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. Author manuscript; available in PMC: 2023 Oct 3.
Published in final edited form as: J Clin Epidemiol. 2023 Mar 15;157:134–145. doi: 10.1016/j.jclinepi.2023.03.010

Table 3.

Reporting of balance at baseline, overall, and bv tvoe of stepped-wedge design (Frequency, %)

Characteristic Overall
Cross-sectional
Open cohort
Closed cohor
(N = 160) (N = 122) (N = 15) (N = 23)

Balance at baseline reported?
 Yes 142 (88.8) 113 (92.6) 12 (80.0) 17 (73.9)
 At cluster-level only 8 (5.0) 7 (5.7) 1 (6.7) 0
 At individual-level only 92 (57.5) 75 (61.5) 7 (46.7) 10 (43.5)
 Both cluster- and individual-level 42 (26.3) 31 (25.4) 4 (26.7) 7 (30.4)
 No 18 (11.2) 9 (7.4) 3 (20.0) 6 (26.1)
Balance on individual-level characteristicsa
 Not reported 26 (16.2) 16 (13.1) 4 (26.7) 6 (26.1)
 Reported 134 (83.8) 106 (86.9) 11 (73.3) 17 (73.9)
  By condition 105 (78.3) 97 (91.5) 4 (36.4) 4 (23.5)
  By sequence or cluster 27 (20.1) 9 (8.5) 4 (36.4) 14 (82.4)
  By period 2 (1.5) 2 (1.9) 0 0
  By condition and sequence/cluster 4 (2.9) 4 (3.8) 0 0
  By condition and period 3 (2.2) 1 (0.9) 2 (18.2) 0
  By sequence/cluster and period 1 (0.7) 0 0 1 (5.9)
  Other or unclear 8 (6.0) 4 (3.8) 4 (36.4) 0
Balance on cluster-level characteristicsa
 Not reported 110 (68.8) 84 (68.9) 10 (66.7) 16 (69.6)
 Reported 50 (31.2) 38 (31.1) 5 (33.3) 7 (30.4)
  By condition 18 (36.0) 16 (42.1) 1 (20.0) 1 (1.4)
  By sequence or cluster 30 (60.0) 20 (52.6) 3 (60.0) 7 (100.0)
  By period 0 0 0 0
  By condition and sequence/cluster 2 (4.0) 2 (5.3) 0 0
  By condition and period 2 (4.0) 1 (2.6) 0 0
  By sequence/cluster and period 1 (2.0) 1 (2.6) 0 0
  Other or unclear 3 (6.0) 2 (5.3) 1 (20.0) 0
Balance on baseline values of primary outcome?
 No or not applicableb 114 (71.2) 93 (76.2) 11 (73.3) 10 (43.5)
 Yes 46 (28.8) 29 (23.8) 4 (26.7) 13 (56.5)
Significance testing of baseline balance?
 Yes 59 (36.9) 48 (39.3) 3 (20.0) 8 (34.8)
  Simple test 33 (55.9) 25 (52.1) 2 (66.7) 6 (75.0)
  Other 7 (11.9) 7 (14.6) 0 0
  Not specified 19 (32.2) 16 (33.3) 1 (33.3) 2 (25.0)
 No 101 (63.1) 74 (60.7) 12 (80.0) 15 (65.2)
Baseline imbalances reported?
 Yes 72 (45.0) 57 (46.7) 5 (33.3) 10 (43.5)
 No 88 (55.0) 65 (53.3) 10 (66.7) 13 (56.5)
a

Multiple selections possible.

b

Not applicable applies to “terminal” outcomes such as death or remission that cannot be measured repeatedly.