Abstract
Background:
Despite significant advances in the understanding and treatment of obsessive compulsive disorder (OCD), current treatment options are limited in terms of efficacy for symptom remission. Thus, assessing the potential role of iterative or alternate psychotherapies is important. Also, the potential role of digital technologies to enhance the accessibility of these therapies, should not be underestimated. We also need to embrace the idea of a more personalized treatment choice, being cognisant of clinical, genetic and neuroimaging predictors of treatment response.
Procedures:
Non-systematic review of current literature on emerging psychological and digital therapies for OCD, as well as of potential biomarkers of treatment response.
Findings:
A number of ‘third wave’ therapies (e.g., Acceptance and Commitment Therapy, Mindfulness-Based Cognitive Therapy) have an emerging and encouraging evidence base in OCD. Other approaches entail employment of elements of other psychotherapies such as Dialectical Behaviour Therapy; or trauma-focussed therapies such as Eye Movement Desensitisation and Reprocessing, and Imagery Rescripting and Narrative Therapy. Further strategies include Danger Ideation Reduction Therapy and Habit Reversal. For these latter approaches, large-scale randomised controlled trials are largely lacking, and the precise role of these therapies in treating people with OCD, remains to be clarified. A concentrated 4-day program (the Bergen program) has shown promising short- and long-term results. Exercise, music, and art therapy have not been adequately tested in people with OCD, but may have an adjunctive role. Digital technologies are being actively investigated for enhancing reach and efficacy of psychological therapies for OCD. Biomarkers, including genetic and neuroimaging, are starting to point to a future with more ‘personalised medicine informed’ treatment strategizing for OCD.
Conclusions:
There are a number of potential psychological options for the treatment of people with OCD who do not respond adequately to exposure/response prevention or cognitive behaviour therapy. Adjunctive exercise, music, and art therapy might be useful, albeit the evidence base for these is very small. Consideration should be given to different ways of delivering such interventions, including group-based, concentrated, inpatient, or with outreach, where appropriate. Digital technologies are an emerging field with a number of potential applications for aiding the treatment of OCD. Biomarkers for treatment response determination have much potential capacity and deserve further empirical testing.
Keywords: Obsessive-compulsive disorder, Treatment, Psychological interventions, Digital technologies, Biomarkers
1. Introduction
This article forms part of a Special Edition of Comprehensive Psychiatry, on behalf of the International College of Obsessive Compulsive Spectrum Disorders (ICOCS). The intent of this article is to address issues at the cutting edge of psychological treatment approaches for obsessive compulsive disorder (OCD) in adults. It does not serve as a comprehensive review of the field of psychological therapeutics for OCD, as that has been recently published by ICOCS [1]. It is also not a systematic review per se, nor have we embarked upon meta-analyses. Rather, we have based the topic selection on the recent ICOCS review [1], and have scoped the published recent literature for studies reporting novel psychological treatments for OCD, along with other treatment modalities. Due to space limitations, some therapies have been excluded, which we acknowledge, but have attempted to cover the main emerging psychological approaches with applicability to OCD in adults. We include papers reporting on childhood OCD only where findings are directly relevant to adults. We also provide some clinical guidance as to how these heterogeneous therapies might be deployed, and their potential place in the future for the treatment of OCD. We have integrated a discussion about the role of emerging digital technologies and their place in therapeutics. Finally, we discuss potential biomarkers of treatment response for some of these emerging paradigms. But first, we look at some current controversies regarding the ‘established’ psychotherapeutic approaches for OCD.
2. ERP, CBT and CT: what works, in what combinations, for whom?
There is widespread consensus that Exposure and Response Prevention (ERP) and Cognitive Behaviour Therapy (CBT) are first line treatments for OCD [2]. In clinical practice ERP and CBT are often used in conjunction with serotonin reuptake inhibitor antidepressants (SSRIs) but are also effective alone, especially in motivated patients with milder symptoms. They are listed in international OCD treatment guidelines [3-5] and meta-analyses reveal large pre-post effects [6,7]. However, there is still some debate as to precisely which element(s) of ERP and CBT are actually required for efficacy, whether the cognitive element is truly needed, and whether cognitive approaches alone have a place in the treatment of OCD. When performing ERP, individuals with OCD purposely and repeatedly trigger their obsession, and then resist engaging in their compulsion/avoidance/safety behaviour. ERP leads to habituation of a learned anxiety response, and tests out whether the feared consequences happen or not, leading to a decrease in anxiety, reduction of compulsive behaviour, and changes in fear-based interpretations of the obsession. An exposure hierarchy is usually agreed upon, and/or exposure targeted to what the individual most needs to learn, using inhibitory learning techniques [8]. CBT for OCD includes both ERP and cognitive therapy techniques [9] that directly address the common obsession appraisal themes evident in OCD, for example, overimportance of thought, overestimated threat, intolerance of uncertainty, and inflated responsibility.
The use of cognitive therapy (CT) alone for OCD focuses on behavioural experiments, which although similar to exposures, do not focus on habituation of anxiety, and instead target the negative interpretation of the obsession held by the individual with OCD. Randomised controlled trials (RCTs) of CT have compared it to medication, waitlist, stress/anxiety management, and ERP, and found CT to be effective in decreasing OCD symptoms [10-15]. Although some hypothesize that CT may be easier to tolerate than ERP, recent research suggests comparable drop out rates in ERP and CT [16]. CT, ERP and CBT all have Level 1 evidence for the treatment of OCD. All three treatments include psychoeducation and relapse prevention, and have a large home practice component, where individuals practice the therapy skills between sessions. In practice, most clinicians who incorporate CT do so in addition to ERP strategies, as opposed to using CT alone.
Studies directly comparing whether CT augments ERP, are few. Vogel et al. [17] conducted a small controlled study (N = 35) of CT + ERP vs. ERP + Relaxation and found no between-group differences. However, the study was underpowered, and the authors noted that they used rather generic CT strategies, as opposed to the more recent OCD-specific cognitive models and therapy interventions. Rector et al. [18] recently reported the first adequately statistically powered RCT comparing combined ERP + CT to ERP alone. Although both interventions significantly decreased OCD symptoms and obsessive beliefs, ERP + CT was associated with greater symptom reduction, across all OCD sub-types, and also had more treatment responders. The additive effect of CT to ERP was a medium to large treatment effect [18]. This RCT awaits replication.
A related issue is whether people with different OCD symptom sets and different comorbidities, respond differentially to different psychological interventions. As stated above, ERP, CBT and CT are all highly effective. Steketee et al.’s [19] mega-analysis of RCTs and clinical studies showed large effect sizes for CBT, CT and ERP for OCD and depression symptom reduction. However, OCD symptom severity decreases were slightly smaller for ERP in comparison to treatments that incorporated CT. Furthermore, significantly fewer individuals receiving ERP (36%) achieved clinically significant improvements on OCD symptoms vs. CT (56%); CBT was in the middle (48%). Improvements in depression were larger for CBT than ERP, with CT not being different from the other two; this suggests the addition of CT to ERP may be particularly useful for those with severe depressive symptoms. Moderator analyses revealed no effect of medication status or comorbidity, but did show that outcomes were negatively affected by baseline depression scores for ERP, but not CT or CBT. Higher education and lower severity of OCD were associated with better outcomes in the CT groups only, suggesting that the use of ERP could be especially important when treating severe OCD. Among those individuals who held responsibility/threat beliefs most tenaciously, those who received CT or CBT were more likely to improve, but this effect was not observed with ERP. Additional research with large representative samples is needed to further guide clinical decision-making regarding which of the three treatments - or which combinations – is optimal for a given patient with OCD. patient.
3. Emerging and novel applications of psychotherapy in OCD
3.1. Acceptance and commitment therapy (ACT)
Acceptance and Commitment Therapy (ACT) aims to increase psychological flexibility through six processes: values, defusion, present moment awareness, acceptance, self as context, and committed action. ACT helps individuals move toward acceptance of symptoms, coupled with commitments to living consistent with their values, creating a different relationship with the OCD symptoms [20]. Many see ACT as part of the umbrella of CBT-related therapies, as many of the ideas of ACT are incorporated in CBT [21].
Ost’s [22] systematic review and meta-analysis showed that ACT was probably efficacious for OCD, whilst Bluett et al. [23] concluded that evidence is modest for ACT with OCD. Since then, further RCTs have compared ACT to various other treatments, including psychiatric medication. Rohani et al. [24] recruited 46 women with OCD who were all on optimal doses of an SSRI, and then compared ACT+SSRI to SSRI alone. Both treatments decreased OCD and depression symptoms, with ACT+SSRI showing superiority at the two month follow up. This is consistent with other studies finding larger effects for ACT than anti-depressant alone [25,26]. Twohig et al. [27] randomised 79 people with OCD to 8 weekly session of ACT or to progressive relaxation training, and reported better outcomes for ACT in the final two sessions. Further analysis of data from this RCT found that post treatment psychological flexibility levels mediated decreases in OCD severity from pre-treatment to three month follow up [28]. In another RCT by this group, ACT+ ERP vs. ACT (total N = 58) showed no between-group differences on outcomes, including OCD symptoms, obsessional beliefs, psychological inflexibility and depression at post-treatment and follow up. These dimensions decreased significantly in both conditions, and there were also no between-condition effects of exposure engagement, treatment acceptability, or attrition [29].
Taken together, these studies suggest that ACT can decrease OCD and related symptoms, and there is evidence for the mediating role of psychological flexibility. However, ACT has not been shown to be superior to other first line treatments for OCD, and as such may be complementary to, as opposed to a replacement for, CBT/ERP/CT for OCD. There is also much to be explored in terms of treatment moderators. Ong et al. [30] examined moderators of treatment response to ACT+ERP vs. ERP and found that participants with fewer dysfunctional appraisals at pre-treatment had a better response with ERP. In both treatment conditions, OCD severity was related to interpretation of intrusions and psychological inflexibility. Further research is needed to determine who may optimally benefit from and/or prefer ACT techniques, how ACT works for OCD (additional mediators), as well as replication of findings by independent research groups.
3.2. Mindfulness based cognitive therapy (MCBT)
Mindfulness Based Cognitive Therapy (MBCT) is well established in the treatment of depression [31]. Over the last 15 years, MBCT has also been deployed for OCD. Mindfulness based interventions increase one’s ability to pay attention purposefully in the current moment, with a non-judgemental stance. In MBCT, these interventions are used in combination with cognitive therapy elements. The treatment is typically eight sessions, and includes a volume of home practice similar to that used in CBT. Individuals with OCD tend to supress or avoid their obsessions; MBCT cultivates a non-judgemental acceptance stance toward all types of thoughts, which would be expected to create less distress in response to an obsession, and therefore decrease urges to engage in compulsions. Changes in mindfulness are often assessed with the Five Facet Mindfulness Questionnaires [32], encompassing: observing, describing, acting and awareness, non-reactivity, and non-judging. Individuals with OCD score higher than other anxiety disorder groups on acting with awareness, and describing, with the latter predicting pre-treatment OCD symptom severity [33].
Most published studies of MBCT for OCD have examined MBCT after a course of ERP/CBT, with additional decreases in self reported OCD symptoms [34]. In a qualitative study of acceptability and perceived benefit, MBCT following a course of CBT showed improvements in OCD symptoms, coping, and quality of life [35]. In a separate study, Didonna et al. [36] provided MBCT as a standalone treatment for OCD (N = 35), and reported significant decreases in OCD symptoms with a robust effect size (Cohen’s d = 0.72); symptom reduction was associated with increases in acting with awareness, non-judging and non-reactivity.
In RCTs, MBCT for OCD has been shown to be superior to stress management training [37] and waitlist control for treatment augmentation for residual OCD symptoms after CBT, with large effect sizes for OCD, depression and anxiety symptoms, as well as high participant satisfaction [38]. The RCT of Kölz and colleagues [39] compared MBCT to psychoeducation, in individuals with residual OCD symptoms after completing CBT. MBCT had stronger effects on self-report OCD symptoms (but not clinician rated) at the end of treatment, but not at 6 month follow up. The same research group conducted a small RCT (N = 38) of MBCT vs. psychoeducation for people with residual OCD symptoms after CBT, and found no significant benefit of MBCT on negative or positive affect, acceptance of momentary emotions, or distress associated with OCD symptoms [40].
Taken together, although outcomes from RCTs have been mixed, MBCT may be a helpful secondary treatment for residual symptoms following CBT/ERP for OCD. Additional research is needed to determine the efficacy of MBCT as a standalone treatment before CBT/ERP, as well as the efficacy of MBCT vs. CBT/ERP. In addition, there is a paucity of empirical research on the potential role of new technologies to enhance mindfulness in OCD. In one of the few such RCTs, Hawley and colleagues [41] found that technology supported (EEG-based biofeedback device) mindfulness, in comparison to a control condition, led to increased non-reactivity and decreased mind wandering, both of which were associated with OCD symptom improvement. Future research is required to determine how technological advances may bolster the effects of MBCT for OCD.
3.3. Dialectical behaviour therapy (DBT)
Distress tolerance (DT) is a transdiagnostic vulnerability factor for anxiety related disorders, including OCD, and low DT is associated with greater OCD symptom severity [42]. Dialectical Behaviour Therapy (DBT) is an empirically supported treatment for borderline personality disorder, which incorporates building DT skills, in addition to mindfulness, emotional regulation, and interpersonal effectiveness. Although DBT is used in some day treatment and inpatient OCD settings as an adjunct to ERP, we are not aware of any study examining DBT as a treatment for individuals with a primary diagnosis of OCD. However, there are theoretical reasons to believe that some components of DBT skills training may be relevant, for example, mindfulness (see Section 3.2) and DT skills [43].
Increasing DT skills may allow an individual with OCD to be better able to tolerate exposure and resist urges to engage in compulsions, and some argue that DT skills should be taught to patients doing exposure therapy [44]. Conversely, these is concern that DT skills may be employed as distraction during an exposure, thereby diminishing the effectiveness of ERP. Of note, there are significant inter-relationships between DT, intolerance of uncertainty (IU) and anxiety sensitivity (AS), with some studies showing that the relationship between DT and OCD symptom severity is lost when the latter two are controlled for [42] and that those variables have stronger relationships than DT with symptom severity and impairment [45]. More research is needed, to examine the possible role of DT skills as an adjunct when treating OCD, particularly for those with severe OCD symptoms. It also remains to be determined whether increasing DT would provide superior results to focusing instead on ameliorating IU and AS, other known maintenance factors in OCD.
3.4. Metacognitive therapy (MCT)
Metacognitive therapy (MCT), as developed by Adrian Wells, targets the so-called ‘cognitive attentional syndrome’, or CAS, positing that perseverative ways of thinking (e.g., worry, rumination, avoidance) are unhelpfully adopted to ameliorate distressing thoughts and feelings, but serve to maintain symptoms of anxiety and depression [46]. The beliefs refer to the beliefs people hold about cognition itself, and these may be positive or negative. In the context of OCD, the metacognitive beliefs are about the perceived dangerousness/power of obsessive thoughts, and about the ‘need’ to perform rituals [47]. MCT identifies these metacognitive beliefs and seeks to modify them [46]. ‘Attention training’ teaches the individual how to be more flexible regarding how they attend to thoughts; and ‘detached mindfulness’ teaches how to distance emotionally from triggering thoughts [48].
MCT has an emerging evidence base, with a recent systematic review [48] encompassing 780 patients across 25 studies (15 of which were controlled trials) employing MCT for a range of ‘psychological complaints’ (mostly depression and anxiety). Robust effect sizes were reported for reducing anxiety, depression, and ‘dysfunctional metacognitions’ ((Hedges’ g = 1.57) whilst comparison with waitlist controls also showed a large effect size (Hedges’ g = 2.06). For those eight studies comparing MCT to CBT, a post-treatment pooled effect size of 0.69 was reported.
Only one of the studies included in the systematic review of Normann and Morena [48] was for OCD. This was an open trial of MCT in 25 OCD outpatients, which reported a large effect size for reduction in OCD symptoms (Hedges g = 0.99) [49]. A subsequent pilot RCT (N = 37) compared MCT to ERP in a 14 week outpatient trial [50]. Both treatments were effective in reducing OCD symptoms, with no significant difference between them apart from therapist time, which was lower for MCT than ERP.
In sum, MCT has evidence for efficacy, with large effects sizes, for depression and anxiety symptoms across a range of disorders, but to date research in OCD is sparse and mostly limited to case reports and pilot studies. There is also no clarity as yet regarding which OCD patients would be particularly amenable to MCT. Larger, fully powered studies are required, and some are already in planning. For example, Melchior et al. [51] have published a trial protocol in which 100 OCD patients will be randomised to MCT or ERP, exploring not only efficacy but also comparative efficacy.
3.5. Habit reversal therapy (HRT)
Habit Reversal Therapy (HRT) is a form of Behaviour Therapy first developed in the 1970s by Azrin and Nunn [52], targeting a variety of habit disorders and tics including nail-biting, thumb-sucking, eyelash-picking, head-jerking, shoulder-jerking, tongue-pushing and lisping. There are four main components of habit reversal, the first of which is finding means to increase the individual’s awareness that they are performing the target behaviour, as many habits are performed automatically and without awareness. Awareness is achieved by recording target symptoms and other strategies. Secondly, a competing response – that is, a new response which is incompatible with the target behaviour - is devised and practiced. Thirdly, the patient is taught habit-control motivation, encompassing reminding them of the negative consequences of the target behaviour, for example using cue cards. Finally, generalisation-training is introduced, to ensure that the competing response practice can be incorporated into daily life without attracting untoward attention.
HRT has a reasonably well-established place in the treatment of certain disorders within the OCD grouping, including skin picking [53] and hairpulling [54], as well as the tics associated with OCD and Tourette Syndrome [55]. However, some researchers have made a case for HRT to be employed for core OCD symptomatology, notably for symptoms that have become ‘habitual’. In the traditional learning theory of OCD, the individual experiences intrusive, abhorrent or anxiety provoking obsessive thoughts, images or impulses. In order to control this dysphoria, compulsions, which may be thoughts or acts, are engaged in, to reduce this anxiety and discomfort. However, the anxiolytic effect of the compulsions tends to be partial and short-lived [56]. Whereas the role of compulsions as alleviating anxiety is true for many people with OCD, others, particularly those with more chronic OCD, describe their compulsions as being habitual, being performed without deliberate thought. Also, a growing number of neuropsychological studies suggest that the neurocognitive mechanisms mediating behavioural inhibition (motor inhibition, cognitive inflexibility), reversal learning, and habit formation (shift from goal-directed to habitual responding) contribute toward compulsive activity in a broad range of disorders, including OCD [57]. For these reasons, HRT might have a place in addressing some of the habitual components of OCD, but this awaits empirical testing.
3.6. Danger ideation reduction therapy (DIRT)
Danger Ideation Reduction Therapy (DIRT) is a form of therapy using Rational Emotive Behaviour Therapy (REBT), and was initially developed for OCD dominated by fears of contamination. REBT itself has been shown to have some possible therapeutic effects in OCD [58], but the benefits of including cognitive reattribution in addition to ERP for patients with OCD has been widely debated. Unlike REBT, most cognitive therapy for OCD has been based around the idea that an over-inflated sense of responsibility is the major thinking error in OCD [59]. This was challenged by Australian researchers in the 1990s, with a counter-proposal that the key cognitive element in OCD is that of an inflated estimation of danger in differing situations [60]. Further, it was argued that an idea of inflated sense of responsibility makes sense only if there is an underlying excessive estimation of danger. Based on this premise, DIRT was developed as a new treatment for OCD with contamination fears. DIRT encompasses a number of elements, including corrective information, cognitive restructuring, filmed interviews, microbiological experiments, attentional focusing, and Hoekstra’s [61] probability of catastrophe estimation task. Treatment is delivered over six to ten, one hour sessions. The important feature of DIRT that differentiates it from ERP, is that it does not entail any form of exposure in real life, via imagery or on screen.
The first controlled trial of DIRT compared it to waiting list control in a total of 21 people with OCD. Whereas there was some reduction in symptoms in the DIRT group, no significant difference was found between the control and active treatment group at follow-up [60]. In a further study, five people with intractable contamination OCD who had failed to respond to ERP, were treated with DIRT and four of these showed marked clinical improvement. The authors concluded that whereas ERP remains the treatment of choice for compulsive washing/cleaning behaviour, DIRT represents a viable alternative [62].
A subsequent controlled trial compared DIRT with ERP in 22 people with washing and cleaning compulsions. Both groups improved with no significant differences between them, albeit there appeared to be a greater improvement on some measures in the DIRT group at follow-up [63]. Further case studies using DIRT with patients with profound, refractory OCD have reported good outcomes [64,65]. DIRT has also been modified for people with OCD who have checking compulsions [66].
In summary, although the evidence-base is very small, DIRT may be an option for those OCD patients with contamination fears, who fail to respond to ERP or who have poor insight. In addition, components of the DIRT programme have been used to encourage those with chronic, refractory OCD with contamination fears to engage in ERP [67].
3.7. Eye movement desensitisation and reprocessing (EMDR)
A number of studies have reported OCD to be associated with traumatic life events, as varied as minor head injury [68] through to a five-fold increase in risk of OCD associated with childhood sexual abuse [69]. In a study of 265 people with OCD, over half (54%) reported a traumatic life event during their lifetime [70]. However, the presence of traumatic events was assessed by presenting participants with a list of such events and asking whether they had experienced any of them: this may have inflated reporting. Also, there was no comparison group. A more recent study examined 7,054 young people (11–21 years) with obsessive compulsive symptoms, and found an association with reported traumatic life events that was stronger for females than males [71]. The type of life event might impact the manifestation of OCD symptoms. For example, a recent large study suggests that whereas people who report non-traumatic major life events in the year before the onset of OCD symptoms were more likely to experience contamination fears, whilst traumatic life events were associated with hoarding problems [72].
Reports about life events preceding the onset of OCD symptoms have led some researchers to propose that all OCD is generated by traumatic life events. This assertion is difficult to substantiate, given the lack of research comparing life events in people with OCD and those in the general population. There may also be a tendency for people to attribute bad things that happen, such as developing OCD, with other stressful events in their lives (i.e., attribution bias). However, there is now a considerable volume of research linking life events and the onset of depression [73]. OCD is frequently comorbid with depression [74], hence life events may be important in the onset, severity and chronicity of OCD.
Thus, trauma-oriented therapies could play a role in treating OCD itself. One candidate is Eye Movement Desensitisation and Reprocessing (EMDR), first developed for Post-Traumatic Stress Disorder (PTSD) [75]. EMDR consists of 8 stages [76]. Firstly, a full history and assessment of the trauma is taken. Different types of eye movement stimulation are then introduced: for example, moving the eyes horizontally with noises at each side of the head. Thirdly, the patient is encouraged to describe the entire experience of the traumatic memories and the bodily sensations associated with this as well as establishing a calming scene or ‘safe place’. Next, the patient is asked to imagine the traumatic image whilst the bilateral stimulation or eye movements are deployed. The patient is then asked to imagine the ‘safe place’ image and this is also accompanied by bilateral stimulation. Following this, the patient repeats the original thought and ‘safe place’ pairing with bilateral stimulation. The therapist then explains the possible side effects that may occur before asking the patient for a re-evaluation of the memory to check whether it has been processed fully.
EMDR has been mostly used to treat people with PTSD. How EMDR compares to standard CBT for PTSD is controversial, with a meta-analysis concluding a slight benefit for EMDR but with the caveats that the number of studies was low and often of poor quality [77]. There is a paucity of research on EMDR in OCD. In a 12-week trial, Nazari et al. [78] compared EMDR with citalopram (20 mg daily) in 30 patients with OCD. Both groups improved significantly over the course of the trial, but EMDR was associated with greater improvement than citalopram. However, 12 weeks is arguably too short a period to establish full benefit from the medication, and the daily dose is low for OCD [1]. Also, the authors did not provide details of what interventions the citalopram group received beyond the medication; the amount of therapist contact associated with EMDR may itself improve symptoms in the short-term. There was no longer term follow-up. A further RCT compared CBT with EMDR in 55 patients with OCD. Around two thirds (68%) of patients completed the treatments and 30% achieved reliable and clinically significant reduction in symptoms, but there was no significant difference in outcomes between the two treatment arms [79].
A systematic review of the use of EMDR in a variety of conditions concluded that there was less evidence for efficacy of EMDR in OCD and addictions than most other anxiety disorders and pain syndromes [80]. In sum, there is currently insufficient evidence to recommend EMDR as a standalone treatment for OCD although it may have a role as an adjunctive treatment for people with a clear history of trauma or refractory OCD.
3.8. Imagery rescripting (ImRs)
As detailed above, traumatic life events are not uncommonly reported by people with OCD. These events can be associated with intrusive, disturbing mental imagery [81]. This phenomenon opens up a novel avenue for therapeutics, namely employing imagery rescripting (ImRs). ImRs involves the recognition of past events that intrude unhelpfully on the present, and teaches people to ‘re-imagine’ the traumatic sequence into a more desired and ‘safer’ narrative [82]. A preliminary cognitive restructuring element can be added to reappraise unhelpful beliefs associated with traumatic memories [83].
ImRs has mostly been used for treating PTSD, but has also been trialed in people with OCD who have a trauma history and have not responded adequately to ERP [83]. Veale et al. [81] delivered a single ImRs session to 12 people with OCD who experienced distressing imagery and reported seven of them to have ‘clinically significant’ improvement at 3 month follow up; OCD symptom (Y-BOCS) scores reduced from a mean of 24.1 pre-treatment, to 10.7 at 3 months. Maloney et al. [82] describe a case series (N = 13) of 1–6 sessions of ImRs, the number of sessions dependent upon the individual achieving a target of >35% reduction in Y-BOCS scores; nearly half (46%) achieved this target with just one ImRs session.
In conclusion, ImRs appears to have applicability in people with OCD who have a trauma history and associated intrusive imagery that feeds their OCD symptomatology. It has an augmenting role rather than being a standalone psychological therapy, mostly having been deployed after ERP.
3.9. Narrative therapy
Narrative therapy entails addressing the unique narratives each person builds about illness in their lives. Attending to unhelpful narratives using different perspectives, externalizing dominant problems and removing oneself to a position of an observer, helps create ‘new mental images and meanings’ and develop ‘internal strength and responsiveness’ [84,85]. We are aware of only one published study exploring this approach in comparison to other psychotherapies in adults with OCD. In that study, Esfahani et al. [85] used a semi-experimental design to compare time perspective therapy, ACT, narrative therapy and waitlist control in 60 OCD patients. ACT and narrative therapy were associated with significant reductions in Y-BOCS scores at end-point, relative to the other two groups. Needless to say, more research is needed to establish the potential place for narrative therapy in trying to help people with OCD.
4. Other therapies
4.1. Exercise
Physical exercise has been shown to be effective in improving symptoms in depression [86] and anxiety disorders [87]. A small body of work has examined the impact of exercise on OCD, with a few observational studies and uncontrolled trials, but only one published RCT [88]. Single arm studies found that exercise led to decreases in OCD symptoms [89-91], maintained at one and six month follow up [89,90], and also when exercise was combined with CBT [88]. Comorbid depressive symptom improvement might have played a mediating role on OCD symptom improvement [90-92]. The only RCT of exercise in OCD found that exercise was associated with a decrease in OCD symptoms, but no more so than the comparison psychoeducation condition [93]. Of note, randomization led to differences between conditions in pre-treatment severity of OCD symptoms that barely missed the statistical significance cut off, which may have influenced the results. In any event, the study was underpowered (N = 56) for the primary outcome.
4.2. Art and music
There is little available evidence for the use of music or art therapy in the treatment of OCD. Indeed, a systematic review of complementary medicine, self-help, and lifestyle interventions for OCD and related disorders included ‘art therapy’ and ‘music therapy’ among the search terms but found no studies that met their inclusion criteria (i.e., controlled studies with measurable outcomes on an OCD scale) [94]. There are presently no published studies of art therapy for OCD except one case report as an adjunct to psychoanalysis in a patient with obsessive-compulsive neurosis [95]. This case study reported that art therapy aided the identification of defenses and a re-emergence of self-expression.
A more recent systematic review of music and OCD found three studies examining the use of music therapy as an adjunct to standard treatment for patients with OCD [96]. Two of the studies used receptive music therapy, which involved listening to classical music: one study implemented daily, 50-min sessions over a three-month period and the other used 12 sessions of listening over a span of four weeks. Both studies found significantly less severe obsessive symptoms compared to the control groups who received standard treatment only. A third study reviewed by Truong et al. [96] examined improvisational music therapy and music listening sessions as adjunctive treatments for re-socializing in a sample of 24 patients but only two of them were diagnosed with OCD (with the remainder diagnosed with mood disorders and schizophrenia).
The paucity of studies using art or music therapy interventions is regrettable, but the absence of literature in this area presents an opportunity for future investigations to inform the use of these possibly adjunctive tools.
4.3. Further strategies
Given that OCD is often associated with substantial distress and associated autonomic arousal, strategies to reduce these symptoms have been explored. Studies have assessed efficacy of Stress Anxiety Management Therapy (SAMT) [97] and Progressive Muscle Relaxation (PMR) – including via the internet [98] for OCD, finding neither as effective as ERP/CBT.
Finally, attempts to enhance engagement and outcomes for in OCD have utilized Motivational Interviewing (MI) as an adjunct to ERP [99], and Cognitive Remediation Therapy (CRT) [100] but to date outcomes have been disappointing and such approaches cannot be recommended without further positive evidence for efficacy and cost effectiveness.
5. How should psychotherapies be deployed, for OCD?
5.1. Group therapy
Individual ERP/CBT for OCD delivered on an outpatient basis is the most common mode of delivery, but other approaches have been explored. Group CBT for OCD has demonstrated positive signals for retaining efficacy while introducing some efficiency in cost. Both individual and group CBT lead to significant decreases from pre- to post-treatment on the Y-BOCS [101,102], with approximately 50% of participants experiencing a response and 30%, remission [101]. No differences were found between group and individual CBT across 12-months of follow-up [101-104] though there was a trend toward additional effectiveness in favour of individual CBT [101,103]. Treatment gains appear to be maintained at 2 years [104]. Similar to individual CBT for OCD, group therapy does not demonstrate significant differences in shorter term outcome compared to other active controls or pharmacotherapy [102]. Calculations of savings in therapist time are approximately 25–50% for group compared to individual therapy [101,102]. Advantages for patients participating in group therapy include a sense of belonging amid the experience that others have similar problems; the ability to encourage and motivate each other and to solve problems using feedback; and to have the opportunity to compare and contrast appraisals of obsessive thoughts [102]. However, patients could also experience a loss of control, individuality, privacy, and safety in group therapy [104]. Thus, group therapy has potential benefits in terms of therapist time, camaraderie and mutual learning, but some patients find the group setting confronting and should be offered 1:1 as an alternative modality.
5.2. Concentrated program delivery
The notion of a ‘concentrated’ brief ERP program has also been explored. The Bergen program (B4DT) [105] from Norway deploys concentrated ERP to outpatients, framed as the ‘Lean into The anxiety’ or LET technique, often accompanied with loop tape exposure emphasising uncertainty. Groups of 3–6 people with OCD are paired with therapists and group and 1:1 work is performed, and individualised homework is set. A 1:1 three month follow-up allows reinforcement of the principles of ERP.
This program has encouraging short- and longer-term outcomes. Successful open-label work led the developers to deliver a ‘mass intervention’ to address long waiting times for therapy [105]. Of the 101 people on the waitlist, 90 received the intervention from therapists drawn from 22 specialised OCD teams from across the country. At post-treatment, 91.1% of patients were considered responders, and 72.2% were in remission. The lack of a control group is a shortcoming, but a subsequent RCT randomised 48 OCD patients to B4DT, self-help or waitlist control (n = 16 each arm) and found response rates (≥ 35% reduction in Y-BOCS) of 93.8%, 12.5% and 0%, respectively [106]. A long term follow-up of 77 patients showed a decrease in Y-BOCS scores from 25.9 at baseline, to 10.0 post-treatment and 9.9 at four-year follow-up, with a remission rate of 69% [106]. These long-term data are impressive, but lack of a control condition limits the conclusions that can be drawn.
Overall, this concentrated approach shows efficacy and potentially allows cost-effective use of specialist resources. It deserves further evaluation in other jurisdictions.
5.3. Home-based and outreach delivery
Access to treatment for OCD among people who are low income or marginalized is limited, and many OCD studies exclude people with psychosis. One strategy to try to address this gap is home- and community-based outreach programs such as behavioural therapy teams [107]. Featuring a mix of group and individual CBT, such programs attained large effect sizes on the Y-BOCS compared to treatment-as-usual. However, treatment gains tend to fluctuate and are not consistently maintained over time. Mancebo et al. [108] reported that 25% of participants in their program were responders; however, there was an overall low treatment completion rate (57%), reflective of the challenges of delivering ERP to people with serious mental illness. Home-based ERP has elsewhere been found to reduce total Y-BOCS from the severe range to the mild range compared to individual outpatient ERP with no statistically significant differences [109]. However, both behavioural therapy teams and home-based ERP encounter discomfort and sometimes rejection from participants, due to the fear of feeling awkward or the risk of ‘contamination’ by the therapist at home [108,109].
5.4. Inpatient programs
Individuals with OCD that is too severe to enable effective outpatient therapy or who have failed such treatments are often admitted to intensive residential or day hospital/partial hospitalization programs. Such programs deliver CBT with ERP and other therapies on a daily schedule with treatments lasting cumulatively for hours each day, often across 12 or more weeks. Intensive residential treatment programs appear particularly suited for treatment of severe OCD [110] and may help to achieve improvement in those who did not respond to outpatient therapy [111].
A systematic review and meta-analysis found that residential or inpatient intensive treatment reduced Y-BOCS scores by 10.7 points, representing a large effect size [112]. Recent studies of intensive programs published after that meta-analysis have reported largely similar mean reductions in the Y-BOCS [106,108-110]. Response rates have ranged from 43 to 79% and remission from 26 to 58% [113,114]. Exit interviews with participants reveal four major themes related to intensive programs: (a) validation in speaking with others with experience of OCD; (b) less impact from their symptoms and re-engaging in activities; (c) intensity and necessity of ERP for recovery and the support of the team; and (d) personal and program-related challenges and satisfaction [115]. Though programs are most often 12 weeks or longer in duration, 2- and 3-week intensive programs have been assessed which report substantial improvements at discharge though also some loss of treatment gains at follow-up [116,117].
5.5. Stepped care
Stepped care approaches integrating the different delivery modalities may facilitate a targeted and personalized deployment of psychological interventions for OCD. Patients can start with a lower intensity, less expensive treatment and then transition to higher intensity options if required [118,119]. Both standard ERP and stepped care involving clinician-guided brief-CBT (with the potential to transition to standard ERP) have demonstrated no apparent differences in efficacy, response, or patient satisfaction [118]. There was a moderate effect size for cost savings when comparing stepped care to standard ERP though non-responders to the lower intensity intervention accrued further costs attributable to the illness itself [119].
5.6. D-cycloserine (DCS) as an adjunct to psychological interventions
Medications such as serotonin reuptake inhibitors are established therapies for OCD, as reviewed elsewhere [1]. They are often used in conjunction with psychological interventions; indeed, the review of Reid and colleagues of psychological treatments for OCD showed that in 70% of trials medication use was not an exclusion criterion [2]. More directly relevant to this article is the potential role of the partial NMDA-agonist, D-cycloserine (DCS) as an augmenter of ERP in particular. DCS has been evaluated to determine the potential to reduce the required number of ERP sessions, reduce treatment cost, improve treatment adherence, and improve access to care [120]. Across meta-analyses, DCS augmentation of ERP relative to placebo has consistently revealed no significant benefits in terms of efficacy, response, or remission [120,121]. However, an individual participant data meta-analysis suggested that people given DCS augmentation might experience benefit from a dose of 50 mg administered more than 60 min prior to exposure sessions [122]. It was also suggested that people with lower baseline illness severity might be more likely to benefit from this strategy [122].
Kvale et al. [123] investigated the relative efficacy of DCS in ERP non-responders or those who had relapsed with moderate to severe symptoms, using a concentrated ERP treatment delivered consecutively for four days in a combined small-group/individual format. They found no indication that DCS potentiated the treatment response at post-treatment or 12-month follow-up. The impact of antidepressants on outcomes associated with DCS augmentation in OCD has been mixed, with some studies showing no significant effect, but others finding that a significantly greater proportion of those given DCS without concurrent antidepressants achieved remission at follow-up [124]. Exploratory subgroup analysis examining the effect of DCS according to symptom dimensions of OCD found that participants with contamination/cleaning symptoms improved more with the addition of DCS compared to those using placebo [125].
In sum, the use of DCS to enhance the efficacy of psychological interventions for OCD has a highly inconsistent evidence base but might have benefit for selected patients using very specific dosing regimes.
5.7. Conclusions
CBT for OCD can be deployed across a number of modalities taking into account various findings of efficacy, cost-effectiveness, and individual patient factors. The strongest evidence for efficacy is available for group and individual CBT for OCD with no statistically significant differences at follow-up between these two approaches. The highest response and remission rates with sustained improvement are demonstrated by B4DT, however, the lack of a control group in current evaluations limits the reliability of the evidence. For individuals who do not respond to outpatient treatments or who have severe OCD, inpatient programs such as residential or day hospital/partial hospitalization programs may produce large effect sizes though response and remission rates are variable across the existing literature. Home and community-based outreach programs can attain large treatment effect sizes for hard-to-reach individuals; however, gains are not consistently maintained over time with low treatment completion rates. Modalities such as B4DT would benefit from further evaluation using RCT methodologies to determine the comparative efficacy relative to individual and group outpatient therapy. As well, all modalities require further evaluation to determine relative cost-effectiveness. Patient preferences are also a consideration, given that group therapies may introduce a loss of privacy or individuality while home and community-based treatments may engender discomfort with seeing therapists at the patient’s home. Stepped care approaches may be the ideal integration, focusing on the use of lower intensity, less expensive treatments with the possibility of stepping up from group to individual to concentrated or intensive residential/partial hospitalization programs. While still experimental, DCS augmentation of ERP may benefit a narrow selection of patients with lower baseline illness severity, contamination fears/compulsive hygiene symptoms, and those not taking antidepressants.
6. Novel digital interventions in obsessive-compulsive disorder
A major challenge currently for clinical OCD care is limited access to evidence-based psychotherapy [126]. CBT and ERP, while considered first-line treatments for OCD (see section 2.0), are not universally accessible. There is a limited supply of specialty-trained therapists, there are cost barriers for many, and it is less available in certain geographical areas.
To meet these challenges, in the past two decades there has been a rise in treatment delivered remotely [127,128]. Further, with the global COVID-19 pandemic, many mental health treatments that were once in person have converted to remote delivery to reduce infectious risk. ‘Remote’ treatments for OCD are those that are provided through the internet, video, or telephone. Such treatments include ‘therapist-guided’ real-time interactions with therapists, typically by phone or video teletherapy, or ‘self-guided’ treatments that are typically available on the internet. Although some internet CBT includes varying degrees of (typically asynchronous) clinician guidance or support, for the purpose of this review ‘therapist-guided remote treatments’ will refer to those that include synchronous, live interactions between therapist and patient via streaming video or telephone, whereas ‘Internet CBT’ (iCBT) will refer to web-based treatments that are primarily self-guided but may include clinical support.
6.1. Therapist-guided remote treatments
Are remote treatments for OCD as effective as in-person treatments? The latter has the advantage of the live, in-person presence of a therapist to help with in-session exposures. In addition, the office space provides a confidential setting that might not be available to everyone doing remote sessions. Remote treatments, on the other hand, allow patients to be in the specific settings that most trigger their obsessional thoughts, images, or urges – for example, in the home – where context-specific exposure exercises and response prevention may be the most effective. While not everyone has a computer or smartphone to do video-based remote treatments, as of 2021, it was estimated that approximately 81% of the world’s population owns a smartphone. Also, it is challenging and inefficient logistically for therapists to do home visits or travel far to non-office settings to administer exposures and help patients practice response prevention.
Are remote treatments accepted by patients, and are they able to establish a working alliance? Patients subjectively rate remote treatments comparably to in-person treatments on satisfaction and therapeutic alliance for individual psychotherapy - although comfort levels may be lower for group therapy [129-131]. Further, evidence supports the ability to establish rapport, as well as high patient satisfaction, and for a comparable patient-rated working alliance for internet CBT for OCD [132] including text-based internet CBT [132]. A review of qualitative studies of video telemental health concluded that patient acceptance was higher if there were more barriers to accessing the clinic in-person, if they had established care initially in-person, if the technical interruptions were not pervasive, if the patient had prior expectations that the remote treatment would be effective, and if the patients’ issues addressed were generally less complex [133].
In terms of efficacy, remote ERP has been demonstrated in a meta-analysis to significantly improve OCD symptoms [128]. Individual studies of remote therapist-guided treatments, delivered in real-time by phone or video, show similar, large effect sizes to controlled studies of in-person treatment. In addition, head-to-head studies demonstrated only small differences in outcome between remote and in-person treatment [128]. Further, the effectiveness of remote ERP in a real-world clinical sample was demonstrated in a large retrospective observational study of 3552 adults with OCD [134].
6.2. Internet CBT (iCBT)
Self-guided treatments include iCBT or bibliotherapy-based CBT. These consist of structured modules, or lessons, of CBT that patients progress through, akin to an online or paper workbook. Multiple randomised controlled studies have demonstrated the efficacy of iCBT for OCD [135,136].
In general for this type of treatment, when clinician support is additionally available it may result in improved outcomes [137-139]. Specifically for OCD, a meta-analysis found small effect sizes (g = 0.33) for self-administered self-help, moderate effect sizes (g = 0.68) for predominantly self-help, and large effect sizes (g = 0.91) for minimal contact self-help [140]. Further, dropouts decreased as clinician contact increased. A RCT published after this meta-analysis, however, found that weekly scheduled calls providing coaching and support did not result in differences in outcomes compared with no calls (despite 73% of respondents on a user questionnaire who ‘agreed’ or ‘strongly agreed’ that they needed coaching to succeed in the treatment) [141]. Interestingly, 48% said they preferred computer-based treatment, 33% preferred traditional face-to-face therapy, and 19% had no preference. A single-blind, non-inferiority study compared unguided iCBT to guided iCBT to face-to-face in-person CBT [142]. All three groups significantly improved, with the largest symptom improvements seen with face-to-face CBT. However, non-inferiority results among the three treatments were inconclusive. Response rates for unguided iCBT (16%) were significantly lower than for face-to-face (77%), while the guided iCBT response rate (45%) was not significantly different from the other two treatments. Both unguided and guided iCBT showed substantial cost-effectiveness over face-to-face CBT.
Several studies have demonstrated maintenance of gains at long-term follow-up between 3 and 24 months [142-144]. Further, supported computer-based CBT and guided self-help resulted in population-based cost savings over 12 months [145].
6.3. Digital therapist messaging
Some therapists, for many years and in many settings, have been using text messaging to communicate with patients. Beyond individual, ad hoc use, there are descriptions in the literature of WhatsApp groups that enable therapists and patients to have more immediate communication about challenges and progress with treatment [1]. The creation of specially tailored mobile texting platforms allows for the creation and integration of automated feedback with therapist feedback to enhance care. A small usability study reported on the feasibility and acceptability of a mobile texting app in an OCD intensive outpatient program [146]. A high proportion of patients found that the app was relevant to their recovery and effective at helping to complete treatment plans.
6.4. Technology-based tools for ERP/CBT
There has recently been an explosion in technology-based, and app-based tools in particular, for mental health, giving rise to a field of medicine called mHealth [147]. However, less than 5% have been evaluated [148,149]. While meta-analyses suggest that apps for depression and anxiety show small- to medium effect sizes [150], meta-analyses of studies of apps for OCD have yet to be published. Nevertheless, technology-based self-help tools may have individual elements that have been empirically validated such as psychoeducation and ERP [151].
6.5. App tools for exposure exercises and response prevention
There are multiple available apps for mobile devices designed to enhance ERP treatment such as facilitating exposure exercises and/or resisting compulsions. One of the major challenges of studying the efficacy (and safety) of app-based tools is the necessity for them to be updated relatively frequently to address bugs and improve the user interface including updating the aesthetics to keep up with general trends. One, at least partial, solution to this is frequently-updated databases and reviews of mental health apps, such as those provided by the nonprofit project One Mind Psyberguide .
6.6. App tool for cognitive therapy techniques
Mobile or computer-based tools provide opportunities for enhancing not only exposure and response prevision but also cognitive therapy, whether remote or in-person. One tool helps users with OCD address maladaptive beliefs; a case report demonstrated its benefits to a patient with OCD with relapse prevention [152]. Other tools aimed at addressing OCD-related maladaptive beliefs have been tested in non-clinical populations [153,154].
6.7. Digital treatments using games
A challenge of mental health app-based tools is that use and adherence in real-world settings tends to be low, ranging from 1 to 29% for those for mood or anxiety [155]. Attempts to make app use, and treatment in general, more engaging is through ‘gamification’. One small study compared results of treatment from those who received traditional offline CBT (n = 15) to those (n = 12) who did a treatment program of education sessions, ‘quests’, and casual games [156]. There was no significant difference in OCD or depression outcomes, but the game-based treatment group showed greater improvements in anxiety and greater changes in brain connectivity in the thalamus and insula, measured with fMRI.
6.8. Virtual reality tools for OCD treatment
Virtual reality (VR) can present digital virtual environments that feel closer to being immersed in a real environment compared with viewing a 2D or 3D digital image. This is due to the scenes moving when users move their head and, in some environments, the ability to navigate freely within a 3D virtual space. VR has the potential to provide virtual environments to patients for therapy that would be difficult to produce in vivo.
To-date there have been no published clinical trials of VR-based therapy for OCD. However, there have been several case reports [157] and case series [158,159] that suggest benefits of using VR for exposures exercises in the context of ERP/CBT for OCD. In addition, proof-of-concept studies have examined the degree that VR environments can elicit emotional responses in those with OCD, in the interest of gauging the potential utility of using these methods for ERP/CBT [160-163]. Similarly, a proof-of-concept study was done to examine the utility of VR to enhance a component of Acceptance and Commitment Therapy consisting of a verbal repetition exercise [164].
One of the challenges of VR for OCD, as opposed to its use in other conditions that are more circumscribed such as fear of spiders or heights, is the almost infinite variety of different situations, within and across patients, that can trigger obsessions. This, coupled with the expense and time involved in creating VR environments, might limit the usefulness of this approach. Even with contamination fears (which may seem on the surface to be more circumscribed than other subtypes) something that seems horribly contaminated to one person may have no effect on the next person, due to the idiosyncratic nature of OCD.
In sum, there are early indications that VR might be useful for enhancing ERP/CBT in certain situations and for certain patients, but the practicality may be limited. Controlled clinical trials demonstrating efficacy above and beyond in vivo or traditional imaginal exposures are needed.
6.9. Novel digital tools and interventions
Aside from the use of digital technologies such as live video to deliver ERP/CBT, online self-guided or therapist-assisted ERP/CBT treatment modules, or app-based ERP/CBT tools, there are numerous other opportunities for digital technologies to assist with the clinical management of OCD. The field has begun to explore and test the use of digital strategies for assessment, monitoring, interventions, and prediction, including approaches that employ machine learning [165]. This also includes passive data collection with wearables or smartphones, social media, monitoring of internet behaviour, and facilitation of symptom monitoring to aid in therapist-guided ERP/CBT [166]. This is still in relatively early phases, and, to date, most published reports do not involve randomised controlled trials.
6.10. Digital technology for monitoring of symptoms
Global position signals (GPS) could be used to help patients and therapists monitor patient behaviours which, particularly if stereotyped, might provide a digital signature associated with a compulsion. One app described in the literature provides feedback if the user has moved less than a predefined distance outdoors for a certain amount of time [167]. This case report described its use in a patient and how it assisted him to reach his clinic appointment on time after several previous failed attempts due to checking behaviours on the street.
6.11. Potential future research using passive data collection to assist with treatment
Passive data collection in combination with artificial intelligence opens up the possibilities of identifying OCD illness-specific patterns, providing digitally-assisted monitoring of behaviours or other symptoms [166]. This, for example, could enhance the ability of both patient and therapist to monitor symptoms more accurately as they are beginning to occur, or potentially even before they occur. This could potentially be fed back to the patient in real-time to quickly intervene with response prevention, or even apply behavioural techniques to prepare ahead of time mentally and physically to resist compulsions. There are several challenges inherent in these strategies. OCD symptoms are protean across patients, and within patients may not follow the same patterns in novel situations; training an algorithm might therefore result in it being too specific, or not specific enough, and thereby misreading certain situations. One could imagine a scenario in which digital feedback alerts someone in a ‘real’ dangerous situation, such as sustaining a laceration and therefore cleaning it, that they are performing a washing compulsion; the user might need to turn off the alert, yet, as is the nature of OCD, may not always know what is a ‘real’ danger situation in which to do so. In addition, such digital behavioural fingerprinting may work with those with prominent physical compulsions but less well with those with predominantly obsessional thinking and/or with mental compulsions.
6.12. Conclusions
In sum, there is strong evidence for the efficacy of remote therapist-guided CBT or ERP for OCD, with comparable results to in-person treatment. There is also strong evidence for iCBT, with generally better results associated with more clinician contact. Other types of technology-based interventions hold promise but have not yet been established in multiple, large studies.
As for many facets of clinical care, and daily life for most, technology has impacted the way that treatment is delivered, whether it be through a ‘light touch’ of enhancing treatment communication within traditional face-to-face psychotherapy, e.g., through SMS message, or fully computerized versions of treatment. Although there is evidence for the efficacy and acceptability of remote treatments for OCD on the whole, the field still needs to understand the degree to which patient characteristics such as socioeconomic status, location of residence, comfort with technology, and trust in the safety of their personal health information influence seeking these treatments and benefiting from them. In addition, there may be subtypes of OCD symptoms for which the treatment is more or less effective. Further, there are fewer existing studies of therapist-guided remote group CBT or ERP for OCD, which, if effective, could further improve accessibility and individual and societal cost savings. In addition, whether non-CBT/ERP remote treatments for OCD such as ACT are effective has not been established. There are many potential opportunities and underdeveloped areas for interfacing technology with standard existing treatments. The efficacy, safety, acceptability, adherence, and cost benefits are all factors that need to be evaluated, yet the traditional ways of doing so with controlled trials and peer-reviewed publications are challenged to keep pace.
7. Potential biomarkers of response to psychological therapies in OCD
As detailed in section 1.1, ERP and CBT are effective treatments for OCD, but the likelihood of achieving remission is only around 20–50% [168], leaving many individuals improved but nonetheless experiencing clinically significant symptoms. Furthermore, some individuals with OCD refuse this modality as it requires willingness to tolerate a significant degree of distress, opting instead for pharmacotherapy. Consequently, there would be considerable value in being able to identify in advance those individuals more or less likely to benefit from psychological therapy. This ‘personalized medicine’ approach is increasingly seen as the future of clinical care and is being used successfully in a number of areas of medicine such as oncology [169].
Numerous factors have been studied in attempts to identify predictors of treatment outcome in OCD. Worse prognosis and treatment response has been consistently associated with earlier age of onset, greater illness severity, and longer duration of illness [170]; symptom dimensions, comorbidity - notably depression - and a family history of tics have also been implicated [171]. However, most of these studies are potentially confounded by co-administration of medication; ‘dosing’ of psychological treatments is quite variable; and few studies incorporate a treatment-naïve or non-treatment arm. Furthermore, many studies have not used a validation or cross-validation approach, so cannot be effectively utilized to predict response for any single individual. Perhaps the greatest success to date has been with machine learning paradigms, achieving an accuracy of 59–75% [172-174]. Biological data or biomarkers which may relate more closely to underlying neurobiological substrates arguably show greater potential for use at the individual level, primarily using genetic and neuroimaging approaches.
7.1. Genetic markers of therapy response
The term ‘therapygenetics’ has been coined to describe the relationship between genetic variation and psychological treatment outcome [175]. Initial studies focused on individual candidate genes such as the brain-derived neurotrophic factor gene (BDNF), a potential susceptibility gene for OCD [176,177]. Fullana et al. [178] reported only 36% of those carrying the BDNF Met allele (associated with decreased activity-dependent BDNF release) responded to CBT, as compared to 60% of BDNF Val homozygotes. However, similar studies in populations with anxiety/panic disorder and PTSD have had inconsistent results [179-181]. The serotonin transporter has been widely implicated in the development of OCD [182], with most genetic studies focusing on the promoter-region polymorphism (5-HTTLPR) of the gene SLC6A4, relevant to gene expression [183]. This variant has shown inconsistent results in therapy outcome in PTSD, anxiety disorders and depression [184] and a recent meta-analysis of studies of CBT for anxiety disorders (excluding OCD) was negative [185]. The Catechol-O-methyltransferase (COMT) gene has also been implicated in OCD risk [185]. COMT is involved in degradation of catecholamine neurotransmitters such as dopamine and norepinephrine [186]. The COMT Val158Met met/met genotype has been associated with impaired extinguishing of learned fear response and poorer response to CBT in panic disorder [187] but not in social anxiety disorder [188], and remains unstudied in OCD. The studies to-date have mostly focused on a limited set of ‘usual suspect’ candidate genes. This is likely too narrow of a scope to provide meaningful predictions of outcomes given the complexity of OCD as a psychiatric disorder and the factors involved in success in psychotherapy treatment.
There has been increasing interest in exploring epigenetic regulation in relation to treatment response. Epigenetics refers to DNA modifications that regulate genetic expression. Unlike variation in genetic coding, epigenetic status is dynamic and mutable, and may therefore better serve as a treatment response marker [189,190]. Gene methylation, the best characterized and most stable epigenetic regulatory mechanism, has shown reasonable correlation in methylation between blood and brain for genes implicated in psychiatric conditions [191,192]. Schiele et al. [185] reported that lower baseline 5HTTLPR methylation predicted impaired treatment response, consistent with reports of SLC6A4 promoter hypomethylation correlating with CBT non-response in childhood OCD and anxiety [193].
As far as we are aware, neither BDNF nor SLC6A4 methylation have been studied in connection with therapy response in OCD. MAOA (monoamine oxidase-A) has been implicated in risk of numerous psychiatric conditions - including OCD - given its importance as a mitochondrial enzyme catalyzing the breakdown of amine neurotransmitters. The neuropeptide oxytocin regulates social behaviour and impacts cognitive processes, including memory consolidation and retrieval [194], and may impede response to exposure therapy [195]. Altered oxytocin receptor methylation has been reported in OCD [196,197], and two studies have identified elevated baseline methylation as a potential predictor of impaired CBT response [185,198].
Genome-wide approaches – which have the virtues and the drawbacks of being hypothesis-free [199] - have been inconclusive in studies of CBT response in adults and children with mood and anxiety disorders [200,201]; none have been published in OCD. One small exploratory study of genome-wide methylation in OCD [202] identified two differentially methylated genes correlating with a set of 70 co-expressed genes that were up-regulated in CBT non-responders. Further work with significantly larger samples is needed.
7.2. Neuroimaging and EEG markers
Functional neuroimaging studies utilizing FDG-PET or SPECT have reported a relationship between higher baseline resting OFC activity and therapy response [203,204] although PET did not [205]. Studies utilizing either resting state or task activation fMRI have generally not identified an association between abnormal activity and CBT response [206-209]. Norman et al. [210] demonstrated an association between better treatment response and higher pre-treatment activation in the right temporal lobe and rostral ACC during cognitive control, and with the OFC, ventromedial and lateral prefrontal, and amygdala regions during reward processing while performing an incentive flanker task.
Magnetic resonance spectroscopy (MRS) can assay the concentrations of neurochemicals such as glutamate, glutamine, or tNAA (N-acetylasparate and N-acetylaspartylglutamate), a marker of neuronal integrity. O’Neill and colleagues [211] reported a negative correlation between baseline tNAA in the right pregenual ACC and improvement in OCD symptoms.
In two morphometric studies, larger baseline size of the left OFC correlated with subsequent CBT response [212], while Hoexter et al. [213] reported a correlation between larger baseline right medial prefrontal cortex (PFC) and response to CBT. Fullana et al. [214] demonstrated decreased cortical thickness in the left rostral ACC at baseline in CBT responders; this is one of the few studies to test this as a predictive biomarker, yet it only explained 8% of inter-subject variability in response to ERP.
Diffusion tensor imaging (DTI) permits evaluation of white matter tracts and microstructure. Two studies have used this technique to study baseline white matter integrity and CBT-related changes in OCD, with negative outcomes [215,216].
Functional connectivity analyses have had heterogeneous findings. Fullana et al. [178], using resting state fMRI) found that decreased basolateral amygdala-ventromedial PFC connectivity at baseline predicted better outcomes, consistent with a study by Gottlich et al. [217]. Others have reported response to be associated with increased connectivity between the left DLPFC and right OFC at baseline [218]. Kwak et al. [219] utilized support vector machine analyses in 107 OCD patients treated with both pharmacotherapy and CBT, to identify a less responsive subgroup with impaired baseline resting-state functional connectivity within the default mode network, as well as with other brain regions. Reggente et al. [174] used a machine learning multivariate approach to explore the predictive value of pre-treatment resting state MRI, showing that FC within the default mode network and visual network predicted post-treatment OCD severity, explaining up to 67% of the variance. Moreover, the two networks were able to correctly classify responders with up to 70% accuracy. The results demonstrated specificity in that these networks did not predict anxiety or depression changes, pre-treatment OCD severity, nor changes with the passage of time in a no-treatment arm.
The use of electroencephalogram (EEG) to further understanding of OCD has been relatively neglected. EEG permits good temporal resolution of brain electrical activity albeit with limited spatial resolution. Given its low cost and ready availability, it merits further consideration for exploration for treatment response biomarkers [220]. Krause et al. [221] utilized Low-Resolution Brain Electromagnetic Tomography (LORETA), which permits inference of electrophysiological activity regionally within the brain, and found lower beta 1, beta 3 and alpha 2 activity in the ACC of responders at baseline. Dorhmann et al. [222] found that responders to CBT, SSRIs or combined treatment spent less time at the highest level of CNS arousal at baseline. A third predictive study [223] reported that higher beta band EEG complexity was able to discriminate between CBT responders and non-responders with 89.7% accuracy.
7.3. Conclusions
In summary, there have been multiple studies examining clinical and neurobiological predictor of response to psychological therapy (mostly CBT) in OCD. A limitation of many studies has been the focus solely on pathological candidate brain regions or genetic markers. While such strategies can facilitate ‘back translation’ to understand how the pathology relates to treatment outcome, it provides a limited set of potential predictive features and does not necessarily capture neural (or behavioural or clinical) features that could portend success with CBT, thus presenting a likely ceiling on overall accuracy. In sum, while high variability appears to preclude use of imaging biomarkers for robust prediction of response at the individual level at present, improved technology as well as combinatorial approaches, using a variety of clinical and imaging and/or genetic biomarkers may in coming years be accurate enough for clinical use.
8. Conclusions
There are a number of people with OCD who do not respond adequately to exposure/response prevention or cognitive behaviour therapy. A wide range of alternative or augmenting psychotherapies have been developed and are building various levels of evidence. In addition, adjunctive exercise, music, and art therapy might be useful, albeit the evidence base for these is very small. Consideration should be given to different ways of delivering psychological therapies, including group-based, concentrated, inpatient, or with outreach, where appropriate. Digital technologies are part of an emerging field with a number of potential applications for aiding the treatment of OCD. Biomarkers for treatment response determination have potential capacity and deserve further empirical testing.
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