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. 2024 Jul 29;19(7):e0307968. doi: 10.1371/journal.pone.0307968

Serum susceptibility of Escherichia coli and its association with patient clinical outcomes

Orianna Poteete 1, Phillip Cox 1, Felicia Ruffin 1, Granger Sutton 2, Lauren Brinkac 2, Thomas H Clarke 2, Derrick E Fouts 2, Vance G Fowler Jr 1,3, Joshua T Thaden 1,*
Editor: Fiona J Radcliff4
PMCID: PMC11285940  PMID: 39074102

Abstract

The innate immune system eliminates bloodstream pathogens such as Escherichia coli in part through complement protein deposition and subsequent bacterial death (i.e., “serum killing”). Some E. coli strains have developed mechanisms to resist serum killing, though the extent of variation in serum killing among bloodstream infection (BSI) isolates and the clinical impact of this variation is not well understood. To address this issue, we developed a novel assay that uses flow cytometry to perform high throughput serum bactericidal assays (SBAs) with E. coli BSI isolates (n = 183) to define the proportion of surviving bacteria after exposure to serum. We further determined whether E. coli resistance to serum killing is associated with clinical outcomes (e.g., in-hospital attributable mortality, in-hospital total mortality, septic shock) and bacterial genotype in the corresponding patients with E. coli BSI. Our novel flow cytometry-based SBA performed similarly to a traditional SBA, though with significantly decreased hands-on bench work. Among E. coli BSI isolates, the mean proportion that survived exposure to 25% serum was 0.68 (Standard deviation 0.02, range 0.57–0.93). We did not identify associations between E. coli resistance to serum killing and clinical outcomes in our adjusted models. Together, this study describes a novel flow cytometry-based approach to the bacterial SBA that allowed for high-throughput testing of E. coli BSI isolates and identified high variability in resistance to serum killing among a large set of BSI isolates.

Introduction

Escherichia coli is one of the most widely studied bacterial species [1,2]. E. coli has significant variability in its genetic repertoire, with genetic elements that promote colonization, disruption of epithelial barriers, and tissue invasion [3]. Invasion of E. coli into the bloodstream leads to bacteremia, sepsis, and a high risk of death [46]. Our first line of defense against E. coli in the bloodstream is the complement system, a component of innate immunity [7]. The complement system is a regulated network of proteins in the blood that is composed of three pathways: classical, lectin, and alternative. Each pathway is activated through different means, such as binding of antibody, mannose-binding lectin, or C3b to bacteria, respectively [711]. Activation of any pathway can result in formation of the membrane attack complex (MAC), a pore in the bacterial plasma membrane that triggers pathogen death through osmolysis [7,9,12]. Given that bacteria are killed by complement proteins within the blood (or serum), this process is referred to as serum killing [13].

While the human complement system is designed to eliminate bacteria from the bloodstream, some E. coli strains have evolved mechanisms to resist killing (i.e., serum resistance) [13,14]. For example, the presence of capsular polysaccharides may prevent MAC binding and secretion of proteases may degrade complement proteins [1316]. However, the degree to which clinical strains of E. coli are resistant to serum killing, and the impact of this resistance on patient outcomes, is unknown. One of the challenges in addressing this issue is the extensive time and labor needed to perform traditional serum bactericidal assays (SBAs) with large collections of bacterial isolates [17]. To address this challenge, we describe in this report the development and validation of a flow cytometry-based high throughput SBA. We used this novel approach to define the variability in resistance to serum killing within a large set of E. coli BSI isolates, and then determined the extent to which this resistance is associated with patient clinical outcomes (e.g., septic shock, total in-hospital mortality, attributable in-hospital mortality) and bacterial genotype.

Methods

Study population and definitions

The patient clinical data and bacterial isolates were obtained from the Duke Blood Stream Infection Biorepository (BSIB). The BSIB contains prospectively collected clinical data and bacterial BSI isolate from >4000 unique adult inpatients at Duke University Health System with monomicrobial Gram-negative bacterial BSI since 2002. The patients in this study were enrolled between January 1, 2002 and December 31, 2015. The clinical data was accessed on January 5, 2023. Written informed consent was obtained from all study participants or their legal representatives, and the study was approved by the Duke University Institutional Review Board. Hospital-acquired infection was defined as infection beginning ≥48 hours after hospital admission [18]. Community-acquired bloodstream infection was defined as an infection beginning <48 hours after hospital admission. Community-acquired bloodstream infection was further subdivided into the following: 1) community-acquired, healthcare-associated bloodstream infection, and 2) community-acquired, non-healthcare-associated bloodstream infection. The community-acquired, healthcare-associated bloodstream infection definition was modified from Friedman et al. [18], and defined as a bloodstream infection beginning prior to 48 hours after hospital admission in patients that meet one or more of the following criteria: hospitalized in the past 90 days, resident of a nursing home or long-term care facility, actively receiving home intravenous therapy, received wound care or specialized nursing care in previous 30 days, received hemodialysis in past 30 days, immunosuppressed (e.g., presence of metastatic cancer, history of a solid organ or hematological transplant, chemotherapy in last 30 days, currently on immunosuppressive medication for any reason), or surgery in last 180 days. Community-acquired, non-healthcare-associated bloodstream infection is any community-acquired bloodstream infection not meeting the criteria for healthcare-associated bloodstream infection. The source of infection refers to the primary focus of the bloodstream infection (e.g., urine/pyelonephritis, line, etc.). Acute Physiology and Chronic Health Evaluation II (APACHE-II) score [19] was calculated at the time of initial positive blood cultures. In-hospital mortality was defined as death prior to hospital discharge. Recurrent bloodstream infection was defined as present if there was a clinical and microbiological resolution of the initial episode of infection after treatment, but culture-confirmed E. coli (same antibiogram) was documented within the index hospital admission. Complications of E. coli bloodstream infection including septic shock, acute kidney injury (AKI), acute lung injury / acute respiratory distress syndrome (ALI/ARDS), and disseminated intravascular coagulation (DIC) were defined per standard guidelines [2023]. Appropriate antibiotic therapy is defined as the receipt of an antibiotic to which the bacteria is susceptible. Appropriate antibiotic therapy was determined daily from the date of the index positive blood culture (day 0) to hospital discharge or death. Antimicrobial susceptibility testing was performed by the Duke Clinical Microbiology Lab using standard techniques. The multidrug resistant (MDR) phenotype was defined as in Magiorakos et al. [24].

Traditional serum bactericidal assay (SBA)

As in the standard approach for performing an SBA, E. coli isolates were streaked onto LB plates and incubated at 37˚C overnight (ON). One milliliter LB cultures were inoculated from single colonies and incubated at 37˚C ON while shaking at 225 rpm. The cultures were spun down at 13,000xg for 3 minutes and the cells washed twice with PBS. The cultures were diluted with PBS to OD600 of 0.10. The serum (0%, 25%, 50%) was prepared using pooled human serum (Sigma-Aldrich, catalog number H4522) and PBS. Then, 180 μL of serum (0%, 25%, or 50%) and 20 μL of the bacterial isolate were mixed by pipetting in a 96-well plate. Plates were incubated at 37˚C for 30 minutes and centrifuged at 3,000 rpm for 20 minutes. Cells were washed twice with PBS and serially diluted 1000-fold with PBS. Fifty microliters of the diluted samples were plated on LB and incubated ON at 37˚C. Colony forming units (CFU) were counted and recorded. The proportion of living colonies for both 25% serum and 50% serum samples were calculated using the formulas below:

proportionlivecoloniesin25%serum=#ofCFUin25%serum#ofCFUin0%serum
proportionlivecoloniesin50%serum=#ofCFUin50%serum#ofCFUin0%serum

Novel flow cytometry-based SBA

The initial steps of our novel flow cytometry-based SBA, including culture growth, washes, dilution, incubation with serum, and subsequent washes with PBS were identical to the traditional SBA protocol described above. In this new approach, the bacteria were then resuspended in PBS and transferred to FACS tubes. The live/dead stain 7-Aminoactinomycin D (7-AAD; Invitrogen, catalog number A1310) was added at a final concentration of 40 μg/mL. The samples were analyzed with a BD Biosciences FACS Canto machine. In total, 10,000 events were recorded using an excitation wavelength of 488 nm and a detection wavelength of 647 nm. The recorded values were used to produce the proportion of living cells after exposure to 25% or 50% serum using the formulas described above. For assay validation, four biological replicates across two experiments were performed. Given the low variance noted in the validation assay, serum susceptibility assays were performed in duplicate on the remaining BSI isolates. An overall schematic of the traditional and flow cytometry-based SBA approaches is shown in Fig 1.

Fig 1. Workflow and duration differences between traditional serum bactericidal assay (SBA) and flow cytometry-based SBA methods.

Fig 1

Both the traditional and flow-based methods begin the same way. After E. coli strains are incubated with serum and washed with PBS, the two approaches diverge (blue arrows). The blue bars indicate the approximate duration for a single person to perform an experiment with a full 96-well plate of samples. This corresponds to 16 E. coli strains exposed to 0%, 25%, and 50% serum, performed in duplicate. Abbreviations: FACS, fluorescent activated cell sorting; ON, overnight; PBS, phosphate-buffered saline.

Statistical analyses

In the description of patient and bacterial characteristics, continuous variables were reported as means with standard deviations. Dichotomous variables were reported as counts and percentages. T-tests were used to examine associations between E. coli resistance to serum killing and clinical outcomes or bacterial sequence type. Two-way analysis of variance (ANOVA) tests were used to validate our novel flow cytometry-based method relative to the traditional SBA. This test accounted for both the bacterial isolate (high, medium, and low serum susceptibility isolates were tested) and the method for determining serum susceptibility (flow cytometry-based versus traditional SBA). Chi-square tests were used to broadly identify differences in serum susceptibility among E. coli phylogroups and sequence types, and t-tests were used to identify differences in susceptibility between particular genetic groups (e.g., ST131) and all others. For the serum susceptibility histogram, a Gaussian line of best fit was generated using a nonlinear regression approach (GraphPad Prism, Boston, MA). In the adjusted analyses, logistic regression models were generated to determine associations. Adjusted models were generated for clinical outcomes including total in-hospital mortality, attributable in-hospital mortality (i.e., death due to infection as opposed to other causes), and septic shock. Model covariates included age, gender, race, route of infection (e.g., hospital-acquired infection, etc.), source of infection, hematopoietic or solid organ transplant, diabetes mellitus, recent corticosteroid use (within 30 days prior to BSI), HIV, recent surgery (within 30 days prior to BSI), days to effective antibiotics, chronic health APACHE-II score, and E. coli resistance to serum killing. E. coli resistance to serum killing for each BSI isolated was represented as the proportion of live bacteria after exposure to 25% serum relative to the 0% serum control. Therefore, this variable could range from 0 (fully killed by 25% serum) to 1 (fully resistant to serum killing). The chronic health portion of the APACHE-II describes whether a patient has severe organ system insufficiency on hospital admission. These covariates were selected to broadly encompass the clinical factors known or thought to influence BSI outcome. Model covariates with near significant p-values (p≤0.15) in a univariable analysis were included in the final multivariable logistic regression models. P-values less than 0.05 were considered significant.

The traditional SBA (i.e., non-flow cytometry-based SBA) produced considerable variation between replicates. Therefore, data analysis was performed both with and without formal outlier removal. The data presented here involved outlier removal from the traditional SBA samples, though the overall results and findings did not differ whether outliers were removed or not. The interquartile range (IQR) technique was used for outlier removal [25]. No outlier removal was necessary for the flow cytometry-based SBA given homogeneity of results across replicates.

Whole genome sequencing and assembly

The E. coli genomic sequencing data used in this study was similarly used in a prior study [26]. DNA isolation, library construction, and assembly was described in this prior study. In brief, multilocus sequence typing (MLST) was performed using LOCUST [27]. MLST was performed by using the whole genome sequence data for each E. coli BSI isolate to determine the adk, fumC, gyrB, icd, mdh, purA, and recA alleles present in each isolate. The pattern of alleles in each isolate was then matched to the particular sequence type (ST) using a standard database [28]. Pan-genome analysis was performed through the JCVI pan-genome pipeline using the Pan-genome Ortholog Clustering Tool (PanOCT) [29,30]. E. coli phylogroups were identified through either known associations with ST (e.g., ST131 and phylogroup B2) or through the In Silico Clermont Phylotyper [31]. All genomes used in this study are available at NCBI under BioProject number PRJNA290784.

Results

Creation and validation of high throughput serum susceptibility assay

While the usual method for determining serum susceptibility is through SBAs, this method is unwieldy when used for a large number of isolates due to the need for diluting, plating, and counting colonies for each experimental sample [32,33]. Therefore, we adapted a protocol from Khan et. al. to develop a high-throughput flow cytometry-based technique to measure serum susceptibility in E. coli [3436]. The overall schematic of time needed to complete the traditional and flow-cytometry based SBAs is shown in Fig 1, and further detailed in S1 Fig. The novel flow cytometry-based SBA decreased overall experiment duration (25 versus 54 hours) and hands-on benchwork time (8 versus 20 hours) per 16 E. coli BSI isolates (i.e., one 96-well plate in the flow cytometry-based SBA). The novel flow cytometry-based SBA successfully identified trends in serum susceptibility relative to the “gold standard” traditional SBA (Fig 2). Specifically, E. coli strains 2345, 2254, and 2476 exhibited high, medium, and low resistance to serum killing by the traditional SBA, respectively, which was similarly ordered by the novel flow cytometry-based SBA. There were no statistically significant differences in serum susceptibility between the two methodologies when isolates were exposed to either 25% serum (p = 0.76) or 50% serum (p = 0.79).

Fig 2. Validation of flow-cytometry-based serum bactericidal assay (SBA).

Fig 2

The serum susceptibility of E. coli strains 2345, 2254, and 2476 was determined through both a traditional SBA (SBA) and our novel flow cytometry-based (Flow) approach. The number of live and dead bacteria was determined in the presence of 0%, 25%, and 50% serum. In each case, the proportion of surviving bacteria (i.e., the number of live bacteria in serum relative to the serum-free control) is plotted. Relative differences in serum susceptibility between the E. coli strains (e.g., low, medium, and high susceptibility) were the same with the two experimental approaches (25% serum: p = 0.76; 50% serum: p = 0.79). The traditional SBA experiment included five biological replicates across two experiments. The flow cytometry-based assay included four biological replicates across two experiments.

Resistance to serum killing among E. coli BSI isolates

In total, 183 patients with E. coli BSI were included in this study. To investigate the serum susceptibility of these isolates, we used our novel flow-based SBA approach to determine the proportion of surviving bacteria after exposure to serum (Fig 3). The mean proportion that survived after exposure to 25% serum, relative to 0% serum, was 0.68 (standard deviation 0.02). The mean proportion that survived after exposure to 50% serum, relative to 0% serum, was 0.67 (standard deviation 0.02). While most of the E. coli BSI isolates demonstrated serum survival within a relatively narrow range (0.60–0.75 proportion survival), there were outliers that were both more resistant to serum (n = 10 isolates had >0.75 survival after exposure to 25% serum) and less resistant to serum (n = 2 isolates had <0.60 survival after exposure to 25% serum).

Fig 3. Distribution of susceptibility to serum killing among E. coli bloodstream infection (BSI) isolates.

Fig 3

E. coli BSI isolates (n = 183) were treated with either 25% serum (purple) or 50% serum (yellow), and the number of surviving bacteria relative to a 0% serum control was determined. The distributions of the proportion of surviving bacteria are shown.

Association between E. coli resistance to serum killing and patient clinical outcomes

The clinical characteristics and outcomes of the 183 patients with E. coli bloodstream infection are shown in Table 1. The patients had a mean age of 63 years (SD 15 years), and 87 (48%) were female. The most common source of BSI was the urinary tract (84/183 [46%]). There was significant antibiotic resistance as 123 (67%) were multidrug resistant. Overall outcomes were poor with 20% total in-hospital mortality (37/183), 13% attributable in-hospital mortality (24/183), and 25% of patients experiencing septic shock (45/183). We did not identify any significant associations between serum susceptibility and the patient and bacterial variables in Table 1.

Table 1. Characteristics and outcomes of patients with E. coli bloodstream infections (BSI).

Abbreviations: HIV, human immunodeficiency virus; SD, standard deviation.

Patient characteristics n (%)
N = 183
Age in years (mean [SD]) 63 (15)
Female 87 (48)
Race
    White 119 (65)
    Black 48 (26)
    Other 16 (9)
Medical comorbidities
    Transplant (solid organ or hematopoietic stem cell) 22 (12)
    Diabetes mellitus 65 (36)
    Surgery past 30 days 47 (26)
    Hemodialysis 18 (10)
    Corticosteroid use in past 30 days 40 (27)
    HIV 2 (1)
Acute APACHE II score (mean [SD]) 8 (6)
Chronic APACHE II score (mean [SD]) 4 (2)
Source of BSI
    Urine/pyelonephritis 84 (46)
    Biliary tract 15 (8)
    Line 5 (3)
    Abscess 6 (3)
    Pneumonia 8 (4)
    Skin / soft tissue 10 (5)
    Other 23 (13)
    None identified 32 (17)
Route of infection
    Hospital-acquired 35 (19)
    Community acquired/Healthcare-associated 116 (63)
    Community-acquired/Non-healthcare-associated 32 (17)
Days to appropriate antibiotics
    0 days 111 (61)
    1 day 38 (21)
    2 days 17 (9)
    ≥3 days 15 (8)
    Unknown 2 (1)
Patient outcomes n (%)
N = 183
Total in-hospital mortality 37 (20)
Attributable in-hospital mortality 24 (13)
Complications of BSI
    Septic shock 45 (25)
    Acute kidney injury 60 (33)
    Acute lung injury / acute respiratory distress 5 (3)
Bacterial characteristics n (%)
N = 183
Fluoroquinolone resistant 89 (49)
Multidrug resistant (MDR) 123 (67)
Extensively drug resistant (XDR) 0 (0)

We sought to determine if E. coli resistance to serum killing was associated with the clinical outcomes of total in-hospital mortality, attributable in-hospital mortality, or septic shock. We hypothesized that increased survival in 25% serum would be associated with increased rates of these patient complications. In unadjusted analyses (i.e., t-tests), however, the only association we identified was decreased attributable mortality with increased resistance to serum killing (Survival 0.68 in those that survived or died of other causes versus 0.67 in those that died due to BSI; p = 0.04). No associations between E. coli resistance to serum killing (25% serum) and total mortality (Serum survival 0.68 in those that survived to discharge versus 0.67 in those that died prior to discharge; p = 0.27) or septic shock (Serum survival 0.68 in those that did not develop septic shock versus 0.67 in those that did; p = 0.16) were identified.

Adjusted models of total in-hospital mortality and attributable in-hospital mortality are shown in S1 and S2 Tables, respectively. Clinical factors associated with increased total mortality in this cohort included increasing age (Odds ratio 1.04; 95% confidence interval 1.01–1.08; p = 0.02), community-acquired/healthcare-associated infection (relative to hospital-acquired infection) (Odds ratio 0.36; 95% confidence interval 0.13–0.99; p = 0.05), hemodialysis dependence (Odds ratio 5.43; 95% confidence interval 1.61–18.92; p<0.01), and an unknown source of BSI (Odds ratio 4.65;83 95% confidence interval 1.53–14.; p<0.01). Given that these multivariable logistic regression models involved only covariates that were significant or near significant in univariable analyses (i.e., p<0.15), E. coli resistance to serum killing was only included in the attributable mortality model; however, it was not significant (OR < 0.01, 95% CI <0.01–86.19, p = 0.26). An adjusted model of septic shock was not generated as no covariates demonstrated significance in univariable analyses.

Associations between E. coli resistance to serum killing and bacterial genetics

The phylogenetic relationships among the E. coli BSI isolates included in this study, as well as the associated resistance to serum killing and clinical outcomes metadata for each BSI isolate, is shown in S2 Fig. E. coli phylogroups included A (n = 3 [2%]), B1 (n = 7 [4%]), B2 (n = 129 [70%]), C (n = 1 [1%]), D (n = 37 [20%]), and F (n = 6 [3%]). Overall, there was no difference in serum killing among phylogroups (25% serum: p = 0.27; 50% serum: p = 0.59). Similarly, pairwise comparisons (e.g., phylogroup B2 vs. all others) did not identify phylogroups associated with higher or lower serum killing.

In total, 36 E. coli STs were identified among the BSI isolates in this study. The E. coli STs with ≥5 representatives in our study population, along with the mean and range of surviving bacteria after serum exposure, are shown in Table 2. Interestingly, the only ST that statistically differed in its resistance to serum killing was ST131, which had slightly lower resistance to serum killing relative to non-ST131 strains (ST131: mean proportion surviving in 25% serum 0.67 [SD 0.026]; non-ST131: mean proportion surviving in 25% serum 0.68 [SD 0.061]; p = 0.05).

Table 2. Resistance to serum killing among E. coli bloodstream infection isolates, stratified by multilocus sequence type (ST).

A serum bactericidal assay was performed on each E. coli isolate, and survival was determined by number of colonies in the serum-treated sample (either 25% or 50% serum) divided by the number of colonies in the negative serum control. The mean survival and range of survival values for each E. coli ST with ≥5 isolates in our study population are shown here. P-values were calculated with t-tests (e.g., proportion of surviving bacteria in ST12 relative to non-ST12 isolates). P-values ≤0.05 are in bold.

25% serum 50% serum
ST # isolates Mean proportion surviving Range of proportion surviving P-value Mean proportion surviving Range of proportion surviving P-value
12 7 0.72 0.65–0.90 0.21 0.71 0.66–0.89 0.20
69 12 0.70 0.65–0.93 0.41 0.69 0.61–0.94 0.41
73 12 0.68 0.61–0.77 0.97 0.67 0.58–0.72 0.88
95 18 0.68 0.62–0.92 0.84 0.68 0.59–0.93 0.60
127 5 0.68 0.66–0.70 1.00 0.67 0.64–0.71 1.00
131 67 0.67 0.61–0.74 0.05 0.66 0.60–0.73 0.05
393 10 0.66 0.57–0.76 0.17 0.66 0.60–0.74 0.41
405 6 0.67 0.64–0.70 0.29 0.66 0.62–0.68 0.50

Discussion

The variability in serum susceptibility among clinical bacterial strains and its impact on the outcomes of patients is an underexplored area of research. This is an important gap as complement-mediated serum killing is the host’s first line of defense against pathogens that invade the bloodstream, and deficiencies in the complement system are associated with recurrent and severe infections [7,9,10,12,37,38]. While the mechanistic basis of the complement system has been well-studied, less is known about bacterial variability in susceptibility to complement-mediated serum killing and how susceptibility impacts the clinical outcomes of patients with bacterial infections. The lengthy and tedious nature of the current methodologies (i.e., SBAs) for performing high-throughput analyses of bacterial serum susceptibility complicates our ability to address these questions [32,33,36]. We hope that the development of a high throughput method for determining bacterial serum susceptibility, as described here, could pave the way for additional large studies into this variability. This study had three major findings, which are discussed in detail below.

First, our novel flow cytometry-based approach for measuring E. coli serum susceptibility produced results similar to the gold standard study (traditional SBA) but with decreased overall duration, hands-on bench work, and variation between biological replicates. This work extends upon prior methodological work. Fluorescent stains, coupled with flow cytometry, have been used to assess the dynamics of bacterial death secondary to irradiation, isopropanol, or antibiotics [3943]. Luminescence-based strategies to measure bacterial killing (including complement-mediated killing) have been published, though this approach is impractical for studying large numbers of bacterial strains given the requirement for introducing a luciferase gene into the bacterial strains of interest [4446]. Prior work has also increased the throughput of SBAs through automated colony counting [47,48], or by detecting ATP release from dead/dying bacteria [4953]. Here we demonstrate a technique that avoids the need for any plating and colony counting yet retains the ability to count individual viable bacteria. One prior study used a fluorescent live/dead stain (propidium iodide) to assay bacterial viability following exposure to serum [54], though examined only a single bacterial strain and did not scale the approach to investigate multiple isolates.

Second, we utilized the novel flow cytometry-based SBA method to demonstrate high variation in serum resistance (~50–100% live bacteria after treatment) among E. coli bloodstream infection isolates. To our knowledge, no prior studies have systematically described the serum susceptibility of a large set of clinical E. coli BSI isolates. One study assayed serum killing among a set of 20 E. coli BSI isolates [55], while another similarly assayed serum killing among 20 E. coli BSI isolates as a control group for E. coli isolated from infected orthopedic hardware [56]. Other studies examined serum susceptibility of E. coli clinical isolates from the urinary and gastrointestinal tracts [5658]. These prior studies have also demonstrated significant variation in resistance to serum killing among clinical E. coli isolates. These studies identified E. coli strains that had higher serum sensitivity than those in this study (e.g., as low as 1% survival relative to serum-free controls), though these prior studies differed in both the serum used (75% normal human serum from single donor) and incubation time (1–3 hours).

Third, there were no significant associations between resistance to serum killing and the clinical outcomes of interest (total in-hospital mortality, attributable in-hospital mortality, septic shock) in our adjusted models. Patient outcomes depend on a complex interplay of patient, treatment, and pathogen variables, and the impact of E. coli resistance to serum killing on patient outcomes may not be particularly significant. However, it is challenging to fully assess the impact of resistance to serum killing in the absence of patient-specific serum samples which may vary in their complement levels and activity. In a rabbit model of infective endocarditis, resistance to killing in rabbit serum was shown to be an important factor in the ability of E. coli to generate a persistent infection in this organism [59].

This study has several limitations. First, all the isolates came from a single geographic area, so some STs that are less common here will not be well represented. Second, we used commercially available pooled human serum and not serum from the original patient. There could be differences in serum susceptibility to the corresponding patient’s serum versus that observed here using pooled human serum. These differences could have contributed to the lack of association between serum resistance and patient clinical outcomes. Finally, this work does not capture additional important actions of the complement system such as opsonin-guided phagocytic activity or modulation of cytokine release.

In conclusion, complement-mediated killing of bacterial pathogens is a critical component of the human innate immune defense against bloodborne bacteria, though variation in bacterial resistance to serum killing, and its impact on clinical outcomes, is an underexplored area of study. This gap in the scientific literature is in part related to the lengthy and tedious nature of the assays traditionally used to examine resistance to serum killing among bacterial strains. To address this issue, we here described the development of a novel high-throughput, flow cytometry-based SBA that can be used to probe variations in complement-mediated killing of bacterial strains. We used this novel assay to probe resistance to complement-mediated serum killing in a large set of E. coli BSI isolates. We identified variation in resistance to serum killing among these BSI isolates, though did not identify associations between this resistance and clinical outcomes of mortality and septic shock. Future work should focus on examinations of the mechanisms of resistance to complement-mediated serum killing and its impact on clinical outcomes in other settings. While we did not identify associations between resistance to serum killing and clinical outcomes in our cohort, such associations have been identified in an animal model of bloodstream infection [59].

Supporting information

S1 Fig. Comparison of time requirements (hours) for traditional serum bactericidal assay (SBA) and novel flow cytometry-based SBA.

The estimates are time required for a single person to perform the experiment with 16 E. coli strains (0%, 25%, and 50% serum) in duplicate. For the flow cytometry-based SBA, this corresponds to one full 96-well plate.

(TIF)

pone.0307968.s001.tif (67.1KB, tif)
S2 Fig. Phylogenetic analysis of E. coli bloodstream infection isolates with associated resistance serum susceptibility and clinical outcomes data.

The innermost two colored range indicate the most common multilocus sequence types and phylogroup, respectively. The outer colored strips indicate the live bacteria proportions associated with exposure to 25% serum (yellow) and 50% serum (purple) as well as the corresponding patient clinical data of attributable in-hospital mortality (orange), total in-hospital mortality (gray), and septic shock (green).

(TIF)

pone.0307968.s002.tif (2.2MB, tif)
S1 Table. Multivariable logistic regression model of total in-hospital mortality in patients with E. coli bloodstream infections (BSI).

Covariates with p<0.15 in univariable logistic regression analyses were included in a multivariable logistic regression model. The final multivariable logistic regression model is shown here. P-values ≤0.05 are in bold.

(DOCX)

pone.0307968.s003.docx (15.1KB, docx)
S2 Table. Multivariable logistic regression model of attributable in-hospital mortality in patients with E. coli bloodstream infections (BSI).

Covariates with p<0.15 in univariable logistic regression analyses were included in a multivariable logistic regression model. The final multivariable logistic regression model is shown here. P-values ≤0.05 are in bold.

(DOCX)

pone.0307968.s004.docx (14.8KB, docx)

Data Availability

There are legal and ethical restrictions on sharing patient-level data. Sharing of clinical data requires review and approval of a Data Use Agreement by the Duke Institutional Review Board. Request for access to this data can be made by contacting Vance Fowler (vance.fowler@duke.edu) and the Duke University Health System IRB office (919-668-5111).

Funding Statement

J.T.T.; National Institute of Allergy and Infectious Diseases, National Institutes of Health; K08 AI171183; https://www.niaid.nih.gov/ V.G.F.; National Institute of Allergy and Infectious Diseases, National Institutes of Health; R01 AI165671; https://www.niaid.nih.gov/ D.E.F.; Department of Health and Human Services; U19AI110819; https://www.hhs.gov/ D.E.F.; Centers for Disease control and Prevention (CDC) Epicenter Program; U54CK000603; https://www.cdc.gov/hai/epicenters/index.html. In no case did the funders play any role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Fiona J Radcliff

3 Jun 2024

PONE-D-24-09625Serum Susceptibility of Escherichia coli and its Association with Patient Clinical OutcomesPLOS ONE

Dear Dr. Thaden,

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==============================

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Reviewers' comments:

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Comments to the Author

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Reviewer #1: Yes

Reviewer #2: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: No

**********

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Reviewer #1: Yes

Reviewer #2: No

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I believe that all experimental techniques have been well executed and statistical analyses applied appropriately. Although serum bacterial resistance and the clinical outcomes of mortality and septic shock appear to be unrelated, the authors have put this result in context by describing preceding literature studies and discussed the current study's limitations, while providing a high-throughput and efficient alternative approach for quantifying serum killing to the time-consuming classical method.

In terms of revisions, I suggest these minor points be addressed: (1) One thing that was not mentioned in the text was that the error margins for the flow method was much less than that for SBA's (see Fig 2), which in favour of this manuscript and could be suggested as an addition to the text. (2) Fig 1 labels "hours of work" which should really be described as "duration" since not every minute is being used as manual activity by the researcher. (3) Line 214: It was stated that the proportion of 50% serum-surviving bacteria was less than the 25% serum-surviving bacteria but is a mean proportion of 0.67 (50% serum) really significant compared to 0.68 (25% serum)?

Reviewer #2: Very nice paper. I answered no to question 2 due to lack of statistical comparison between methods used for determining survival in serum (Figure 2). I answered no to question 3 due to lack of information about how antibiotic resistance was determined and whether you refer to genotypic or phenotypic resistance. If these analyses were conducted as part of the previous study referenced, state that in methods and in-text. Once addressed, I am happy to check yes to those boxes.

My other recommendations as well as those made above are detailed below:

Recommendations:

Line 43/44 – ‘The complement system is a regulated network of proteins in the blood that is composed of three pathways’ to indicate that the three pathways are distinct, e.g. ‘The complement system is a regulated network of proteins in the blood with three potential pathways for activation’.

Line 48 – provide purpose of MAC complex to indicate that MAC insertion causes cell lysis

Line 103 – Remove line ‘This is the standard approach for performing an SBA’ and change to ‘As in the standard approach for performing an SBA, E. coli isolates were streaked onto … ‘ to continue into next sentence.

Line 180 – Consider performing bioinformatic analysis to determine bacterial phylogroup via Clermont typing or EzClermont (https://ezclermont.hutton.ac.uk/)- can run off PC or command line. The results would likely be interesting as you might find the isolates more resistant to serum belong to the B2/D phylogroups and those which are sensitive may belong to another phylogroup, indicating the infection was driven by immune status of the host, rather than virulence.

Line 210 – Perform statistical analysis of results from your SBA vs Flow methods to strengthen the argument that results are reproducible and comparable to the traditionally used method. ANOVA would be a good test. Likely, there would be no significance between the results for each isolate using the two different methods, which would reaffirm the efficacy and reliability of your Flow method.

Line 250 – you mention ‘bacterial characteristics’ in table, in reference to antibiotic resistance yet there is no indication in methods for how this was determined. Are you referring to phenotypic or genotypic resistance? If phenotypic, were AMR genes identified in the whole genome sequencing analysis? If the AMR experiments were performed on the isolates in the previous paper your group has published, ensure to reference that in the text as well as in methods e.g. 123 isolates were found to be MDR, as detailed in (ref) OR ‘as determined by the presence of genes or mutations associated with resistance’.

Line 269 – If possible, include sequence types on legend in supplementary figure regarding bacterial genotype. If phylogroup is determined as suggested above, include also.

Line 314 – Another study has explored the serum resistance and general characteristics of 20 E. coli bloodstream isolates associated with patient mortality in an Irish hospital - PMID: 26518234. The aforementioned study showed that in the E. coli isolates which displayed in vitro serum sensitivity, the patients had several co-morbidities often associated with poor outcomes. I would suggest looking for a similar trend among your isolates, to highlight that both bacterial (virulence) and host factors (health status) can play into morbidity and patient outcome. Additionally, I would include that study in your reference list.

Line 331 – I suggest correlating serum sensitive isolates to patient data as mentioned above. If not possible due to ethics, state that such a comparison would prove useful but was not possible due to ethics and consider referencing papers which did so.

**********

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Reviewer #1: No

Reviewer #2: Yes: Naoise McGarry

**********

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Attachment

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pone.0307968.s005.pdf (104.1KB, pdf)
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pone.0307968.s006.docx (13.8KB, docx)
PLoS One. 2024 Jul 29;19(7):e0307968. doi: 10.1371/journal.pone.0307968.r002

Author response to Decision Letter 0


25 Jun 2024

We have attached a separate letter detailing our response to Reviewers comments. This has also been pasted below.

Dear Editor and Reviewers:

Thank you for your positive responses to our manuscript submission. Enclosed is the revision of the manuscript submission PONE-D-24-09625 to be considered for publication in PLOS ONE. We thank you for your thoughtful comments on our manuscript. We have incorporated these changes into this revised version. We believe that this has resulted in an improved final version. The following summarizes how we responded to each provided comment.

Reviewer #1

I believe that all experimental techniques have been well executed and statistical analyses applied appropriately. Although serum bacterial resistance and the clinical outcomes of mortality and septic shock appear to be unrelated, the authors have put this result in context by describing preceding literature studies and discussed the current study's limitations, while providing a high-throughput and efficient alternative approach for quantifying serum killing to the time-consuming classical method. In terms of revisions, I suggest these minor points be addressed:

1. One thing that was not mentioned in the text was that the error margins for the flow method was much less than that for SBA's (see Fig 2), which in favour of this manuscript and could be suggested as an addition to the text.

Thank you for the suggestion. We have added this point to the Discussion. Lines 317-319 (in the “clean” version of the manuscript) now read:

“First, our novel flow cytometry-based approach for measuring E. coli serum susceptibility produced results similar to the gold standard study (traditional SBA) but with decreased overall time, hands-on bench work, and variation between biological replicates.”

2. Fig 1 labels "hours of work" which should really be described as "duration" since not every minute is being used as manual activity by the researcher.

Agreed. Throughout the manuscript, “duration” has replaced the prior wording used to describe the time needed to complete the experiment. For example, the Figure 1 legend title now reads as follows at lines 136-137

“Figure 1. Workflow and duration differences between traditional serum bactericidal assay (SBA) and flow cytometry-based SBA methods.”

3. (3) Line 214: It was stated that the proportion of 50% serum-surviving bacteria was less than the 25% serum-surviving bacteria but is a mean proportion of 0.67 (50% serum) really significant compared to 0.68 (25% serum)?

Agreed. The difference between the two distributions is not significant. The following line was deleted:

“As expected, the 50% serum treatment distribution was shifted left relative to the 25% serum treatment curve as the higher serum percentage resulted in more bacterial death.”

Reviewer #2

4. I answered no to question 2 due to lack of statistical comparison between methods used for determining survival in serum (Figure 2).

As detailed in our response to comment 10 below, we have added statistical analyses (ANOVA tests) to verify that there were no statistically significant differences in measured serum susceptibility between the two methods.

5. I answered no to question 3 due to lack of information about how antibiotic resistance was determined and whether you refer to genotypic or phenotypic resistance. If these analyses were conducted as part of the previous study referenced, state that in methods and in-text. Once addressed, I am happy to check yes to those boxes.

Agreed. As in the response to comment 11 below, antibiotic susceptibility was determined by phenotypic testing by the Duke Clinical Microbiology Laboratory as part of routine clinical care. This point, as well as the definition of MDR, was added in lines 101-103:

“Antimicrobial susceptibility testing was performed by the Duke Clinical Microbiology Lab using standard techniques. The multidrug resistant (MDR) phenotype was defined as in Magiorakos et al. (24).”

6. Line 43/44 – ‘The complement system is a regulated network of proteins in the blood that is composed of three pathways’ to indicate that the three pathways are distinct, e.g. ‘The complement system is a regulated network of proteins in the blood with three potential pathways for activation’.

Agreed. Lines 43-44 now reads as follows:

“The complement system is a regulated network of proteins in the blood that is composed of three pathways: classical, lectin, and alternative.”

7. Line 48 – provide purpose of MAC complex to indicate that MAC insertion causes cell lysis

Agreed. Lines 46-48 now read:

“Activation of any pathway can result in formation of the membrane attack complex (MAC), a pore in the bacterial plasma membrane that triggers pathogen death through osmolysis.”

8. Line 103 – Remove line ‘This is the standard approach for performing an SBA’ and change to ‘As in the standard approach for performing an SBA, E. coli isolates were streaked onto … ‘ to continue into next sentence.

Agreed. This line has been removed and replaced with the suggested text. Lines 106-107 now read as follows:

“As in the standard approach for performing an SBA, E. coli isolates were streaked onto LB plates and incubated at 37˚C overnight (ON).”

9. Line 180 – Consider performing bioinformatic analysis to determine bacterial phylogroup via Clermont typing or EzClermont (https://ezclermont.hutton.ac.uk/)- can run off PC or command line. The results would likely be interesting as you might find the isolates more resistant to serum belong to the B2/D phylogroups and those which are sensitive may belong to another phylogroup, indicating the infection was driven by immune status of the host, rather than virulence.

Agreed. The phylogroup was determined for each E. coli isolate, and we performed statistical analyses to identify differences in serum susceptibility between the groups. This was added to the manuscript at lines 281-285:

“E. coli phylogroups included A (n=3 [2%]), B1 (n=7 [4%]), B2 (n=129 [70%]), C (n=1 [1%]), D (n=37 [20%]), and F (n=6 [3%]). Overall, there was no difference in serum resistance among phylogroups (25% serum: p=0.27; 50% serum: p=0.59). Similarly, pairwise comparisons (e.g., phylogroup B2 vs. all others) did not identify phylogroups associated with higher or lower serum resistance.”

10. Line 210 – Perform statistical analysis of results from your SBA vs Flow methods to strengthen the argument that results are reproducible and comparable to the traditionally used method. ANOVA would be a good test. Likely, there would be no significance between the results for each isolate using the two different methods, which would reaffirm the efficacy and reliability of your Flow method.

Agreed. We performed a ANOVA tests to verify that measured serum susceptibility results did not significantly differ after exposing bacterial isolates to either 25% serum or 50% serum. This data was added to the text (Lines 208-210), the Figure 2 legend, and to the Statistical Analysis section of the Methods at lines 148-152:

“Two-way analysis of variance (ANOVA) tests were used to validate our novel flow cytometry-based method relative to the traditional SBA. This test accounted for both the bacterial isolate (high, medium, and low serum susceptibility isolates were tested) and the method for determining serum susceptibility (flow cytometry-based versus traditional SBA).”

11. Line 250 – you mention ‘bacterial characteristics’ in table, in reference to antibiotic resistance yet there is no indication in methods for how this was determined. Are you referring to phenotypic or genotypic resistance? If phenotypic, were AMR genes identified in the whole genome sequencing analysis? If the AMR experiments were performed on the isolates in the previous paper your group has published, ensure to reference that in the text as well as in methods e.g. 123 isolates were found to be MDR, as detailed in (ref) OR ‘as determined by the presence of genes or mutations associated with resistance’.

Antibiotic susceptibility was determined by phenotypic testing by the Duke Clinical Microbiology Laboratory as part of routine clinical care. This point, as well as the definition of MDR, was added in lines 101-103:

“Antimicrobial susceptibility testing was performed by the Duke Clinical Microbiology Lab using standard techniques. The multidrug resistant (MDR) phenotype was defined as in Magiorakos et al. (24).”

12. Line 269 – If possible, include sequence types on legend in supplementary figure regarding bacterial genotype. If phylogroup is determined as suggested above, include also.

Agreed. Both the sequence types and phylogroups were added to Supplemental Figure 2.

13. Line 314 – Another study has explored the serum resistance and general characteristics of 20 E. coli bloodstream isolates associated with patient mortality in an Irish hospital - PMID: 26518234. The aforementioned study showed that in the E. coli isolates which displayed in vitro serum sensitivity, the patients had several co-morbidities often associated with poor outcomes. I would suggest looking for a similar trend among your isolates, to highlight that both bacterial (virulence) and host factors (health status) can play into morbidity and patient outcome. Additionally, I would include that study in your reference list.

Agreed. We examined the patient clinical factors associated with patient mortality. This data is shown in both Supplemental Tables 1 and 2, and has been added to the manuscript at lines 266-271:

“Clinical factors associated with increased total mortality in this cohort included increasing age (Odds ratio 1.04; 95% confidence interval 1.01-1.08; p=0.02), community-acquired/healthcare-associated infection (relative to hospital-acquired infection) (Odds ratio 0.36; 95% confidence interval 0.13-0.99; p=0.05), hemodialysis dependence (Odds ratio 5.43; 95% confidence interval 1.61-18.92; p<0.01), and an unknown source of BSI (Odds ratio 4.65;83 95% confidence interval 1.53-14.; p<0.01).”

In addition, the study (PMID 26518234) has been added to the Discussion (lines 336-337) and cited.

14. Line 331 – I suggest correlating serum sensitive isolates to patient data as mentioned above. If not possible due to ethics, state that such a comparison would prove useful but was not possible due to ethics and consider referencing papers which did so.

Agreed. We performed these analyses, though did not identify any patient or bacterial (i.e., antibiotic resistance) factors associated with E. coli serum susceptibility. This was added to the manuscript at lines 247-248:

“We did not identify any significant associations between serum susceptibility and the patient and bacterial variables in Table 1.”

Thank you for considering this manuscript for publication. All authors had full access to the data and take responsibility for the integrity and accuracy of the data. This manuscript has not been submitted or accepted elsewhere. All authors contributed to and approved the submitted version of the manuscript. The authors have declared that no competing interests exist.

Attachment

Submitted filename: ResponseToReviewers_20240615.docx

pone.0307968.s007.docx (60.8KB, docx)

Decision Letter 1

Fiona J Radcliff

16 Jul 2024

Serum Susceptibility of Escherichia coli and its Association with Patient Clinical Outcomes

PONE-D-24-09625R1

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Acceptance letter

Fiona J Radcliff

19 Jul 2024

PONE-D-24-09625R1

PLOS ONE

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Comparison of time requirements (hours) for traditional serum bactericidal assay (SBA) and novel flow cytometry-based SBA.

    The estimates are time required for a single person to perform the experiment with 16 E. coli strains (0%, 25%, and 50% serum) in duplicate. For the flow cytometry-based SBA, this corresponds to one full 96-well plate.

    (TIF)

    pone.0307968.s001.tif (67.1KB, tif)
    S2 Fig. Phylogenetic analysis of E. coli bloodstream infection isolates with associated resistance serum susceptibility and clinical outcomes data.

    The innermost two colored range indicate the most common multilocus sequence types and phylogroup, respectively. The outer colored strips indicate the live bacteria proportions associated with exposure to 25% serum (yellow) and 50% serum (purple) as well as the corresponding patient clinical data of attributable in-hospital mortality (orange), total in-hospital mortality (gray), and septic shock (green).

    (TIF)

    pone.0307968.s002.tif (2.2MB, tif)
    S1 Table. Multivariable logistic regression model of total in-hospital mortality in patients with E. coli bloodstream infections (BSI).

    Covariates with p<0.15 in univariable logistic regression analyses were included in a multivariable logistic regression model. The final multivariable logistic regression model is shown here. P-values ≤0.05 are in bold.

    (DOCX)

    pone.0307968.s003.docx (15.1KB, docx)
    S2 Table. Multivariable logistic regression model of attributable in-hospital mortality in patients with E. coli bloodstream infections (BSI).

    Covariates with p<0.15 in univariable logistic regression analyses were included in a multivariable logistic regression model. The final multivariable logistic regression model is shown here. P-values ≤0.05 are in bold.

    (DOCX)

    pone.0307968.s004.docx (14.8KB, docx)
    Attachment

    Submitted filename: Recommendations.pdf

    pone.0307968.s005.pdf (104.1KB, pdf)
    Attachment

    Submitted filename: Recommendations.docx

    pone.0307968.s006.docx (13.8KB, docx)
    Attachment

    Submitted filename: ResponseToReviewers_20240615.docx

    pone.0307968.s007.docx (60.8KB, docx)

    Data Availability Statement

    There are legal and ethical restrictions on sharing patient-level data. Sharing of clinical data requires review and approval of a Data Use Agreement by the Duke Institutional Review Board. Request for access to this data can be made by contacting Vance Fowler (vance.fowler@duke.edu) and the Duke University Health System IRB office (919-668-5111).


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