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. Author manuscript; available in PMC: 2024 Mar 7.
Published in final edited form as: Ann N Y Acad Sci. 2023 Mar 29;1523(1):11–23. doi: 10.1111/nyas.14985

TABLE 3.

Indicators of relevant causes and risk factors of anemia to be considered for assessment in surveys, surveillance, or program monitoring.

Causes and risk factors of anemia Diagnostic test, biomarker, or characteristics to identify condition Proposed cutoff values or defining characteristics Feasibility of collection Cost
Causes
Iron deficiency Ferritin Infants and children < 5 years (< 12 μg/L); children, adolescents, and adults 5 years and older (< 15 μg/L); pregnant women (< 15 μg/L)67 Often requires venous blood collection but a sandwich enzyme-linked immunosorbent assay technique enables the collection of pools of capillary blood; cold chain required $-$$$
C-reactive protein, alpha-1-acid glycoprotein Inflammation defined as CRP > 5 mg/L or acid glycoprotein > 1 g/L Biomarkers of inflammation are required for accurate interpretation of ferritin67
Infections Parasitic (malaria, soil-transmitted helminthiasis [STH], schistosomiasis [SCH]) Usually defined by the presence of infectious organism Malaria and hematuria can be measured in the field from capillary blood and urine, respectively73 $-$$
Viral (HIV/AIDS, hepatitis C, respiratory viruses including COVID-19) Mapping of STH and SCH is based on stool (STH and SCH) and urine (SCH) specimens74
Bacterial (tuberculosis, salmonella, H. pylori, others) Polymerase chain reaction testing diagnostic capacity variable for other infections
Inherited red blood cell disorders Abnormalities of hemoglobin synthesis (alpha or beta thalassemia) Usually defined with molecular tests by genotyping DNA extracted from dried blood cards May be collected using dried blood cards, so is not dependent on venous blood collection or cold chain $-$$
Abnormalities of hemoglobin structure (Hb S, C, and E) Hemoglobin electrophoresis can also be used to detect Hb S, C, and thalassemia
Abnormalities of red cell enzymes (G6PD deficiency) Genotyping or phenotyping tests can be used; rapid diagnostic test kits for qualitative phenotyping tests available (typically below 30–40% of normal activity)76
RBC membrane disorders (hereditary spherocytosis, elliptocytosis) RBC membrane disorders can be diagnosed by RBC cytology, flow cytometry, ektacytometry, electrophoresis of RBC membrane proteins, and genetics75
Blood loss Onset of menstruation/menopause Hormonal contraception use Heavy menstruation Uterine fibroids Pregnancy and/or delivery complications Usually defined by participant recall to questionnaires that include information about these characteristics Requires the knowledge of cultural norms around reproductive health and birth $
Deficiencies in other micronutrients Vitamin A Retinol < 0.7 μmol/L (although for women is still uncertain)68 Requires venous blood collection and cold chain, although folate can also be determined using dried blood cards. Limited availability of laboratories with externally validated performance $$-$$$
Riboflavin Erythrocyte glutathione reductase activity coefficient > 1.369
Folate Serum folate < 6.8 nmol/L (risk of megaloblastic anemia) or RBC folate < 748 nmol/L (risk of neural tube defects)a,70
Vitamin B12 < 150 pmol/L (risk of megaloblastic anemia)71
Risk factors
Demographic and physiological status Age
Pregnancy/lactation
Usually defined by participant recall to questionnaires Requires the knowledge of cultural norms $
Socioeconomic characteristics Income
Educational attainment (incl. maternal education)
Food insecurity
Inequity, women’s empowerment
Usually defined by participant recall to questionnaires Requires the knowledge of cultural norms $
Lack of micronutrients and diversity in diet Recent intake of animal source foods
Recent intake of iron inhibitors (phytates, tannins)
Recent consumption of foods fortified with iron, folate, and/or vitamin A
Supplementation with iron, folate, and/or vitamin A
Usually defined by participant recall to questionnaires Requires the knowledge of common dietary patterns among target population $
Family planning practices Onset of childbearing, parity, birth spacing Usually defined by participant recall to questionnaires Requires the knowledge of cultural norms $
Health practices/health services Antenatal care during previous pregnancy
Emergency obstetric and neonatal care
Modern contraceptives
Malaria prevention practices, if applicable
Deworming, if applicable
Usually defined by participant recall to questionnaires Requires the knowledge of cultural norms and offered healthcare services $
Water access, sanitation, and hygiene WASH practices Usually defined by participant recall to questionnaires Requires the knowledge of local practices and programs $
Social support programs Poverty alleviation
Income support programs
Defined at regional level or by participant recall to questionnaires Requires the knowledge of local programs $

Abbreviations: Hb, hemoglobin; RBC, red blood cell; SCH, schistosomiasis; STH, soil-transmitted helminthiasis; WASH, Water Access, Sanitation, and Hygiene.

a

The cutoff depends on the laboratory method.

Source: Adapted with permission from USAID Advancing Nutrition.16