Table 1. Three approaches to technical assistance.
Capacity substitution | Capacity supplementation | Capacity development | |
---|---|---|---|
Role for the
advisor |
DOER, performing government
functions |
PARTNER, providing specific
support to the government (in most cases, technical support on specialised areas) |
FACILITATOR, working with
government to enable change and facilitate complex processes |
Policy need | The government needs specific
inputs but does not have the capacity to provide them – sometimes the need is urgent and no capacity is available, at other times the capacity needed is a niche that the government would not invest in beyond the current assignment so they in-source. • Clear technical problem • Known solution/output • Capacity constraints that cannot be filled with existing resources |
The government needs specific
expert inputs in certain areas. • Moderately sophisticated problems • Specific technical inputs required • Government requires additional support but leads the process |
The government needs support in
implementing a complex change process, and it requires specialised support to facilitate the process. • Complex change management problems • It is not clear what type of support is required • Support in identifying problems to solve, and testing different solutions, is required • The government will be involved and in the driving seat |
Programme
characteristics |
• Clearly defined outputs to be
delivered and reported against • Led by external actors with control from the government counterparts • Limited or no learning, the programme is mainly focusing on outputs • The advisors are expected to have technical competencies, and to be local or international experts. |
• Predefined outputs but
also outcome-based technical support • Led by the government counterparts or external actors • Learning depends on the context, the implementing partner, and it is not necessarily embedded in the programme design. • The advisors are expected to have both technical and professional skills, sometimes including facilitation skills in a specific area. In most cases, the expectation for the experts is to have international expertise. |
• Outcomes-based programmes,
with flexible and adaptive programme framework - regularly updated to navigate existing spaces for reform. • Led by the government and facilitated by external actors. • The role of the advisor is to manage a process, rather than the content of the programme. • Learning is central to programme design – both real-time learning for course correction as well as learning about what works, what doesn’t and why in that particular context. • The advisors can be both local and international, and the type of competencies required refer primarily to their facilitation skills and capacity to work with senior leaders and bureaucrats – although technical skills and experience in the area of work will be appreciated. |
Enabling
conditions |
• Clearly identified gap in existing
capacity • High levels of acceptance that there is a capacity gap to be filled • Some open channels to other government departments impacted by the work of the technical advisor • Authorisation to work on filling the capacity gap |
• Medium levels of authority
to engage on the subject • Medium levels of acceptance, ability, and willingness to partner with the advisor on the subject • An initial identification of areas of support needed |
• High levels of acceptance that
there is a problem to be solved/ something needs to be done • Authority, ideally from the highest political levels, to have the government teams engaged in the change process • At least medium level of ability of the government team to work on the change process |
Key risks | • Lack of acceptance at various
levels in the government (sometimes, a principal may request support but others in government may feel threatened or just not accept that the support is needed) • Lack of authority in government (the person who opts for this activity may lose authority or may not have authority over the relevant departments) • When this is based on supply, rather than demand, it may end up duplicating efforts and damaging the current reform efforts |
• Lack of engagement
from the government: sometimes the government may ask the advisor to lead the process, which eventually damages the level of ownership of the results • No authority in government • When this is based on supply rather than demand, it may provide highly technical advice, but not grounded in the local political economy • No follow-through after the end of the programme/ the funding period • No capacity developed, given a limited involvement from the government counterparts • Unintended consequences of diverting resources from other reform areas |
• Having the support of a
recognised authority in government is critical to undertake this type of activity. Relying too much on only one • person may damage the success of the programme • Losing the interest of the principal, for instance by focusing on too many long- term results and not enough quick wins to create acceptance • Focusing too much on developing technical skills and not understanding the political economy • Serious gaps in terms of hardware, infrastructure, supply chains, staff available • Unintended consequences of diverting resources from other reform areas |