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. 2023 Sep 7;23:660. doi: 10.1186/s12888-023-05158-0

Table 3.

Overview of each research tradition, detailing key shifts in the theoretical orientations, conceptual focus, and methodological approaches applied to the study of resilience among transition-age youth with SMI

Research Traditions Theoretical Orientation Conceptual Focus Methodological / Instrumental Approach
Overview & Approach Author Definition Purpose Study Design Operationalization & Measures

Stress Adaptation

(n = 6)

Guiding Frameworks:

Integrative frameworks of stress [7780]

Main resilience theorists:

Rutter (interactive) [81], Masten (developmental) [82]

Conceptualized resilience as:

A process of positive adaptation determined through integrated biological, psychological, social, and environmental factors

Focus: Emphasized personal protective factors that promote adaptation

Approach:

Variable-centred

Seok et al. (2012) [55] The personal characteristics that enable one to adapt to environmental challenges and to overcome adversities or stressors To investigate the relationships between early life stress and resilience factors with depressive symptom severity

Quantitative

Cross-sectional study

Personal resilience factors

CD-RISC [83]

5 Subscales: self-efficacy, self-confidence, optimism, self-control, spirituality / autonomy

Fischer et al. (2018) [56] The process of adapting well in the face of significant sources of stress and bouncing back from difficult life experiences To investigate neural markers of resilience to depression, and the modulatory role of positive / negative life events

Quantitative

Longitudinal study

Personal (neurobiological) resilience factors
Konradt et al. (2018) [57] The ability to adapt successfully in the face of stress and adversity, maintaining normal psychological and physical functioning To assess the effects of resilience on severity of depressive and anxious symptoms after psychotherapy

Quantitative

Clinical follow-up study nested in a randomized clinical trial

A mechanism and an outcome

RS [84]

Global Score

De Berardis et al. (2020) [58] The adaptive ability to cope with adversity or trauma To examine the relationships between alexithymia, somatic sensations, resilience, and suicidal ideation

Quantitative

Cross-sectional study

Personal resilience factors

CD-RISC [83]

Global Score

Vieira et al. (2020) [59] The ability to maintain relatively healthy and stable levels of physical and psychological functioning in the wake of traumatic experiences To examine the mediating effect of resilience on the relationship between childhood trauma and mood disorder / depressive symptom severity Quantitative Cross-sectional study

A mechanism

RS [84]

Global Score

Peters et al. (2021) [60] A person’s ability to adapt successfully to acute stress, trauma, or chronic forms of adversity To explore clinical and biological correlates of resilience, and differences in therapeutic effects based on genetic markers

Quantitative Randomized clinical trial

aSGBA

Personal (genetic) resilience factors, and an outcome

RS [84]

Global Score

Person-Environment Interactions (n = 9)

Guiding Frameworks:

Psychosocial theories (narrative medicine [85], social-emotional learning framework [86], tripartite model of depression and anxiety [87], Yalom’s 12 therapeutic factors [88], neurodevelopmental model of resilience [89])

Main resilience theorists:

Rutter (interactive) [81, 90, 91], Masten (developmental) [82, 92, 93], Luthar (multidimensional) [22]

Conceptualized resilience as:

A complex and transactional process dependent on both personal and environmental factors

Focus: Increased emphasis on external protective factors and transactional processes between each person and their immediate environment

Approach:

Variable-centred

Person-centred

Life-course

Fergusson et al. (2003) [61] A set of protective factors that may mitigate risk of developing suicidal behaviors To explore factors that may contribute to vulnerability or resiliency to suicidal behaviors among young people

Quantitative

Longitudinal cohort study

aSGBA

Personal / environmental (individual, familial, school, peer-related) resilience factors
Gralinski-Bakker et al. (2004) [26] Successful adaptation among individuals who faced challenging or threatening circumstances To examine early adult indicators of psychosocial adjustment as predictors of adult markers of resilience (functioning and well-being) over time

Quantitative

Longitudinal study

aSGBA

A process over time, and personal / environmental resilience factors
Hauser et al. (2007) [62] Unexpected adaptation in the face of serious adversity To understand how resilient development unfolds among young people who have experienced SMI, and how protective processes change over the life-course Qualitative Narrative follow-back study A process over time, and “resilient functioning” as an outcome
Tan et al. (2015) [63] The capacity of an individual to mobilise health-sustaining resources from a myriad sources – family, community and culture To examine the efficacy of a mindfulness-based group intervention for adolescents with mixed mental health disorders Quantitative Randomized controlled trial

An outcome

RSCA [94]

Global Score

Marvin et al. (2017) [64] A set of skills (e.g., social and emotional competencies) that can be taught and/or strengthened To evaluate the Strong Teens social-emotional learning curriculum among adolescent girls in a residential treatment center

Quantitative

Non-equivalent quasi-experimental wait-list control

An outcome

SEARS [95]

Global Score

Hauber et al. (2019) [65] The belief that one can cope with stressful life events To identify therapeutic factors in adolescents’ written narratives, and relate these to changes in symptoms after treatment Mixed-methods study A process over time, and personal / environmental (therapeutic) resilience factors
Hadebe et al. (2020) [66] The ability of an individual to function completely in the face of adversity or stress To explore young adults’ resilience and social support networks

Qualitative

Exploratory study

Environmental (social support) resilience factors
Gårdvik et al. (2021) [67] Positive adaptation to risk exposure, and a more positive psychological outcome than would be expected in case of high levels of environmental adversities To examine whether resilience factors and treatment procedures among adolescents first presenting at mental health clinics were related to psychiatric symptom load three years later

Quantitative

Prospective longitudinal cohort study

aSGBA

Personal / environmental resilience factors

READ [96]

Global Scale & 5 Subscales: personal competence, social competence, structured style, family cohesion, social resources

Zimmermann et al. (2021) [68] A positive outcome despite adversity To investigate movement synchrony in relation to therapeutic outcomes during psychotherapy treatment

Quantitative

Observational study

Personal / environmental (movement synchrony) resilience factors

Recovery-Focused

(n = 4)

Guiding Frameworks:

Recovery models of mental health [9799], transdiagnostic treatment model [100]

Main resilience theorists:

Aranda (interpretivist) [101],

Luthar (multidimensional) [22, 102], Bottrell (social theory) [103], Richardson (metatheory) [104], Bonanno (recovery vs. resilience distinction) [105, 106]

Masten (developmental / multi-systems) [92, 93]

Conceptualized resilience as:

A dynamic and multidimensional process which promotes functioning and recovery

Focus: Adaptive strengths and processes in the context of youth’s recovery

Approach:

Person-centred

Henderson et al. (2015) [69] A dynamic process wherein individuals display positive adaptation despite experiences of significant adversity or trauma To explore young people’s experience of a first episode of psychosis over time and to develop a substantive theory of their responses and behaviors

Qualitative

Grounded theory study

A process over time
Las Hayas et al. (2016) [70] A dynamic process in which psychological, social, environmental, and biological factors interact to enable an individual at any stage of life to develop, maintain, or regain his/her mental health despite exposure to adversity [107] To explore the role of resilience in recovery from eating disorders (EDs), and to develop a model of resilience in women with EDs

Qualitative

Grounded theory study

A process over time, and personal / environmental resilience factors
Grob et al. (2020) [71] A set of complex, subjective processes through which individuals negotiate their complicated journey toward clarified identity and life purpose To explore how participants' depression impacted their transition from adolescence to emerging adulthood, and built their capacity to form a coherent identity and find a purpose in life

Qualitative

Grounded theory study

bEDI

cYouth engagement (consultation)

A process over time
Luther et al. (2020) [72] The capacity of a dynamic system to withstand or recover from significant challenges that threaten its stability, viability, or development To examine whether resilience differs among those with early vs. prolonged psychosis, and the associations between resilience scores and specific symptom domains

Quantitative

Cross-sectional study

Personal resilience factors

RS [84]

Global Score & 2 Subscales: personal competence, acceptance of self and life

Critical and Cultural Perspectives (n = 5)

Guiding Frameworks:

Social-ecological frameworks (capital theory [108], ecological systems theory [52]) and recovery models of mental health [109, 110]

Main resilience theorists:

Bottrell (social theory) [103], Ungar (social-ecological) [23], Luthar (multidimensional) [22], Masten (developmental) [92], Richardson (metatheory) [104]

Rutter (interactive) [91]

Conceptualized resilience as:

A process that unfolds over time, dependent on one’s culture and the supportive capacity of the environment

Focus: Increased emphasis on service-related factors, systemic barriers, macro-level environment, and culture

Approach:

Person-centred

Delman et al. (2017) [73] The employee’s ability to rebound and manage their health in the face of challenges and adversity that affect their work To examine facilitators of young adult peer provider success in community mental health treatment settings

Qualitative

Exploratory study

cYouth engagement (partnership)

A process over time, personal / environmental resilience factors
Lal et al. (2017) [74] A process of an individual’s efforts to navigate and negotiate towards resources considered meaningful for well-being in the presence of adversity, and the environment’s concurrent capacity to support individual efforts To understand how mental health and related services support and hinder resilience in young people diagnosed with first episode psychosis

Qualitative

Grounded theory and narrative inquiry

bEDI

A process over time
Rayner et al. (2018) [75] A unique youth recovery process that enabled young people to take on the various challenges in life despite systemic (i.e., lack of employment opportunities or social exclusion) and mental health adversity To develop a thematic model of youth recovery utilising the experiences of young people with severe mental illness

Qualitative

Narrative study

A process over time
Shalanski et al. (2019) [14] A dynamic process in which positive adaptation is achieved despite significant adversity To explore resilience from the perspective of teenage girls recovering from mental illness, and to provide an alternative view de- pathologizing psychiatric diagnoses

Qualitative

Interpretive phenomenological study

A process over time
Kim et al. (2020) [76] The dynamic process of adaptation to challenging life conditions that could be protective against mental problems To investigate the clinical characteristics and psychosocial factors associated with depression in patients with early psychosis according to stage of illness

Quantitative

Cross-sectional study

aSGBA

Personal resilience factors

BRS [111]

Global Score

CD-RISC Connor-Davidson Resilience Scale [83], RS The Resilience Scale [84], RSCA Resiliency Scales for Children and Adolescents [94], SEARS The Social Emotional Assets and Resilience Scale [95], READ Resilience Scale for Adolescents [96], BRS Brief Resilience Scale [111]

aSGBA, sex- and gender-based analyses

bEDI, used recruitment strategies to maximize diversity and inclusion among participants

cEngaged youth as research advisors or partners