Abstract
Recent advancements in immunology and chemistry have facilitated advancements in targeted vaccine technology. Targeting specific cell types, tissue locations, or receptors can allow for modulation of the adaptive immune response to vaccines. This review provides an overview of cellular targets of vaccines, suggests methods of targeting and downstream effects on immune responses, and summarizes general trends in the literature. Understanding the relationships between vaccine targets and subsequent adaptive immune responses is critical for effective vaccine design. This knowledge could facilitate design of more effective, disease-specialized vaccines.
Keywords: vaccine, innate immunity, targeted vaccines, cell targeting, adaptive immunity
1. Introduction
Vaccines are one of the most valuable human health technologies in terms of lives saved. From Edward Jenner’s variolation experiments with cowpox in the 18th century, to Jonas Salk’s efforts to develop inactivated whole pathogen vaccines for polio, vaccine research has produced some of the most important medical breakthroughs in history. For a vaccine to stimulate an immune response against a specific pathogen, it must contain antigens related to that pathogen. First generation vaccines generally consist of live or attenuated/inactivated whole pathogens. Despite their historical success and widespread adoption, whole pathogen vaccines pose safety concerns as they contain extraneous and potentially harmful pathogen components. They may also replicate or revert to their pathogenic form (1). Subunit vaccines instead contain only the minimal components of the pathogen, such as a recombinant protein, required to stimulate an immune response. These technologies have improved the safety profile of vaccines (2). However, subunit vaccines are inherently less potent than whole pathogen vaccines at stimulating immune responses. Because of this limitation, they generally contain additional immunostimulatory molecules, known as adjuvants, to develop protective immunity (2). Other recent vaccine technologies include viral vector and nucleic acid-based vaccines, which encode for pathogenic antigens and induce antigen production in the cells of the vaccine recipient. In the case of viral vector vaccines, additional immune stimulation is provided through mimicry of natural infection, while in nucleic acid vaccines, innate immune stimulation is generated by components of the nucleic acid delivery system or by incorporation of additional adjuvants (3, 4). These technologies have been employed against pathogens including the Zika virus, and more recently, SARS-CoV-2 (5, 6).
A common feature of these emerging vaccine technologies is that they seek to improve and optimize immune responses through the choice of antigen or adjuvant, thereby tuning downstream adaptive immune responses. While the choice of antigen and adjuvant strongly influence the immune response, the type of cells that respond to, or are even targeted by the vaccine are critical to immune responses (7–9). This review will focus on this emerging role in vaccine research: the selective targeting of innate immune cells.
The immune system can be broadly separated into two categories: innate and adaptive immunity. Innate immune cells have evolved to recognize, bind, and capture pathogens. They play a crucial role in initiating the pathogen-specific immune response. Pathogen associated molecular patterns (PAMPs) are molecular motifs common to bacteria and viruses that bind to pattern recognition receptors (PRRs). PRRs are ubiquitously expressed on innate and other immune cell types (8). PAMP-PRR binding triggers inflammatory signaling, which typically results in pathogen phagocytosis, antigen presentation, and activation of innate immune cells (10). Vaccine adjuvants take advantage of this interaction, using PAMPs or mimicking their structure to mimic pathogen-associated immune activation in innate immune cells (11).
Innate immune cells that capture antigens and are activated by pathogens or adjuvants can be broadly classified as antigen-presenting cells (APCs). APCs serve as the bridge between innate and adaptive immune responses by processing antigens and presenting them to T cells. Presentation of pathogen-specific antigens to CD4+ “helper” T cells in the presence of appropriate innate immune signaling (e.g. PRR activation) initiates an adaptive immune response. APCs and CD4+ T cells further signal to naïve T cells and B cells, generating pathogen-specific CD8+ “killer” T cells as well as B cell maturation and neutralizing antibody responses. The initialization of adaptive immunity is a critical function of innate immune cells, making them attractive targets for vaccines (9).
The vaccine-induced adaptive immune response can vary widely based on the specific spatiotemporal patterns of PRR activation and innate immune stimulation. Several reviews have extensively commented on how the choice of adjuvant and PRR stimulation modulates the type of adaptive immune response (12–14). Broadly, adaptive immune responses can be categorized based on the CD4+ T cell activity: conventional Th1, Th2, Th17 and T follicular helper (Tfh) cells, and regulatory T cell (Treg) subtypes ( Figure 1 ) (15–17). Each response profile can be characterized by distinct cytokines released from APCs and T cells, which in turn, modulate downstream cellular and humoral responses. Generally, Th1 responses, characterized by IFN-γ and IL-12 signaling, generate CD8+ cytotoxic T cell responses and protect against intracellular pathogens (type 1 immunity). Th2 responses, characterized by IL-4, IL-5, and IL-13 signaling, generate antigen-specific antibodies, recruit granulocytes, and protect against parasites (type 2 immunity). Th17 responses, characterized by IL-17 signaling, generate inflammatory responses at mucosal membranes and protect against extracellular bacteria and fungi (type 3 immunity). Tfh cell responses, characterized by IL-21 signaling, assist and modulate the B cell response (15, 18, 19). Treg responses are characterized by secretion of immunosuppressive factors such as TGF-β, IL-10, and IL-35 (15, 20). Tregs limit immune responses towards antigens, such as self- and dietary antigens, to prevent autoimmunity and aberrant inflammatory responses, and also participate in the resolution of immune responses to pathogens (20). While Tregs can also be induced alongside conventional T cells during vaccination (21), the focus of this review is on the conventional T cell responses that are required for adaptive immunity towards pathogens. Specific responses are desired against different diseases – for example, in viral infections, a Th1 response is more favorable (9, 11, 22). Thus, there is great interest in tuning T cell responses during vaccination. While refining adjuvant formulations can modulate cytokine production to exert a degree of control over CD4+ T cell responses, this is still an emerging field of research (23). An additional and underutilized “lever” for controlling T cell responses to vaccines is modulating which innate immune cells act as APCs, capturing and presenting antigen to T cells (9, 24, 25). Here we will discuss the types of innate immune cells that have been targeted, the targeting systems employed, and their downstream effect on adaptive immune responses (see Table S1 for comprehensive list of all targeting strategies referenced).
2. Innate immune cell subsets
The innate immune system can be broadly categorized into compartments based on their primary function: leukocyte killer cells, granulocytes, and phagocytic cells. Leukocyte killer cells, such as natural killer cells (NK cells), directly attack and lyse infected host cells, and are generally involved in viral infections and cancer (26, 27). Granulocytes such as neutrophils, basophils, mast cells, and eosinophils, contain large depots of cytotoxic molecules in granules that can be released into circulation upon activation, and are generally involved in parasitic and allergic responses (28). Phagocytic cells such as macrophages, monocytes, and dendritic cells, phagocytose pathogens and present them to naïve T cells to initialize an adaptive immune response (29). While each subset may be involved in vaccine-induced immune responses, phagocytic cells are the primary focus of this review, as these are the primary APCs involved in T cell responses. Furthermore, phagocytic cells can also be classified into further subsets, which are discussed below.
2.1. Dendritic cells
Dendritic cells (DCs) present the most attractive target for vaccines due to their increased capabilities for antigen presentation, lymph node migration, and T cell stimulation, compared to other APCs (30, 31). Dendritic cells are canonically identified by their expression of the integrin CD11c and major histocompatibility complex class II (MHC II), as well as characteristic dendrite projections that appear when the cells are fully matured (30). DCs can be broadly classified based on their cell origin: conventional DCs (cDCs) arise from myeloid progenitor cells, plasmacytoid DCs (pDCs) have been reported to arise from both myeloid and lymphoid progenitors, and monocyte-derived DCs (moDCs) arise from monocytes after inflammatory stimulus (32–39). Additionally, human pDCs have limited expression of CD11c (31, 34, 40–42). These subsets will be discussed specifically later in this review. In this section, we will only discuss strategies that broadly target all DCs.
Receptors that have been used for pan-DC targeting include CD11c, MHC II, CD40, GM-CSFR (CD116), and FLT3 (CD135) (40, 43). Here, “pan-DC” indicates a receptor has been used to target all DCs, but not necessarily for DC-specific targeting. Some of these receptors are expressed on other immune cells and are thus not DC-specific (e.g. macrophages may express CD11c and MHC II while B cells also express MHC II and CD40) (43, 44). However, given the increased capacity of DCs for antigen presentation compared to other APCs (30, 31), vaccines targeting these markers have attributed the immunological outcomes to DC targeting. Several vaccines have targeted pan-DC markers to improve T cell responses. A CD11c-targeting DNA vaccine, which produces anti-CD11c single chain variable fragments (scFvs) fused to tumor-associated antigens, produced strong anti-tumor CD8+ T cell responses in mice (45). Similarly, liposomes bearing anti-CD11c scFvs, and containing the model antigen ovalbumin (OVA) and either lipopolysaccharide (LPS) or IFN-γ as adjuvant, improved anti-tumor CD8+ T cell responses and slowed progression of OVA-bearing tumors (46). CD11c can also be targeted using peptide ligands. A peptide derived from ICAM-4, a natural ligand for CD11c, has been used to target nanocarriers to DCs, but in the context of delivering tolerogenic compounds (47, 48). Other peptide ligands for pan-DC targeting can be generated by phage display, although the cell-specific targets may be unknown. Liu et al. generated DC-targeting peptides using phage display against splenic DCs (49). The resultant peptides were used to target silica-based nanoparticles containing OVA and cytosine phosphoguanine (CpG) to DCs, improving CD8+ T cell responses against OVA-bearing tumors (49). Puth et al. used a similar phage display strategy against CD11c+ cells (50). The resultant peptides were used to target a recombinant protein, consisting of tumor antigens and flagellin as an adjuvant, to DCs. This elicited strong anti-tumor T cell responses and slowed tumor progression (50). This indicates targeting antigen to DCs through CD11c can effectively produce antigen-specific CD8+ T cells.
Cruz et al. compared immune responses between DC targeting with PLGA nanoparticles using two pan-DC markers, CD11c and CD40 (51). Anti-CD11c or anti-CD40 monoclonal antibodies (mAb) were adsorbed on PLGA nanoparticles containing OVA and two adjuvants, polyinosinic:polycytidylic acid (poly I:C), and resiquimod (R848). Both CD40- and CD11c-targeting nanoparticles improved CD8+ T cell cytokine production and cytolytic activity to similar degrees, compared to non-targeting nanoparticles (51). However, Castro et al. compared the T cell responses after vaccination with OVA directly conjugated to anti-CD11c or anti-MHC II antigen-binding fragments (Fabs) (52). With Fab-antigen conjugates, CD11c targeting elicited better CD8+ and CD4+ T cell responses compared to MHC II targeting (52). Taken together, this suggests that the magnitude of the T cell response can depend on the choice of pan-DC marker, but that the targeting method can reinforce or negate any differences observed by targeting one marker over the other.
Targeting pan-DC markers can also benefit antibody responses. Wang et al. immunized mice with hamster anti-mouse CD11c and goat anti-hamster secondary antibodies, generating immune complexes targeting CD11c (53). This strategy rapidly increased anti-goat IgG levels over time and improved anti-goat serum titers compared to an isotype control. A limitation of this study is that T cell responses were not tracked (53). Additionally, the formation of immune complexes is known to trigger phagocytosis and innate immune cell activation through the complement system, which is known to trigger antibody responses (54). Pugholm et al. showed that immunizing mice with rat anti-mouse CD11c antibodies alone increased anti-rat IgG production (55). This suggests CD11c targeting alone, even in the absence of immune complex formation, can contribute to an increase in antibody levels. Braathen et al. generated DNA vaccines which produced hemagglutinin (HA) from influenza fused to scFvs against CD11c, CD40, and MHC II (56). Targeting CD11c and MHC II produced the highest magnitude of IgG of all the pan-DC markers. A study from White et al. similarly showed that targeting via anti-CD11c or anti-CD40 Fabs markedly raised antibody titers compared to MHC II Fabs (57). Overall, targeting pan-DC markers increased overall antibody titers, and CD11c seems to elicit the highest magnitude of IgG. These studies did not assess T cell functionality, nor the epitope diversity or affinity of these antibodies. However, the choice of pan-DC marker could influence the IgG subclass produced. Braathen et al. showed that CD11c and MHC II targeting produced equal amounts of IgG1 and IgG2, while GM-CSFR targeting resulted in an IgG1-biased response, and CD40 or FLT3 targeting resulted in an IgG2-biased response (56). Since IgG1 and IgG2 are associated with Th2 and Th1 responses, respectively (58), this suggests that the choice of pan-DC targeting marker can influence the type of adaptive response.
DCs may also be broadly targeted via scavenger receptors, which recognize a broad range of ligands including both endogenous and pathogenic molecules, and are thus involved in homeostasis and immune responses (59). The scavenger receptor, CD206 (also known as mannose receptor (MR)), is a C-type lectin receptor (CLR) that recognizes pathogen glycoproteins, and is expressed on immature DCs (60–63). Wilson et al. designed a targeted glyco-adjuvant consisting of a random copolymer of mannose and TLR7 agonist (64). When conjugated to an antigen, the mannose allows delivery to DCs via CD206 and activation via TLR7. The glyco-adjuvant improved the magnitude of the antigen-specific CD8+ and CD4+ T cell response, as well as the magnitude and epitope coverage of the IgG response. CD206 has also been targeted via antigens conjugated to sulfated glycans, and Singh et al. showed that such targeting was able to induce both CD8+ T cell responses and a Th1-skewed CD4+ T cell response (65). He et al. showed that targeting of humanized CD206 with antigen-mAb conjugates in a transgenic mouse model also improved both CD8+ and CD4+ T cell responses, demonstrating the ability to target human CD206 (66). However, in humans CD206 has only been observed on moDCs, limiting its use for human pan-DC targeting (67). Additionally, CD206 and other scavenger receptors that recognize glycosylated proteins are widely expressed on other innate immune cell subsets, including macrophages (68). While CD206 targeting may broadly benefit adaptive immune responses, the lack of selective targeting makes it difficult to attribute these outcomes to DCs.
Overall, targeting of pan-DC markers generally improves both cellular and humoral immunity in vaccination. The choice of targeting marker remains an understudied method by which specific adaptive immune responses may be generated. At present, it seems the choice of pan-DC target and its effect on adaptive immune bias are overshadowed by the model antigen studied, the delivery vehicle, and the presence, absence, or type of adjuvant. Furthermore, lack of specificity of the receptor should be considered. Receptors such as CD11c, CD206, CD40 and MHC II are also expressed on other innate immune subsets, such as macrophages and B cells, and thus off-target or additive effects of vaccines targeting these receptors should be studied.
2.1.1. Conventional dendritic cells
Conventional dendritic cells (cDCs) are the most common DC subset (43, 69). cDCs can be identified based on their location: lymphoid resident cDCs sample antigens through draining lymph, while peripheral cDCs traffic to lymph nodes after capturing antigen. Within lymphoid tissues, such as lymph nodes, they can then present antigen to and activate naïve T cells. As with all DCs, cDCs commonly express CD11c and MHC II, but these markers also arise in pDCs, and on macrophages at lower levels (43).
CD24 and CD26 are potential pan-cDC surface targets, but are also present on a wide variety of immune and stromal cell types (31, 70–75). Antibody targeting of these receptors have been used in contexts outside vaccination, and could potentially enable a platform to target cDCs (75–77). However, given their expression in other tissues, they may not provide selective targeting of cDCs.
Other cDC markers are used to delineate the two subsets of cDCs, conventional type 1 and type 2 DCs (cDC1s and cDC2s). There are two important clarifications for cDC subtypes. First, while expression of transcription factors and surface molecules is a widely accepted method of classification, recent research has shown heterogeneity in these populations, especially during active infection (78). Furthermore, recent single cell sequencing studies suggest other categories of cDCs, particularly in humans, with nuanced lineages and functions (79, 80). As we are focusing on receptor targeting and consequences on downstream effector responses, rather than the intricacies of innate immune classification, here we will rely on established cDC1 and cDC2 markers and briefly overlook newer paradigms of classification for simplicity.
With regard to vaccine design; cDC1s and cDC2s function differently when activating T cells, making them potential targets for vaccines which can modulate T cell responses (43). In mice, cDC1s are generally associated with type 1 immune responses, including cross-presentation of exogenous or cell-associated antigen on major histocompatibility complex class I (MHC I). As a result, cDC1s primarily facilitate CD8+ T cell responses and release Th1-biasing cytokines (33, 41, 81, 82). cDC2s are generally associated with type 2 and type 3 immune responses, including capturing soluble antigen. As a result, cDC2s primarily facilitate CD4+ T cell and antibody responses (33, 41, 81–84). However these delineations are less strict in human cDCs, and under certain conditions human cDC1s can facilitate type 2 immune responses, while conversely human cDC2s can facilitate CD8+ T cell and type 1 immune responses (41, 85, 86). The next sections will discuss cDC1 and cDC2 targeting in detail.
2.1.1.1. Conventional type 1 dendritic cells
cDC1s are typically identified by their expression of CD8α in mice, and CD141 (BDCA3) in humans (31, 33, 41, 82, 87). cDC1 targeted vaccines are often intended to invoke type 1 immune responses, particularly for the generation of antiviral or anti-tumor immunity (51, 88). Receptors that have been used for cDC1 targeting include XCR1, DEC-205 (CD205), Clec9a (DNGR1), Clec12a, Treml4, CD36, LOX1, and FcγR (51, 52, 55, 56, 62, 88–105).
XCR1 is a receptor for the chemokine XCL1, which plays a role in cDC1 recruitment (106). XCR1 has been targeted by DNA vaccines encoding XCL1-antigen fusion proteins. It has been shown to generate strong CD8+ T cell responses, as well as Th1-biased CD4+ T cell and IgG2 antibody responses against OVA and viral antigens (56, 93, 99, 100, 107). DEC-205, Clec9a, and Clec12a are CLRs, which similar to CD206, broadly participate in pathogen recognition, endocytosis, and antigen uptake (95). T cell and antibody responses to CLR targeting are strongly dependent on the inflammatory context. Recombinant anti-DEC-205 and anti-Clec12a mAb-antigen conjugates have been shown to raise strong antigen-specific CD8+ T cell responses in the presence of adjuvant or inflammation (88, 93, 95, 97, 98). DEC-205 targeting in human DCs also generates both antigen-specific CD8+ and CD4+ T cell responses (108–110). Meixlsperger et al. showed that this response required maturation of CD141+ DCs (109), a marker associated with cDC1s in humans. However, under steady state or low-inflammatory conditions, targeting DEC-205 and Clec12a raises weak or even tolerogenic responses (93–95, 97). Additionally, DEC-205 and Clec12a are not entirely cDC1 specific. DEC-205 is also expressed at low levels on cDC2s in mice (93), but it is broadly expressed in DCs in humans (62, 96). Clec12a, meanwhile, is also expressed on pDCs in mice but broadly on DCs in humans (97). Thus, interpretation of the immune responses resulting from DEC-205 or Clec12a targeting can be confounded by adjuvant effects and differential specificity of these receptors for cDC1s between species.
The last CLR of interest for cDC1, Clec9a, has a high specificity for both mouse and human cDC1s (111, 112). Clec9a naturally binds F-actin-myosin complexes associated with dying cells, and its activation is associated with phagosomal rupture and cross-presentation of antigens to CD8+ T cells (113). Studies comparing Clec9a and DEC-205 targeting in mice via mAb-antigen conjugates showed that despite raising similar CD8+ T cell responses, Clec9a targeting induced better protection in an influenza challenge model (93). In addition, Clec9a targeting elicited antibody and Tfh responses in both mice and non-human primates (114, 115). However, there are conflicting studies on whether or not adjuvant is required to produce Tfh and antibody responses resulting from Clec9a targeting (95, 115–117). In human DCs, Clec9a targeting was highly specific for CD141+ DCs (96). Additionally, when Clec9a was targeted with tumor antigens and poly I:C as adjuvant, anti-tumor CD8+ T cell responses were stronger than DEC-205 targeting (96). Taken together, Clec9a targeting of cDC1s has the potential to improve both cellular and humoral responses in vaccination, like targeting the pan-DC receptor CD11c.
Several other non-CLR scavenger receptors have been targeted on cDC1s. TREML4 is a receptor that mediates uptake of apoptotic or necrotic cells, and is primarily associated with cDC1s (89). Anti-TREML4 mAb-antigen conjugates can generate antigen-specific CD8+ and CD4+ T cell immunity to tumor and viral antigens (90), or antigen-specific tolerance (91), when targeted in the presence or absence of external adjuvant. CD36 is a scavenger receptor that has high specificity for mouse CD8α+ DCs (98). In a comparative study between anti-CD36 and anti-DEC-205 scFv-antigen conjugates, CD36 targeting was able to induce CD8+ and CD4+ T cell responses, even in the absence of adjuvant (98). LOX1 is another scavenger receptor that recognizes heat shock proteins (Hsp), is involved in cross presentation, and has high specificity for CD8α+ DCs (102–104, 118). LOX1 targeting via antigen fused to anti-LOX1 mAbs or Hsp-60 induced strong CD8+ T cell responses, and to a lesser extent, CD4+ T cell responses (102–104, 118). Altogether, while these studies show that TREML4, CD36, and LOX1 are potential cDC1 targets and can raise both CD8+ and CD4+ T cell responses after vaccination, bias towards Th1 or Th2 responses generated by activation of these receptors is unclear or understudied. Comparing vaccines targeting these receptors to other targets such as XCR1, with a more well-defined Th1 bias, could help evaluate if targeting these receptors can induce a bias towards type 1 or type 2 immune responses.
Another family of receptors that have been used to target cDC1s is the Fc-gamma receptor (FcγR). It is important to consider the differences between murine and human FcγRs, as well as the fact that FcγR isoforms have activating or inhibitory downstream signaling (119–122). Activating isoforms contain immunoreceptor tyrosine-based activation motifs (ITAMs) while inhibitory isoforms contain immunoreceptor tyrosine-based inhibition motifs (ITIMs) (121, 122). Murine DCs express the activating isoforms FcγRI, FcγRIII, FcγRIV, and the inhibitory isoform FcγRIIb, while human DCs express the activating isoforms FcγRI, FcγRIIa/c, and the inhibitory isoform FcγRIIb (119, 121). FcγRIV is not found in human DCs, while FcγRIIa/c are not found in murine DCs (121). These species-specific isoforms are preferentially expressed by cDCs both in mice and humans (119). Lehmann et al. showed that mAb-antigen conjugates targeting FcγRIIb, FcγRIII, and FcγRIV on murine DCs were preferentially taken up by CD8α+ DCs compared to CD8α- DCs, suggesting some cDC1 targeting ability (105). However, the shared expression of these isoforms with cDC2s and pDCs may limit cDC1-specific targeting, and FcγRIIb has also been used to target murine pDCs (which will be discussed in a later section). Lehmann et al. observed CD8+ and CD4+ T cell responses when targeting both FcγRIV and FcγRIIb (105). However, long-lasting T cell responses were dependent on the presence of adjuvant rather than the isoform targeted, suggesting targeting of activating or inhibitory isoforms alone has minimal effect. Additionally, CD8+ T cell responses were only induced by CD8α+ DCs while CD4+ T cell responses were induced primarily by CD8α- DCs. Similarly, Flinsenberg et al. used IgG-coupled antigen to broadly target FcγR on human DCs, and showed that while cDC2s took up more antigen, cDC1s generated a stronger CD8+ T cell response, likely due to the increased capability of cDC1s for cross-presentation (101). While this suggests FcγR targeting can improve CD8+ T cell responses, the lack of FcγR specificity for cDC1s should be considered, as well as any adjuvant effects.
cDC1s have often been targeted for their cross-presenting capabilities and to raise type 1 immune responses. Receptors with clear specificity for cDC1s, such as XCR1, have been associated with strong effector T cell response against viral antigens and tumors (123). Alternatively, markers with less clear selectivity for cDC1 show increased type 1 immune responses, but less clear type 1 bias, which may be a result of the lack of receptor selectivity. This hypothesis is further supported by the fact that cDC1s show strong MHC I and cross-presentation of exogenous antigen, facilitating formation of type 1 responses (124). Yu et al. have reported that human lung cDC1s are able to generate type 2 immune responses (85). However, this may be tissue-dependent, as the responses were dependent on induction of OX40L on cDC1s by the epithelial cytokine TSLP (85). Overall, it is likely that targeting cDC1 takes advantage of this cross-presentation and therefore is more suitable for generating anti-viral and anti-tumoral type 1 skewed immune responses.
2.1.1.2. Conventional type 2 dendritic cells
cDC2s are typically identified by expression of CD11b and lack of CD8α in mice, or by CD1c (BDCA1) in humans, while CD172a (SIRPα) is used as a marker for both humans and mice (31, 33, 41, 82, 87). Receptors that have been used for cDC2 targeting include DCIR (Clec4a), GM-CSFR (CD116), CCR1/3/5, TLR5, Dectin-1 (Clec7a), Dectin-2 (Clec6a), DC-SIGN (CIRE/CD209), FIRE, and MGL (Clec10a/CD301) (55, 56, 91, 125–134).
While there are 4 murine isoforms of the CLR DCIR (DCIR1-4), the isoform DCIR2 is found specifically on CD8α- cDCs and is the most specific receptor for mouse cDC2s (91, 125–128, 130, 135–138). Anti-DCIR2 mAb-conjugates preferentially induced antigen presentation on MHC II, CD4+ T cell activation, and antibody generation, particularly in comparison to cDC1-targeting anti-DEC-205 mAb-conjugates (125, 126, 128, 130). However, these responses were highly dependent on the presence of an adjuvant or inflammatory stimulus (125, 126, 128). Surprisingly, DCIR2 targeting induced both CD8+ T cell responses and IgG2 production, and induced equal protection in a tumor challenge model compared to DEC-205 targeting (128). This suggests that, while cDC2s are generally associated with CD4+ T cell and antibody responses, they can also participate in type 1 immune responses. Humans express a single DCIR isoform with closest homology to murine DCIR1 and DCIR2 (136, 137). Klechevsky et al. showed that targeting of DCIR via mAb-antigen conjugates efficiently induced cross-presentation in human DCs and generation of CD8+ T cell responses, with and without adjuvant (139). However, DCIR is broadly present on human DC subtypes including pDCs (136–139), limiting the ability of DCIR to be considered a cDC2-specific target in humans. An additional consideration for vaccine targeting via DCIR is that both mouse and human DCIR contain ITIM domains, and targeting DCIR in the absence of adjuvant has been used to elicit tolerogenic responses (137, 140, 141). Despite this, the work done by Lehmann et al. targeting activating and inhibitory isoforms of FcγR and the work by Klechevsky et al. targeting DCIR altogether suggest that targeting ITIM-containing receptors will not necessarily lead to inhibition of immune responses, but instead may depend on whether or not targeting occurs in an inflammatory or steady-state context (105, 139).
Braathen et al. and Lysén et al. compared the effect of cDC2 targeting through DNA vaccines expressing recombinant proteins with antigen and GM-CSF, CCL3-HA, or flagellin (56, 129). GM-CSFR is a receptor for GM-CSF, a cytokine which participates in DC differentiation (142, 143). CCL3 is a ligand for CCR1/3/5, which are expressed widely on DCs, including cDC2s (129). TLR5 is a receptor that recognizes flagellin, which is preferentially expressed on CD11b+ DCs compared to other APCs (25, 144, 145). In a standard subcutaneous or intramuscular vaccination, it could be argued that the flagellin fusion proteins preferentially target cDC2s given the limited TLR5 expression in major APC subsets that reside in these tissues (144). Likewise, while GM-CSFR and CCR1/3/5 are also not specific to cDC2s, fusion proteins targeting antigens to these receptors preferentially bound cDC2s for all constructs, suggesting some cDC2 targeting ability (56, 129). More interesting is the downstream effect of GM-CSFR and CCR1/3/5 targeting; each fusion protein influenced the IgG subclass, with GM-CSF producing an IgG1 bias, CCL3 producing an IgG2 bias, and flagellin producing equal IgG1 and IgG2 (56). While it is tempting to conclude that both type 1 and type 2 immune responses can be generated by targeting cDC2s expressing these receptors, the lack of specificity for cDC2 should be considered, as both TLR5 and CCR1/3/5 are upregulated in, but not limited to, cDC2s.
Dectin-1 and Dectin-2 are CLRs which are commonly associated with CD8α- and CD1c+ DCs, suggesting cDC2 expression in mice and humans (41, 131, 132, 146). In mice, subcutaneous vaccinations where Dectin-1 or Dectin-2 mAbs were conjugated to antigens and formulated with poly I:C as adjuvant resulted in equal CD8+ and CD4+ T cell responses (131, 132). Meanwhile, when Dectin-1 was targeted via intravenous vaccination, a CD4+ T cell response was generated instead (131). Carter et al. hypothesized that the balanced CD8+ and CD4+ T cell response was due to Langerhans cells, APCs that reside in the skin which express both Dectin-1 and DEC-205 (146). They suggested that during subcutaneous vaccination, Langerhans cells captured and presented antigen to both CD8+ and CD4+ T cells, while during intravenous administration, Dectin-1 expressing cDC2s preferentially captured and presented antigen to CD4+ T cells (131). In humans, Lundberg et al. reported a larger proportion of CD141+ DCs expressing Dectin-1 and Dectin-2 compared to CD1c+ DCs, suggesting Dectin-1 and Dectin-2 may be more highly expressed on human cDC1s (147). A caveat of this study is that the DCs studied were isolated from peripheral blood of mostly allergic patients, although expression patterns of Dectin-1 and Dectin-2 did not vary significantly between allergic and healthy patients (147). Additionally, while this study was performed on human DCs, the work by Lundberg et al. and Carter et al. highlight the difficulty of identifying cDC2-specific receptors in humans and mice, and subsequent interpretation of the effects on downstream immune responses. Pugholm et al. showed that targeting of Dectin-1 and Dectin-2 could also raise antibody responses in the absence of adjuvant (55). These results are consistent with pan-DC targeting strategies that raised antibody responses, as well as the ability of adjuvants to raise robust humoral and cellular immunity.
DC-SIGN is another CLR commonly found on CD8α- and CD11b+ DCs in mice, suggesting preferential expression on cDC2s (133, 134). Corbett et al. immunized mice with rat anti-mouse DC-SIGN (mDC-SIGN) antibodies and showed significantly increased anti-rat IgG even in the absence of adjuvant (133). Schetters et al. further showed that targeting mDC-SIGN via mAb-antigen conjugates in the presence of adjuvant could also generate CD8+ and CD4+ T cell responses, consistent with previous studies targeting Dectin-1 and Dectin-2 (134). The targeted portion of the mDC-SIGN receptor may also play a role in determining T cell responses, as Tacken et al. showed that antibodies targeting the neck region of mDC-SIGN, rather than the carbohydrate recognition domain which is common to all CLRs, improved DC cross-presentation (148). The putative human analog of mDC-SIGN, hDC-SIGN, has only been observed on moDCs but not human peripheral DCs (67, 134, 149), suggesting hDC-SIGN may not be useful for cDC2-specific targeting in humans. FIRE (F4/80-like receptor) is a surface glycoprotein that is found on CD8α- DCs in mice, but its functions are not currently known (150). Corbett et al. showed that similar to mDC-SIGN, immunizing mice with rat anti-FIRE antibodies significantly raised anti-rat IgG in the absence of adjuvant (133), indicating similar downstream functions as DC-SIGN targeting; however further research is required to fully investigate these claims.
MGL (macrophage galactose-type lectin) is an additional CLR found on DCs and macrophages in both mice and humans, which is preferential to cDC2 (151–154). Two isoforms exist in mice; the isoform MGL1 (CD301a) is found on macrophages while the isoform MGL2 (CD301b) is found on CD8α- cDCs (153–155). Humans express a single isoform of MGL that is most homologous to MGL2, and is found primarily on CD1c+ DCs, suggesting MGL is a potential target for cDC2s (153, 155). Although to date, no studies have targeted MGL in vaccination, Heger et al. and Eggink et al. generated targeting peptides for MGL based off the endogenous ligand MUC-1, or identified via phage display (153, 155). Heger et al. showed that a glycosylated MUC-1 peptide preferentially bound human cDC2s in vitro (153). Heger et al. also noted that administration of the MUC-1 peptide enhanced DC cytokine secretion in combination with the adjuvant R848, consistent with previous reports that ligation of MGL augments TLR-induced DC cytokine secretion (151, 153). While Eggink et al. did not assess the targeting ability of their MGL-targeting peptides, they similarly showed that MGL-targeting peptides induced DC maturation and cytokine secretion in human DCs and modestly improved survival in tumor-bearing mice (155). Together, these studies suggest that not only is MGL a potential cDC2-specific target, but that targeting of MGL alone or in the presence of adjuvant can benefit vaccine responses and warrants further investigation.
Vaccines targeting cDC2s generate a breadth of responses, in contrast to cDC1 targeting. Depending on the targeted receptor, type 1- or type 2-skewed immune responses have been observed. In some cases, even tolerogenic responses have been observed, when cDC2s were targeted via DCIR2 in the absence of adjuvant (140, 141). Additionally, Bourdely et al. showed that human CD1c+ DCs could prime CD8+ T cells. CD1c normally marks cDC2s in humans, suggesting that cDC2s can also raise type 1 immune responses. However, these cells also expressed CD163 and were proposed to be a new subset of DCs, as they also expressed monocyte markers (86). Indeed, a complicating factor is that the markers for cDC2 are much more widely expressed on other innate immune cells, limiting the selectivity of cDC2 targeting. Therefore, it is unknown if the variety of responses are due to poor receptor selectivity, or intrinsic to cDC2 targeting. With that said, the data provided herein provide compelling evidence that targeting cDC2-related receptors can generate enhanced antibody and type 2 immune responses compared to cDC1 targeting.
2.1.2. Plasmacytoid dendritic cells
pDCs are a small subset of DCs that circulate through the blood and are specialized for viral recognition and response. They express TLRs which recognize foreign nucleic acid, such as TLR7 and TLR9, and rapidly secrete type I and type III interferons (IFNs) in response to infection (31, 40, 156, 157). pDCs are typically identified by expression of B220 (CD45R), Ly6C, Siglec-H, and BST2 (CD317) in mice, BDCA2 (CD303), BDCA4 (CD304), and CD123 (IL-3R) in humans, and CD45RA in both (31, 40). Receptors that have been used for pDC targeting include PDC-TREM, Siglec-H, BST2, DEC-205, DCIR, BDCA2, and FcγRII (55, 158–164).
The main pDC receptors studied for targeted vaccination are PDC-TREM, Siglec-H, and BST2. PDC-TREM is a pDC-specific receptor that triggers type I IFN production (165). Siglec-H is a pDC-specific receptor that functions as an endocytic receptor, but unlike other receptors in the Siglec family, it does not bind sialic acids (162). Pugholm et al. showed that immunization with rat anti-PDC-TREM without adjuvant was able to raise anti-rat IgG, while anti-Siglec-H was unable to raise an antibody response (55). Targeting of Siglec-H by mAb-antigen conjugates without adjuvant led to a tolerogenic CD4+ T cell response (163), but in the presence of adjuvant a CD8+ T cell response was generated (162). BST2 is a receptor that prevents virion dissemination by binding virion lipid membranes (166). BST2 identifies pDCs under homeostatic conditions, but is upregulated on most cells during viral infection and inflammation (167). Similarly, targeting of BST2 by mAb-antigen conjugates in the presence of adjuvant generated a CD8+ T cell response and IgG2 production, suggesting a Th1 response (164). However, CD8+ T cell responses from pDC targeting is thought to occur through antigen transfer to cDC1s and not directly from pDC-T cell interactions (168). Taken together, this suggests that while PDC-TREM targeting can raise antibody responses without adjuvant, Siglec-H and BST2 targeting require adjuvant and potentially other DC subsets to generate humoral and T cell responses.
Due to their availability in blood, pDCs are more extensively studied in humans than other DC subsets. Human pDCs have been targeted via DEC-205, DCIR, BDCA-2, and FcγRII (158–161). Tel et al. demonstrated that when PLGA nanoparticles containing OVA and R848 were targeted to pDCs via these receptors, CD8+ and CD4+ T cell responses were generated (158). Human pDC-generated immune responses are likely dependent on the presence of adjuvant, as targeting and ligation of DCIR and BDCA2 alone can suppress DC activation (159, 160). To this end, Sepulveda-Toepfer et al. generated an αFcγRII-CpG conjugate that was shown to target and activate human pDCs (161); however, its efficacy in a vaccine formulation has yet to be assessed. Additionally, the presence of FcγRII on other immune cells such as cDC1s and its previous use as a cDC1 target, as well as the activating and inhibitory isoforms of this receptor, should be considered (101, 119–122). Overall, the literature indicates that targeting pDCs can generate type 1 immune responses, but the response can vary depending on the targeted receptor and on the presence of adjuvant. More research is required to fully establish the effects of pDC targeting during vaccination.
2.1.3. Other DC subsets
Formulations administered via subcutaneous and intramuscular injection routes will encounter other types of cDCs that should be considered in the design of effective vaccines. Under steady state conditions, cDCs can be further classified into tissue resident and migratory subsets. This classification is determined on if they primarily reside in local tissue environments or are primed to sample antigens from local tissues and migrate to nearby lymphoid tissues (69). DC phenotypes can further vary by tissue location, such as lung and intestinal DCs. The classification and functions of these tissue-resident DCs have been reviewed extensively elsewhere (31, 73, 87, 142, 169–172); this review is focused on APCs in lymphoid tissues. In lymphoid tissues, migratory cDCs express more DC maturation markers, and have higher levels of MHC II and lower levels of CD11c compared to resident cDCs under homeostatic conditions (31). However, under inflammatory conditions, where both resident and migratory DCs will mature, this classification no longer holds (31). Instead, lymphoid resident and migratory cDC1s can be identified by expression of CD8α or CD103, respectively (31, 87). Semmrich et al. showed that targeting CD103+ DCs via mAb-antigen conjugates raised both CD8+ and CD4+ T cell responses in the presence of adjuvant (173). In the absence of adjuvant, a tolerogenic response resulted (173). CD103 is an integrin that plays a role in tissue residence for a wide variety of cell types, including T cells (174), and thus is a non-specific target for migratory cDC1s. However, the immunogenic response is consistent with the importance of CD103+ DCs in generating CD8+ T cell responses (175). The contrasting immunogenic and tolerogenic responses are further consistent with the targeting of cDC1s via receptors such as DEC-205, where the presence of adjuvant determines the immunogenic or tolerogenic nature of the response (93–95, 97). No markers have yet been identified to distinguish lymphoid resident and migratory cDC2s. Further delineation of resident and migratory DCs and their functions have been reviewed in depth (31, 87, 169); however in the context of targeted vaccines, DCs present at the site of vaccination that are primed to migrate prior to antigen encounter should be considered and further studied.
One unique tissue-resident class of DCs are the Langerhans cells (LCs). LCs are specialized, skin-resident, immature APCs that reside in the skin and can be identified by the presence of cytoplasmic organelles, known as Birbeck granules (176–181). They are also distinguished by the expression of CD207 (Langerin) (176–181). While Langerhans cells share common features of DCs, including the characteristic dendrite projections and expression of CD11c and MHC II, they arise from macrophage progenitors and monocytes (176–178, 180, 181). Thus, while LCs have been classically considered to be a DC subset, some have proposed considering LCs as a macrophage subset (179, 181). Furthermore, studies have observed CD207-expressing DCs that are distinct from LCs, making CD207 a less reliable LC target (177, 178, 180). Regardless, as LCs exist in the skin and encounter vaccine antigens delivered subcutaneously, some studies have investigated targeting vaccines to LCs or CD207+ DCs (182). Li et al. targeted LCs using mannose ligands, which bind CD207, conjugated to melanoma antigens. In this study, poor induction of a CD8+ T cell response compared to untargeted antigen was observed (183). Bellmann et al. conjugated viral proteins to anti-CD207 or anti-DEC-205 mAbs and directly compared their efficacy in promoting T cell responses in human ex vivo skin models (184). Similarly, the CD207-targeted vaccines were ineffective in generating CD8+ or CD4+ T cell responses, while the DEC-205-targeted formulation generated a moderate T cell response as reported by others (184). These results are consistent with previous findings that dermal DCs, and not LCs, are the primary drivers of immune responses in skin (185). Despite these findings, Carter et al. hypothesize that Th1-biased immune responses are driven by Langerhans cells in the skin (131). They show that CD8+ T cell responses are enhanced when targeting cDC2s via Dectin-1, which is also expressed by LCs, after subcutaneous injection (131, 146). Given the clear challenges in classifying migratory and resident DCs in the skin, further investigation is required to understand the relative contributions of dermal DCs and Langerhans cells in vaccine-mediated immunity after subcutaneous injection.
2.2. Monocytes and monocyte-derived DCs
Monocytes circulate through lymphoid and peripheral tissues, and are recruited to sites of inflammation where they differentiate into monocyte-derived dendritic cells (moDCs) or macrophages (35, 36, 38). Monocytes are typically identified by expression of CD14, CD16 (FcγRIII), CD88, M-CSFR (CD115), F4/80, CD11b, CX3CR1, and Ly6C in mice, and by CD14, CD16, CD88, and CD89 in humans (35, 36, 38, 186–189). Huang et al. demonstrated that monocytes loaded ex vivo with tumor antigens and transferred into tumor-bearing mice were able to generate anti-tumor CD8+ T cell responses and suppress tumor growth (190). However, Huang et al. also suggested that monocytes themselves have poor antigen presentation capabilities, and that they instead transfer antigen to endogenous APCs for T cell activation (190). In vivo, monocytes have been targeted via CD11b and Ly6C (191, 192). Lee et al. used a tetrazine-transcyclooctene (TCO) click chemistry strategy to deliver chemotherapeutics to tumor-recruited monocytes. In this study, they first administered TCO-modified anti-CD11b mAbs and then treated with tetrazine-modified mesoporous silica nanoparticles (191). However, CD11b appears on other innate immune cells, and its specificity for monocytes is a limitation of this study. In vivo monocyte targeting has also been used for treatment of inflammatory and autoimmune disorders (38). In one example of this approach, Veiga et al. delivered IL-10-encoding mRNA to Ly6C+ leukocytes for colitis treatment using lipid nanoparticles (LNPs) bearing a Ly6C scFv targeting moiety (192). However, to date, no in vivo targeting of monocytes specifically for vaccine delivery have been reported.
After inflammatory stimulus, monocytes may differentiate into moDCs, and are identified by expression of monocyte markers as well as CD11c, MHC II, CD206, CD24, CD172a (SIRPα), DC-SIGN, and CD64 (FcγRI) (36, 37, 39). Like monocyte targeting, to date, in vivo targeting of moDCs for vaccination has not been reported. However, Segura et al. showed that moDCs could generate Th17 responses ex vivo (39). As Th17 responses play a critical role in effective vaccination against extracellular bacteria including M. tuberculosis, S. pneumonia, B. pertussis, and H. pylori (193), further research in this area is warranted.
2.3. Macrophages
In addition to DCs, macrophages are a critical APC involved in adaptive immune responses. Macrophages reside in lymphoid and peripheral tissues, are generally responsible for phagocytosis of pathogens and cellular debris, and can present antigens via MHC molecules (194–196). Macrophages are typically identified by the expression of CD11b, F4/80 (mouse)/EMR1 (human), MHC II, CD18 (MAC-1), and CD68 (197–200). It is important to note that, while macrophages can arise from circulating monocytes during inflammation, tissue resident macrophages also arise during embryonic development and are maintained locally (35, 38, 197, 201, 202). Thus, tissue resident and circulating macrophages may not share common monocyte markers. Furthermore, macrophages can exhibit tissue-specific marker expression, similar to DCs (198, 201). We will focus on broad macrophage targeting, as well as specific macrophage phenotypes that can potentially improve vaccine responses, in this review.
Due to their phagocytic activity, macrophages can be passively targeted with micro- or nanoscale carriers. The size, charge, and morphology of micro/nanocarriers affect macrophage uptake. In general, carriers between 100 nm to 3 µm are preferentially taken up by macrophages, highly charged carriers (positive or negative) are preferentially taken up compared to near neutral charges, and spherical carriers are preferentially taken up compared to cylindrical or rod-shaped carriers (203, 204). It should further be noted that the physicochemical properties of these carriers play a key role in downstream responses (205). Active targeting of murine macrophages has been achieved using anti-mouse F4/80 Fab-decorated PLA nanoparticles (206). In one study, Laroui et al. administered these nanoparticles orally to deliver siRNA which inhibited TNF-α production in colonic macrophages for the treatment of colitis (206). While this study specifically sought to invoke a response in the colon, this strategy may be adaptable for pan-macrophage targeting by using alternative routes of administration or modified particle formulations.
2.3.1. M1/M2 macrophage polarization
Macrophages are often classified into “pro-inflammatory” M1 and “anti-inflammatory” M2 phenotypes; M1 macrophages express high levels of MHC II, CD40, CD80, CD86, and TLR4, while M2 macrophages express CD163, CD206, MARCO (CD204), Dectin-1 (Clec7a), and DC-SIGN (CD209) (199, 207, 208). However, these phenotypes are no longer considered discrete states but rather a spectrum, as macrophages may switch from one phenotype to another or simultaneously express markers that define M1 and M2 states (35, 197, 199–201, 203, 204, 207, 208). M1 macrophage targeting has generally focused on polarization towards M2, particularly for applications in treating inflammatory diseases (209). Conversely, M2 targeting has focused on polarization towards M1 or specific M2 depletion. Such targeted responses are of value for cancer therapy, as tumor-associated macrophages (TAMs) are phenotypically similar to M2 macrophages (208, 210), and increased levels of M2 TAMs are associated with poor outcomes (203). However, since “repolarization” strategies often focus on bulk macrophage populations and given the plasticity of the M1/M2 spectrum, specific M1/M2 targeting has, to date, been rare.
We highlight here some examples of macrophage targeting, which have primarily been used for macrophage reprogramming. Jain et al. demonstrated reprogramming of M1 macrophages to M2 using IL-10 encoding DNA loaded into alginate nanoparticles bearing tuftsin peptide, which broadly enhances phagocytosis by macrophages (211, 212). Farajzadeh et al. and Tran et al. demonstrated reprogramming by delivering M2-polarizing therapeutics in hyaluronic acid-based nanoparticles, which bind CD44, a marker overexpressed on macrophages (213, 214). However, both these strategies rely on pan-macrophage marker targeting strategies, rather than targets that achieve M1 or M2-specific delivery.
Alvarado-Vasquez et al. reprogrammed M1 macrophages to M2 by delivering CD163 encoding plasmids via a mannose-grafted polyethyleneimine (PEI) nanoparticle, targeting CD206 (215). Conversely, Zhu et al. targeted M2 TAMs using a mannose-grafted PLGA nanoparticle (216), demonstrating the difficulty of M1/M2 target specificity. Similarly, although Dectin-1 is considered a M2 marker, β-1,3-D-glucan nanoparticles targeting Dectin-1 have been used to deliver TNF-α-suppressing siRNAs to pro-inflammatory macrophages (217, 218). However, Cieslewicz et al. demonstrated specific targeting of M2 TAMs, generating a M2-specific targeting peptide by phage display against M2 macrophages to deliver pro-apoptotic peptides (210). This targeting ability and specific depletion could be improved by multivalency (219). Lee et al. also demonstrated M2-specific targeting and depletion using melittin, an amphiphilic peptide derived from honey bee venom, after conjugation to pro-apoptotic peptides (220, 221). M2 TAMs are also known to overexpress folate receptor beta (FRβ), and its natural ligand, folic acid, may be used for M2 TAM targeting (222). Hattori et al. and Tie et al. demonstrated that folate-decorated liposomes were able to target M2 TAMs, while Nagai et al. demonstrated M2 TAM targeting using an FRβ ScFv (223–225). Due to the focus of the field being on altering M1/M2 phenotype switching or M2 depletion, rather than targeting native M1 or M2 macrophages, the effect of M1/M2 targeting on adaptive immune responses remaining an open question and an opportunity for future research.
2.3.2. CD169+ macrophages
Another macrophage subset with implications for targeted vaccines is CD169+ macrophages. CD169 (Siglec-1) is a sialic acid binding receptor expressed on macrophages from lymphoid tissues (226). CD169+ macrophages share the common macrophage markers except for F4/80, which is only expressed on some CD169+ macrophages (207). CD169 is expressed on marginal zone macrophages in the spleen, and subcapsular sinus macrophages in the lymph node (207). These macrophages line the barrier between draining blood or lymph and lymphocytes, and can capture draining antigens, suggesting they could play a critical role as vaccine targets. However, CD169+ macrophages themselves are poorly phagocytic; rather than presenting antigen, they shuttle intact antigens to B cell follicles to generate antibody responses (227, 228). Alternatively, CD169+ macrophages have been shown to transfer antigen to cDC1s to generate CD8+ T cell responses, suggesting they are important for all immune responses (229). Because of their selective expression in lymphoid tissues and role in coordinating both B and T cell responses, CD169+ macrophages may be a desirable target for targeted vaccines.
While targeting CD169+ macrophages is a new concept in vaccine design, a few studies have demonstrated the potential of this approach in mice. van Dinther et al. showed that targeting of OVA to CD169+ macrophages using anti-CD169 mAb-antigen conjugates resulted in anti-tumor CD8+ T cell responses and slowed progression of OVA-bearing tumors (230). Nijen Twilhaar et al. targeted CD169+ macrophages using the liposomes decorated with the ganglioside GM3, a natural ligand for CD169. GM3 liposomes loaded with OVA peptides were able to raise both CD8+ and CD4+ T cell responses (231). Edgar et al. instead targeted CD169+ macrophages with liposomes decorated with a synthetic glycan that binds CD169, termed CD169L (232, 233). CD169L liposomes loaded with OVA alone generated CD4+ T cell responses. However, when a mix of TLR7 agonist-loaded and OVA-loaded CD169L liposomes were used, both CD8+ and CD4+ T cell responses were generated, suggesting that CD169 targeting can be used to modulate CD8+ and CD4+ T cell ratios (233). In CD169-/- mice, both T cell responses were diminished, indicating the dependence of these responses on CD169. Interestingly, Lisk et al. showed the antibody production of TLR adjuvant-based vaccines was diminished in CD169-/- mice, suggesting the importance of CD169 in TLR-based vaccines (234). Overall, given the importance of CD169+ macrophages in shuttling antigen into lymph nodes, targeting them may represent a useful strategy in improving cellular and humoral responses to vaccines.
2.4. Granulocytes
Granulocytes are a critical component of the innate immune response against pathogens. These cells, which include neutrophils, eosinophils, basophils, and mast cells, release inflammatory molecules that both directly neutralize pathogens and inform downstream adaptive responses. In addition, granulocytes have been observed to exhibit APC-like characteristics, such as the expression of MHC II and costimulatory markers, under inflammatory conditions. This concept has been extensively reviewed by others (28, 235–238). Granulocytes can inform a wide range of adaptive immune responses. For example, neutrophils can generate Th1 and Th17 biases, while eosinophils and basophils can generate a Th2 bias (28, 239, 240). While the functions and consequences of granulocytes as APCs require further research, they are an understudied aspect of innate immunity with respect to targeted vaccines. Here we will discuss targeting strategies for granulocytes that may potentially be applied to targeted vaccine design.
2.4.1. Neutrophils
Neutrophils comprise most circulating granulocytes. They are recruited to sites of inflammation by chemokines and cytokines, where they release reactive oxygen species (ROS) and immunostimulatory molecules (238). They may also form neutrophil extracellular traps (NETs), web-like structures of DNA that trap and kill pathogens (241, 242). Neutrophils are typically identified by their expression of CD11b and Ly6G (Gr-1) (241, 242). Targeting of neutrophils has been widely studied for the treatment of inflammatory and autoimmune diseases rather than vaccination. Wang et al. and Zhang et al. showed that albumin nanoparticles can passively target activated neutrophils; however, this targeting effect was dependent on nanoparticle opsonization and inflammation-driven upregulation of FcγRII and FcγRIII on neutrophils (243, 244). Active targeting of neutrophils has been accomplished using both antibody and peptide ligands. Vij et al. used PLGA nanoparticles conjugated to an anti-Ly6G/6C antibody to deliver anti-inflammatory drugs to neutrophils (245). A limitation of this targeting strategy is that Ly6C is not specific to neutrophils and could also target other innate immune cells, such as monocytes and monocyte-derived cells. Cruz et al. developed a liposome which used Ly6G Fabs for neutrophil-specific targeting in order to deliver drugs that modulate neutrophil activity (246). Further specificity was conferred by adding a peptide derived from α1-antitrypsin, the natural ligand for neutrophil elastase, a surface protein exclusively expressed on activated neutrophils (246, 247). Volz et al. generated a neutrophil-specific targeting peptide by phage display which binds CD177, a neutrophil-specific activation marker. This CD177-targeting peptide was used to deliver PLGA nanoparticles to neutrophils containing immunomodulatory molecules (248).
For targeted vaccines, almost no studies have directly measured the response of targeting vaccines to neutrophils. It is known that alum based vaccines recruits neutrophils to injection sites and other large positively charged nanocarriers also induce neutrophil recruitment, which is especially helpful for generation of antibacterial Th1/Th17 responses (239, 240, 249, 250). It may be possible that neutrophils assist in this Th1/Th17 response, but further research is required to determine how targeting neutrophils effects vaccination efficacy.
2.4.2. Eosinophils, basophils, and mast cells
Eosinophils, basophils, and mast cells comprise the remaining populations of granulocytes. They are generally involved in Th2 responses, and release immunostimulatory molecules upon activation. Eosinophils are activated by IL-5 in response to allergy or parasitic infections, while basophils and mast cells degranulate in response to crosslinking of surface-bound IgE and activation of the high-affinity Fc receptor for IgE (FcϵR1) (238). Eosinophils are typically identified by expression of CD11b, CCR3, and Siglec-F (mouse)/Siglec-8 (human) (251). Basophils and mast cells share the markers CD11b, IL3Ra (CD123), FcϵR1, and CD203c (ENPP-3), with basophils additionally expressing CD49b and mast cells additionally expressing c-kit (CD117) (252, 253).
Eosinophils, basophils, and mast cells have generally been targeted for the treatment of allergic diseases. Siglec-F/Siglec-8 is a common eosinophil target, and Siglec-8 antibody targeting for eosinophil depletion has been used in clinical trials to treat eosinophilic disorders (254). For targeted delivery to eosinophils, Nycholat et al. developed synthetic glycans that bind both Siglec-F/Siglec-8, and showed that liposomes decorated with these glycans effectively trafficked to eosinophils in vivo (255). In humans, basophils and mast cells express Siglec-3 (CD33) (256), and Duan et al. showed that liposomes decorated with a synthetic glycan targeting Siglec-3 were able to target human mast cells in a CD33-transgenic mouse model (257, 258). Targeting of basophils and mast cells can also be achieved through the exclusively expressed membrane-associated protein CD203c. Gold nanoparticles functionalized with anti-CD203c antibodies were shown to bind human basophil and mast cells in vitro; however, in vivo targeting has yet to be demonstrated with this system (259, 260). As with neutrophils, these granulocytes are also understudied for their participation in vaccination responses, particularly vaccines engineered for type 2 immune responses.
2.5. Lymph node targeting and non-innate immune cell targeting
A crucial factor in vaccine design is lymphatic targeting. Lymph is composed of draining interstitial fluid, carrying antigens and immune cells to the lymph nodes as a constant form of immune surveillance. Lymph nodes are therefore critical sites for coordination of both antibody and T cell responses, and targeting immune cell subsets that reside in, or traffic to, lymph nodes are potent methods to improve vaccine-induced immunity.
Typical strategies for broad lymphatic delivery include nanoparticles and albumin “hitchhiking” (261–265). Size is one of the primary determinants of lymphatic entry, and nanomaterials on the scale of 100 nm preferentially drain from the interstitium and into lymphatics (264, 266). Albumin is an abundant protein that constantly circulates through blood, exits into the interstitium, then drains into the lymph via active transcellular or passive paracellular mechanisms before returning to blood circulation (263). Thus, albumin-binding or albumin-complexed therapeutics may also access lymphatics. Strategies for broad lymphatic targeting have been extensively reviewed (261–265); this review will focus on active targeting of specific lymph-node associated cells for vaccine-induced immunity.
Many of the innate immune cell subsets described in this review are present in lymph nodes, and active targeting may be paired with lymphatic delivery to achieve lymph node cell-specific targeting. However, several other types of cells coordinate with these innate immune cells to generate vaccine-induced immune responses. For example, while the main function of B cells is their adaptive immune response, particularly their differentiation into antibody-producing cells and the generation of humoral responses, B cells are also professional APCs capable of presenting antigens as peptide-MHC complexes (44). Additionally, lymph node stromal cells (LNSCs) provide the architecture and support required for innate and adaptive immune cell responses, and they can also play critical immunomodulatory roles themselves. While the subsets and functions of LNSCs have been extensively reviewed elsewhere (246, 247), here we will focus on two LNSC subsets: follicular dendritic cells (FDCs) and lymphatic endothelial cells (LECs). While B cells, FDCs, and LECs do not belong to the innate immune cell compartment, this section will discuss both the ability of these cells to improve adaptive immune responses for vaccination and methods of targeting these cells.
2.6. B cells
While one of the main functions of B cells is their adaptive immune response, mainly their differentiation into antibody-producing cells and the generation of humoral responses, B cells are also professional APCs, capable of presenting antigens as peptide-MHC II complexes (44). B cells are typically identified by their expression of CD19, CD20, B220, MHC II, and CD21/35 (CR1/2) (44). As B cells reside in lymphoid tissues, they also provide a measure of lymph node targeting.
B cells are organized into follicles within lymphoid tissues and may be passively targeted with vaccine nanoformulations. Nanoformulations on the scale of 100 nm preferentially drain to lymph nodes, where they may directly access B cell follicles or be transferred into follicles by CD169+ subcapsular sinus macrophages in a CD21/35-dependent manner (227, 228, 261, 267). Shen et al. demonstrated that iron nanoparticles were rapidly opsonized by complement component 3b (C3b), allowing nanoparticles to be taken up by B cells via CD21/35 (268). Thus, while nanocarrier targeting of B cells is considered “passive” targeting, from another viewpoint, intentional complement opsonization of nanocarriers and uptake via CD21/35 could be considered an “active” targeting approach. Using this principle, Shimizu et al. used polyethylene glycol (PEG)-decorated (PEGylated) liposomes to induce a weak anti-PEG IgM response (269–271). Upon administration of a second, PEGylated liposome loaded with antigen, liposomes were opsonized with IgM and complement proteins, allowing B cell uptake and adaptive immune responses toward the antigen (269–271). Further chemical modification of PEG to contain terminal hydroxyl groups, which engage the complement system, allowed for B cell targeting with PEGylated liposomes in a single injection (272).
Since B cells initiate humoral responses after binding antigens with their B cell receptors (BCRs), antigens themselves may be considered a form of antigen-specific B cell targeting. Multivalent antigen display on nanocarriers has also been shown to enhance BCR crosslinking, improving humoral responses (261). Temchura et al. demonstrated that calcium phosphate (CaP) nanoparticles coated with antigens and adjuvants were able to target and activate B cells in vitro (273). In vivo B cell targeting led to CD4+ T cell and humoral responses (274). Moyer et al. demonstrated that antigens adsorbed to aluminum hydroxide (alum), which acts as both a nanocarrier and adjuvant, was taken up by and strongly activated B cells in vivo (275). The alum-adsorbed antigen formulation enhanced antibody levels relative to non-adsorbed antigens. It is important to consider that in both these cases, the targeted B cells were transgenic, antigen-specific cells. This makes it difficult to assess if BCR targeting is generalizable to other antigens and endogenous antigen-specific B cells. Despite this, taken together these studies indicate that nanocarrier targeting and multivalent antigen display are effective strategies for B cell-targeted vaccines.
B cells may also be actively targeted via their surface receptors CD19 and MHC II. CD19 is a membrane protein that reduces the threshold for BCR activation (276, 277). Yan et al. compared the targeting of B cells via anti-CD19 and anti-IgM mAb-antigen conjugates. Both CD19 targeting and IgM targeting were able to deliver antigens to B cells and induced T cell activation in vivo (278). Ma et al. and Ding et al. further showed that targeting tumor antigens to B cells via CD19 induced strong antibody responses, and both CD8+ and CD4+ cell responses, which were able to suppress tumor growth (279, 280). Instead of targeting CD19, Andersen et al. and Hinke et al. targeted B cells via MHC II using DNA vaccines that expressed multivalent HA fused to anti-MHC II scFvs. MHC II targeting improved antibody and Tfh responses compared to non-targeting formulations, while multivalency improved for protection against flu challenge compared to single antigen formulations, likely through increased BCR crosslinking (281, 282). Although MHC II is also expressed on other APCs, limiting B cell-specific targeting, Andersen et al. showed that DC presentation was not required for the magnitude of antibodies produced by B cell targeting in their vaccine (281). Taken together, targeting B cells in a vaccination is a promising approach for the induction of strong antibody responses. Further study is required to understand the relative contributions of B cell targeting to T cell responses, such as CD4+ Tfh and type 2 immune responses, and cellular-biased T cell responses, such as CD8+ T cell responses, in vaccination.
2.7. Lymph node stromal cells
Lymph node stromal cells (LNSCs) provide the architecture and support required for innate and adaptive immune cell responses, but also play critical immunomodulatory roles themselves. While the subsets and functions of LNSCs have been extensively reviewed elsewhere (246, 247), here we will focus on two LNSC subsets, follicular dendritic cells (FDCs) and lymphatic endothelial cells (LECs).
2.7.1. Follicular dendritic cells
Despite sharing a name with DCs, follicular dendritic cells (FDCs) are a functionally distinct cell subset with a key role in adaptive immunity. FDCs arise from mesenchymal, rather than hematopoietic progenitors, only sharing the characteristic dendrite morphology (283, 284). FDCs are a rare population that reside in the B cell follicles, but do not process antigen. Instead, FDCs retain antigens in native form via immune complexes for presentation to germinal center B cells (283–286). B cells with high-affinity, antigen-specific BCRs bind retained antigen, and receive survival signals from FDCs, a critical process known as affinity maturation (283–286). Thus, vaccines targeting FDCs may be able to generate robust humoral responses.
FDCs are typically identified by expression of gp38 (PDPN) and CD21/35 (285, 286). Given their location in B cell follicles, targeting strategies that utilize opsonization and CD21/35 binding for B cell targeting may also be applicable to FDCs. Zhang et al. showed that both 15-50 nm-sized and 50-100 nm-sized antigen-conjugated gold nanoparticles were able to leverage lymphatic transport and traffic to lymph nodes (287). However, 50-100 nm-sized nanoparticles preferentially accumulated on FDCs due to increased C3b opsonization and CD21/35 binding (287). Mattsson et al. and Schussek et al. showed that a CD21/35-binding adjuvant derived from cholera toxin bound to FDCs, and strongly potentiated antibody and Tfh responses (288, 289). Aung et al. demonstrated that FDCs could be targeted with antigens fused to anti-CD35 ScFvs (290). After vaccination, targeted antigen was retained on FDCs longer, and significantly increased antigen-specific IgG, compared to a non-targeted control (290). Given the importance of FDCs to mature antibody production and humoral immune responses, further research on antigen targeting to FDCs is warranted.
2.7.2. Lymphatic endothelial cells
LECs line the lymphatic vessels and lymph nodes. As a result, they are poised to interact with antigens and immune cells as they enter lymphatic circulation. LECs are capable of antigen capture and presentation to T cells (291–298). Under steady-state conditions, LECs are also known to generate long-lived memory CD8+ T cells that can differentiate into effector cells after re-challenge (294). Under inflammatory conditions such as viral infections, antigen persistence in LECs has been observed in a mechanism distinct from FDC retention (291–293). This persistence enhanced memory CD8+ T cell responses against infections. Thus, vaccines targeting LECs may be able to generate robust memory T cell responses.
LECs are typically identified by expression of gp38 (PDPN), CD31, LYVE1, and VEGFR3 (299, 300). While no LEC-targeting vaccine formulations have been reported, Guo et al. demonstrated that LEC-targeting magnetic nanoparticles for magnetic resonance imaging (MRI), functionalized with anti-LYVE-1 mAbs, were able to target LECs in vitro (301). Wu et al. further showed that magnetic nanoparticles functionalized with both anti-LYVE-1 and anti-gp38 mAbs were able to target LECs in vivo (302). While targeting systems exist, further research will also be required to show how selectively targeting vaccines to LECs affects adaptive responses.
3. Discussion
This review presents the numerous strategies for vaccine targeting of specific cell subsets and the implications on adaptive immune responses. Through compiling these studies, several trends could be observed. For example, general targeting of cDC1 regardless of receptor generated stronger CD8+ T cell responses compared to other cell types. However, cDC1s did not exclusively generate CD8+ T cell responses, as targeting of receptors such as Clec9a could result in humoral and Tfh responses. Neither were CD8+ T cell responses exclusive to cDC1s, as cDC2s could additionally generate CD8+ T cell responses in addition to CD4+ T cell responses. The type of CD4+ T cell response also varied widely depending on the target receptor, although the relatively fewer number of cDC2-specific receptors should be considered in interpreting these results. Immune cells such as monocytes, macrophages, B cells, neutrophils, and other granulocytes have been targeted in a wide variety of therapeutics, but their roles as target cells in vaccine delivery are still poorly defined. However, the fundamental hypothesis that the cells that first encounter vaccine material impacts adaptive immunity, is confirmed by a large body of literature. This review also presents stromal cells, such as FDCs and LECs, as new opportunities for targeted vaccine research that could potentially generate long-lived humoral and cellular responses.
It is important to note that there are other design considerations for cell targeted vaccines not discussed in this review, including immune responses against targeting constructs and anti-carrier immunity, off-target effects, and cell receptor disruption. For example, in murine studies, the targeting antibodies utilized are often of rat or hamster origin, which can lead to an anti-antibody host response due to non-self immune recognition (303–305). Repeated administration, which may be required in some vaccine schedules, can result in either immunogenic or tolerogenic responses toward these antibodies, but also toward any carrier molecules (306). Anti-host antibodies have been used as a readout for immunological outcomes of targeted vaccines after injection of the targeting antibody alone. However, when antibodies or other biologics are used to target antigens to specific cells, it is necessary to decouple the immune reactions to the antigen versus the targeting component. This could be accomplished by analyzing antigen-specific cellular and humoral responses. In human and clinical studies, these issues are often pre-empted by using chimeric, humanized, or fully human antibodies that reduce the risk of anti-antibody responses (303–306). However, the potential for non-antigen specific immune responses should still be considered. Another important consideration is the potential for cell signaling after engagement of a target molecule. For example, some target receptors (e.g. FcγRs, DCIR) contain ITAMs or ITIMs, or are costimulatory molecules (e.g. CD40), which may induce or restrict downstream immune responses. In the case of FcγR, no differences in immune responses were observed between targeting of activating or inhibitory isoforms (105). However, to fully understand the immunological effects of targeted vaccines, it is critical to evaluate if the targeting method can induce any agonistic or antagonistic effects after ligation of the target receptor, which may alter an immune response. Some targets are ITAM and ITIM-independent (e.g. DEC-205), or may have pleiotropic effects depending on if they are targeted under inflammatory or steady state conditions (88, 94). Lastly, while some receptors are highly specific to a cell subtype, many receptors mentioned in this review are present on many innate immune cell types, and targeting these receptors can lead to off-target cellular activation and impact vaccine efficacy.
Here we have shown how control over innate immune response can be achieved by targeting vaccines to specific cellular subsets or surface markers. This body of literature will be useful for the design of next generation vaccines which carefully match desired adaptive immune response to specific diseases.
Author contributions
The idea for this review was conceived by PD. PD generated the figure. PD, TU, AMW and NSR contributed to reviewing literature, formatting the article, writing of the text and critique of the text. APE-K provided intellectual oversight, review, and critique of the article. All authors contributed to the article and approved the submitted version.
Funding Statement
This work was supported by NIH T32 Fellowship, T32 AI153020 (PD and NR) and Margaret Q Landenberger Research Foundation Grant (PD).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fimmu.2023.1221008/full#supplementary-material
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