Table 1. Ostrom’s design principles for common-pool resource governance.
Design principle | Brief definition | |
O1 | Clearly defined boundaries | Boundaries are clearly defined both for the resource itself and who is permitted to use the resource. |
O2 | Congruence between appropriation and provision rules and local conditions |
Harvest rules are tailored to local conditions, and benefits and costs to resource users are proportional. |
O3 | Collective choice arrangements |
Resource users can participate in modifying rules that affect them. |
O4 | Monitoring | Monitoring and enforcement are accountable to both resources and users. |
O5 | Graduated sanctions | Graduated sanctions are enforced on rule breakers, with punishments being proportional to the severity of offenses. |
O6 | Conflict resolution mechanisms |
Low-cost conflict resolution mechanisms are readily available. |
O7 | Minimal recognition of rights to organize |
Management rights of resource users are not challenged by external authorities. |
O8 | Nested enterprises | Governance is organized into multiple and reinforcing nested enterprises. |