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. Author manuscript; available in PMC: 2024 Aug 7.
Published in final edited form as: N Engl J Med. 2024 May 19;390(22):2083–2097. doi: 10.1056/NEJMsa2311809

Table 2.

Criteria for Assessing Clinical, Occupational, and Financial Outcomes.*

Outcome Spirometric Criteria Age Criteria Other Criteria Source
Ventilatory impairment 6–79 yr None ERS-ATS (2021)2
 Obstructive FEV1:FVC <LLN
 Nonobstructive FEV1 or FVC <LLN and FEV1:FVC >LLN
COPD severity 6–79 yr None GOLD (2023)3
 Grade 1 (least severe) FEV1:FVC <0.70 and FEV1 ≥80% of predicted
 Grade 2 FEV1:FVC <0.70 and FEV1 50–79% of predicted
 Grade 3 FEV1:FVC <0.70 and FEV1 30–49% of predicted
 Grade 4 (most severe) FEV1:FVC <0.70 and FEV1 <30% of predicted
Occupational disqualification from firefighting FEV1 or FVC <70% of predicted, or FEV1 or FVC <80% of predicted and FEV1:FVC <0.75, or 18–65 yr Work exposure to dust or fumes NFPA (2007)23
FEV1 or FVC <90% of predicted and previous diagnosis of asthma
Medical impairment ratings 18–79 yr Work exposure to dust or fumes AMA (2008)24
 Class 1 (least severe) FEV1 65–79% of predicted or FVC 70–79% of predicted
 Class 2 FEV1 55–64% of predicted or FVC 60–69% of predicted
 Class 3 FEV1 45–54% of predicted or FVC 50–59% of predicted
 Class 4 (most severe) FEV1 <45% of predicted or FVC <50% of predicted
VA disability ratings 18–79 yr Served in the U.S. Armed Forces VA (2023)25,26
 10% (least severe) FEV1 71–80% of predicted or FEV1:FVC 0.71–0.80
 30% FEV1 56–70% of predicted or FEV1:FVC 0.56–0.70
 60% FEV1 40–55% of predicted or FEV1:FVC 0.40–0.55
 100% (most severe) FEV1 <40% of predicted or FEV1:FVC <0.40
*

AMA denotes American Medical Association, ATS American Thoracic Society, COPD chronic obstructive pulmonary disease, ERS European Respiratory Society, GLI Global Lung Function Initiative, GOLD Global Initiative for Chronic Obstructive Lung Disease, LLN 5th-percentile lower limit of normal range, NFPA National Fire Protection Association, and VA Department of Veterans Affairs.

The percent of the predicted value is the ratio of the measured value to the predicted healthy value, with normal values typically considered to fall between 80% and 120% of the predicted healthy value. Percent of the predicted and LLN values were determined with the use of race-based GLI-2012 equations or race-neutral GLI-Global equations. When multiple spirometric values were assessed, the value resulting in the more severe rating was used. Additional details regarding assessed and nonassessed criteria are provided in the Supplementary Methods section.