assembly resolution and policy documents that recommend OPV restart with statements that the reestablished transmission of a given type of poliovirus cannot be managed or stopped without the reintroduction of type-specific OPV into RI. This could require determining specific criteria and/or a trigger for deciding whether, when, where, and/or how to restart OPV. Early pre-OPV2 cessation modeling of the polio endgame used a threshold of 50,000 total paralytic polio cases of all three types as a criterion for restarting tOPV, while assuming optimal risk management (i.e., minimal emergence risks and very high program performance) by countries and the GPEI, and used a straightforward approach to model OPV restart (i.e., resumption of tOPV use and abandoning OPV cessation as a global strategy to return to control upon reaching the threshold) 18 . The study also explored other threshold values in sensitivity analyses (i.e., 1,000, 5,000, 10,000, and 15,000 total paralytic polio cases of all three types) 18 . Post-OPV2 cessation modeling of the polio endgame used a type-specific threshold of 5,000 total paralytic polio cases for restarting OPV for each type, while assuming more realistic risk management and restart strategies that maintained the assumption of continuation of OPV cessation as a global strategy 24, 35 . Given the current conditions of over 2,900 reported cVDPV2 cases since OPV2 cessation (as of March 7, 2023) 52 and more than 1.25 million OPV2 doses released in response to cVDPV2 outbreaks (i.e., over 831 million mOPV2 and tOPV doses and over 450 million nOPV2 doses), current performance of polio eradication efforts, and the development of nOPV and combination IPV products in the polio endgame set of vaccine options, we recognized the need to revisit and expand model assumptions for OPV restart.

Choosing appropriate criteria and/or a trigger for deciding whether to restart OPV in RI poses several challenges. Possible trigger options could include: (i) serotype-specific thresholds of cumulative paralytic polio cases since type-specific OPV cessation (i.e., “case thresholds”), (ii) number of countries/regions affected by transmission or the subset of those with re-established poliovirus transmission (i.e., lasting 12 or some other specified number of months) since OPV cessation (i.e., “spread threshold”), (iii) number of years with ongoing poliovirus transmission since OPV cessation (i.e., “elimination deadline”), or (iv) number of vaccine doses used for outbreak response or needed for the stockpile (i.e., “dose threshold”). While triggers may offer an operational option in terms of modeling, each of them individually is indiscriminate in terms of the others. For example, “case thresholds” ignore the transmission duration and geographical spread, a “spread threshold” may ignore the magnitude of cases and/or the transmission duration, an “elimination deadline” ignores the magnitude of cases and their geographical spread, and a “dose threshold” may ignore all of these but may factor in cost-trade-offs and/or vaccine production capacity constraints. A combination of criteria might represent the best option to match any actual criteria for OPV restart that may emerge. In addition, although we focus on triggers related to modeling, we recognize the OPV restart trigger could be applied to the number or fraction of countries that meet specific criteria for OPV restart in RI and/or a global or regional declaration of established endemic type 2 poliovirus transmission. Some prior modeling demonstrated correlations between some of the different trigger outcomes (e.g., cases and spread of transmission into different areas positively correlate) 41 . Recent modeling also suggests that transmission may quickly become impractical to control with vaccine production resources available for 2022–2026, if importation of polioviruses occurs into high transmission blocks that represent settings like India or Bangladesh 53 . However, regardless of the chosen combination, all of these triggers require an explicit choice of their magnitude (i.e., the number of cases, regions/countries effected, years of transmission, and/or doses, or alternative criteria trigger action).

Decision trees for immunization programs considering OPV restart

Given the current variety of national polio vaccine schedules that we broadly categorize as IPV-only, sequential (i.e., IPV/OPV), or primarily OPV-using countries that recently added one dose of IPV at the same contact as the third OPV dose (i.e., OPV+IPV) 35 , we assume that countries and regions would likely make different choices about whether and how to use OPV in their national immunization programs in the event of an OPV restart. A separate study discussed updated polio RI options for the polio endgame that excluded OPV2 restart 13 , but updated a 2019 discussion 6 by adding consideration of schedules that include a minimum of two doses of IPV in RI 54 . In previous modeling of OPV restart, we did not consider all of the potential vaccine options if nOPV for any or all types becomes available and licensed for use in RI. In Table 1, we list the possible combinations of options of OPV formulations that include 1, 2, or 3 types (i.e., mono-, bi-, or tri-valent OPV formulation) using a notation that identifies the vaccine as OPV followed by the type(s) in the formulation. Table 1 indicates potential Sabin and novel OPV options for each formulation. For any of the OPV formulations that include more than one poliovirus type, co-administration of the doses is represented using a “+”, and separate administrations (when co-administration is not possible) using a “/”. For nOPV doses and co-administration of nOPV in combination with either Sabin or other nOPV types, studies will need to be performed to support licensure and to characterize the per dose effectiveness for each type. For example, these studies could potentially eliminate specific co-administration options in the near future until other products become licensed. This need for specific studies applies to all OPV using combinations that do not involve previously licensed products (e.g., tOPV).

Table 1. Vaccine options for different restart types.

OPV formulation Potential vaccine options for each OPV formulation
OPV1 mOPV1
nOPV1
OPV2 mOPV2
nOPV2
OPV3 mOPV3
nOPV3
OPV12 bOPV(S1,S2) or mOPV1/+mOPV2
bOPV(S1,N2) or mOPV1/+nOPV2
bOPV(N1,S2) or nOPV1/+mOPV2
bOPV(N1,N2) or nOPV1/+nOPV2
OPV13 bOPV (S1,S3) or mOPV1/+mOPV3
bOPV(N1,S3) or nOPV1/+mOPV3
bOPV(S1,N3) or mOPV1/+nOPV3
bOPV(N1,N3) or nOPV1/+nOPV3
OPV23 bOPV(S2,S3) or mOPV2/+mOPV3
bOPV(N2,S3) or nOPV2/+mOPV3
bOPV(S2,N3) or mOPV2/+nOPV3
bOPV(N2,N3) or nOPV2/+nOPV3
OPV123 tOPV                   or bOPV/+mOPV2               or mOPV1/+mOPV2/+mOPV3
tOPV(N1,S2,S3) or nOPV1/+bOPV(S2,S3)    or nOPV1/+mOPV2/+mOPV3
tOPV(S1,N2,S3) or nOPV2/+bOPV               or mOPV1/+nOPV2/+mOPV3
tOPV(S1,S2,N3) or nOPV3/+bOPV(S1,S2)     or mOPV1/+mOPV2/+nOPV3
tOPV(S1,N2,N3) or mOPV1/+bOPV(N2,N3) or mOPV1/+nOPV2/+nOPV3
tOPV(N1,S2,N3) or mOPV2/+bOPV(N1,N3) or nOPV1/+mOPV2/+nOPV3
tOPV(N1,N2,S3) or mOPV3/+bOPV(N1,N2) or nOPV1/+nOPV2/+mOPV3
tOPV(N1,N2,N3) or nOPV1/+nOPV2/+nOPV3

Abbreviations:

OPV, oral poliovirus vaccine; mOPVk, monovalent type k Sabin OPV, where k=1,2 or 3; nOPVk, monovalent type k novel OPV, where k=1,2 or 3;

bOPV, bivalent types 1 and 3 Sabin OPV; tOPV, trivalent types 1, 2 and 3 Sabin OPV; Nk, novel type k, k=1, 2 or 3; Sk, Sabin type k, k=1, 2 or 3;

bOPV(x,y), potential future bivalent types x and y OPV, where x,y=Nk,Sk;

tOPV(x,y,z), potential future trivalent types x, y and z OPV, where x,y,z=Nk,Sk;

/+ replaces “/” which indicates separate doses (when co-administration is not possible) or “+” that implies co-administered doses

Figure 1. shows the vaccine schedules for different policies and choices for each type of current national polio immunization schedule, assuming that those countries currently using only IPV will continue to only use IPV ( Figure 1a). Figure 1a shows a minimum of 3 IPV doses, but actual schedules may include more doses if the country uses IPV as part of a combination vaccine. In the event that an IPV-using country elects to restart the use of OPV, this would shift that country into the IPV/OPV sequential schedule.

Figure 1. Vaccine schedules for different policies and choices for each current national polio immunization schedule.

Figure 1.

For all OPV-using countries, using an IPV/OPV schedule ( Figure 1b) or an OPV+IPV schedule ( Figure 1c), we consider parallel structures using the same simplified categories of broad options that we refer to as “ignore restart,” “simplified restart,” or “other restart.” The latter two OPV options require formulation containing the type(s) already in use in RI combined with the type(s) restarted. The possible options to restart the use of OPV in RI will depend on the type(s) of re-established poliovirus circulation and the stage of OPV cessation process for all three types. OPV cessation itself presents a complicated decision tree on its own 13 and the interactions between OPV cessation and restart decisions leads to complex flowcharts 6 . For the purpose of simplicity, Figure 1 only shows the cessation path that assumes that countries stay on the current national polio vaccine schedules. However, if the national RI schedules changed, we would use the same simplified broad options applied to the new schedules, and we note that individual countries or regions/subregions could decide to shift to a different decision tree. Table 2 shows the differences between the options in Table 1 with respect to the licensure requirements for the potential use of different OPV vaccine formulations in RI as part of OPV restart. We emphasize that licensure would represent a prerequisite for use of any vaccine in RI, and it depends on interest by at least one manufacturer to invest in the required product development and regulatory processes.

Table 2. Factors that may influence the feasibility of different vaccine options.

OPV
formulation
Sabin OPV Novel OPV Comments
OPV1 mOPV1 currently licensed and
available
nOPV1 development under way and
likely available by the time of potential
restart
 
OPV2 mOPV2 currently licensed and
available
nOPV2 currently available under EUL
and likely licensed by the time of
potential restart
No use of OPV in RI is currently permitted,
and declaration of tOPV-bOPV switch
failure is a prerequisite for changing this
prohibition
OPV3 mOPV3 currently licensed and
available
nOPV3 development under way and
likely available by the time of potential
restart
 
OPV12 Sequential or coadministration
of mOPV1 and mOPV2 possible

New bivalent formulation of
Sabin OPV12 would require
licensure
Sequential or coadministration of
nOPV1 and nOPV2 would require
licensure

bnOPV12 would require licensure
Sequential administration of mOPV1 and
nOPV2 possible

Sequential or coadministration of nOPV1
and mOPV2 would require licensure

Mixed Sabin and novel bivalent formulation
of OPV12 would require licensure
OPV13 bOPV currently licensed and
available
Sequential or coadministration of
nOPV1 and nOPV3 would require
licensure

bnOPV13 would require licensure
Sequential or coadministration of mOPV1
and nOPV3 or nOPV1 and mOPV3 would
require licensure

Mixed Sabin and novel bivalent formulation
of OPV13 would require licensure
OPV23 Sequential or coadministration
of mOPV2 and mOPV3 possible

New bivalent formulation of
Sabin OPV23 would require
licensure
Sequential or coadministration of
nOPV2 and nOPV3 would require
licensure

bnOPV23 would require licensure
Sequential administration of mOPV3 and
nOPV2 possible

Sequential or coadministration of nOPV3
and mOPV2 would require licensure

Mixed Sabin and novel bivalent formulation
of OPV23 would require licensure
OPV123 tOPV currently licensed and
available
Sequential or coadministration of
nOPV1 and nOPV2 and nOPV3 would
require licensure

tnOPV would require licensure
Sequential administration of bOPV and
nOPV2 possible

Any other mixed Sabin and novel OPV
formulation would require licensure

Abbreviations:

EUL, emergency use listing; OPV, oral poliovirus vaccine; mOPVk, monovalent type k Sabin OPV, where k=1,2 or 3; nOPVk, monovalent type k novel OPV, where k=1,2 or 3;

bOPV, bivalent types 1 and 3 Sabin OPV; tOPV, trivalent types 1, 2 and 3 Sabin OPV; bnOPVx,y, potential future bivalent novel OPV, where x,y={12,23,13;

tnOPV, potential future trivalent novel OPV

We first consider the possible options in the context of a decision to restart the use of OPV2 in RI while recognizing that countries may make different choices about whether and how to use OPV in the event of OPV2 restart. If OPV2 restart occurs, individual countries could choose to ignore the OPV2 restart and continue with their current schedule. The “ignore restart” option would also apply to some countries outside of the scope of a limited OPV restart in RI (e.g., regional or subregional restart). Alternatively, in the event of any option to restart OPV in RI, countries could simply replace current bOPV doses with tOPV, which we refer to as a “simplified restart” option. Prior to OPV2 cessation, using Sabin OPV strains as the base for IPV production (i.e., sIPV) 55 instead of using more virulent WPV strains, offered the potential to provide a “warm base” for the restart of production of Sabin OPV2 use in RI and re-licensure of tOPV for RI if OPV2 restart became necessary 19, 26 . If returning to tOPV does not represent a viable option, the “other restart” branch refers to OPV123 formulation options (other than tOPV) listed in Table 1. Different combinations may become appropriate for use and/or available at different points in time, depending on the continued use, cessation, and/or restart of different OPV types. If OPV2 restart does not occur, we assume that individual countries would continue on the path toward cessation of all types of OPV. While at each step of OPV cessation process, any stopped OPV type(s) may require restart of use in RI, and we consider the same categories of the three restart options, with the last one (“other restart”) expanding as the cessation progresses to consider the combinatoric possibilities in Table 1.

Discussion

The extensive list of possible OPV formulations raises many research and policy questions, starting with the timing of full licensure of nOPV2, which could allow for potential future use in RI in the event of OPV2 restart. The development and deployment of novel OPV vaccines for type 1 and 3, as well as their respective co-administration possibilities with each other and Sabin OPVs, require additional research to support licensure and to characterize the per dose effectiveness or seroconversion for each type alone and in combinations. In addition to nOPV development, an ongoing effort to introduce hexavalent DTP-Hib-HepB-IPV may add more variations of OPV restart RI schedules and raise the cost of polio vaccination in RI if the number of IPV doses with combination IPV products increases at the same time as the number of OPV doses increases. All efforts to develop new and potential combination vaccines will require substantial investments, and the final products will require attractive pricing for use in RI, particularly for use in low- and lower middle-income countries. Returning to inexpensive Sabin-strain tOPV could pose a preferred option from a health economic perspective 56 . However, the human cost of annual VAPP and VDPV paralytic cases that motivated OPV cessation may make exercising this option highly unlikely.

Once the safety and effectiveness of nOPV2 is demonstrated in clinical trials and field use, and it might then potentially be used in RI in the event of OPV2 restart, national immunization program leaders may prefer to wait for the availability of nOPV1 and/or nOPV3 prior to bOPV cessation. Such information may be available by the time of potential bOPV cessation, which is planned for 2027 40 , or one year after certification of eradication of indigenous WPV1. In addition, because of the substantial operational challenges for program managers associated with stockpile management and distribution of multiple monovalent vaccines, licensing a trivalent nOPV or bivalent nOPV to deliver in combination schedules may be preferred over licensing several monovalent nOPVs, even if only one serotype restart is needed. Therefore, some options in Table 1 are less likely to be implemented than others. In addition to the RI restart options presented, some possibility of using additional innovative polio vaccines always exists, including the potential use of non-replicating seed strains from virus-like particles that are enhanced to provide some higher level of intestinal mucosal immunity after injection 5760 .

Similar to the challenging logistics posed by OPV cessation, the restart of OPV could come with risks that require management. The cessation of OPV2 use in RI in 2016 resulted in at least 7 birth cohorts with no (or limited) exposure to live type 2 polioviruses in countries without OPV2 outbreak responses. In contrast, since 2016, over 35 countries reported cVDPV2 transmission outbreaks and performed OPV2 oSIAs that increased population immunity to transmission for type 2, particularly in large areas of Africa. Arguably, the geographies with sustained, re-established endemic transmission of cVDPV2s despite oSIAs (e.g., Nigeria, Somalia) would represent the logical priorities for the reintroduction of OPV2 in RI, since this may effectively increase population immunity for children served by RI who are close to areas covered by prior oSIAs more rapidly. Any gaps in RI coverage will allow for reservoirs of under-immunized populations to sustain transmission. Since changes in national RI schedules affect all areas, national immunization programs may want to consider a large catch-up SIA for children in all age groups in areas not targeted by oSIAs.

Mitigation of restart risks requires effective management of vaccine supplies, for example, with accelerated production and development of a stockpile large enough to support coordinated roll-out. However, demands for vaccine for oSIAs would compete with efforts to build up a stockpile to support coordinated RI roll-out, particularly if detection of a cVDPV2 occurs in a high transmission setting with 7 or more birth cohorts with no OPV2 exposure since 2016 53 . If restarting OPV2 in RI is urgently considered for certain countries, the use of the large current supplies of mOPV2 prior to their expiration date offers an option to alleviate the demand for OPV2 generated by use in oSIAs and RI 41 , provided that countries agree to use mOPV2 for restart, which is unlikely. This strategy could deplete the mOPV2 stockpile (with the full benefit of secondary spread of mOPV2), at which point all OPV2 use could shift to nOPV2 41 .

Member States have not been sensitized on the possible need for OPV restart and may be reluctant to consider reintroducing OPV2 in their RI schedules, even with nOPV2. However, if countries experience continued transmission and paralytic cases from type 2 polioviruses at higher levels than before OPV2 cessation, perceptions about the relative risks of using OPV2 only for oSIAs (and not in RI) may change.

As part of the planning for the expected eventual cessation of type 1 and type 3 OPV, it is important to learn from the experience of the OPV2 switch to avoid similar potential challenges in the future. Given the risks of types 1 and 3 VDPV outbreaks and VAPP cases, decision makers may decide against Sabin-strain bOPV cessation without prior replacement with another vaccine. This might lead to demands for development of a bivalent or trivalent nOPV formulation. However, such a path might require many years to complete the needed preclinical development and clinical trials for safety and effectiveness, and most likely would not substantially increase the chances of success on its own 61 .

Modeling efforts that seek to support vaccine demand forecasts (e.g., 19, 62) face increasing challenges on several fronts. First, forecasts require assumptions about plans to use vaccines, but if decision makers make different choices or take alternative actions, or more generally, if different decision makers design the stockpile than those who use it, this may lead to insufficient supplies and/or wastage due to over supplies. Modeling that forecasted vaccine needs for the mOPV2 outbreak response stockpile assumed that any detections of cases caused by cVDPV2s after 2016 would represent public health emergencies and would lead to aggressive, prompt, high-quality outbreak response activities to shut down the transmission using mOPV2, but this did not occur universally 39, 63 . Second, forecasts require good assumptions about the performance of the specific vaccines. With nOPV2 use currently occurring only under EUL, and remaining uncertainty about its efficacy in individuals (and effectiveness in populations due to its likely reduced ability to spread secondarily), the implications of the rapid shift in 2021 from oSIAs using mOPV2 to nOPV2 remain uncertain. Modeling of a nOPV2 stockpile must continue exploring bounding assumptions due to remaining uncertainties, but these bounds result in large ranges of vaccine needs. In addition, time for development and clinical trials that theoretically could be needed to demonstrate non-inferiority of different formulations of some combination vaccines in Table 1 provide a substantial hurdle to co-administration of an nOPV with any other mOPV or nOPV. Third, if the cases of cVDPV2s continue to increase and the viruses potentially spread to increasingly vulnerable populations, prospective modeling becomes much more challenging due to the uncertain extent of transmission. Finally, even in the event that forecasters correctly characterize vaccine needs, if the vaccine manufacturers do not produce sufficient quantities of the vaccines for any reason, then the undersupply of vaccines in one time period can create substantial delays in outbreak response. Delays in outbreak response can increase the size and spread of outbreaks, increase ultimate vaccine demand, and exacerbate supply shortages, as has occurred with both mOPV2 and nOPV2 since the switch.

Among the large number of possibilities, numerous factors will likely narrow the set of practical options. Specifically, the timing of consideration of OPV restart relative to the availability of licensed monovalent, bivalent and/or trivalent formulations of nOPV products will affect the set of feasible options considered. The proposed nature of the RI schedule will represent important considerations. Although RI schedules with sequential doses (e.g., bOPV dose followed by nOPV2 at a separate contact) could be adopted for any licensed products, co-administration of different OPV products, if feasible at all, would likely require time for countries and/or manufacturers to evaluate the schedules and/or to formulate products for that specific schedule. Re-formulation leads to issues of fulfilling licensure and regulatory requirements, although changes to schedules with existing licensed products could potentially occur based on addenda to licenses. A decision to restart OPV2 in RI in the near future may look different than when licensed nOPVs for types 1 and 3 and/or combination vaccines containing one or more nOPV may exist.

Conclusion

While continued circulation of cVDPV2 since the 2016 switch raises serious questions about the ability of the global polio eradication program to stop cVDPV2 circulation with oSIAs alone, currently there is no established process in place for assessing the need to restart OPV in RI after its cessation. Notably, GPEI did not establish a trigger or threshold for OPV restart prior to the switch. The challenging process of GPEI formally selecting triggers for OPV restart could prove intractable and lead to donor abandonment. Communication of the need for OPV restart as critical to the strategy to reach the ultimate goal of eradication would need to effectively persuade donors and decision makers about implementation of the restart strategy, including the role that international and national vaccine advisory committees would likely play. Future recommendations for RI schedules remain difficult to predict given the current development of numerous products and the evolving epidemiology, but discussions would be very different in the event that OPV restart signals a return to a world that no longer seeks to achieve poliomyelitis eradication by ending all use of OPV. The most important factors narrowing the set of options are limitations in time, national commitment, and financial resources.

Funding Statement

This work was supported by the Bill and Melinda Gates Foundation [INV-009333]. Centers for Disease Control and Prevention Cooperative Agreement Number NU2RGH001915 (DAK, KB, KMT). The views expressed in this manuscript are solely those of the authors and do not necessarily represent the official views of the Centers for Disease Control and Prevention or Department of Health and Human Services.

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

[version 1; peer review: 1 approved, 2 approved with reservations]

Data availability statement

Source data

The result of our review rely entirely on reference 6 ( https://doi.org/10.1080/14760584.2019.1635463) such that all of the information generated by this manuscript are reported in Figure 1 - there are no other data to report.

Reporting guidelines

Standards for Reporting Qualitative Research (SRQR) have been followed.

Authors’ contributions

DAK (conceptualization, methodology, visualization, writing – original draft preparation, writing – review & editing). SGFW, EW, CE and CCB (writing – review & editing). KB (visualization, writing – original draft preparation, writing – review & editing). KMT (conceptualization, funding acquisition, project administration, methodology, visualization, writing – original draft preparation, writing – review & editing). All authors approved the final manuscript.

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Gates Open Res. 2023 Aug 4. doi: 10.21956/gatesopenres.15825.r34152

Reviewer response for version 1

Matt A Price 1

The methods would benefit from more details. What key words did you use in your PubMed search? 

More clarity on what you mean by "risks and triggers" would be welcome. Trigger is presumably a threshold number of new cases or some other event that would inform restarting a polio vaccine campaign that had been previously discontinued, yes? I think I might make that clear somewhere (perhaps I missed it) What's a risk, then?

In your abstract, you mention documenting the "actual experience" of OPV cessation, but there is no mention of this in your manuscript's methods (did you interview anyone? Did you review reports or discussions of programs as they closed?). What is the ultimate goal of your manuscript? Updating decision trees of when to restart immunizations? 

"Identification of options considering risks and triggers"  Is this the start of your "results"? This header doesn't seem to mean anything, or at least it was confusing to me. What is this section of your paper attempting to convey to readers? Consider more descriptive header.

I recommend using fewer acronyms if possible. The paper was a challenging read, and the acronyms did not help.

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Not applicable

Are all the source data underlying the results available to ensure full reproducibility?

No source data required

Is the study design appropriate and is the work technically sound?

Partly

Are the conclusions drawn adequately supported by the results?

Partly

Are sufficient details of methods and analysis provided to allow replication by others?

No

Reviewer Expertise:

Infectious disease epidemiology and vaccine development

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.

Gates Open Res. 2023 Aug 4. doi: 10.21956/gatesopenres.15825.r33387

Reviewer response for version 1

Ellyn Ogden 1

It seems to me the key decisions are related to:   

  • To continue with eradication? 

  • stay the course with current vaccines but improve SIAs/RI?  

  • shift to different

  • combos sooner?

  • stop efforts to eradicate?  

All of these need triggers.

Some questions that came to my mind as I was reading your well thought out paper:

  1. At what point is the quality of SIAs/RI unable to be of high enough quality to stop transmission? Will a change in vaccine be sufficient to stop transmission and achieve eradication – vaccines don’t deliver themselves – so is quality and coverage the key barrier to eradication not the vaccine formulation? 

  2. What criteria would guide the decision to move from an eradication program to a control program?

  3. Communicating these options to the governments or communities is daunting – program failures (disguised as vaccine failures) erode trust in vaccination. Explaining cVDPVs is hard enough now, I’m not sure how many reformulations would have to be tested and introduced to get the right combination. This would cause a lot of disruption to health and immunization systems too – country acceptance of ever-changing polio vaccines/EULs/repeated SIAs etc is wavering. With so many options, how many chances does GPEI have to get this right?

  4. Manufacturers need 9 - 12 months of advance notice and secured funding just for mOPV1 and, it is unclear how much could be produced and if it would cover large countries..... would/could supply issues drive the decision? If we assume quality of RI and SIAs will remain sub-optimal selecting the right vaccine is important. How much should supply triggers factor into the decisions?

  5. Communication with Congress and Parliaments will be tricky - they get nervous when big and expensive mistakes have been made in the past and now, they are being asked to double down on the program.... (Donor agencies with technical staff are less difficult to convince, but still difficult - there are many pressing priorities that can use funds. note: Funds come from appropriators not, generally, donor agencies.) Global messaging has repeatedly said we are on the verge of eradication, nOPV2 is the key to success, polio transition is feasible…. Another decade of experimenting with vaccine formulations without addressing the quality/coverage issues will make it difficult to convince appropriators to stay the course. Why and for how long should donors continue to support this program? Is eradication still feasible?

Questions:

  1. I heard that “a recent study led by CDC in Bangladesh (pending publication) focusing on mOPV immunogenicity suggests a higher proportion of type 1 immune response after 1 dose of mOPV1 than bOPV for type 1 at 6 weeks of age. Given this, the PRAG has prepared an analysis on technical aspects of mOPV1 and requested an assessment of the supply implications in case a general switch is made to use mOPV1 for outbreak response. One of the goals of the study is to assess if, in terms of licensed vaccines, bOPV is still the best choice for type 1 outbreak response or if mOPV1 should be considered instead of bOPV for responding to any type 1 outbreak (WPV1 or cVDPV1) on both Immunological and Ethical grounds.”

  2. Further, I heard that the Afghanistan and Pakistan MOH/Polio teams want to conduct a seroprevelance assessment to see what the type specificimmunity is before making any major decisions about vaccine changes, but that this was not agreed by the TAG  Given your paper and the lessons learned and implications of vaccine choices – it seems premature to make a major decision based on the current flawed coverage data and the Bangladesh study.

  3. Given the above and the previous rack record of decision-making….is the SAGE the only group that should look at and discuss options (even if a SAGE recommendation is needed to move policies forward?) It seems that there needs to be consultations among a larger group of people and organization before making global decisions such as shifting to mOPV1/other vaccine(s) without a thorough, and independent review. It seems the SAGE failed us pre-switch.  Is there a need for a different / supplemental public consultation? What is the best way to make these complex decisions?

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

I have managed USAID's polio eradication efforts globally since 1997 and considered an SME in polio eradication.

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.

Gates Open Res. 2023 Jul 25. doi: 10.21956/gatesopenres.15825.r34162

Reviewer response for version 1

Stanley Plotkin 1

This is an important paper as it documents the difficulties of concluding the eradication of paralytic polio owing to the use of a vaccine that itself may cause polio. Despite the success of eradicating types 2 and 3 wild polio the difficulty of concluding eradication of wild type 1 and coping with the spread of mutant type 2 polio (vaccine-associated paralysis and vaccine-derived polioviruses) has delayed eradication for many years and threatens to prevent complete eradication of polioviruses. The conundrum is that only vaccination will eradicate polio but vaccination itself may cause polio. The idea was that outbreaks occurring after cessation of vaccination would initiate emergency vaccination. However, such reintroduction of poliovirus might itself lead to more polio. The development of further attenuated type 2 is a partial answer to the problem, but also might lead to lesser immunization of vaccinee contacts. Current performance of type 2 vaccines does not give optimism about VDPV elimination. Added to that is the current persistence of wild type 1.

Aside from the uncertainty regarding type 1, OPV2 in various forms continues to circulate and type 3 VAPP cases continue to occur.  Thus the situation regarding eradication is uncertain and the authors state that “transmission may quickly become impractical to control with vaccine production resources available for 2022-2026.” The authors point out that if current strategy fails to produce eradication there is no plan as to how to restart and where to restart OPV immunization. Failure to achieve eradication with current plans might lead to the abandonment of eradication in favor of continued use of OPV or some combination of IPV and OPV. 

This paper in effect points out the continued desire to eradicate polio together with inadequate consideration of the mutability of the viruses and the large number of asymptomatic infections, leads to indefinite postponement of  polio eradication. The issues raised in this paper have dogged the field over the last 30 and more years and must be dealt with in order that production of both OPV and IPV be commensurate with achievable goals with regard to polio eradication or at least control of the disease.

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

I cannot comment. A qualified statistician is required.

Are all the source data underlying the results available to ensure full reproducibility?

Yes

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

Vaccines

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Data Availability Statement

    Source data

    The result of our review rely entirely on reference 6 ( https://doi.org/10.1080/14760584.2019.1635463) such that all of the information generated by this manuscript are reported in Figure 1 - there are no other data to report.


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