Abstract
This review focuses on recent advances made towards understanding the neurobiology of bipolar disorder (BD), a chronic neuropsychiatric illness characterized by altered mood and energy states. The past few years have seen the completion of the largest genetic studies by far, which have emphasized the polygenic nature of BD as well as it’s connection to other psychiatric illnesses. Furthermore, the use of inducible pluripotent stem cells has rapidly expanded. These studies support previous work that implicates dysregulation of neurodevelopment, mitochondria, and calcium homeostasis, while also allowing for investigation into the underlying mechanisms of individual responsivity to lithium. Sleep and circadian rhythms have also been heavily implicated in BD, from disruptions in activity patterns to molecular abnormalities.
Introduction
Bipolar disorders (BD) are complex, lifelong conditions characterized by periods of mania/hypomania and episodes of depression with euthymia between. BD I is distinguished by manic episodes while persons with BD II experience hypomania. While similar, mania is generally more severe and is sometimes associated with psychosis. During mania/hypomania, individuals have increased activity levels despite a decreased need for sleep and often experience an exaggerated sense of self-confidence and euphoria. Friends and family may notice unusual talkativeness, high distractibility, and risky decision making. Individuals with BD also experience periods of severe depression, which are marked by features like depressed mood, anhedonia, and extreme fatigue. These periods are often longer in BD II than in BD I, though overall symptoms are variable from person to person, as is the course of illness. In 2017, the global incidence rate of BD was 4.53 million and accounted for 9.29 million disability-adjusted life years[1]. This review focuses on recent advances made toward understanding the neurobiology of BD.
Genetic Risk
Classic studies demonstrated increased concordance from first degree relatives/dizygotic twins (5-10%) to monozygotic twins (40-70%) of BD diagnosis[2]. The strength of these epidemiological studies led to a long history of investigating genetic risk in BD[2]. Currently, the largest genome-wide association study (GWAS) (41,917 BD cases, 317,549 comparison subjects) identified 64 independent genomic loci significantly associated with increased risk of developing BD[3]. These were enriched for synaptic signaling genes, and genes highly expressed in prefrontal cortex (PFC) and hippocampal neurons[3]. Additionally, ~20% of phenotypic variance was explained by common SNPs using a polygenic risk score prediction model, consistent with other psychiatric illnesses[3]. Notably, the polygenic nature of BD has made creating genetic models with strong clinical relevance very difficult. However, recent advances in patient-derived inducible pluripotent stem cell (iPSC) techniques have dramatically expanded the toolset of scientists studying psychiatric illnesses. These studies support previous work implicating dysregulation of intracellular calcium[4,5], neurodevelopment[6–8], mitochondria/energy homeostasis[6,9,10], circadian rhythms[11,12], inflammation/immune function[6,13], and synaptic biology[6,14,15].
The Bipolar Exome (BipEx) sequencing project (13,933 BD cases, 14,422 comparison subjects) used whole exome sequencing (WES) to identify potential novel mutations, but did not observe any exome-wide significant genes associated with BD[16], consistent with previous, smaller WES studies[17–19]. However, when combined with data from subjects with schizophrenia (SZ), A-Kinase Anchoring Protein 11 (AKAP11) was identified as a definitive risk gene[16]. AKAP11 is known to interact with both protein kinase A (PKA) and glycogen synthase kinase 3 beta (GSK3β), a target of lithium, a pharmacological treatment for BD[20]. Intriguingly, AKAP11 knock-out (KO) mice have distinct electroencephalographic (EEG) abnormalities consistent with those seen in individuals with SZ[20] and changes in the synaptic proteomic signature of these mice (including upregulation of proteins associated with autophagy and vesicle transport and downregulation of proteins associated with mitochondria and ribosomes) are remarkably similar to differences observed in isolated synapses from the dorsolateral PFC of subjects with SZ and BD[21].
Extensive genetic overlap is observed between BD, major depression (MDD), and SZ[22,23], including in a GWAS meta-analysis of six datasets which estimated that >95% of risk variants for other psychiatric disorders, including BD and SZ, influences MDD risk[23]. Additionally, a 2019 study by the Cross-Disorder Group of the Psychiatric Genomics Consortium identified meaningful genome-wide structure of three groups of inter-related disorders within eight psychiatric disorders[24]. In this study, MDD, BD, and SZ clustered together and had the strongest genome-wide correlations between disorders[24]. 109 loci with pleiotropic effects across at least two psychiatric disorders were identified[24]. These loci were enriched for genes associated with neurodevelopment, neuronal signaling, and synaptic plasticity[24]. These findings are consistent with a long literature noting overlap in the genetics and phenotypes of MDD, BD, and SZ[2]. Overall, our understanding of the underlying genetics of BD has continued to deepen and while there are few definitive conclusions, the general themes of differences in mitochondria, neurodevelopment, and synaptic biology are supported by these studies.
Environmental Risk
A variety of environmental factors have been implicated in the etiology of BD. Pre- and peri-natal events have been repeatedly associated with increased risk of BD, and a recent Swedish register-based study utilizing 18,681 BD confirmed that seasonality (a.k.a. births during November and December), perinatal respiratory distress, abnormal growth & development, and other perinatal factors, were associated with the risk of developing BD[25]. Postnatal factors are also implicated in increased BD risk, particularly childhood mistreatment (reviewed in [26]), which is associated with more severe and frequent mood episodes, earlier onset of illness, increased risk of suicide, and comorbid substance misuse[26]. While these risk factors primarily occur during key neurodevelopmental periods, a notable lifelong environmental factor is air pollution exposure, which has been associated with increased risk of BD in populations from the United States, Denmark, and the United Kingdom[27,28]. In one analysis, this was specific to individuals with intermediate and high genetic risk for BD, suggesting a gene by environment interaction[28].
A new potential environmental risk factor to consider is the impact of COVID-19. During the height of the COVID-19 pandemic, persons with SZ spectrum disorders and BD experienced increased risk of hospitalization and mortality after contracting COVID-19[29], as confirmed by multiple large retrospective studies[30,31]. This increased risk may not be specific to COVID-19, as people with SZ spectrum disorders and BD also have higher rates of severe outcomes from other serious acute respiratory infections[32]. Going forward, understanding the long-term impact of the SARS-COV-2 virus will be important, from how Long COVID symptoms interact with BD to the impact of pre-natal exposure of SARS-COV-2 on risk of developing BD.
Neurodevelopment
The timing of pre- and post-natal risk factors implicates critical windows of increased vulnerability to environmental insults. Additionally, individuals with BD often present during late adolescence/young adulthood, an important neurodevelopmental period. Consistent with this, many studies have observed dysregulation of neurodevelopmental processes, and iPSC models support this. iPSC-derived neural progenitor cells (NPCs) from subjects with BD show a slower rate of proliferation, decreased size of neurosphere formations, and abnormal migration patterns[4,7], while human cortical spheroids (hCS) are smaller, have reduced proportion of neurons, decreased neuronal excitability and reduced neural network activity compared to control hCS[33]. Single-cell RNA-sequencing found enhanced GABAergic specification and reduced proliferation following dimensional WNT signaling, a fundamental neurodevelopmental process, in cerebral organoids from monozygotic twins discordant for BD with psychosis[14]. This is consistent with other studies of cerebral organoids from subjects with BD that show downregulation of genes associated with neurodevelopment[6]. Together these studies suggest that the processes involved in neurodevelopment are disrupted in BD, and that this may be a common mechanism between both genetic and environmental influences.
Neuroinflammation
Some environmental factors, such as pollution, are thought to impact BD risk through activation of inflammatory pathways, which have been increasingly implicated in the etiology of BD. Neuroinflammation is incredibly complex and the role it plays in BD is multifaceted (reviewed in [34]). Individuals with BD have increased comorbidity with inflammatory conditions, elevated levels of proinflammatory cytokines, and other inflammatory molecules[34]. Serum levels of specific pro-inflammatory cytokines have been associated with illness phase (manic, euthymic, depressed) and treatment response[34]. White matter integrity is associated with peripheral cytokine levels in subjects with BD, suggesting a relationship between neuroinflammation and dys or demyelination[35]. Neuroimaging studies also observe microglial overactivity, which is associated with inflammation, in the hippocampus and PFC of subjects with BD regardless of illness state[34].
Overall, evidence suggests that BD is accompanied by hyperactivation of the immune system[34] and the impact of this state can be seen in the metabolism of tryptophan. Tryptophan is the precursor for serotonin, but is also converted into kynurenine through an alternative pathway, which is promoted by a pro-inflammatory state[36]. A recent meta-analysis of 101 studies found an overall shift in tryptophan metabolism from serotonin production to the kynurenine pathway[36]. In subjects with BD this also resulted in increased quinolinic acid, which is potentially neurotoxic[36]. Suggesting a role for this pathway in familial risk, Benevenuto et al. [37] observed altered levels of kynurenine pathway metabolites in both youth with BD and unaffected high-risk offspring of individuals with BD compared to healthy comparison subjects, and that these levels predicted severity of depressive symptoms[37].
The large amount of evidence for immune/inflammatory dysfunction in BD has led to the use of anti-inflammatory treatments[34]. Individual agents have variable results, but meta-analyses suggest that this class of treatments has moderate-to-large antidepressant effects[38,39]. Anti-inflammatory approaches work best for individuals who have an elevated baseline of inflammatory markers and as an augmentation to conventional BD treatments[34], highlighting the need for precision medicine when considering this route.
Mitochondria
Alterations in energy homeostasis, abnormal mitochondrial expression, and atypical mitochondrial metabolism have been implicated in BD for many years (Figure 1) (Reviewed in [40]). Supporting differentially expressed mitochondria in BD, a comprehensive analysis of mitochondrial features in human postmortem brain tissue from subjects with SZ and BD found region-specific increases in mitochondria DNA copy number and mitochondria DNA total somatic deletions, and reductions in complex I activity, synapse number, and synaptic mitochondria number[41]. While some components, like reduced complex I activity, appear to be driven by presence of medication, this study supports an overall reduction in mitochondria expression, and synaptic localization in BD[41]. Lower mitochondrial membrane potential has also been observed in lymphoblastoid cell lines, NPCs, and hippocampal-like neurons derived from subjects with BD[10,42]. In NPCs, oxygen consumption rate (OCR) and glycolytic rate, are also lower[9]. Alternatively, there was no deficit in basal levels of OCR in cerebral organoids from subjects with BD[5]. Cells in these organoids did, however, have significantly fewer contact sites between mitochondria and the endoplasmic reticulum (ER)[5]. These contact sites are critical for maintaining calcium homeostasis, which itself is implicated in BD.
Figure 1. Factors contributing to the neurobiology of BD.

Recent advances in the neurobiology of BD are discussed, some of which are highlighted here. (A) Environmental risk factors implicated in the neurobiology of BD, many of which are associated with neurodevelopmental time-periods. Later environmental factors, like childhood maltreatment and sleep/activity disruptions are associated with both a higher risk of a BD diagnosis as well as increased severity of symptoms. (B) A simplified, theoretical example of BD course of illness, in which individuals experience episodes of Mania (or Hypomania) and Depression, broken up by periods of Euthymia in which few/no mood symptoms are present. Notably, symptoms and course of illness varies greatly between individuals. (C) BD is highly heritable, and recent advances in the genetics of BD support a role for dysregulation in synaptic biology, calcium signaling, and neurodevelopment. CACNA1C is a gene that has been implicated for many years in BD, while AKAP11 was identified in the most recent WES as a shared risk factor for BD and SZ. (D) Sleep and circadian rhythms are associated with both genetic and environmental risk in BD. Disrupted sleep and activity rhythms are a key diagnostic feature of the illness, and studies have now observed abnormal molecular rhythms in human postmortem brain tissue, fibroblasts, and iPSC-derived NPCs. Animal models of genetic and environmental circadian disruptions lead to behaviors associated with mood disorders. A simplified model of the core transcriptional-translational clock is presented. BMAL1 dimerizes with CLOCK (or NPAS2), facilitating its’ transcription factor activity. This leads to transcription of core clock proteins like period (PER) and cryptochrome (CRY), as well as other clock-controlled genes (CCGs). Notably, CCGs can vary greatly depending on tissue, cell-type, and species. As PER and CRY accumulate in the cytosol, they dimerize and are shuttled back into the nucleus. In the nucleus, the PER:CRY dimer inhibits BMAL1:CLOCK promoter binding, leading to inhibition of BMAL1-regulated transcription. As this transcription decreases, so does PER and CRY expression, leading then to the disinhibition of BMAL1-meidated transcription. This overall process takes 24 h, creating a 24 h negative feedback loop. (E) The mood stabilizers lithium and valproate (VPA) have been in use as treatments in BD for decades, and while they have many targets, reduction of inositol is one they share. The inositol signaling pathway interacts with Gq -mediated signaling. Specifically, in response to a ligand, the αq subunit of a g-protein coupled receptor will bind to protein lipase C (PLC). This complex will then hydrolyse phosphatidylinositol 4,5-biposphate (PIP2) into inositol-1,4,5 triphosphate (IP3) and 1,2-dacylglycerol (DAG). DAG moves on to associate with Protein kinase A and stimulate a second messenger signaling cascade. IP3 is released into the cytosol, where it can stimulate Ca2+ release from the ER or be broken down into inositol biphosphates (IP2). IP2 is then broken down into inositol monophosphoate (IP) by inositol phosphatase (IPPase), and finally into myo-inositol by inositol monophosphatase (IMPase). Lithium acts by inhibiting the enzymes IPPase and IMPase, leading to depletion of myo-inositoll, which then has major consequence on downstream GPCR, IP3/DAG signaling. (F) Mitochondria have been implicated in BD in many studies. Collectively, these point reduced mitochondria-driven ATP production and a shift towards glycolysis. Created with Biorender.
Calcium and mood stabilizers
Various findings point to dysregulation of calcium in BD. CACNA1C, an L-type voltage-gated calcium channel, is a risk gene for BD, and a meta-analysis found that basal levels of free intracellular calcium is 29% higher in platelets and lymphocytes from individuals with BD[43]. Moreover, these cells have an enhanced calcium response to stimulation with 5-HT or thrombin[43]. In cerebral organoids, genes involved in calcium binding, ion binding, and regulation of calcium transport are upregulated in cells from individuals with BD[5]. Additionally, the mood stabilizers lithium and valproate reduce inositol signaling, though through different targets, likely impairing inositol triphosphate 3 (IP3)-stimulated calcium release from the ER (Figure 1).
Notably, research into the underlying mechanism of action of mood stabilizers has been a key feature of BD research, as it provides insight into both BD neurobiology and ways in which improved pharmacological treatments may be designed. Recently, patient-derived iPSCs have allowed an expansion of experiments that seek to determine why a patient responds to lithium (Li-R) (and/or other mood stabilizers), or not (Li-NR). Notable studies have observed that focal adhesion and the extracellular matrix are the top functions of genes that differentiate Li-R and Li-NR in iPSC-derived neurons[44], that Li-R and Li-NR NPCs are differentially vulnerable to methamphetamine neurotoxicity[12], and that lithium improves OCR only in Li-R NPCs[9]. Conversely, valproate improves OCR only in Li-NR NPCs, suggesting that OCR improvement may be important to the benefits of both drugs, but through alternative mechanisms[9]. The use of this approach in psychiatric illness research has incredible potency to not only provide essential information on the underlying mechanisms that determine individual differences in drug efficacy but also to determine biomarkers for future precision medicine approaches.
Sleep and Circadian Rhythms
Changes in energy states and activity are key diagnostic features of BD and patients frequently report worse subjective sleep. Objective reports confirm that BD is associated with longer sleep onset latency and lower overall daily activity[45]. These measures are both associated with depressive episodes, while longer sleep onset latency also has predictive value for worsening of future manic symptoms[45]. Prospective and retrospective studies find that sleep disturbances frequently appear before the onset of BD, often during childhood or adolescence[45]. While rates of insomnia occur prior to both manic and depressive episodes, decreased need for sleep anticipates manic episodes and hypersomnia precedes depressive episodes in individuals with BD, indicating sleep patterns specific to mood state[46]. These striking disruptions in sleep and energy states have led to investigations into the potential underlying molecular mechanisms.
Early genetic studies implicated the molecular clock, a transcription-translation feedback loop driving circadian rhythms within the cell (Figure 1), in BD[47]. While these were not confirmed by GWAS, when analyzed as a network rather than as individual genes, genetic differences in core clock genes are associated with risk of a BD-associated illness (BD, MDD, SZ, and ADHD) and responsiveness to lithium[47]. Differences in twenty-four hour rhythmic gene expression have been identified in the striatum of subjects with psychosis, suggesting dampening of circadian rhythms within this region[48]. Fibroblasts and iPSCs from individuals with BD also have weaker, more desynchronized circadian rhythms[11,12,49]. Importantly, lithium treatment lengthens the observed destabilized molecular circadian period in iPSC-derived NPCs and neurons, but only in cells derived from Li-R subjects[11]. This is consistent with previous literature demonstrating a role for circadian rhythms in the mechanism by which lithium works as a treatment[47].
Animal studies of genetic or environmental disruptions to circadian rhythms consistently show behavioral phenotypes associated with BD and other psychiatric illnesses. A primary example of this are mice with the ClockΔ19 mutation, which results in dominant-negative CLOCK function and severely dysregulates the molecular clock. Over a decade of research has demonstrated that these mice have hyperlocomotion and increased exploratory drive, impulsivity, and response to reward – consistent with a mania-like phenotype[47]. This phenotype is associated with altered dopaminergic signaling and expression, consistent with longstanding findings of dysregulated dopaminergic signaling in BD[47]. Importantly, knock-out models of other primary molecular clock components, including Bmal1, Rev-erbα, Per1/2, also lead to mood-related behavior phenotypes, suggesting a fundamental role for the whole molecular clock, rather than CLOCK alone[47]. Advances in CRISPR/Cas9 technology has resulted in a Bmal1 KO cynomolgus monkey[50]. These monkeys have higher nocturnal locomotion and reduced sleep, display phenotypes consistent with anxiety and depression, and have defects in auditory oddball tests, a measure of sensory processing disrupted in SZ[50]. While there is much to learn about the exact mechanisms by which circadian rhythms contribute to mood disorders, various studies have demonstrated a role for circadian rhythms in regulating and being regulated by many of the biological pathways implicated in BD (reviewed in [47]), suggesting that the interaction of these systems may be fundamental to understanding the neurobiology underlying BD.
Conclusion
BD is an incredibly heterogenous and complex disorder for which the underlying neurobiology is not fully understood. Recent genetic analyses emphasize the polygenic nature of the illness and further define genetic links between BD, SZ, and MDD. Multiple lines of evidence, from genetics to functional assays in iPSCs, converge on dysregulation of neurodevelopment, neuroinflammation, mitochondria, and calcium homeostasis. Intriguingly, disruptions in sleep and circadian rhythms are strongly linked to BD, and molecular circadian rhythms have been implicated in the regulation of the cellular pathways associated with BD. Overall, these findings and the development of new techniques contribute to a deeper understanding of the underlying mechanisms of BD.
Highlights.
BD is highly polygenic and shares genetic risk with SZ and MDD.
Support for altered neurodevelopment, inflammation, mitochondria, and calcium homeostasis in BD.
Disruptions in sleep/activity rhythms are a fundamental component of BD.
Molecular findings support a key role for circadian rhythm dysfunction in BD.
Acknowledgements
Work from our lab was supported by the National Institutes of Health (R01MH111601; R01DA039865; P50DA046346; R01MH106460; R21NS127064; T32HL082610) The Baszucki Brain Research Fund and the WoodNext Foundation.
Footnotes
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Declaration of interests
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
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