Table 3.
Overview of each research tradition, detailing key shifts in the theoretical orientations, conceptual focus, and methodological approaches applied to the study of resilience among transition-age youth with SMI
| Research Traditions | Theoretical Orientation | Conceptual Focus | Methodological / Instrumental Approach | ||
|---|---|---|---|---|---|
| Overview & Approach | Author | Definition | Purpose | Study Design | Operationalization & Measures |
|
Stress Adaptation (n = 6) Guiding Frameworks: Integrative frameworks of stress [77–80] Main resilience theorists: Rutter (interactive) [81], Masten (developmental) [82] Conceptualized resilience as: A process of positive adaptation determined through integrated biological, psychological, social, and environmental factors Focus: Emphasized personal protective factors that promote adaptation Approach: Variable-centred |
Seok et al. (2012) [55] | The personal characteristics that enable one to adapt to environmental challenges and to overcome adversities or stressors | To investigate the relationships between early life stress and resilience factors with depressive symptom severity |
Quantitative Cross-sectional study |
Personal resilience factors CD-RISC [83] 5 Subscales: self-efficacy, self-confidence, optimism, self-control, spirituality / autonomy |
| Fischer et al. (2018) [56] | The process of adapting well in the face of significant sources of stress and bouncing back from difficult life experiences | To investigate neural markers of resilience to depression, and the modulatory role of positive / negative life events |
Quantitative Longitudinal study |
Personal (neurobiological) resilience factors | |
| Konradt et al. (2018) [57] | The ability to adapt successfully in the face of stress and adversity, maintaining normal psychological and physical functioning | To assess the effects of resilience on severity of depressive and anxious symptoms after psychotherapy |
Quantitative Clinical follow-up study nested in a randomized clinical trial |
A mechanism and an outcome RS [84] Global Score |
|
| De Berardis et al. (2020) [58] | The adaptive ability to cope with adversity or trauma | To examine the relationships between alexithymia, somatic sensations, resilience, and suicidal ideation |
Quantitative Cross-sectional study |
Personal resilience factors CD-RISC [83] Global Score |
|
| Vieira et al. (2020) [59] | The ability to maintain relatively healthy and stable levels of physical and psychological functioning in the wake of traumatic experiences | To examine the mediating effect of resilience on the relationship between childhood trauma and mood disorder / depressive symptom severity | Quantitative Cross-sectional study |
A mechanism RS [84] Global Score |
|
| Peters et al. (2021) [60] | A person’s ability to adapt successfully to acute stress, trauma, or chronic forms of adversity | To explore clinical and biological correlates of resilience, and differences in therapeutic effects based on genetic markers |
Quantitative Randomized clinical trial aSGBA |
Personal (genetic) resilience factors, and an outcome RS [84] Global Score |
|
|
Person-Environment Interactions (n = 9) Guiding Frameworks: Psychosocial theories (narrative medicine [85], social-emotional learning framework [86], tripartite model of depression and anxiety [87], Yalom’s 12 therapeutic factors [88], neurodevelopmental model of resilience [89]) Main resilience theorists: Rutter (interactive) [81, 90, 91], Masten (developmental) [82, 92, 93], Luthar (multidimensional) [22] Conceptualized resilience as: A complex and transactional process dependent on both personal and environmental factors Focus: Increased emphasis on external protective factors and transactional processes between each person and their immediate environment Approach: Variable-centred Person-centred Life-course |
Fergusson et al. (2003) [61] | A set of protective factors that may mitigate risk of developing suicidal behaviors | To explore factors that may contribute to vulnerability or resiliency to suicidal behaviors among young people |
Quantitative Longitudinal cohort study aSGBA |
Personal / environmental (individual, familial, school, peer-related) resilience factors |
| Gralinski-Bakker et al. (2004) [26] | Successful adaptation among individuals who faced challenging or threatening circumstances | To examine early adult indicators of psychosocial adjustment as predictors of adult markers of resilience (functioning and well-being) over time |
Quantitative Longitudinal study aSGBA |
A process over time, and personal / environmental resilience factors | |
| Hauser et al. (2007) [62] | Unexpected adaptation in the face of serious adversity | To understand how resilient development unfolds among young people who have experienced SMI, and how protective processes change over the life-course | Qualitative Narrative follow-back study | A process over time, and “resilient functioning” as an outcome | |
| Tan et al. (2015) [63] | The capacity of an individual to mobilise health-sustaining resources from a myriad sources – family, community and culture | To examine the efficacy of a mindfulness-based group intervention for adolescents with mixed mental health disorders | Quantitative Randomized controlled trial |
An outcome RSCA [94] Global Score |
|
| Marvin et al. (2017) [64] | A set of skills (e.g., social and emotional competencies) that can be taught and/or strengthened | To evaluate the Strong Teens social-emotional learning curriculum among adolescent girls in a residential treatment center |
Quantitative Non-equivalent quasi-experimental wait-list control |
An outcome SEARS [95] Global Score |
|
| Hauber et al. (2019) [65] | The belief that one can cope with stressful life events | To identify therapeutic factors in adolescents’ written narratives, and relate these to changes in symptoms after treatment | Mixed-methods study | A process over time, and personal / environmental (therapeutic) resilience factors | |
| Hadebe et al. (2020) [66] | The ability of an individual to function completely in the face of adversity or stress | To explore young adults’ resilience and social support networks |
Qualitative Exploratory study |
Environmental (social support) resilience factors | |
| Gårdvik et al. (2021) [67] | Positive adaptation to risk exposure, and a more positive psychological outcome than would be expected in case of high levels of environmental adversities | To examine whether resilience factors and treatment procedures among adolescents first presenting at mental health clinics were related to psychiatric symptom load three years later |
Quantitative Prospective longitudinal cohort study aSGBA |
Personal / environmental resilience factors READ [96] Global Scale & 5 Subscales: personal competence, social competence, structured style, family cohesion, social resources |
|
| Zimmermann et al. (2021) [68] | A positive outcome despite adversity | To investigate movement synchrony in relation to therapeutic outcomes during psychotherapy treatment |
Quantitative Observational study |
Personal / environmental (movement synchrony) resilience factors | |
|
Recovery-Focused (n = 4) Guiding Frameworks: Recovery models of mental health [97–99], transdiagnostic treatment model [100] Main resilience theorists: Aranda (interpretivist) [101], Luthar (multidimensional) [22, 102], Bottrell (social theory) [103], Richardson (metatheory) [104], Bonanno (recovery vs. resilience distinction) [105, 106] Masten (developmental / multi-systems) [92, 93] Conceptualized resilience as: A dynamic and multidimensional process which promotes functioning and recovery Focus: Adaptive strengths and processes in the context of youth’s recovery Approach: Person-centred |
Henderson et al. (2015) [69] | A dynamic process wherein individuals display positive adaptation despite experiences of significant adversity or trauma | To explore young people’s experience of a first episode of psychosis over time and to develop a substantive theory of their responses and behaviors |
Qualitative Grounded theory study |
A process over time |
| Las Hayas et al. (2016) [70] | A dynamic process in which psychological, social, environmental, and biological factors interact to enable an individual at any stage of life to develop, maintain, or regain his/her mental health despite exposure to adversity [107] | To explore the role of resilience in recovery from eating disorders (EDs), and to develop a model of resilience in women with EDs |
Qualitative Grounded theory study |
A process over time, and personal / environmental resilience factors | |
| Grob et al. (2020) [71] | A set of complex, subjective processes through which individuals negotiate their complicated journey toward clarified identity and life purpose | To explore how participants' depression impacted their transition from adolescence to emerging adulthood, and built their capacity to form a coherent identity and find a purpose in life |
Qualitative Grounded theory study bEDI cYouth engagement (consultation) |
A process over time | |
| Luther et al. (2020) [72] | The capacity of a dynamic system to withstand or recover from significant challenges that threaten its stability, viability, or development | To examine whether resilience differs among those with early vs. prolonged psychosis, and the associations between resilience scores and specific symptom domains |
Quantitative Cross-sectional study |
Personal resilience factors RS [84] Global Score & 2 Subscales: personal competence, acceptance of self and life |
|
|
Critical and Cultural Perspectives (n = 5) Guiding Frameworks: Social-ecological frameworks (capital theory [108], ecological systems theory [52]) and recovery models of mental health [109, 110] Main resilience theorists: Bottrell (social theory) [103], Ungar (social-ecological) [23], Luthar (multidimensional) [22], Masten (developmental) [92], Richardson (metatheory) [104] Rutter (interactive) [91] Conceptualized resilience as: A process that unfolds over time, dependent on one’s culture and the supportive capacity of the environment Focus: Increased emphasis on service-related factors, systemic barriers, macro-level environment, and culture Approach: Person-centred |
Delman et al. (2017) [73] | The employee’s ability to rebound and manage their health in the face of challenges and adversity that affect their work | To examine facilitators of young adult peer provider success in community mental health treatment settings |
Qualitative Exploratory study cYouth engagement (partnership) |
A process over time, personal / environmental resilience factors |
| Lal et al. (2017) [74] | A process of an individual’s efforts to navigate and negotiate towards resources considered meaningful for well-being in the presence of adversity, and the environment’s concurrent capacity to support individual efforts | To understand how mental health and related services support and hinder resilience in young people diagnosed with first episode psychosis |
Qualitative Grounded theory and narrative inquiry bEDI |
A process over time | |
| Rayner et al. (2018) [75] | A unique youth recovery process that enabled young people to take on the various challenges in life despite systemic (i.e., lack of employment opportunities or social exclusion) and mental health adversity | To develop a thematic model of youth recovery utilising the experiences of young people with severe mental illness |
Qualitative Narrative study |
A process over time | |
| Shalanski et al. (2019) [14] | A dynamic process in which positive adaptation is achieved despite significant adversity | To explore resilience from the perspective of teenage girls recovering from mental illness, and to provide an alternative view de- pathologizing psychiatric diagnoses |
Qualitative Interpretive phenomenological study |
A process over time | |
| Kim et al. (2020) [76] | The dynamic process of adaptation to challenging life conditions that could be protective against mental problems | To investigate the clinical characteristics and psychosocial factors associated with depression in patients with early psychosis according to stage of illness |
Quantitative Cross-sectional study aSGBA |
Personal resilience factors BRS [111] Global Score |
|
CD-RISC Connor-Davidson Resilience Scale [83], RS The Resilience Scale [84], RSCA Resiliency Scales for Children and Adolescents [94], SEARS The Social Emotional Assets and Resilience Scale [95], READ Resilience Scale for Adolescents [96], BRS Brief Resilience Scale [111]
aSGBA, sex- and gender-based analyses
bEDI, used recruitment strategies to maximize diversity and inclusion among participants
cEngaged youth as research advisors or partners