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[Preprint]. 2023 Sep 6:arXiv:2309.02736v1. [Version 1]

Stochastic nucleosome disassembly mediated by remodelers and histone fragmentation

Xiangting Li 1,a), Tom Chou 1,2,b)
PMCID: PMC10508821  PMID: 37731652

Abstract

We construct and analyze monomeric and multimeric models of the stochastic disassembly of a single nucleosome. Our monomeric model predicts the time needed for a number of histone-DNA contacts to spontaneously break, leading to dissociation of a non-fragmented histone from DNA. The dissociation process can be facilitated by DNA binding proteins or processing molecular motors that compete with histones for histone-DNA contact sites. Eigenvalue analysis of the corresponding master equation allows us to evaluate histone detachment times under both spontaneous detachment and protein-facilitated processes. We find that competitive DNA binding of remodeling proteins can significantly reduce the typical detachment time but only if these remodelers have DNA-binding affinities comparable to those of histone-DNA contact sites. In the presence of processive motors, the histone detachment rate is shown to be proportional to the product of the histone single-bond dissociation constant and the speed of motor protein procession. Our simple intact-histone model is then extended to allow for multimeric nucleosome kinetics that reveal additional pathways of disassembly. In addition to a dependence of complete disassembly times on subunit-DNA contact energies, we show how histone subunit concentrations in bulk solution can mediate the disassembly process by rescuing partially disassembled nucleosomes. Moreover, our kinetic model predicts that remodeler binding can also bias certain pathways of nucleosome disassembly, with higher remodeler binding rates favoring intact-histone detachment.

I. INTRODUCTION

In eukaryotic cells, 147 base pairs of DNA wrap around each histone octamer. DNA binds to the histone octamer at approximately 14 sites to form a nucleosome core particle. Nucleosomes, in turn, help compact meters of DNA inside the nucleus1,2, protecting DNA from other proteins and unwanted enzymatic activity3,4. On occasion however, nucleosomes have to partially or completely release the substrate DNA to allow access by DNA-processing enzymes. Histones thus have to simultaneously perform two contradictory functions3. While there is consensus that histone modification and chromatin remodeling are critical in epigenetic regulation5, the details of how nucleosomes dynamically perform different tasks are not yet fully understood6. Therefore, it is essential to first understand the molecular mechanics and dynamics of histone-DNA interactions.

DNA at both nucleosome ends is transiently accessible due to spontaneous bond breaking. This nucleosome “breathing” has been identified using single-molecular biophysics techniques710. Based on these observations, a rigid base-pair nucleosome Markov model was proposed and computationally explored to characterize the mechanical response to external tensions1012, sequence dependence and positioning of nucleosomes13,14, and salt dependence15. Recently, similar discrete stochastic binding and unbinding models have been used to describe target search by pioneer transcription factors1619.

In molecular dynamics studies, coarse-grain models and even all-atom molecular models of nucleosome unraveling have also been discussed recently, characterizing the free energy landscapes of nucleosomes and capturing the finer details during the process of unwrapping2023. Despite these mechanistic studies and modeling efforts, quantification of histone unwrapping using the above approaches is computationally expensive. In particular, these simulation approaches make it difficult to study:

  1. rare but decisive events such as complete spontaneous unwrapping; and

  2. indirect interactions with other DNA binding proteins via transient nucleosome breathing.

Thus, simple analytic descriptions of the dynamics of histone-DNA and nucleosome-protein interactions can provide a useful tool for estimating and efficiently testing molecular hypotheses of nucleosome-mediated chromatin remodeling. In this paper, we develop discrete stochastic Markov models that relate different elements of histone-DNA interactions to overall rates of nucleosome disassembly.

In the next section, we formulate two classes of models, one in which histones remain as an intact single molecule, and another in which they are composed of three major subunits that can successively dissociate from DNA. The first abstraction describes DNA as linearly unspooling from a contiguous footprint defined by the histone particle and extends earlier work24. The state-space structure of this simple model is then nested to describe the state space of more molecularly realistic models of histone fragmentation. Finally, catalysis of nucleosome disassembly can be mediated by remodeling factors such as transcription factors25,26. We will also model such cofactor-facilitated histone removal by incorporating competitive DNA-protein binding within each of these two classes (intact-histone and fragmenting histone) of models.

Our primary goal is to provide a quantitative characterization of the first passage time (FPT) from an initial configuration to a totally dissociated state. We aim to provide a closed form expression or numerical procedure for evaluating these timescales under specific biophysical conditions.

II. MATHEMATICAL MODELS AND RESULTS

The approach we will take for all of our following models is to analyze a discrete state Markov model describing the time-evolution of a probability vector P of molecular configurations which obeys tP=W˜P, where W˜ is a model-dependent transition matrix. The state space and the transition matrix W˜ will be appropriately defined for each type of model, including variants that incorporate protein-catalyzed nucleosome disassembly. By analyzing the specific subsets of the state space and the eigenvalues of the associated transition matrices W˜, we derive results that predict the distribution of configurations and the statistics of disassembly times.

The complete state space in our models, ΩΩ*, consists of the set of bound states Ω and the set of detached states Ω*. In general, the transition matrix coupling all states is W˜. However, since transitions into Ω* from Ω are typically irreversible in our analyses, we can define W˜ to operate on states within and out of Ω. Henceforth, we describe the eigenvalues of W˜,{λ˜j}j0, in descending order of their real parts. The principal eigenvalue λ˜0 of W˜ will be that with the largest real part. When transitions to Ω* are assumed to be irreversible, W˜ defined on Ω represents a sub-matrix with all eigenvalues having negative real parts. Using this nomenclature, the inverse of the eigenvalues describes the timescales associated with the stochastic dynamics of sets of configurations (described by eigenvectors) within the state space. For example, 1/λ˜0 is the slowest timescale of decay to Ω* in the stochastic dynamics.

Quantities like W˜ carry a physical dimension of rate (1/time). To make our mathematical analysis notationally simpler, we will normalize W˜ by the fastest rate in the model to make it dimensionless. In the rest of the paper, the dimensionless transition matrix and its associated dimensionless eigenvalues are denoted W and λ0, respectively. Other conventions for mathematical symbols and objects are summarized in Table IV.

Table IV.

General nomenclature for mathematical symbols and objects.

object symbol examples
matrices and vectors bold letters W,P(t),x,n
scalars, components of matrices and vectors normal letters Wij,P(n1,n2,t),xi,n1,n2
eigenvalues and eigenvectors sorted by real parts in descending order λi,vi λ0,v0,λ1,v1,
the state space for the undissociated histone Ω -
a state in the state space x -
the state of the dissociated histone Ω* -
vectors with all entries equal to a number bold numbers 1, 0
fully histone-DNA bound state with all contact sites closed 1 1
Euclidean inner product of two vectors , x,y
transpose of a vector or matrix .T x,W
dimensionless first passage time (FPT) starting from xΩ to detached state Ω* T(x) T(1)
estimates for a quantity hat over the symbo λ^0,E[T(1)]^
vectors with first row removed, or matrices with first row and column removed .¯ v¯,W¯
quantities relevant to remodeler-facilitated models subscript “p” λ^0,p,Ep
quantities relevant to multimeric histone models subscript “q” Eq,λ^0,q,λ^0,p,q

A. Linear peeling, simple histone model

Here, we first consider the stochastic dynamics of how a single histone particle peels from the DNA wrapping it. This approach is similar to that taken in Kim et al.25, but we track simultaneous peeling from both ends of the histone particle and assume uniform binding and unbinding rates along the DNA substrate. Parameters and variables used in this model are listed in Table I.

1. Spontaneous histone-DNA detachment

Histone-DNA interactions typically consist of N14 possible contact sites. Each contact site on the DNA lattice may be in a bound (1) or unbound (0) configuration. If all contact sites are unbound at a specific time, the histone can be considered to be completely dissociated from the DNA at that time. Due to steric constraints, unbinding of the contacts will be assumed to occur sequentially from either end, as depicted in Fig. 1. Thus, the only way an interior site can be open is if all sites to the left or right of it are in an unbound state. In other words, histones can be peeled off only from the ends of their contact footprint. Under this assumption, the full configuration space {0,1}N can be reduced to a boundhistone state space Ω={(n1,n2):n1+n2<N} and a detached state Ω*={(n1,n2):n1+n2=N}, where n1 and n2 denote the number of detached histone-DNA bonds at the two ends of the histone-DNA contact footprint. In order to characterize the timescale associated with complete disassembly, we assume that the histone leaves the system once all contacts break. This defines a FPT problem to an “absorbing” detached state Ω*.

FIG. 1.

FIG. 1.

A schematic of simple, intact-histone detachment. The unfacilitated and remodeler-facilitated pathways are shown on the left and right, respectively. Top image shows en face and sagittal views of a histone-DNA complex. Histone-DNA attachment points are described by discrete sites on a one-dimensional lattice. In this example, we illustrate N=14 contact sites, evenly spaced by ~ 10 DNA base pairs, that each unbind and rebind with rates koff  and kon , respectively. Protein or “remodelers” (yellow) can bind the DNA, occluding certain contacts sites and preventing them from rebinding DNA. Thus remodelers generate a ratchet mechanism accelerating nucleosome dissociation. In the remodeler-assisted model, m1 and m2 represent the number of cofactor-occluded contact sites on the left and right, respectively, and n1,n2 now represent the number of open contacts further to the right and left of m1 and m2, respectively. Detachment of the final contact occurs at rate kd, which may be comparable to koff.

The state space and the transitions within it can be visualized by random walks along the points in the triangular array along the n1 and n2 axes shown in Fig. 2(a). The transitions are driven by spontaneous detachment and attachment of single histone-DNA bonds with possibly sequence- and position-dependent rates koff  and kon , respectively. We allow the dissociation rate kd of the final contact to be different from koff , since no other DNA-histone contact holds the histone in place. We expect this final-contact detachment rate to have magnitude kd~koff . In bulk genomic DNA, most sequences have similar binding energies with the histone octamer27,28. Thus, we first assume homogeneity in histone-DNA contact site binding energies and uniform association and dissociation rates kon  and koff .

FIG. 2.

FIG. 2.

(a) Schematic of a hypothetical attached-histone state space Ω for N=7 (seven contact sites). Since there are N(N+1)/2=28 bound states, the transition matrix W˜ is 28 × 28. Histone-DNA contacts increase and decrease by one with rate kon  and koff , respectively, except the last contact which breaks with rate kd. The completely detached absorbing state is indicated by Ω*. (b) For a strongly binding system confined to Ω,εkoff /kon 1, and a quasi-steady state distribution arises in which state probabilities ~εn1+n2. The most probable states are those with small n1+n2, corresponding to a tightly wrapped histone.

We define a dimensionless transition matrix by dividing the master equation by kon , which we assume to be the fastest kinetic rate in our model. As detailed in Appendix A1, the dimensionless transition matrix W=W˜/kon  can be further decomposed as

W(s)A+εB+sC, (1)

where A represents the transitions in which one extra bond is formed (n1+n2 decreases by one), B describes the transitions of one bond being broken without leading to the detached state, and C indicates the transitions involving the breaking of the last contact, leading to the detached state. Matrices involving detachment, B and C, are multiplied by the Boltzmann factor εkoff /kon eEc and skd/kon, respectively. Here, Ec represents the change in free energy of forming contact site bond. For strong-binding contacts, Ec1, and ε,s1. Physicochemical considerations suggest s~ε, but in our subsequent analysis, we allow s to vary independently of ε.

We separate different detachment processes by B and C because A+εB is the transition matrix of a reversible Markov process, while the sC process describes full detachment into an absorbing state, disrupts reversibility. A represents the binding reactions and is upper triangular with eigenvalues {0,−1, … ,−1,−2, … ,−2}; hence, the dimensionless eigenvalues of W(0)A+εB fall into three groups:

  • {λ:λ~O(ε)0}, unique;

  • {λ:λ~1+O(ε)}, degeneracy 2(N1);

  • {λ:λ~2+O(ε)}, degeneracy (N2)(N1)2.

These groups of values are mainly controlled by the “onrate” transition matrix A and control the pattern of the eigenvalues of the full matrix W(s)=A+εB+sC. Fig. 3 shows numerically computed eigenvalues of W for different values of s=ε. For sufficiently small ε, they fall into the three clusters governed by A.

FIG. 3.

FIG. 3.

Eigenvalues λ of the dimensionless transition matrix W=W˜/kon  associated with Ω for N=14 and ε=s=0.1,0.03,0.01,0.003,0.001,0.0003, and 0.0001. The principal dimensionless eigenvalues are λ00, while two other groups cluster near −1 and −2 as ε0.

The principal eigenvalue of W,λ0, can be computed using a two-step perturbation analysis. Adding εB to A yields the matrix W(0)A+εB, which represents the internal transitions of the bound states Ω, and as such, has a unique eigenvalue 0 and an associated equilibrium distribution v0 as its eigenvector. Such internal transitions make the system an irreducible and reversible Markov process. Therefore, the equilibrium distribution v0 can be found as v0(n1,n2)εn1+n2, with v0(n1,n2) indicating the component of v0 on the element (n1,n2)Ω. This scaling relation indicates that for small ε, the most probable states are those with small n1+n2 (fully wrapped histones).

Applying perturbation theory to calculate the principal eigenvector v0 as a function of s,v0(s), under the small change W(0)W(0)+sC, one can see that each component of v0(s) is approximately v0(n1,n2;s)=(1+O(s))v0(n1,n2;0), as shown by Eq. A20 in Appendix A2. Consequently, the eigenvalue structure of the perturbed matrix W(0)+sC is preserved not only for sε, but also for s~ε. Hence, we can use the principal eigenvector v0(0) at equilibrium to approximate the principal eigenvector under the perturbation sC. This procedure of switching on an absorbing boundary on an otherwise equilibrium system is commonly used to evaluate FPTs of rare events, usually known as the absorbing boundary method or generalized Fermi’s Golden rule29. In the ε,s0+ limit, we find (see Eq. A18 in Appendix A 2 the dimensionless principal (largest) eigenvalue of the perturbed matrix W(s)=W(0)+sC to be approximately

λ0(s)=NsεN1[1+O(s)]. (2)

After reintroducing the physical rate kon , the eigenvalue λ˜0=konλ0 associated with W˜ sets the slowest physical timescale representing the effective rate of detachment from an equilibrium state. Eq. (2) can be motivated by considering the barrier-crossing rate or probability flux, i.e. the transition rate multiplied by corresponding equilibrium probability, from an equilibrium state to the detached state Ω*. The energy barrier confining the equilibrium state is (N1)E while there are N transition states. Therefore, the probability flux of disassembly is ~Nkde(N1)Ec, which corresponds to a dimensionless principal eigenvalue of NsεN1.

The other eigenvalues λi>0 are ordered as λ0λ1λΩ. These other eigenvalues reflect the faster timescales associated with other states (eigenvectors). The difference between the principal eigenvalue and other eigenvalues, the spectral gap, is an important indicator of the dynamics of the system. If the system starts in any initial configuration in Ω, and the spectral gap is very large, it will quickly (with rate ~|λi>0|) reach the near-equilibrium state v0 before ultimately dissociating with rate |λ0|. As a result, the mean first passage time (MFPT) from any initial bound state x (such as v0) to the fully detached state Ω* can be approximated by finding the MFPT that is dominated by the time from v0 to Ω*. We find the mean dimensionless nucleosome disassembly time (the MFPT)

E[T(x)]1|λ0|1Nse(N1)Ec1NeNEc, (3)

where the last approximation assumes sε. Theoretical justification and further discussion of this approximation are provided in Appendix A3, where Eq. (3) is proved as Eq. (A26).

In the context of the histone problem, according to Li et al8, single histone-DNA binding sites are highly dynamic, with an opening rate koff ~4s1 and a closing rate kon ~2090s1. According to Eq. (2), this leads to an effective mean overall disassembly rate of |λ˜0|kon|λ0|NkoneNEc4.6×108 s1, corresponding to a mean nucleosome disassembly time E[T(x)]/kon ~15 years. Typically, the disassembly rate is defined by the inverse of the MFPT from the bound state to the detached state. In the case of multiple bound states, it is not easy to define a simple measure of disassembly rate given the complexity of the dynamics. A reasonable choice is to consider the weighted average of MFPTs from all bound states, with weights given by the (quasi-)equilibrium distribution of the bound states, which leads to the strict identity between the disassembly rate and 1/|λ0|. For a proof of this identity, see Eq. (A21). Fortunately, in the histone disassembly model, as we have argued above, the MFPT from all bound states to the detached state are similar and thus 1/|λ0| is a reasonable measure of the overall disassembly rate.

In light of the above estimate for E[T(x)]/kon , cells need to dynamically remodel their histone binding patterns during DNA replication and changes in gene expression, processes that occur on a much shorter timescale. Fortunately, a variety of intracellular remodeling factors, such as SWI/SNF-type ATPases26,3032, can catalyze this remodeling process. Next, we will extend our model to incorporate mechanisms of remodeling cofactors that can compete for DNA or histone contacts.

2. Remodeler-facilitated linear detachment

Regulation of histone-DNA binding and acceleration of disassembly by other proteins/cofactors can be achieved in two ways: (i) competitive binding of proteins may block reattachment of histone contact sites to DNA and (ii) cofactors may allosterically inhibit histone-DNA-binding. Recent studies suggest that a number of DNA-binding proteins interact with the histone-DNA complex by competing for open contact sites10,3335. Here, we model such a mechanism via ratcheted blocking mechanism whereby nucleosome remodeler proteins block rebinding of DNA, thereby facilitating disassembly. The second, allosteric mechanism can be modeled directly by modification of site binding and unbinding rates kon  and koff . Therefore, allostery can be subsumed under the spontaneous disassembly model. In the following discussion, we will focus on the blocking mechanism and refer to the intervening cofactor as a nucleosome remodeler. We develop a model that can be applied both to proteins that slide along DNA and to those that directly bind and occlude DNA-histone contact sites. While most known nucleosome remodelers are ATPases that slide along DNA3032, our model is also intended to describe the general interaction between DNA-binding proteins and the nucleosome and to better understand why other proteins cannot effectively evict histones from DNA.

Assume nucleosome remodeler proteins compete with histones on the same DNA binding sites and have binding rates pa and dissociation rates pd, as illustrated in Fig. 1. Bound contact sites must detach before cofactors such as remodeling protein can bind. However, if a remodeler first binds to and occludes a DNA or histone contact site, this site is unavailable for histone reattachment or binding, promoting histone detachment. We describe the state of DNA-histone-remodelers by a four-integer tuple (m1,m2,n1,n2). In this enumeration, m1 and m2 are the rightmost and leftmost contact sites occluded by a remodeler protein measured from the left and right ends of the contact footprint. These remodelers can bind to either the histone or the DNA substrate as shown in Fig. 1. In the presence of bound remodeler proteins (m1>0 and/or m2>0), the remaining available sites for direct DNA-histone interactions will be reduced to Nm1m2. The associated state space of (n1,n2) is then reduced correspondingly. In the presence of bound remodelers, n1 and n2 now measure the unbinding progress of the histone octamer and represent the additional numbers of opened binding sites inward from the rightmost and leftmost remodeler binding site. In this notation, the fully detached state is visited only when m1+n1+m2+n2=N.

Since (m1,m2) accounts only for the most inwardly occluded contact sites, the information about remaining remodelers is not delineated in this state space Ωp{(m1,m2,n1,n2)4:m1+m2+n1+n2<N}Ωp*{(m1,m2,n1,n2)4:m1+m2+n1+n2=N}. In the following, we will use the subscript “p” to indicate quantities associated with the remodeler-facilitated disassembly model. Consequently, the full remodeler adsorption pattern is not fully captured by m1 and m2. Multiple cofactors could cooperatively bind (where a DNA-bound cofactor accelerates binding of another cofactor near it) and compete for open sites amongst themselves, leading to complex dynamics of assisted histone displacement. We can simplify the model by considering, e.g., stepwise increases of (m1,m2), in which case m1,m2 can only change by 1 at a time. This restriction is appropriate for remodelers that are motor proteins processing along DNA24 and yields an overall upper bound to remodeler-facilitated disassembly rates. Since molecular motors such as SWI/SNF complexes typically attack nucleosomes from one side, we explicitly modify our formulae in Appendix B to account for one-sided peeling.

Within the undissociated state space Ωp, the transition matrix H can be constructed from matrices defined in the previous section. Because of occlusion by remodelers, histone detachment can now occur after spontaneous separation of nN binding sites. We denote the spontaneous transition matrix with n binding sites as Wn and define Wn:m to be block diagonal with mWn s on the diagonal. By arranging the states (m1,m2,n1,n2) as described in Appendix C, the transition matrix Wp=WN,p can be written as

WN,p=[WN000WN1:2000W1:N]+pakon[MN00MN1,NMN10M1,NM1,20]+pdkon[0GN,N1GN,10GN1G2,100G1]. (4)

In Eq. (4), the states are grouped by the sum of m1+m2 in ascending order. The first block entry represents the states with no remodeler bound, the second block entry represents the states with one remodeler bound, and so on. The transition matrices Mm,n and Gm,n describe changes in state associated with remodeler binding and unbinding, respectively, and the explicit construction rules of WN,p are given by Eqs. C2C4 in Appendix C Specifically, column sums of Mm,n and Gm,n are zero, reflecting conservation of probability. We will again employ perturbation theory to find approximations for the principal eigenvalue. The unperturbed process corresponds to pa=pd=0. Even though there are multiple eigenvectors associated with the eigenvalue 0 of the matrix WN,p with pa=pd=0, we are interested only in the eigenvector that embeds the previous eigenvector v0 of WN. The embedding is implemented by appending zeros to the end of the original v0. This new v0 serves as the starting point of our subsequent perturbation analysis.

We will classify scenarios based on the ability of remodelers to occlude a binding site, defined by the remodeler-DNA binding energy Ep=log(pd/pa). An Ep>0 indicates pd>pa and a weakly binding remodeler; negative Ep<0 means an attractive remodeler-DNA interaction and strong remodeler binding. Remodeler proteins compete directly with histones for DNA contact sites; this competition is quantified by comparing Ep to Ec. If Ep>Ec, histone-DNA binding is stronger than remodeler binding; if Ep<Ec, histone-DNA binding is weaker than remodeler binding. The complex state space and parameters of this problem, however, do not allow for simple analytical solutions.

Weak remodelers -

In the the weak remodeler binding limit (Ep>Ec), the eigenvector corresponding to the largest eigenvalue is only weakly perturbed by the presence of remodelers but we can still use the total binding energy E(m1,m2,n1,n2)=[(m1+m2)(EpEc)(n1+n2)Ec] associated with each state (m1,m2,n1,n2) to approximate the steady state distribution v0 via the Boltzmann relation v0(m1,m2,n1,n2)eE(m1,m2,n1,n2)36. The principal eigenvalue can be found by via relation

λ0=1WN,pv01v0,(m,n)(m,n)WN,p(m,n,m,n)eE(m,n)(m,n)eE(m,n), (5)

where (m,n) represents the tuple (m1,m2,n1,n2) and (m,n) represents the tuple (m1,m2,n1,n2). W(m,n,m,n) represents the transition rate from state (m,n) to state (m,n).

We proceed to simplify the expression in Eq. (5). At steady state, the most probable configuration is fully bound: (m1,m2,n1,n2)=(0,0,0,0), and other states are much less likely. The boundary states with positive transition rate to full disassembly are characterized by the condition m1+m2+n1+n2=N1. States (m,n) away from the boundary satisfies (m,n)W(m,n,m,n)=0 because of conservation of probability. States (m,n) on the boundary satisfies (m,n)W(m,n,m,n)=s. When Ep>0, the most probable boundary states are still those with m1=m2=0 and n1+n2=N1, whose probability is proportional to e(N1)Ec. When Ep<0, the most probable boundary states become those with m1+m2=N1 and n1=n2=0, whose probability is proportional to e(N1)(EcEp). In both cases, there are N identical most-probable boundary states because the attack comes from both ends, forming a triangular state space. Instead of investigating every state (m,n), we simplify the expression in Eq. (5) by considering only the state (0,0,0,0) with energy 0 and relative weight 1, and N boundary states with energy (N1)(EpEc) and weight e(N1)(EpEc). Here, Epmin{Ep,0} to account for different most-probable boundary states under different conditions. With this approximation, we derive a physical estimate of the principal eigenvalue by summing Eq. (5) over the N+1 most probable states in the interior and on the boundary

λ0λˆ0(Ep>Ec)sNe(N1)(EcEp)1+Ne(N1)(EcEp). (6)

If Ep>0, Eq. (6) reduces to the spontaneous disassembly rate given in Eq. (2) (since Ec1). A more refined approximation of Eq. (5) that sums over more states is provided in Eq. (C12).

Strong facilitation limit –

In the Ep limit, corresponding to irreversible remodeler binding (pd0), the structure of the principal eigenvector v0 embedded in Ωp is preserved under small a perturbation (pakon ) as shown in Eq. C8,

v0(pa)=[1+O(ε)+O(pakon)]v0(0). (7)

We can then use v0(pa) in the relation v0WN,pv0=λ0v022 to extract an estimate of dimensionless principal eigenvalue (see Eq. (C9))

λˆ0(Ep,pakon)[Nse(N1)Ec+pakonj=1N1(j+1)ejEc], (8)

valid when pakon .

When pa~kon, the most probable state moves to the boundary since one may consider pd=0 as a limit of Ep, in which case the boundary states carry the lowest energy. Although the probability distribution is no longer proportional to eE, it provides intuition for the behavior of the system in this limit. The rate-limiting step is the one-step unbinding with rate kd. Therefore, the perturbed principal eigenvalue λ0(pa) is given by

λˆ0(Ep)max {λˆ0(Ep,pakon),s}. (9)

Since the most probable state is shifted from those in the interior to those at the boundary, the principal eigenvalue approximates the inverse of the MFPT to Ω* starting near the boundary. On the other hand, starting from the fully bound state, the system will first take an average time (N1)/koff  to reach the boundary in the pakon  limit. Although MFPTs to the disassembled absorbing state differ for different initial configurations, for Ec1(ε1), they are all on the same order of magnitude determined by the unbinding rate koff  and kd.

Effective facilitation –

We have characterized the principal eigenvalue in the case of weak facilitation Ep>Ec and strong facilitation limit Ep. Of interest is the very typical intermediate case Ep<Ec as it can effectively contribute to remodeling. However, in this limit, simple analytic approximations cannot be found, and we must compute the eigenvalues numerically. By using established numerical methods for evaluating the eigenvalues in JuliaLang37, we find that the principal eigenvalue under intermediate Ep<Ec is larger (smaller magnitude) than that of the strong facilitation limit Ep given by Eq. (9). The strong facilitation limit leads to shorter nucleosome disassembly times. Moreover, the right-hand side of Eq. (6) can be identified as approximately the probability flux intensity j(Ωp*Ωp)xΩp,yΩp*Wy,xv0(x)/xΩv0(x) into the detached state Ωp* from a quasiequilibrium configuration v0 in Ωp. It is well-known that the principal eigenvalue is always dominated by the flux intensity38. Consequently, we can obtain an overall upper bound on the facilitation effect as the maximum of the two analytic approximations given by Eqs. (6) and (9):

λˆ0,pmax {λˆ0(Ep>Ec),λˆ0(Ep)}. (10)

Further mechanistic insight can be gained via a coarse-grained model shown in Fig. 4, that ignores the fine structure of histone-DNA interaction by projecting the original undissociated state space Ωp={(m1,m2,n1,n2) :  m1+m2+n1+n2<N} onto Ω˜p{(m1,m2): m1+m2<N}. Justification of this approximation is provided in Appendix A3 while Appendix C4 provides some physical intuition and discussion. Since we now track the transition of the states of only the nucleosome remodelers, the structure of this coarse-grained model resembles the original spontaneous linear detachment model, as shown in Fig. 4(a), where the effective rates pd and paeEc can be intuitively explained by considering the fine structure within a coarse-grained state shown in Fig. 4(b).

FIG. 4.

FIG. 4.

A simple coarse-grained approximation of the facilitated intact-histone model. (a) The state space Ω˜p and Ωp* for the coarse-grained model for the linear facilitated detachment. Each node represents the DNA occupancy (m1,m2) of remodeling factors. Red and blue arrows represent effective transitions corresponding to invading and retreating leading remodelers, respectively. The gray arrows (not all shown) represent the transition from the coarse-grained state (m1,m2) to the fully dissociated state Ωp* with rate (Nm1m2)kone(Nm1m2)Ec, where we have assumed kd=koff . (b) An illustration of the “internal structure” {(n1,n2):n1+n21} within a coarse-grained state (m1,m2) in which m1+m2=N2. The internal dynamics are much faster than the transitions to external states indicated by different arrows in the schematic. The fast internal state is well characterized by a quasi-steady state distribution v0(n1=0,n2=0)1,v0(1,0)~v0(0,1)ε=eEc, effectively lumping the state space shown in Fig. 2(b) into one with two binding sites. The ε-probability states are allowed to transit to Ωp* with rate koff , and remodelers may bind to the exposed DNA with rate pa in this case. If the internal states are in (0, 0), the remodeler cannot bind to DNA and no direct transition to Ωp* is allowed. In all these states, the bound remodeler may detach with rate pd. Multiplying the steady state probability of the internal structure and the corresponding transition rate yields the effective transition rates shown in (a). For example, binding of additional remodelers to DNA requires exposed DNA. Therefore, transition to higher (m1,m2) is not allowed when the internal state is (0, 0). The probability of at least one site being exposed is ~eEc, resulting in an effective remodeler-DNA binding rate paeEc. For remodeler unbinding, there is no restriction on the internal state, and the effective unbinding rate is pd.

Finally, to capture a crucial structural feature of histone-DNA interactions, we incorporate into the coarse-grained model an additional hopping rate from state (m1,m2) to the fully detached state Ωp*, given by (Nm1m2)kone(Nm1m2)Ec, assuming kd=koff. These hopping transitions to Ωp* are inconvenient to visualize completely in Fig. 4(a), so we indicate only three effective transitions.

As shown in Fig. 5, we compare the numerical eigenvalues predicted by the coarse-grained model to those of the full model. The coarse-grained model approximates the original model well in all regimes of Ep provided pdkon; however, analytic approximations to the principal eigenvalue are still inaccessible.

FIG. 5.

FIG. 5.

Values of λ0 (principle eigenvalue of the transition matrix HN), a surrogate for the disassembly rate of nucleosome under remodeler facilitation, were numerically computed (symbols, both panels). (a) Numerically computed eigenvalues λ0 are compared to the approximation in Eq. (10) (dashed lines) using Ec=2. Here, and in all subsequent plots, all rates are normalized with respect to kon. (b) The same numerically computed values of λ0 are compared to the numerical predictions of the coarse-grained model (solid lines) indicating the accuracy of our coarse-graining.

Summarizing, our simplified model describing processive motors and nucleosome remodelers that bind strongly and cooperatively assumed stepwise transitions of (m1,m2). For remodelers that bind independently, the values of (m1,m2) can undergo longer-ranged jumps as multiple cofactors bind. Under quasi-steady state conditions, the probability of exposing Δm DNA-binding sites for remodeler binding is proportional to eΔmEc; thus, the probability of increasing m1 or m2 by Δm due to remodeler binding is at most proportional to eΔmEc. The probability of decreasing a certain number of sites depends on the position of the trailing remodelers and hence on the bulk remodeler concentration.

When remodeler binding is strong (Ep is very negative) or cooperative, m1 and m2 will seldom make large jumps so their dynamics can be treated as stepwise. On the other hand, when papd, facilitation is minimal since the rate-limiting step is spontaneous peeling. Even for independent remodelers with weak binding energy, the stepwise model predicts the numerically computed fullmodel disassembly rate reasonably well despite the possibility of large jumps to lower (m1,m2) states. Variances in our predictions under randomly distributed histone-DNA contact energies is considered in Appendix D. Remodelers that slide along DNA, such as DNA replication machinery, typically attack the nucleosome from outside the contact footprint.

B. Multimeric nucleosome disassembly model

In this section, we construct models of multistep disassembly nucleosomes composed of multicomponent histones. In solution, free histones exist in the form of (H3–H4)2 tetramers and H2A-H2B dimers39. The tetramer is located at the center of the nucleosome and binds to around 60 base-pairs of nucleosomal DNA. Two identical H2A-H2B dimers align almost symmetrically at the two ends of the (H3–H4)2 tetramer, each taking up around 30 base-pairs of nucleosomal DNA. The termini of H3 also attach to the DNA on both ends, further stabilizing the nucleosome complex40.

Due to the multicomponent nature of the histone octamer, interesting questions arise as to whether: (i) octamer breakdown precedes histone-DNA detachment and (ii) whether the former process facilitates the latter. Studies have consistently shown that salt-induced disassembly of nucleosomes occurs stepwise, with H2A-H2B dimers disassembling first, followed by disruption of the (H3–H4)2 tetramer as a whole4144. However, nucleosome disassembly under physiological salt concentrations has yet to be observed due to the long timescales required.

Here, we propose a kinetic model that captures the multimeric feature of histone octamers and derive mean times of disassembly. We also consider the interaction between multimeric histone and nucleosome remodelers and show that by disrupting the interaction between (H3–H4)2 and H2A-H2B, the detachment process can be significantly accelerated compared to the spontaneous, intact histone model. This observation is consistent with previous experimental results45. Interestingly, we also observe that the acceleration provided by octamer disassembly and nucleosome remodelers is sub-additive. By comparing the multimeric nucleosome disassembly model to the linear sequential disassembly model, we can predict disassembly pathways under various conditions. The multimeric is visualized in 6 and detailed below.

As discussed in the beginning of this subsection, we simplify the structure of the histone octamers as a concatenation of two (H2A-H2B) dimers on both ends of one (H3–H4)2 tetramer in the center, as shown in Fig. 6(a). To enumerate the presence of the three different subunits and the links among them, we use the string (σl,θl,σm,θr,σr){0,1}5 to represent the state of the histone complex. Here, σj{0,1},j{l,m,r} represents whether the left, middle, or right part of the histone modules are present in the complex, while θi{0,1},i  {l,m} indicates existence of links between the left and middle subunits and between the middle and right subunits, respectively. For any θi=1, both subunits that are linked together must be present.

FIG. 6.

FIG. 6.

Schematic of the multimeric nucleosome disassembly model. (a) A histone octamer is composed of one (H3–H4))2 tetramer surrounded by two H2A-H2B dimers. The presence or absence of the three subunits is described by (σ1,σm,σr){0,1}3, while links between them are described by (θ1,θr){0,1}2. These are combined into the string σ=(σ1,θ1,σm,θr,σr){0,1}5. Binding between the subunits and DNA is denoted by the vector n describing the peeling of contact footprints for each linked subunit cluster. (b) An example of the parameterization (σ,n) of state space. Here σ=(1,1,1,0,1) represents the macrostate where all subdomains of the histone bind to DNA but only one link exists among them. This leads to two independent linear detachment processes denoted by the microstate n=((n1(1),n2(1)),(n1(2),n2(2))). In this particular case, breaking of the DNA-histone contacts can be initiated inside the total nucleosome footprint, at the interface between the right dimer and the tetramer, as indicated by the small solid-curve arrows. (c) Schematic representation of transitions associated with changes in θr,σr, and n. For example, (1, 1, 1, 1, 1, (0, 0)) represents the state where all subdomains are docked and fully bound to DNA and where the links between the tetramer and the dimers are intact.

Associated with each state of the histone (σl,θl,σm,θr,σr) is a state space of “microstates” that delineates the underlying states of DNA-histone bonds. The representation of microstates depends on the number f=i=1, m,rσij=1,rθj of independent histone modules (a single subunit or a bound cluster of subunits) that are not associated by a linkage. When the linkage is not present, unbinding of the DNA-histone contact sites can be initiated at the interface between a dimer and a tetramer. Each connected module then binds and unbinds independently in the same way as in the previous intact histone model, but with fewer contact sites on each module. Hence, each state is represented by a 2f-tuple (n1(k),n2(k))k=1f, where n1(k) and n2(k) are analogous to that defined in Fig. 2 and are the number of left- and right-detached contact sites of the kth  histone module. For each k,0n1(k)+n2(k) < number of DNA binding sites in the kth  module. An example of macrostate (σl,θl,σm,θr,σr)=(1,1,1,0,1) and associated microstates with f=2 is shown in Fig. 6(b).

In the multimeric model, we assume that the bonds between H2A-H2B and (H3–H4)2 can spontaneously break with rate qd and rebind with rate qa, provided at least one DNA-histone contacts is intact. However, once one of the domains loses all its bonds with DNA, the subunit is no longer held in place and its link with the neighboring histone domain may break at a somewhat different rate qd*. We also assume that each H2A-H2B carries Nl=Nr=4 DNA binding sites and the central (H3–H4)2 tetramer carries the remaining Nm=6 contact sites. We do not distinguish different DNA binding sites and let them all have the same kon and koff as in our toy linear delamination model. The DNA-histone contact energy Ec is defined by Ec=log (koff kon )<0 as before. An example of the macrostate transitions is shown in Fig. 6(c). The notation and parameters used in the multimeric model is given in Table II.

Table II.

Parameters and notation used the multimeric histone disassembly model. Three histone subunits can occupy the DNA substrate and are arranged as left (l), middle (m), and right (r). Their presence or absence is enumerated by σl,σm,σr{0,1}. The presence of the two possible subunitsubunit bonds are indicated by θ1,θr{0,1}.

parameter/variable symbol value
left, middle, right subunit occupation σ1,σm,σr {0,1}
no. of DNA-(H2A-H2B) binding sites N1=Nr 4
no. of DNA-(H3–H4)2 binding sites Nmm 6
l-m and m-r subunit bonds θ1,θr {0,1}
(H3–H4)2-(H2A-H2B) association rate qa -
(H3–H4)2-(H2A-H2B) dissociation rate qd,qd* 0.01kon
(H3–H4)2-(H2A-H2B) binding energy Eq=log (qdqa) −1
subunit chemical potential in solution ΔEs 2

While it may be reasonable to assume qd*>qd (faster subunit dissociation if a subunit makes no DNA contacts), for the sake of simplicity, we will assume qd*=qd in the following discussion. We will also define the subunit binding affinity Eq=log (qd/qa) conditioned on the presence of at least one DNA-histone contact for each of the subunits. Similarly, we also let kd=koff in our subsequent calculations.

As discussed in the previous section, the disassembly rate depends on the choice of the initial state. If the initial state is chosen to be the quasi-steady state v0, then the disassembly rate is given by the principal eigenvalue λ0 of the relevant transition matrix. To numerically compute λ0, we constructed a computational algorithm to enumerate all the possible states and the associated transition matrix of the multimeric histone disassembly process. The principal eigenvalue was computed using the Arnoldi method46. The program is written in JuliaLang37 and is available through GitHub at github.com/hsianktin/histone. We will also numerically compute the mean first disassembly times E[T(1)] of the multimeric model starting from the fully bound state 1. For a stochastic transition matrix W, the TE[T(x)] for all states xΩ is found from solving WΩTT=(1,,1) and then selecting E[T(x=1)]47. Our subsequent results show that values of λ0 and 1/E[T(1)] are close to each other because the most probable state v0 in the quasi-steady state coincides with the fully bound state 1.

If the concentration of free (H3–H4)2 and H2A-H2B subunits in solution is negligible, we can treat the detachment of each subunit as irreversible. If there are appreciable concentrations of histone dimers or tetramers in solution, their rebinding to a partially disassembled nucleosome must be considered. An additional parameter ΔEs(subunit) log (kon/qa''( subunit) ) describing the free energy (or chemical potential) difference between specific subunits in solution and within a nucleosome is thus required; due to entropy, the higher the histone concentration, the lower this difference. The irreversible detachment of subunit corresponds to the ΔEs= limit. A detailed analysis of reversible multimeric disassembly is given in Appendix E where dimers and tetramers in solution may rebind to a partially disassembled nucleosome, but the fully detached state is still absorbing in the first passage time setting. We will use subscript “q” to denote quantities relevant to the multimeric model.

1. Spontaneous detachment

We first consider the unfacilitated disassembly of a multimeric nucleosome and anticipate that subunitsubunit binding and unbinding rates, qa and qd, are much faster than their unbinding from DNA, the rate of which can be estimated by considering the disassembly rate of a simple intact-histone peeling model (Eq. 2) but with N1 binding sites: konNleNlEc. Additionally, we assume that a fully linked histone is sufficiently stable so that our initial condition is an intact octamer. This assumption implicitly requires qa>qd for self consistency and allows us to simply track unbinding from both ends of the octamer while ignoring the unbinding from the middle. It takes an average dimensionless time τH2AH2BeNlEc for the H2A-H2B on the left to unbind from the DNA, whether or not it is attached to the tetramer. This estimate is derived in Appendix B and comes from Eq. (B1) for the one-sided spontaneous linear nucleosome disassembly model with N1 binding sites. As with the two-sided spontaneous detachment model in Fig. 3. there is a large spectral gap between the first and second eigenvalues of the transition matrix. Therefore, the expected unbinding time starting from any bound configuration is given by the inverse of the principal eigenvalue and similar to that of the two-sided model. See the Appendix A 3 for details.

First, consider the expected time E[T] for the histone octamer to break down and its subunits to sequentially leave the system (the multimeric disassembly pathway) when rebinding does not occur (when the solution contains no free histone subunits and ΔEs=). Upon unbinding of H2A-H2B dimer from DNA, the chance that it is linked to the (H3–H4)2 tetramer is qa/(qa+qd). If the H2A-H2B dimer is not bound to the tetramer (H3–H4)2, it will immediately leave the system. Otherwise, there is a probability kon/(kon+qd*) that DNA and the dimer will rebind before the H2A-H2B dimer unlinks from (H3–H4)2 and leaves the system. The expected time for the H2A-H2B dimer to leave the system from a fully bound configuration 1 ≡ (1, 1, 1, 1, 1, (0, 0)) is thus given by

E[TH2AH2B(1)]eNlEc1qaqa+qdkonkon+qd*. (11)

Here, 1/(1qaqa+qdkonkon+qd*) measures the expected number of trials until the H2A-H2B dimer leaves the system successfully, as illustrated in Fig. 7. When an attempt fails, the dimer-DNA contacts can quickly approach equilibrium because of the spectral gap for the simple peeling model. Thus, the next dimer removal trial occurs independently of the last one and the number of trials should follow a geometric distribution with the probability of failure given by qaqa+qdkonkon+qd*. The expected time for both H2A-H2Bs to leave the system is on the same order of magnitude as the expected time for one H2A-H2B to leave the system.

FIG. 7.

FIG. 7.

Illustration of the geometric trial process. Dimer-DNA contacts break after about τH2AH2B. When this happens the probability that the dimer-tetramer link is also broken is qd/(qa+qd). If this is realized, the dimer breaks free from the system. However, with probability 1qd/(qa+qd)=qa/(qa+qd), the dimer-tetramer link is intact. From this configuration, there are two reactions competing with each other: the dimer rebinding to DNA with rate kon and the dimer-tetramer link breaking with rate qd*, leading to the dimer breaking free from the system. Thus, the dimer rebinds to DNA with probability kon/(kon+qd*) (failing to disassociate) and breaks free with probability qd*/(kon+qd*).

After dissociation of the two equivalent dimers, the (H3–H4)2 tetramer will unbind from the DNA at a rate of konNmeNmEc according to Eq. (2) with Nm contact sites. We can then define the approximate expected time it takes for the entire nucleosome to detach through the multimeric breakdown pathway as

E[T(1)^]αE[TH2AH2B(1)]+eNmEcNm, (12)

where 1<α<2 is an additional factor determining the expected MFPT for two independent dimers to detach. For independent, exponentially distributed waiting times, α=3/2. In our model, the dynamics of the dimers on opposite sides of the tetramer are independent, but their detachment times are modeled via a multistate geometric attempt processes, and are not exponentially distributed. Nonetheless, at this level of approximation α~1 suffices to to provide reasonable estimates.

The derivation of Eq. (12) implicitly assumes a sequential disassembly pathway where the H2A-H2B dimer disassemble first. Thus, Eq. (12) is valid only in the regime qa,qdkoneNlEc.

Significant acceleration can be achieved if the links between the subunits are weak, thereby decreasing the E[TH2AH2B(1)] term in Eq. (12). When subunit links are weak (Eq1qd/(qa+qd)) and/or if unlinking is fast (qd*kon kon /(kon +qd*)~0), the factor 1/(1qaqa+qdkonkon+qd*)~1 and thus E[T(1)]^eNmEc/Nm.

Next, we relax the assumption that qd and qa are fast and introduce corrections to Eq. (12), obtaining a more general expression for the expected time for multimeric nucleosome dissociation. When the affinity between subunits is high (Eq1) and link breaking is slow (qd,qd*kon), the mean nucleosome disassembly time of the system depends on the order of the term 1/(1qaqa+qdkonkon+qd*)eNlEc. If Eq, to achieve mean nucleosome disassembly times comparable to the linear peeling model, we need qd*<kone2NlEc, as shown by the purple symbols in Fig. 8(a). We assumed fast qd* in the derivation of Eq. (12). When qd* is not fast, the dissociation between histone subdomains can be a rate-limiting step in the multimeric pathway. In this case the total time required for the dimers to detach from the system is given by E[TH2AH2B]+kon/qd*. As indicated by the yellow and cyan symbols in Fig. 8(a), when qd*<kon/E[T(1)]^, the rate of disassembly is proportional to qd*. When the dimer-tetramer unbinding rate further decreases to qd*<konNeNEc, the monomeric disassembly (simple histone peeling) is faster than multimeric breakdown and the dimensionless disassembly rate is NeNEc (for kd=koff ).

FIG. 8.

FIG. 8.

Dimensionless rates of remodeler-free, multimeric nucleosome disassembly measured by the principal eigenvalue and the inverse of the dimensionless mean disassembly time 1/E[T(1)].λ0 and 1/E[T(1)] provide similar measures of the disassembly rate and agree well with each other as indicated in the plots. In all cases, we set Ec=2,kd=koff ,qd=qd*, and all the rates are normalized by kon. (a) Rates as a function of the dimensionless rate of subunit unlinking qd*/kon in the zero bulk histone concentration (ΔEs=) limit. Numerical results of the principle eigenvalue λ0 (open squares) closely match those of 1/E[T(1)] (filled circles), indicating that starting from the fully DNA-bounded state or from the quasi-steady state yields similar mean dissociation times. All results are well approximated by the approximation λˆ0,q(ΔEs=) for λ0 given in Eq. (13) (dashed curves). Other parameters are assigned typical values given in Tables I and II. (b) Comparison of 1/E[T(1)] to the estimate λˆ0,q given in Eq. (E9). Here, we set Eq=1,ΔEs(H2AH2B)=ΔEs((H3H4)2) and vary ΔEs and qd=qd*, which is the rate-limiting step as in (a). When qd<NeNEc, the disassembly rate is approximately NeNEc. When konNeNEc<qd<konj(Ω*Ω) (given by Eq. (E5)), the disassembly rate is controlled by qd. When qd/kon is large, the dimensionless disassembly rate is approximated by j(Ω*Ω). (c) Disassembly rates as a function of ΔEs at different values of Eq for large (not rate-limiting) qd*/kon=0.01. Since j(Ω*Ω)~NmeNEc+2(ΔEs+Eq), larger ΔEs+Eq leads to faster disassembly. The value of ΔEs at which the disassembly rate saturates can be estimated by the root to ΔV2(Eq+ΔEs+NlEc)=0. In this example, Nl=6,Ec=2, so when Eq=1, the disassembly rate saturates at ΔEs9.

Combining the above results, we obtain the following refined estimate for the dimensionless disassembly rate:

λˆ0,q(ΔEs=)NeNEc+1E[T(1)]^+konqd* (13)

where E[T(1)]^ is the expected disassembly time in the qa,qdkoneN1Ec limit given in Eq. (12). This formula provides a good qualitative description of both 1/E[T(1)] and λ0 in the ΔEs limit (no subunit rebinding from bulk solution) as shown in Fig. 8(a). Additionally, we show close agreement between the numerically obtained principal eigenvalue λ0 and the inverse of the mean dimensionless disassembly time starting from the fully bound state 1=(σ=(1,1,1,1,1),n=(0,0)).

When dimers and tetramers can rebind to a partially unwrapped nucleosome, with the fully detached state still absorbing in the first passage time problem, (finite histone subunit concentration in bulk, ΔEs<), qd* still serves as a rate-limiting step for the multimeric breakdown pathway and the disassembly rate for small qd* can again be well approximated by the maximum of NeNEc and qd*, as shown in Fig. 8(b). If qd* becomes moderately large, the problem can again be effectively be represented by an irreversible process that can be analyzed using the absorbing boundary method. Since the acceleration factor is approximately e2(ΔEs+Eq), disassembly is sped up only if (ΔEs+Eq)0. When ΔV/2(ΔEs+Eq)+NlEc>0, the acceleration is limited by the rate of (H3–H4)2 detachment, as shown in Fig. 8(c).

Appendix E1 (Eq. (E9)) summarizes the above discussion and provides an estimate for the principal eigenvalue, and thus the mean disassembly time of the multimeric reversible (ΔEs<) detachment model. Both multimeric and monomeric disassembly pathways are allowed in the full “multimeric” model, as illustrated in Fig. 9. The monomeric disassembly pathway usually occurs at a rate that is a lower bound to that of the multimeric disassembly pathway. Multimeric disassembly mediated by two dimer-tetramer links allows for stagewise dissociation of subunit-DNA contacts, accelerating the overall process compared to the intact histone disassembly model. Factors that limit the rate of multimeric pathways include the dissociation rate qd* and number of trials of dimer disassembly 1/(1qaqa+qdkonkon+qd*) as described in Eq. (13). As detailed in Appendix F the disassembly rate is approximated by a weighted sum of the rates associated with the monomeric and multimeric pathways, as depicted in Fig. 9. This means that disassembly in the full multimeric model will always be faster than in simple intact-histone model in which only the monomeric pathway is present. By contrast, the multimeric disassembly pathway (conditioned on histone fragmentation) refers to the process where one histone module, dimer or tetramer, leaves the DNA before the whole histone complex dissociates from the DNA. This conditioned pathway can exhibit slower dissociation than that of the monomeric pathway, particularly when qd* is small.

FIG. 9.

FIG. 9.

Schematic of the two general pathways of nucleosome disassembly when the histone can break up into its subunits and detach separately.

2. Facilitated multimeric disassembly.

We now evaluate the interplay between remodelers and multimeric histones in the disassembly process. Even though interior octamer-DNA contacts can be transiently exposed for remodeler binding, for simplicity and tractability, we assume remodelers can only attack from the ends of the octamer-DNA contact footprint. This assumption changes the underlying geometry of the state space and is valid for describing the attack from motor proteins such as helicases and RNA polymerases. Since remodelers can attack only from the one exterior side of each H2A-H2B dimer, previous calculations of facilitated detachment in the linear peeling model can be readily adapted to the one-sided peeling model (see Appendix B). As in our analysis of the unfacilitated, irreversible multimeric model, the analysis in this section begins with the irreversible scenario (ΔEs=). We first consider a dimer detaching from the system via a sequence of independent trials, each taking time τH2A-H2B, followed by detachment of the remaining tetramer. Assuming the steady state approximation for each subdomain given by Eq. (B2) in Appendix B, we can estimate the dimensionless typical H2A-H2B dimer-DNA detachment time with possibility of tethering to the tetramer

τH2AH2B1+e(Nl1)(EcEp)εe(Nl1)(EcEp) (14)

in the weak remodeler regime. Here, Eq. (B2) is the one-sided version of Eq. (6) and its inverse results in the estimate for τH2AH2B and illustrates how one can apply previous results from the simple, intact-histone peeling model to the peeling of each of the histone subunits by modifying the number of contact sites from N to Nl,Nr.

To obtain an estimate for both strong and weak remodeler regimes, we shall use the one-sided version of Eq. (10) by taking the maximum of Eq. (B2) and Eq. (B3). Following the arguments made for non-facilitated multimeric disassembly that led to Eq. 11, the probability qa/(qa+qd) that the dimer is still attached to the (H3–H4)2 tetramer after its DNA contacts are broken is now modified by the probability that contacts reform before dimer-tetramer bond breaking in the presence of remodeler competition. When there is a strong facilitation by remodelers, they will block DNA contact sites quickly after the histone dimer unbinds from these contact sites. Remodeler binding at rate pa and dimer dissociation from the (H3–H4)2 tetramer occurring at rate qd thus compete with H2A-H2B-DNA contact rebinding. Consequently, in the qa,qdkoneNlEc limit, the expected time for complete H2A-H2B dimer detachment from the nucleosome can be approximated by

E[TH2AH2B(1)]τH2AH2B(1qaqa+qdkonkon+pa+qd). (15)

The expected dimensionless time for detachment of the remaining (H3–H4)2 tetramer is given by τ(H3H4)2(1+Nme(Nm1)(EcEp))/(εNme(Nm1)(EcEp)), analogous to τH2AH2B given in Eq. (14) and the inverse of λˆ0(Ep>Ec) given in Eq. (6) for the weak facilitation limit, but with Nm tetramer-DNA contact sites. In analogy to the expected time for detachment of a multimeric nucleosome in the absence of remodelers (Eq. (12)), the expected dissociation time in the presence of remodelers can be estimated as the sum of the expected time for detachment of both H2A-H2B dimers and the (H3–H4)2 tetramer:

E[T(1)^]αE[TH2AH2B^(1)]+τ(H3H4)2, (16)

valid in the qa,qdkoneNlEc limit.

In the strong facilitation limit, we simply replace the estimate of the DNA-detachment times τH2AH2B and τ(H3H4)2 given in Eq. (16) by Eq. (B3) and Eq. (10), with Nl and Nm number of contact sites.

Likewise, we can estimate the principal eigenvalue of the facilitated multimeric detachment process by considering the contributions from the monomeric, simple histone disassembly pathway and other rate-limiting steps:

λˆ0,p,q(ΔEs=)=λˆ0,p+1E[T(1)]^+konqd*, (17)

where λˆ0,p is given by Eq. (10) and provides an estimate of the rate of monomeric histone dissociation, while E[T(1)]^ is given by Eq. (16). Comparison between this estimate and numerical results are shown in Fig. 10(a). Note that the requirement EcEp>0 for effective facilitation remains the same as in the simple intact-histone model. When the remodelers bind weakly, histone fragmentation provides a strong facilitation to the detachment process. However, when remodelers bind strongly, histone fragmentation does not significantly accelerate disassembly.

FIG. 10.

FIG. 10.

Principal eigenvalues – an estimate of 1/E[T(1)] – from the remodeler-facilitated disassembly model. (a) For the irreversible model (no subunits in solution), the dimensionless disassembly rate λ0 is plotted as a function of remodeler binding rate pa, for fixed Ec=2,Eq=1,pd= 0.01, with estimates given by Eq. (17) (b) The disassembly rate λ0 for different subunit chemical potential differences ΔEs(H2AH2B)=ΔEs(H3H4)2=ΔEs. Estimates given in Eq. E12 are plotted as the dashed curves which agree well with numerical results. In (a) and (b), qd=qd*qd(*) and all rates are normalized with respect to kon .

The case of finite subunit concentrations in solution (finite ΔEs) is discussed in more detail in Appendix E2. An estimate of the disassembly rate is given in Eq. (E12). Analytic approximations and numerical results are compared in Fig. 10 (b) and show qualitative agreement. Nucleosome remodelers facilitate the disassembly by reducing the energy barrier for each contact site. This facilitation acts somewhat independently from histone fragmentation so the threshold Ep<Ec for effective facilitation is the same as that in the linearly peeling model, regardless of different values of ΔEs and Eq.

As detailed in Appendix F, we also found that remodeler binding and histone subunit concentration in solution can conspire to bias the disassembly from a more fragmented dissociation pathway to one in which the histone complex dissociates intact. Fig. 11 shows the probability of the histone in an intact octamer state at the moment of full nucleosome disassembly. In the weak remodeler facilitation regime, low histone subunit concentration typically allows a faster multimeric disassembly pathway, while high histone subunit concentration makes the rates of monomeric and multimeric disassembly comparable. In the former case, the histone is more likely to dissociate after fragmentation. On the other hand, when the remodeler binding is strong, both pathways have similar rates. In this case, the probability of the histone dissociating as an intact octamer depends on the dimer-tetramer unbinding rate qd* and the dimensionless mean disassembly time under the multimeric fragmentation pathway E[T(1)^]. When qd*<kon /E[T(1)^] (but qa,qdkoneNlEc), the histone is more likely to dissociate as an intact octamer, as shown in Fig. 11(a). When qd*kon/E[T(1)]^ (and qa,qdkoneNlEc), it is more likely to fragment before complete dissociation, as shown in Fig. 11(b).

FIG. 11.

FIG. 11.

The fraction of disassembly pathways that lead to dissociation of an intact histone octamer. This quantity is defined as the probability that the histone is an intact octamer at the moment of full nucleosome disassembly. (a) The probability of monomeric nucleosome disassembly is plotted as a function of remodeler binding pa for different chemical potentials ΔEs. Here a small subunit unbinding rate qd*=0.001 and a large chemical potential (low subunit concentration in solution) allows for a sharp transition to a monomeric disassembly pathway as facilitation is increased through pa. (b) The probability of monomeric disassembly plotted against pa, but with qd*=0.01. The larger unbinding rate increases the probability of a fragmented-histone disassembly. In (a) and (b) all rates are normalized by kon.

III. SUMMARY AND CONCLUSIONS

In this study, a suite of Markov chain models was developed to analyze nucleosome stability. We delineated a number of mechanisms that probably contribute to nucleosome stability, including a model of multimeric histone disassembly.

Linear detachment model.

Our first proposed mechanism maintains both high accessibility for few energy consuming proteins and low accessibility for generic DNA binding proteins. For the spontaneous detachment problem, the model can be described by a single parameter, the contact free energy Ec, which we assume Ec1 to reflect strong histone-DNA binding. The simple-histone linear peeling mechanism described by our first model applies not only to the histone detachment problem, but also to a family of nucleic acid-binding proteins that both protect the nucleic acid from attack and respond to regulation signals quickly. Examples include E. coli single-stranded DNA binding proteins (E. coli SSB) and replication protein A (RPA) that exists in eukaryotic cells.

In an extended model that incorporates remodeler-facilitated disassembly, we analyzed the enhancement of dissociation provided by processive motors moving along DNA, which also serves as a good estimate of facilitation by generic remodelers binding from solution. We introduced additional parameters that quantify the remodeler binding rate pa and binding energy Ep. When the dissociation rate pd=paeEp is not too slow, a quasi-steady state approximation provides a tight upper bound on the effective unbinding rate, revealing a high degree of cooperativity and a gating mechanism sensitive to the energy cost of the processive motors or remodelers. Efficient acceleration is possible only if EcEp>0; this energy difference controls a “gate” that allows certain proteins like polymerases to access DNA while preventing generic DNA binding proteins from penetrating the nucleosome. This simple analysis helps resolve the paradox that histones must simultaneously bind tightly to DNA yet rapidly release DNA when accessibility is required, for example, during transcription or DNA replication. Our prediction is consistent with observations from previous single-molecule experiments and data-driven modeling that fast-diffusing remodelers in the absence of ATP consumption do not significantly affect the nucleosome disassembly rate10.

Besides nucleosomes, are many other biologically important systems in which protein-DNA binding and unbinding arise48. Many have been studied in single-molecule experiments that interrogate the collective dynamics of proteins along a single DNA strand, where facilitated protein detachment was observed under increased protein concentration in solution49,50. Our simple-histone models may provide insight into developing models for these more general protein-DNA systems.

Multimeric detachment model.

We also derived explicit formulae for mean first dissociation times of nucleosomes in which the histone is comprised of octamer subunits (two dimers and a tetramer). We first considered the irreversible histone detachment model in which once a histone subunit (dimer or tetramer) detaches from the nucleosome complex, it does not rebind. In a spontaneous, incremental detachment model, both the binding energy Eq between histone dimers and tetramers and their dissociation rates qd are additional relevant parameters. The dimer-tetramer dissociation rate qd can also depend on the state of the DNA-histone binding sites. We thus allow an additional parameter qd* to describe the unbinding rate when at least one of the histone modules is completely unbound from the DNA. Although binding affinities between histone subunits have not been experimentally characterized, we found that the detachment rate can be significantly upregulated by modulating the binding free energy Eq between the (H3–H4)2 tetramer and the H2A-H2B dimers. This effect comports with the observation that mutations that reduce the binding affinity between different modules of histones lead to a much shorter disassembly time of around 20 minutes45,51.

The case of reversible binding (exchange of subunits from bulk solution) is fully discussed in the Appendix, where we introduced additional parameters ΔEs(subunit)  and qa,qa,qa'' to describe the free energy difference between histone particles in solution and those bound to a nucleosome (not counting the associated subunit-DNA contacts) and rebinding rates. Kinetically, if a histone dimer fully detaches from DNA but is still linked to the DNA-bound tetramer, it is held close to the DNA, resulting in a locally high effective dimer concentration. Since dimers in solution are much more dilute, the binding rate should be much smaller than kon . When free histones are present in the solution, the stability of the nucleosome can be modulated by the concentration of free histones. For example, a recent experiment reported that the free histone concentration is a key modulator of different responses of nucleosomes to the progression of replication fork52; our model can potentially be adapted to provide a mechanistic insight into this observation.

Histones can disassemble from DNA either as a whole, or in a piecewise fashion. Our two classes of models represent two parallel pathways of nucleosome disassembly. The first pathway is defined by linear intact-histone detachment, while the second pathway reflects disassembly involving histone fragmentation. Preference of one pathway over the other depends on the subunit unlinking and remodeler binding rates. Typically, the multimeric detachment model disassembles faster than the linear detachment model. However, strong nucleosome remodelers, high concentrations of free histones in solution, and strong binding between histone dimers and tetramers can render the multimeric disassembly pathway less likely.

All of our results are derived assuming uniform binding and unbinding rates between histone and DNA contacts, and are listed in Table III. Numerical tests of heterogeneous koff  performed in Appendix D suggest that disassembly of nucleosome that have random histone-DNA contact energy profiles (depending on DNA sequence) can be well characterized by the average binding energy. However, recent analysis suggest that these rates may exhibit cooperativity depending on the amount of u-nwrapped DNA 25. Our model can be extended to capture such effects by allowing koff (n1,n2) to explicitly depend on the state of the system or by simply allowing koff  to be different constants for the H2A-H2B-DNA and (H3–H4)2-DNA contacts.

Table III.

A summary of main analytical approximations developed in this paper.

model detachment method 0|
simple histone
spontaneous Eq.(2)
facilitated Eq.(10)
one-sided, spontaneous Eq.(B1)
one-sided, facilitated Eq.(B4)
multimeric histone
irreversible spontaneous Eq.(13)
reversible spontaneous Eq.(E9)
irreversible facilitated Eq.(17)
reversible facilitated Eq.(E10)

Although our predictions focus on the mean time to disassembly of a single histone, higher moments or distributions of disassembly times can in principle be numerically extracted from our stochastic model. Our suite of models provide the building blocks for constructing higher-level models of rearrangement of interacting nucleosome assemblies5356 that occur during important cellular processes such as transcription and replication57 and post-translational modification of histone binding energies10,58.

FIG. 13.

FIG. 13.

A schematic of possible macrostates of (σ1,σm,σr). The states of linkage, θl,θr, are omitted for simplicity. For different values of Eq and ΔEs, the most probable states are only chosen from either the fully bound state, shown in the lower left corner, or the state where only the (H3-H4)2 tetramer is bound, shown in the upper right corner. Other states are less probable transient states.

Table I.

Parameters and variables used in linear peeling, intact-histone models. The distances between the inner-most bound contact and the inner-most remodeler-bound sites on the left and right are defined as n1 and n2, respectively. The distances from the inner-most remodeler-bound sites to the left and right ends of the N-total length contact segment are denoted m1 and m2, respectively, as shown in Fig. 1 In all subsequent analyses, we will measure all energies in units of kBT. Since kon is the fastest rate in this system, our models and analyses will typically be presented in dimensionless form with rates measured in units of kon  and dimensionless parameters εkoff /kon 1 and s=kd/kon 1.

parameter/variable symbol typical value
total number of DNA-histone contact sites N 14
no. of open contacts right of the right-most protein-bound site on the right n1
no. of open contacts left of the left-most protein-bound site on the right n2
position of right-most protein-bound contact on the left m1
position left-most protein-bound contact on the right m2
DNA-histone contact site attachment rate kon  2090s1
DNA-histone contact site detachment rate koff ~4s1
detachment rate of the final contact site kd ~koff
contact site binding free energy Ec=log(koff/kon) −2
remodeler protein-DNA binding rate pa
remodeler protein-DNA unbinding rate pd
remodeler protein-DNA binding free energy Ep=log(pd/pa)

ACKNOWLEDGMENTS

The authors acknowledge support from the Army Research Office through grant W911NF-18-1-0345 and the National Institutes of Health through grant R01HL146552.

Appendix A: Transition matrices, eigenvectors, and eigenvalues for the intact-histone, spontaneous detachment model

1. Transition matrix for the intact-histone, spontaneous detachment model

To simplify our mathematical analysis, we normalize all rates by kon  so that koff /kon =ε,kd/kon =s, and λi are dimensionless. It is straightforward to reconstruct physical rates and times by multiplying or dividing by kon . We allow the total number of contact sites N to be a variable and relabel the transition matrix W as WNAN+εBN+ sCN, which can be generated recursively.

The exact form of transition matrix depends on how the different states (n1,n2) of Ω are enumerated. We choose to order states by first grouping ones with the same n1+n2 together, then ordering the others by ascending order in n1+n2. Finally, states in the same group are ordered in ascending n1. For example, the first few states are (0, 0), (0, 1), (1, 0), (0, 2), (1, 1),…. This book-keeping scheme allows us to construct the transition matrices via simple recursion. Setting A1=0,An is

An=[A1F1000D1F20000D2F3000Fn1000Dn1], (A1)

where Fk is a k×(k+1) matrix, with the two longest diagonals set to 1 (all other entries are zero), representing the closure of one open contact site. The matrix Dk=diag{1,2,2,2,1} is a (k+1)×(k+1) diagonal matrix determined by setting the column sums of Ak to 0. By construction, AN is a N(N+1)2×N(N+1)2 upper triangular matrix with the diagonal entries {0,−1,⋯,−1,−2,⋯,−2}. Specifically, there is one diagonal entry with value 0,2(N1) diagonal entries with value −1, and the remaining (N1)(N2)/2 diagonal entries with value −2.

Elements in

Bn=[D0000F1D1000F2D2000Dn20000Fn10]. (A2)

represent rates of transitions to higher n1+n2. A simple way of defining Bn is to transpose An and change the diagonal terms so that each column adds up to 0 to conserve total probability. The reason why we can do this is that for every transition lowering n1+n2, there is exactly one opposing transition raising n1+n2. Since Wij represents transition rate from state j to state i, we transpose the matrix to invert the direction of transition. In Eq. (A2), the matrix Fk is the transpose of Fk and Dk is a (k+1)×(k+1) diagonal matrix with all diagonal entries being −2. The last diagonal entry 0 is an n×n matrix with all entries being zero.

Finally, the matrix Cn represents the transitions leaving the state space into the absorbing states. For n+,

Cn=(000In), (A3)

where Cn is an n(n+1)2×n(n+1)2 matrix and In is the identity matrix in n×n.

To be concrete, the matrices A3,B3 and C3 are explicitly

A3=(011000010110001011000100000020000001), B3=(200000120000102000010000011000001000), C3=(000000000000000000000100000010000001) (A4)

2. Perturbation analysis of the intact-histone, spontaneous detachment model

We will develop a series expansion of the eigenvector v0 associated with the principal eigenvalue λ0λ0(s) of W(s)=A+εB+sC and use it to compute the eigenvalue λ0(s) as a function of s.

We begin with a general observation. Let H be a matrix with a simple eigenvalue 0. Define H¯ as the sub-matrix of H obtained by deleting the first row and column, and assume in addition that |H¯|0. Denote the first column of H excluding the first-row element by h¯. If v is an eigenvector of H with eigenvalue 0 and is written in the form v=[1v¯], then Hv=0v=0. This implies h¯+H¯v¯=0 and the general relationship

v¯=H¯1h¯. (A5)

Principal eigenvector for W(0).

Since W(0)=A+εB is a transition matrix associated with a reversible Markov chain, the eigenvector associated with the 0-eigenvalue is

v0(s=0)=[1ε12εN11N], (A6)

where 1ii is a vector of all ones.

Series expansion for v0(s).

Now, we set HW(s)λ0(s)I, denote the associated principal eigenvector by v(s), and express it in the form v0(s)=[1v¯0(s)]. Then, using Eq. (A5),

v¯0(s)=[W¯(0)+sC¯λ0(s)I]1W¯=[I+sW¯1(0)C¯λ0(s)W¯1(0)]1W¯1(0)w¯, (A7)

where h¯ in Eq. (A5) is set to w¯ which is equivalent to the first column of W(s), minus the first element, and is independent of s. All terms that depend on the perturbation s are explicitly indicated. Recall the Neumann series expansion for (I+T)1=k=0Tk provided the operator norm T<1. In this case, we can write

v¯0(s)=[I+k=1(λ0(s)W¯1(0)sW¯1(0)C¯)k]W¯1(0)w¯. (A8)

Radius of convergence.

We first estimate the values of λ and s for which series expansion (A8) converges. This amounts to evaluating the operator norm of the term (λ0(s)W¯(0)1sW¯(0)1C¯). Since C is diagonal with entries 0 and 1,C¯=1, and we find the bound

λ0(s)W¯1(0)W¯1(0)sC¯|λ0(s)|W¯1(0)+sW¯1(0)C¯(|λ0(s)|+s)W¯1(0). (A9)

Estimating the operator norm of W¯1(0) is more involved. We note that Qˆ1,1(0) is an N(N+1)/21×N(N+1)/21 matrix. An upper bound for the operator norm is given by

W¯1(N+2)(N1)2max i,j|W¯1(i,j)|. (A10)

We now characterize the entries of W¯1(0) by applying the same perturbation formula again to W¯(0)=A¯+εB¯. Note that A and B are block tridiagonal and A is upper-triangular:

W¯(0)=A¯+εB¯=[D1F2000D2F30FN100DN1]+ε[D100F2D20DN2000FN10], (A11)

in view of the block matrix representations given by Eqs (A1) and (A2). Since A¯ is bidiagonal, its inverse is

A¯1=[D11*0D2100DN11] (A12)

and we can expand the inverse W¯1(0) as

W¯1(0)=A¯1+i=1(εA¯1B¯)iA¯1=[D11+o(1)*O(ε)D21+o(1)O(εN2)O(ε)DN11+o(1)] =[O(1)O(1)O(ε)O(1)O(1)O(1)O(1)O(εN2)O(ε)O(1)]. (A13)

Here, each * denotes a block matrix with entries of order O(1).

We can show by induction that the maximum entry of A¯1 is less or equal to 1. Therefore, the maximum entry of W¯1 is bounded by 1+O(ε) and we conclude that the radius of convergence of the series expansion in Eq. (A8) is

s+|λ0(s)|2(N+2)(N1)(1+O(ε)). (A14)

In other words, the series expansion can be valid even if sε. The radius of convergence is principally determined by the operator norm of A¯1.

Perturbations to the eigenvector.

We next explicitly evaluate how the eigenvector changes under first order perturbation. Expanding Eq. (A8) to first order in s+|λ|, we find

v¯0(s)=v¯0(0)+W¯1(0)(λ0(s)IsC¯)v¯0(0)+O((s+|λ|)2). (A15)

Inserting the estimate of W¯1 from Eq. (A13), the definition of C¯, and v(0) derived from Eq. (A6) into Eq. (A15), we observe that

W¯1(0)v¯0(0) =[O(ε)12O(ε2)13O(εN1)1N],W¯1(0)C¯v¯0(0) =[O(εN1)12O(εN1)13O(εN1)1N]. (A16)

Let 1 be the vector with all entries equal to 1. The eigenvalue λ0(s) satisfies the equation

λ0(s)=1W(s)[1v¯0(s)]1v¯0(s)=1sC¯v¯0(s)1v¯0(s)=s1C¯v¯0(0)+s1C¯W¯1(0)v¯0(0)λ0(s)+s21C¯W¯1(0)C¯v¯0(0)=NsεN1+sO(εN1)λ0(s)+s2O(εN1). (A17)

Therefore, the lowest order approximation to the eigenvalue is

λ0(s)NsεN1+O(s2εN1)=NsεN1(1+O(s)). (A18)

This approximation holds whenever s1, (even if sε), which guarantees the convergence of the series expansion in Eq. (A8).

Substituting Eqs. (A16) and (A18) back into Eq. (A15), we find the lowest order approximation to the eigenvector

v0(s)=[1(ε+λ0(s)O(ε)+sO(εN1))12(ε2+λ0(s)O(ε2)+sO(εN1))13(εN1+λ0(s)O(εN1)+sO(εN1))1N]. (A19)

Given that λ0(s)=O(sεN1), for each component v0(n1,n2;s) of v0(s), we have

v0(n1,n2;s)=(1+O(s))v0(n1,ns;0). (A20)

3. Eigenvalues and first passage times

Here, we present some general results on the eigenvalues and eigenvectors of the transition matrix W(s) and their relation to FPTs.

First, let λ,v be an eigenvalue and eigenvector of W(s), respectively, such that λ0 and all components of v are nonnegative. Since the probability vector P(t) satisfies dP/dt=WP, if P(0)=v, then P(t)=eλtv.

In a FPT problem, we set the target state Ω* to be absorbing. Restriction of the transition matrix on states other than Ω* makes the total probability Ptot (t)= P[X(t)Ω*]=1,P(t) nonincreasing with time t, where X(t) is used to denote a random trajectory of the system, and , is the Euclidean inner product, i.e., x,y=(n1,n2)Ωx(n1,n2)y(n1,n2).

In other words, Ptot (t) indicates the probability that the system has not reached the target state Ω* by time t, and is equivalent to the survival probability in the context of FPT problems. dPtot /dt is the probability density function of the FPT to Ω*, and is denoted by f(t).

When P(0)=v, we have P(t)=eλtv and Ptot (t)=1,P(t)=eλt1,P(0). In view of the probabilistic interpretation of Ptot (t), we may assume that v is normalized, i.e., 1,v=1. Therefore, we have

Ptot (t)=eλt, f(t)=λeλt. (A21)

Here f(t) represents the distribution of first passage times to Ω* from a normalized non-negative eigenvector v, and follows an exponential distribution with rate λ. The MFPT is thus given by 1/(λ).

Next, consider the case where eigenvalues of W satisfies 0>λ0Re(λi),i1, and the eigenvector v0 associated with λ0 is nondegenerate, nonnegative, and normalized. For simplicity, we assume that W is diagonalizable although this can be relaxed by considering the Jordan canonical form of non-diagonalizable matrices.

Let P(0)=P0 be an arbitrary distribution over the states other than Ω*, then P0 admits a unique decomposition P0=i=0N1civi, where vi is the eigenvector of W associated with λi. By linearity of the equation dP/dt=WP, the solution is given by

P(t)=i=0N1cieλitvi=eλ0ti=0N(N+1)/2civie(λiλ0)t. (A22)

When Re(λi)λ0<0,Re(λiλ0)0,i0 and we have

P(t)=c0eλ0tv0+O(eRe(λ1λ0)t),Ptot (t)=c0eλ0t+O(eRe(λ1λ0)t). (A23)

That is to say, in the long time limit, the probability distribution of the system is dominated by the eigenvector v0, and the survival probability Ptot (t) decays exponentially with rate λ0. The MFPT is thus given by c0/(λ0).

This analysis applies to a general FPT problem. In our specific case of nucleosome disassembly and other scenarios where the absorbing boundary method is applicable, the transition matrix W can be considered as a perturbed transition matrix of an irreducible Markov chain. In other words, there exists a decomposition W=W0+sΔW, where s is a small parameter. We treat the eigenvectors and eigenvalues as functions of s, denoted as λi(s) and vi(s), respectively.

Since W0 is a transition matrix of a continuous time Markov chain, we have 1W0=0, i.e., 1 is a left eigenvector of W0 associated with eigenvalue 0. Therefore, we have

0=1,W0vi(0)=λi(0)1,vi(0). (A24)

Irreducibility implies λi0 for all i1 and thus 1,vi(0)=0 for all i1. Therefore, under small perturbation, we have 1,vi(s)=1,vi(0)+O(s) as s 0. We may in addition require that 1,v0(0)=1. Note that 1,P0=1 for any probability vector P0. Therefore,

1=1,P0=1,i0civi(s)=c0[1+O(s)]+i1ciO(s)=c0[1+O(s)]+O(s) (A25)

and c0~1+O(s). Consequently, in the case of the intact-histone, unfacilitated disassembly model, the MFPT E[T(x)] from any initial state x in Ω to the fully detached state Ω* is given by

E[T(x)]=1λ0+O(s). (A26)

Moreover, T(x) is approximately exponentially distributed with rate λ0 for any initial state x in Ω so that

(T(x)t)=1eλ0t+O(s). (A27)

The asymptotic exponential distribution and fast relaxation to the steady state properties of this simple system make it possible to treat the simple model as a single coarse-grained state, with transition rates NeNε to Ω*.

When other slower transitions are present, we can separate the fast internal relaxation to steady state v0(s) and slow dynamics for transitions to external states. The transition rates to external states can be calculated by averaging over the steady state distribution v0(s) and provides a good approximation to the full dynamics, as long as the external transition rates are slower than the relaxation rate Re(λ1)1 (measured in units of kon ). As an example of this fast-slow variable separation, we apply this approach to the coarse-graining of the intact-histone, remodeler-facilitated disassembly model in Fig. 4. This coarse-graining yields matched principal eigenvalues shown in Fig. 5(b).

To formalize the separation of timescales, we consider the following general form of the perturbed dynamics:

dP(t)dt=(W+δM)P(t)+δm(t), (A28)

In Eq. (A28), δ0 and M is an additional perturbation to the transition matrix W=W0+sΔW. The vector δm(t) is a source term. In the context of coarse-graining of the intact-histone, remodeler-facilitated disassembly model in Fig. 4, we restrict the transition matrix to the microstates within a coarse-grained macrostate. The vector m(t) represents the transitions from other macrostates to the given macrostate, while δM represents the transitions from the given macrostate to other macrostates, and W represents the transitions within the given macrostate.

We can still apply the diagonalization technique W=VΛV1 where Λ is a diagonal matrix with diagonal entries λi and V is a matrix whose columns are the eigenvectors of W.

dP(t)dt=VΛ+δMV[V1P(t)]+δm(t). (A29)

Left multiply by 1 and recall that as s0, 1V=[1,0,,0]+O(s) and V1P(t)=[Ptot + O(s),O(s),,O(s)] for any nonnegative vector P(t). This yields

dPtot(t)dt=(λ0+δ1Mv0)Ptot(t)+δ1m(t)+O(δs) (A30)

as s0. Therefore, the survival probability Ptot (t) corresponding to a coarse-grained macrostate can be approximated by the following processes: the coarse-grained state moving to the absorbing state with rate λ0, moving to other coarse-grained states with rate δ1Mv0, and other states contributing to the coarse-grained state with rate δ1m(t). This approximation holds when s and δ are small enough, compared to 1, i.e. kon  in the context of our models. In other words, δ1Mv0 is the rate at which the original steady state v0 leaves the coarse-grained state and goes to other states under perturbation of δM, and δ1m(t) is the rate at which other states contribute to any state inside the coarse-grained state.

As a specific example, in Eq. (C1) or Eq. (4) in the main text, we may write the probability vector P in block form: [pN,pN1,,p1]. Consider pN as the coarse-grained state, then ,W=WN,M=MN,m(t)= jpdpaGN,jpj(t), and δ=pa/kon.

Appendix B: Processive motor-assisted histone detachment

Processive motors like DNA helicases slide along the DNA, attacking the nucleosome from only one side of the histone-DNA footprint. In this case, the histone is peeled off from the DNA in a one-sided manner. Analogous to the two-sided peeling model, we can also construct a one-sided peeling model consisting of the attached state space Ω={(m,n):m+nN1}. Here m records the position of motor protein and n records the number of remaining histones.

When the remodeler is absent, the energy landscape of the one-sided peeling model is similar to that of the two-sided peeling model, shown in Fig. 2(b). The main difference lies in the degree of degeneracy of each energy level. The lowest energy level is NEc, corresponding to the unique n1=n2=0 state in the two-sided peeling model and n=0 state in the one-sided peeling model. For other energy levels (Nj)Ec, there are j+1 states in the two-sided peeling model and only 1 state in the one-sided peeling model.

The contribution of degeneracy to the principal eigenvalue of the two-sided model is the factor N in Eq. (2), which represents N degenerate states at the energy level of Ec. In other words, the associated free energy is given by Ec+logN. By contrast, there is no degeneracy in the one-sided peeling model, and the principal eigenvalue is simply given by

λ0(ε)=sεN1[1+O(s)]. (B1)

Estimates of the principal eigenvalue of the two-sided remodeler-assisted peeling model given in Eqs. (6), (8), and (9) are built from the simple estimate Eq. (2) of the spontaneous nucleosome disassembly model. The analogous eigenvalues of the one-sided peeling model are constructed from Eq. (B1) and are

λˆ0(Ep>Ec)se(N1)(EcEp)1+e(N1)(EcEp), (B2)
λˆ0(Ep)min {se(N1)Ec+pakonj=1N1ejEc,s}, (B3)

and

λˆ0,pmax {λˆ0(Ep),λˆ0(Ep>Ec)} (B4)

These estimates are very close to those of the two-sided peeling model as the entropic contribution (logN) is negligible compared to the enthalpic contribution (NEc), especially for strong contacts Ec1.

Appendix C: Transition matrix for intact-histone model with remodeling factors

The linear detachment model is generalized to include remodeling factors that can bind to DNA or contact sites on the partially delaminated histone particle. The total transition matrix that connects states in the space Ωp {(m1,m2,n1,n2)4:m1+m2+n1+n2<N} is defined by WN,p, which can be expressed in block form:

WN,p=[WN:1000WN1:20000W1:N]+pakon[MN00MN1,NMN10M1,NM1,20]+pdkonG (C1)

Here, Wn is the n(n+1)2×n(n+1)2 matrix as defined in the last subsection, and Wn:m is the mn(n+1)2×mn(n+1)2 matrix constructed by placing mWn matrices along the diagonal blocks. The matrix Mi,j describes the connectivity of transitions induced by remodeler binding while G describes connectivity of transitions induced by remodeler unbinding. M and G depend on the specific transition mechanism. In the case of processive motor proteins that peel histones from DNA, m1 and m2 only increase or decrease by 1 as the motor moves forward or backward by one step. For proteins that directly bind to DNA, m1 and m2 can change by larger distances depending on the numbers and positions of the collection of bound proteins. For example, when two DNA-histone contact sites are exposed, the protein can bind to either site, and binding to the more interior site results in m increased by 2. On the other hand, when the protein unbinds, since m only tracks the position of inward-most proteins, the next value of m depends on the position of the second most inward protein.

The construction of HN depends on how the states are enumerated. We provide a possible enumeration scheme below.

  • For the states (m1,m2,n1,n2), we first group the states by the value of m1+m2 in an ascending order. The first N(N+1)/2 entries correspond to the value of (m1+m2)=0, the next block represents entries satisfying (m1+m2)=1, where there are 2×(N1)N/2 of them, and so on.

  • Within each block, we further group the states by the value of m1 in ascending order, then by values of n1+n2, n1 accordingly in ascending order.

  • For fixed (m1,m2), note that possible (n1,n2) states are grouped in the same order as in the previous non-facilitated model. Therefore, the internal transition matrix restricted to those states can be described by the same WN(m1+m2).

  • To obtain the whole block with m1+m2 fixed to a certain value, we just collect the corresponding submatrices WN(m1+m2) and put them in the diagonal entries, giving rise to the notation Wn:2=[Wn00Wn] and so on.

For transitions represented by M and G, we have detailed their construction in Eqs. (C2C4).

1. Examples of M and G for motor proteins

Instead of giving the explicit matrix forms of M and G, we characterize them by considering the transitions of m1,m2 allowed in the model, i.e., the positive entries in M and G. For processive motor proteins, transition of the form (m1m1+1) is allowed only if n11. The transition matrices are then given by

M[(m1+1,m2,n11,n2),(m1,m2,n1,n2)]=1,n11;M[(m1,m2+1,n1,n21),(m1,m2,n1,n2)]=1,n21;G[(m11,m2,n1+1,n2),(m1,m2,n1,n2)]=1,m11;G[(m1,m21,n1,n2+1),(m1,m2,n1,n2)]=1,m21, (C2)

where M[j,i] indicates the ij transition. The remaining off-diagonal entries in M and G are 0. The diagonal entries are determined by the normalization condition that the column sum of M and G vanishes from conservation of probability.

One special property of M and G for motor proteins is that they are block-tridiagonal matrices. In the block matrix representation shown in Eq. (C1), each block of rows and columns corresponds to a collection of states with the same sum m1+m2. For example, WN represent transitions within the states with m1+m2=0 while MN-1,N represents transitions from the states with m1+m2=0 to the states with m1+m2=1.

2. Examples of M and G for binding proteins

For proteins that bind to DNA directly, the transitions of the form (m1m1+k) are allowed if n1k. For the matrix M, we have

M[(m1+k,m2,n1k,n2),(m1,m2,n1,n2)]=1, n1k;M[(m1,m2+k,n1,n2k),(m1,m2,n1,n2)]=1, n2k. (C3)

This constraint on n1 and n2 arises naturally from the requirement that the target state (m1,m2,n1,n2) must fall into the state space Ωp.

For the matrix G, in order to incorporate the different possibilities in the target state when m decreases, we consider two limiting scenarios. In the “high remodeler density” limit, the matrix Ghi is identical to that of the motor proteins, where mm1 when the inner-most remodeler unbinds. In the “low remodeler density” limit, the matrix Glow  represents transitions of the form m0 since only at most one remodeler is bound per end.

Glow 0,m2,n1+m1,n2,m1,m2,n1,n2=1,m11;Glow m1,0,n1,n2+m2,m1,m2,n1,n2=1,m21;Ghi m1-1,m2,n1+1,n2,m1,m2,n1,n2=1,m11;Ghi m1,m2-1,n1,n2+1,m1,m2,n1,n2=1,m21. (C4)

The choices of different M and G will not significantly affect the overall histone disassembly rate. For M associated with remodeler binding and motor proteins, respectively, the effective dissociation rates differ only by O(ε). Moreover, Ghi and Glow  yield qualitatively similar outcomes. When papd, the facilitated states are unlikely and do not contribute to the histone unbinding. When papd, unbinding itself is unlikely and their differences are negligible.

3. Irreversible remodeler binding

In this subsection, we assume that pd=0 and pakon . Then, Eq. (C1) becomes

WN,p(pa)=[WN:1+pakonMN00pakonMN1,NWN1:2+pakonMN10pakonM1,NpakonM1,2W1:N] (C5)

Corresponding to the block matrix representation of WN,p(pa) above, we can write the i-th eigenvector vi in the form of vi=(viN,,vi1). Here, viNN(N+1)/2 corresponds to the states with m1=m2=0. If λ is the eigenvalue of this eigenvector, then

λ(s,pa)viN(s,pa)=(WN+pakonMN)viN(s,pa)=(WN(0)+sCN+pakonMN)viN(s,pa), (C6)

where we have explicitly indicated the dependency on s and pa. If v is an eigenvector of WN,p with nonvanishing viN terms, then viN is an eigenvector of the matrix WN(s)+pa/konMN. In the following, we will find an estimate for the eigenvalue by using perturbation theory for the matrix WN(s)+pa/konMN based on the initial state s=pa=0.

First, we will find a proper initial eigenvector to start the perturbation analysis. When pa=0, define v(s,pa=0)=(viN(s,0),0,0), where viN(s,pa=0) is the principle eigenvector of the matrix WN(s) associated with the eigenvalue Nsε(N1)[1+O(ε)]. Then, v(s,0) is an eigenvector of the whole matrix WN,p(pa) with eigenvalue 0, for all s.

We next perturb the initial eigenvector viN(0,0) by applying the same analysis used to obtain Eq. (A8). We find

viN(s,pa,λ)=viN(0,0,0)+[(i=1[0W¯N1(0)(sC¯N+pa/konMNλI)]i)v¯iN(0,0,0)], (C7)

where λ here is treated as an independent variable. v¯iN(0,0,0) denotes viN(0,0,0) excluding the first row, and W¯N(0) is the matrix WN(0)=AN+εBN with the first row and column deleted, as defined earlier.

By applying the same estimate over the deviation, we obtain a formula analogous to Eq. (A15),

viN(s,pa,λ)=viN(0,0,0)[1+O(s+|λ|+pakon)] (C8)

and calculate the corresponding eigenvalue by the relation λ=1,Wv/1,v for the eigenpair (λ,v). In particular, we consider the principal eigenvalue λ0(s,pa) and the corresponding eigenvector v0(s,pa) with its first block component v0N :

λ(s,pa)1N(N+1)/2,[WN(s)+pakonMN]xN(0,0)[1+O(s+pakon)](NsεN1+pakoni=1N1(i+1)εi)[1+O(s+pakon)]. (C9)

Eq. (C8) provides a justification for Eq. (7) in the main text, while Eq. (C9) provides a justification for Eq. (8) in the main text.

Determining the eigenvalue when pakon is beyond the scope of this perturbation method because the radius of convergence of the series expansion is around pa~kon. Nonetheless, the simple interpolation formula

λ(s,pa)=max {[NsεN1+pakoni=1N1(i+1)εi],s} (C10)

matches numerical calculations quite well when s=ε.

4. Reversible attachment of remodelers

We have not found a succinct analytic description of the predictions of this model; therefore, we adopt a physical approximation by considering the “stability” of viN in order to reduce the block matrix WN,p into a N(N+1)2×N(N+1)2 matrix connected to (m1,m2). The approximation, or coarse-graining, is shown in Fig. 4 and is motivated by a steady state assumption under a fast-slow timescale separation as demonstrated and formalized earlier in Appendix A3. Assuming that pa,pdkon, we note that the relaxation time of states (n1,n2) given fixed m1,m2 is on the order of kon . Before any remodeler binding and unbinding transition occurs, it is very likely that the probability distribution of (n1,n2) conditioned on (m1,m2) has reached a quasi-equilibrium state close to v0 with Nm1m2 number of contact sites. In such a quasi-equilibrium state, the mean rate of remodeler dissociation will be pd and the mean rate of another remodeler binding at a distance k position from a free end will be paεk for binding proteins. The overall approximation approach seeks to ignore the fine details of (n1,n2) given (m1,m2) and approximates the transitions (m1,m2)(m1,m2) as Markovian.

For convenience, we further ignore transitions with rate paεk for k2. This truncation allows for a simple solution for the eigenvector corresponding to the greatest eigenvalue. In the “high remodeler density” limit (stepwise remodeler movement), the simplified transition matrix HN, defined on Ωp{(m1,m2):m1+m2<N}, can be expressed as

WN,p(pa,pd)=diag{NsεN1,(N1)sεN2,,s}+pdkonAN+pakonεBN. (C11)

The first term describes transitions directly to the detached states Ωp* and other terms describes binding and unbinding of a remodeler. Analogy of this simplified scenario to the unfacilitated unbinding model is shown in Fig. 4(a). The approximation showed numerical agreement with the full model in the main text. In the following, we employ additional approximation techniques to derive an analytical expression for the principal eigenvalue when pa+pdkoff.

We can analytically approximate the principal eigenvalue of WN,p(pa,pd) defined in Eq. (C11) only when εpa+pd, where detailed balance approximately holds. In this case, we still assume that the structure v0(m1,m2)(papd)k is stable under the small perturbation determined by ε, providing the estimate by considering the normalized flux from the bound states Ωp to the fully open states Ωp'* :

λ0(pa,pd,ε)1N(N+1)/2,(H(pa,pd,0)diag{NsεN1,(N1)sεN2,,s})v01N(N+1)/2,v0=εNk=0N1(k+1)(Nk)KAkk=0N1(k+1)(εKA)k, (C12)

where, KApapd=eEp. Eq. (C12) can be further simplified to Eq. (6) by considering only the first term (k=0) in the numerator, and the first and last term (k=0,N1) in the denominator.

The coarse-grained approximation of the right-hand side of Eq. (C12) coincides with the prediction via the flux intensity j(Ωp'*Ωp). In general, for a continuous time Markov chain with transition rate matrix W, let A and B be two disjoint sets of states, and π be the stationary distribution of the Markov chain. Then the flux intensity from A to B is defined as

j(AB)=aAbBWa,bπbbBπb. (C13)

The flux intensity j(Ωp'*Ωp) serves as an upper bound for the principal eigenvalue λ0, e.g., Eq. (3.69) in Aldous and Fill 38.

The intuition for the relation between flux intensity and the eigenvalue is as follows: flux intensity is obtained by assuming that the eigenvector with an absorbing boundary has the same structure as that with a reflecting boundary. In reality, presence of an absorbing boundary will decrease the relative weight of states on the boundary, and thus making the associated eigenvalue smaller than the flux intensity. Note that the flux intensity analysis is similar in both the full facilitated model and the coarse-grained model, which provides a further justification of the coarse-graining.

Appendix D: Histone detachment with random landscapes

Previously, we have assumed that all 14 contact bonds between the histone core and the DNA are identical with the same binding and unbinding rates kon  and koff . In reality, these can rates vary depending on local DNA base identity, stiffness and/or spontaneous curvature. It is estimated that the contact free energies vary between 1.5 kbT and 2kbT7,59,60. To account for this heterogeneity, we conduct numerical experiments that assume homogeneous binding rates but random unbinding rates that correspond to iid binding energies Ec that are drawn from a uniform distribution between 1.5kBT and 2kBT. In this case, as shown in Fig. 12, the variation does not alter the qualitative behavior of the system. Thus our model is well parameterized by just the mean binding energy Ec.

FIG. 12.

FIG. 12.

Principal eigenvalue of the linear facilitated detachment model with random binding energy reflected in variations in koff  that lead to a per-site Ec that is uniformly distributed between 1.5 and 2(kBT). We set pd=103 (in units of kon ) and plot λ0 for five randomly sampled configurations of Ec. The dashed line represents the prediction based on mean the binding energy and Eq. (10).

Appendix E: Reversible multimeric histone detachment

Histone dimers, tetramers and other transient higher order complexes in solution may rescue partially disassembled nucleosomes. They can initiate rescue of partially disassembles nucleosomes by directly docking to existing nucleosome subunits (dimers and tetramers) or by associating with the vacant DNA segments. We assume that these rates q(subunit)  (for docking with another subunit) and qa'' (subunit)  (for direct contact with the DNA) are scaled properly according to their respective equilibrium bulk concentration to ensure that the overall Markov process considering these reactions is reversible. We have defined qa as the docking rate conditioned on both subunits being attached to the DNA.

The primary quantity of interest is the expected time E[T(1)] needed to transition from the fully attached state 1=(σ=(1,1,1,1,1),n=(0,0))(1,1,1,1,1,(0,0)) to the fully dissociated state Ω*. Solving for the mean detachment time requires inversion of a large matrix over the whole state space, which is analytically intractable. We therefore consider the probability flux intensity j(Ω*Ω) from the attached states Ω to the fully unattached state Ω* as a useful surrogate. The general relation between j(Ω*Ω) and λ0 is known and derived in e.g., Eq. (3.69) in Aldous and Fill 38, where the inequality j(Ω*Ω)|λ0| is given.

To obtain a reversible Markov chain, we assume that both bound and free histones are in equilibrium. With our definition of q''( subunit) , the corresponding free energy relative to bulk solution can be expressed as ΔEs(subunit) =log(kon/qa''( subunit )).

The scaling relations between qa''( subunit)  and qa' (subunit)  must follow the equilibrium conditions

qa(H2AH2B)=qd*exp(EqΔEs(H2AH2B)),qa((H3H4)2)=qd*exp(EqΔEs((H3H4)2)),qa(Hexamer)=qd*exp(2EqΔEs((H3H4)2)ΔEs(H2AH2B)),qa(H2AH2B)=konexp(ΔEs(H2AH2B)),qa((H3H4)2)=konexp(ΔEs((H3H4)2)),newqa(Hexamer)=konexp(EqΔEs(H2 H2B)ΔEs((H3H4)2)),qa(Octamer )=konexp(2Eq2ΔEs(H2AH2B)ΔEs((H3H4)2)) (E1)

to satisfy reversibility. The free energy function associated with each state (σ,n)(σ1,θl,σm,θr,σr,n) can be expressed as

E(σl,θl,σm,θr,σr,n)=(σl+σr)ΔEs(H2AH2B)+σmΔEs((H3H4)2)+(θl+θr)Eq+(Nlσl+Nmσm+Nrσrj=1fk=01nk(j))Ec. (E2)

In the following, we will further assume kd=koff , i.e. s=ε, to reduce the notational complexity.

1. Estimate of the flux intensity j(Ω*Ω) for reversible spontaneous detachment

Let Σ denote the collection of macrostates σ=(σl,θl,σm,θr,σr) that is not equal to 0×5. The microstates on the boundary are characterized by a single intact DNA-histone contact are defined by (N1σ1+Nmσm+Nrσrk,jnk(j))=1 and denoted by Ω.

The equilibrium flow intensity from bound states that can reach the unbound state in one step can be expressed by enumerating all possible boundary microstates n associated with each macrostate σ in Σ is given by

j(Ω*Ω)=ε(σ,n)ΩeE(σ,n)(σ,n)ΩeE(σ,n), (E3)

where the free energy can be separated into component energies E(σ,n)U(n)+V(σ) where

U(n)=Ecj=1fk=0lnk(j),V(σ)=(σl+σr)ΔEs(H2AH2B)+σmΔEs(H3H4)2+(θl+θr)Eq+N(σ)Ec,N(σ)=Nlσl+Nmσm+Nrσr, (E4)

where U(n) describes the peeling energy cost of the DNA-histone contacts in the microstate n and V(σ) is the energy of the most probable microstate nσ* given macrostate σ.N(σ) is the number of available DNA-histone contacts in macrostate σ. The denominator in Eq. (E3) is the partition function of the equilibrium distribution on Ω.

We can simplify the expression of Eq. (E3) by grouping degenerate states (σ,n)Ω associated with each macrostate σ in the numerator and identifying the most probable microstate nσ* for each macrostate σ in the denominator. The most probable microstate nσ* corresponds to the state with the largest number N(σ) of DNA-histone contacts. The relative energy of the boundary microstates nb compared to the most probable microstate nσ* for a specified σ is U(nb)=[N(σ)1]Ec. For ε=koff /kon 1,j(Ω*Ω) simplifies to

j(Ω*Ω)j(Ec)=σSεN(σ)eV(σ)+Ec[N(σ)1]σSeV(σ)=σSN(σ)eV(σ)+Ec[N(σ)]σSeV(σ). (E5)

Note that the exponents in the factor σSeV(σ) include all possible macrostates, with contributions from both histone-histone interactions (ΔEs and Eq) and DNA-histone contacts (Ec). Conversely, the exponents in σSN(σ)eV(σ)+Ec[N(σ)] take into account only histone-histone interactions.

We further simplify the formula of j(Ω*Ω) by considering the relative probability of two main macrostates, the fully bound state σ1=(1,1,1,1,1) and the state where only the (H3-H4)2 tetramer is bound σm=(0,0,1,0,0). Assuming that ΔEs(H3H4)2=ΔEsH2AH2B, the energies of the two macrostates are given by (σ) :

V(σ1)=3ΔEs+2Eq+NEc,V(σm)=ΔEs+NmEc. (E6)

By tracking only these two macrostates, we approximate j(Ω*Ω) in Eq. (E5) by

j(Ω*Ω)NεNeV(σ1)+NmεNmeV(σm)eV(σ1)+eV(σm)=NεN+NmεNmeΔV1+eΔV=NεN1+(Nm/N)e2(Eq+ΔEs)1+eΔV, (E7)

where

ΔVV(σ1)V(σm)=2ΔEs+2Eq+(NNm)Ec. (E8)

Given the discussion of irreversible nucleosome disassembly in the main text, here, we focus on understanding the role of qd* in nucleosome disassembly and how ΔEs affects reversible histone rebinding. Eq. (E7) explicitly shows the roles of ΔEs and Eq in the reversible multimeric nucleosome disassembly.

Irreversible subunit unbinding arises when ΔEs which is equivalent to qa,qa''=0. In this limit, the most probable state is the (H3-H4)2-bound state, with j(Ω*Ω)~NmeNmEc. The transition point between an effectively irreversible scenario and a reversible unbinding scenario is when ΔV0, above which the fully bound macrostate σ1 is no longer the most probable state. This transition point is characterized by (Eq+ΔEs)=(NMN)Ec/2.

When ΔEs is small but still positive, and ΔEs+Eq> 0, the most probable state is the fully bound state with N DNA-histone contacts. However, the boundary states can be stabilized by absence of one or more histone modules, with j(Ω*Ω)~NmeNEc+2(ΔEs+Eq). However, when ΔEs is negative, absence of one or more histone subunits cannot stabilize the boundary states. In this case, j(Ω*Ω)~NeNEc, which is close to the linear intact histone model.

In the context of a FPT problem from the fully attached state 1=(σ1,n=(0,0)) where N histone-DNA contacts must be dissociated to be reach Ω*, which we formally treat as an absorbing state while still allowing for partial rebinding. The flux intensity j(Ω*Ω) serves as an estimate of λ0, the principal eigenvalue of the transition matrix with absorbing state Ω*, which in turn is inversely related to the MFPT E[T(1)]. Thus, Eq. (E5) captures the dependence of E[T(1)] on ΔEs.

We can provide a better estimate of the principal eigenvalue λ0 of the detachment process under partial histone rebinding by incorporating the rate-limiting effects of the unlinking step into the flux intensity j(Ω*Ω) and the contribution from the monomeric pathway eNEc :

λˆ0,q(Ec,qd*)=min {(qd*/konNeNEc),j(Ω*Ω)}, (E9)

where (qd*/kon NeNEc)max{qd*/kon,NeNEc}. The results of numerical calculations of E[T(1)] and its comparison to λ0 in the irreversible case, as well as the estimates in Eq. (E9) are shown in Fig. 8(bc). Good agreement between Eq. (E9) and numerical results is observed.

2. Limits of remodeler facilitation

We now consider the case where the disassembly of nucleosomes is facilitated by additional nucleosome remodelers. We make the following observations in different limits of the remodeler strength. These observations parallel the corresponding limits in the linear peeling intact-histone model.

When the binding energy Ep of the remodeler to DNA is strongly negative, and the binding rate pa> NlkoneNlEc, after the dissociation of the histone modules, the remodeler will bind to the DNA and prevent the reassociation of the histone modules. Consequently, the scenario is equivalent to the irreversible, facilitated disassembly of nucleosomes as discussed in the main text, where we have the estimate through Eq. (16) which defines E[T] :

λˆ0,p,q(Ep)=λˆ0(Ep)+1E[T]+konqd* (E10)

When the binding energy Ep of the remodeler to DNA is weakly negative, and the binding rate pa is fast enough, the remodeler effects are limited to modifying the effective contact energy between the histone and DNA in Eq. (E9).

λˆ0,p,q(Ep>Ec)=λˆ0,q(EcEp,qd*), (E11)

where Epmin{Ep,0}. A general estimate of the disassembly rate can be obtained by taking the minimum of the two limits, in terms of absolute values, i.e.,

λˆ0,p,qmax {λ0,p,q(Ep>Ec),λˆ0,p,q(Ep)}. (E12)

The results of this estimate are shown in Fig. 10(b). In slow remodeler binding rate pa limit, the estimate in Eq. (E12) provides a good approximation to the numerical results. In large p regime, the most probable state on Ω switches to the state on the boundary Ω. Thus, λ0 should be rate-limited by the DNA-histone unbinding rate koff  from the boundary state to Ω*, while the first passage time E[T(1)] starting from the most interior state, 1 = (1, 1, 1, 1, 1, (0, 0)), is approximately N/koff .

Appendix F: Quantifying contributions from the monomeric and multimeric pathways

We adapt the facilitated, multimeric model to quantify the relative contributions of the monomeric and multimeric disassembly pathways. In the original model, the histone can leave the DNA either as an intact octamer or by disassembling into dimers and tetramers. For example, in the high free histone concentration limit (ΔEs0) and low remodeler binding rate limit (pa0), as is shown in Fig. 10(b), the histone is prevented from breaking apart since any partial loss of histone modules will be immediately replaced by free histone modules. In this limit, the histone can leave the DNA only as an intact octamer with the slow rate λ0NeNEc associated with the unfacilitated simple intact-histone model given by Eq. (2).

There are different ways to quantify the relative contributions of the different disassembly pathways. One possibility is to evaluate the flux contribution of the monomeric pathway to the total flux associated with the principal eigenvector of the transition matrix. However, in the strong facilitation limit, the principal eigenvector differs significantly from the fully attached state from which we wish to quantify the probability flux. To overcome this discrepancy, we adopt an alternative approach in the FPT formalism. Suppose we start with the state 1 = (1, 1, 1, 1, 1, (0, 0)), and split the target state Ω* into two parts: Ω*=Ω1*Ω2*.

We define the FPT to Ω1* and Ω2* as T1 and T2, respectively. The original first passage time to Ω* is thus T=min{T1,T2}. Transitions into Ω1* define histones that leave as an intact octamer, i.e., Ω1*={(1,1,1,1,1,(n1+n2=N))}. The relative contribution of the pathway that leads to Ω1* can be quantified by the probability [T1<T2] that T1<T2. To compute [T1(1)<T2(1)], we employ the standard approach of first passage time formalism. For completeness, we briefly describe the general method below where the symbols used do not necessarily correspond to those previously used.

Consider a continuous-time Markov chain with a discrete state space Ω and the transition matrix W defined by ddtx=Wx. Let A,BΩ and T be the FPT to AB. We then find (xTAx0=x)PA(x).

We first discretize the Markov chain {xt:t+} into a sequence of states {xti:ti+}, where ti is the i-th time point at which the i-th jump occurs. The sequence {xtixi:i0} is a discrete-time Markov chain, with the transition probability given by

(xi+1=yxi=x)=Wy,xWx,x.

Conditioning on the first jump time t1, we derive the recursion relation for PA(x) :

(xTAx0=x)=y(xTAx0=x,x1=y)(x1=yx0=x)=y(xTAx0=y)(x1=yx0=x)=yPA(y)(yx).

Rearranging, we find

Wx,xPA(x)+yxPA(y)Wy,x=0.PAW=0,

which can be solved with boundary condition

PA(x)={1xA,0xB.

In order to more efficiently solve the problem, it is helpful to decompose W and PA according to the decomposition of the state space Ω=Ω*AB, where A, B, and Ω* are disjoint. We represent W by

W=[WΩ*,Ω*WΩ*,AWΩ*,BWA,Ω*WA,AWA,BWB,Ω*WB,AWB,B]

and PA by

PA=[PAΩ*PAAPAB]=[PAΩ*10],

where the second equality arises from the boundary condition. Solving for PAΩ*, we find

PAΩ*WΩ*,Ω*+1WA,Ω*=0PAΩ*=(WΩ*,Ω*)WA,Ω*1

The numerical solution is shown in Fig. 11. In the limit pa0, the multimeric pathway is typically faster than the monomeric pathway, leading to a smaller probability of the histone leaving as an intact octamer. When pa, the multimeric pathway is rate-limited by the histonemodule dissociation rate qd*, while both pathways are also limited by the histone-DNA dissociation rate koff . When qd*koff , the monomeric pathway is faster than the multimeric pathway, and the probability of the histone leaving as an intact octamer is close to 1. If qd*koff  and pa, the multimeric pathway and the monomeric pathway carry similar rates and the probability of the histone leaving as an intact octamer is close to 1/2, as shown in Fig. 11(b).

Footnotes

Conflict of Interest

The authors have no conflicts to disclose.

DATA AVAILABILITY

The data that support the findings of this study are available within the article.

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Data Availability Statement

The data that support the findings of this study are available within the article.


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