Skip to main content
. 2023 Oct 8;11(10):2725. doi: 10.3390/biomedicines11102725

Table 1.

Clinical trials of rAAV-based gene therapies for neurodegenerative diseases.

Therapeutic Specificity Trial Benchmarks
Disease 1 Gene
(Name)
Protein Function and Therapeutic Rationale Mechanism/Approach Delivery Serotype Promoter 2 Cumulative Duration Most Advanced Phase Sponsor Trial ID 3
AD APOE2
(LX1001)
Apolipoprotein E ε2 is an isoform of APOE that
is reduced in neurons in AD and confers protection.
EGE/AE Cisterna magna AAVrh.10h CAG 2019–2023 I Lexeo Therapeutics NCT05400330
hTERT
(AAV-hTERT)
Human telomerase reverse transcriptase elongates chromosomal ends in dividing cells. hTERT
activity is reduced in neurons in AD.
EGE/AE Intravenous and intrathecal unknown unknown 2019–2021 unknown Libella Gene
Therapeutics
NCT04133649
NGF
(CERE-110)
Nerve growth factor promotes the growth and development of sympathetic and parasympathetic neurons. NGF activity is reduced in neurons in AD. EGE/AE Nucleus basalis of Meynert AAV2 CAG 2004–2015 II Sangamo NCT00876863
BDNF
(AAV2-BDNF)
Brain-derived neurotrophic factor promotes the
development and maintenance of neuronal populations. BDNF activity is reduced in AD neurons.
EGE/AE Intraparenchymal AAV2 unknown 2021–2025 Recruiting Mark Tuszynski NCT05040217
PD AADC
(AAV-
hAADC-2)
Aromatic L-amino acid decarboxylase contributes to the biosynthesis of dopamine. There is a progressive loss of
dopaminergic neurons expressing AADC in PD.
EGE/AE Putamen AAV2 CMV 2013–2022 II Voyager Ther, Neurocr. Biosci NCT00229736
GAD
(AAV-GAD)
Glutamic acid decarboxylase plays a role in the biosynthesis of GABA. Progressive loss of GABAergic neurons
expressing GAD reduces motor inhibition in PD.
EGE/AE Subthalamic
nucleus
AAV2 CBA 2003–2005 I Neurologix NCT05603312
GDNF
(AAV2-GDNF)
Glial cell-derived neurotrophic factor promotes the survival of neurons. There is a progressive loss of nigrostriatal dopaminergic neurons expressing GDNF in PD. EGE/AE Putamen AAV2 unknown 2013–2022 I Ask Bio,
NINDS
NCT04167540
NRTN
(CERE-120)
Neurturin is a neurotrophic factor that promotes the survival of neuronal populations. There is a progressive loss of dopaminergic neurons expressing NRTN in PD. EGE/AE Putamen AAV2 CAG 2005–2017 II Sangamo NCT00252850
GBA1
(LY3884961)
Glucocerebrosidase plays a role in the biosynthesis of glucose and ceramide. Aberrant mutations in GBA1 in dopaminergic neurons occur in PD. EGE/AE Cisterna magna AAV9 CBA 2020–2027 I/II Prevail Therapeutics NCT04127578
FTD GRN
(PBFT02)
Granulin promotes the growth, survival, and maintenance of neuronal and microglial populations. GRN activity is reduced in neurons in FTD. EGE/AE Cisterna magna AAV1, AAV9 unknown 2020–2027 I/II Passage Bio, Prevail Therapeutics NCT04747431
HD HTT
(rAAV5-miHTT)
Huntington is a cytosolic protein that regulates neuronal and glial function. There are aberrant ≥36 CAG repeats in the HTT gene in HD. EGR using miRNA/AE Intrastriatal AAV5 unknown 2019–2026 I/II UniQure Biopharma NCT04120493
SMA SMN
(AVXS-101)
Survival motor neuron is a neurotrophic factor that promotes the maintenance of motor neurons. SMN
activity is reduced in motor neurons in SMA.
EGE/AE Intravenous and intrathecal AAV9 CBA 2014–2035 IV Novartis Gene
Therapy
NCT02122952

1 FTD, frontotemporal dementia; HD, Huntington’s Disease; SMA, spinal muscular atrophy; EGE, exogenous gene expression; EGR = exogenous gene repression; AE, augmented expression; SE, supressed expression. 2 Note that CBA and CAG are alternative acronyms for the same promoter. In assembling this table, we presented the information on promoters as they were provided by the respective study authors. 3 For additional details regarding these trials, see clinicaltrials.gov. In instances when multiple clinical trials have been associated with a gene therapy, only the Trial ID for the most recent trial is shown.