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. 2024 Jul 22;16(7):e65161. doi: 10.7759/cureus.65161

Table 2. Data extraction sheet.

OSA: Obstructive sleep apnoea; AHI: apnoea-hypopnoea index; OHI: oral hygiene index; REM: rapid eye movement; NREM: non-rapid eye movement; RME: rapid maxillary expansion; ENT: ear, nose and throat; AI: apnoea index; PSG: polysomnography; RDI: respiratory disturbance index; SaO2: oxygen saturation; Epworth sleepiness scale (ESS); CT imaging: computed tomography imaging; NMSE: naso-maxillary skeletal expansion

Study Population Type of study Mean age of the patients Parameters checked Intervention Comparison Outcome Time period
Villa et al., 2007 [12] Children aged 4-11 years with clinical signs of malocclusion, symptoms of OSA, and AHI >1 Prospective clinical trial 6.9 ± 2.2 years Clinical score of OSA symptoms, AHI, OHI, arousal index, mean SaO2, REM, NREM, tonsillar hypertrophy, maxillary expansion Orthodontic treatment with rapid maxillary expansion (RME) Pre-treatment vs. post-treatment (baseline, 6 months, and 12 months) Significant improvement in clinical score, AHI, OHI, and arousal index November 2004 to April 2005
Pirelli et al., 2004 [13] 31 children with maxillary constriction, no adenotonsillar hypertrophy, BMI < 24 kg/m2, presence of OSAS, parents signed informed consent Prospective trial 8.7 years (range: 6-12 years) ENT evaluations, anterior rhinomanometry, nasal fibroscopy, panoramic radiographs, cephalometric radiographs, polysomnography, paediatric sleep questionnaire Rapid maxillary expansion (RME) Evaluations conducted at T0 (before orthodontic therapy), T1 (after 4 to 6 weeks with the device), T2 (4 months after end of treatment) Significant improvement in nasal resistance, reduction in AHI, increased cross-sectional expansion of the maxilla, increased pyriform opening, improved sleep parameters Initial examination, after four to six weeks with the device, and four months after the end of orthodontic treatment
Villa et al., 2002 [14] 32 children (20 males), age range: 4-10 years, mean age 7.1 ± 2.6 years Randomized controlled study 7.1 ± 2.6 years (Overall), 6.86 ± 2.34 years (Intervention group), 7.34 ± 3.10 years (Control group) Apnoea Index (AI), daytime symptoms like sleepiness, irritability, and tiredness;  nighttime symptoms like habitual snoring, restless sleep, tonsillar hypertrophy,  polysomnography Personalized oral appliance for mandibular positioning, worn continuously except at mealtimes Control group did not undergo therapy Significant reduction in tonsillar hypertrophy in the treated group (66.7% vs. 14.3% in controls) and improvement in daytime and nighttime symptoms in the treated subjects. 64.2% of the treated subjects experienced a ≥50% reduction in AHI Six-month trial period
Guilleminault et al., 2011 [15] 31 pre-pubertal children with OSA Randomized controlled trial 6.5 ± 0.2 years Clinical symptoms, polysomnography (PSG), apnoea-hypopnea index (AHI), respiratory disturbance index (RDI), lowest oxygen saturation (SaO2), tonsil and tongue position, nasal turbinates, nasal septum deviation, dental and orthodontic evaluations Group 1: Adeno-tonsillectomy followed by orthodontics (rapid maxillary expansion) Group 2: Orthodontics (rapid maxillary expansion) followed by adeno-tonsillectomy Pre-treatment vs. post-treatment 1 vs. post-treatment 2 Reduction in AHI and RDI, improvement in SaO2, clinical symptom improvement Follow-up four weeks post-ENT surgery and three months post-orthodontic expansion
Marino et al., 2012 [16] 15 OSA syndrome children (eight boys and seven girls) Longitudinal observational study 5.94 ± 1.64 years Cephalometric variables (SNA, SNB, skeletal divergence, total facial height), respiratory disturbance index (RDI) Rapid maxillary expansion (RME) Baseline (T0) vs. post-treatment (T1) Improvement in SNA and SNB angles in the improved (I) group compared to the stationary/worsened (SW) group Mean follow-up period of 1.57 ± 0.58 years
Pirelli et al., 2012 [17] 80 children (43 boys and 37 girls) with OSAS, BMI <24 kg/m² Longitudinal observational study 6–13 years (average 7.3 years) Cephalometric variables, respiratory disturbance index, apnoea-hypoponea index (AHI), SpO2, polygraphic variables Rapid maxillary expansion (RME) and adenotonsillectomy (AT) Baseline (T0) vs. post-treatment (T1) and second phase evaluation (T2) Improvements in cephalometric parameters, reduction in AHI, increase in maxillary width, normalization of SpO2 T1 - four months after treatment; T2 - after the completion of both RME and AT treatments, study conducted over eight years
Cozza et al., 2004 [18] 20 Caucasian children (10 boys and 10 girls) with OSA Longitudinal observational study Four to eight years (mean age 5.91) Polysomnographic variables, obstructive apnoea-hypopnea index (AHI), minimum arterial oxygen saturation (min SaO2), arousal index, Epworth sleepiness scale (ESS) Modified monobloc device worn nightly for six months Baseline polysomnography vs. post-therapy polysomnography after six months Decrease in median obstructive apnoea-hypopnoea index: from 7.88±1.81 episodes before treatment to 3.66±1.70 episodes after 6 months (p<0.001). ESS score reduced from 15.2±4.9 to 7.1±2.0. Arousal index and min SaO2 showed no significant change. Six months
Caruso et al., 2023 [19] 14 paediatric patients (six males and eight females) aged between 6 and 10 years with mixed dentition and class III malocclusion associated with OSAS Prospective cohort study Median age:  eight years Skeletal variables, dental variables, upper airway space dimensions like nasopharynx, oropharynx, hypopharynx Rapid maxillary expansion (RME) followed by Delaire mask treatment Cephalometric variables measured before treatment (T0) and after treatment (T1) Significant changes in dental variables, a skeletal variable (SNA), and upper airway space dimensions (nasopharynx and oropharynx) with p ≤ 0.05. Orthodontic treatment duration: 18 months - RME activation: two rounds/day for 15 days - RME retained in mouth for 12 months
Pirelli et al., 2015 [20] 31 Caucasian children (19 boys) Retrospective study 8.68 years Clinical evaluation (Tanner stage, maxillary deficiency, cross-bites), otolaryngologic and orthodontic evaluation, PDSS, ESS, PSG, CT imaging Rapid palatal expansion (RPE) No control group specified Significant reduction in AHI, improved oxygen saturation, stable anatomical changes, absence of OSA recurrence at final follow-up 12.3 ± 1.5 years (total), 12.0 ± 0.5 years (posttreatment follow-up)
Villa et al., 2015 [21] Children aged 4-10 years referred to Paediatric Sleep Center, Sant’Andrea Hospital, Rome, Italy Prospective longitudinal study 4-10 years Clinical signs of malocclusion, tonsillar grading I-III, signs and symptoms of OSA, AHI > 1 as defined by PSG recording, parental written informed consent Evaluation of RME Baseline vs T1 Significant decrease in AHI (AHI T0: 4.7 ± 4.4 events/h vs AHI T1: 1.6 ± 1.4 events/h, p < 0.001) Before and after treatment
Pirelli e al., 2019 [22] Children presenting with snoring and clinical symptoms suggestive of abnormal breathing during sleep Prospective observational study 10.5 years (range: 9–12 years) PSG, CT imaging Rapid maxillary expansion (RME) therapy Pre-RME vs post-RME Improvement in mid-palatal suture opening, maxillary width, nasal cavity width, first molar angulation, and pterygoid process distance Pre-treatment (T0) and post-treatment (T1)
Pirelli et al., 2021 [23] 78 children with malocclusion Prospective cohort study 8.5 years (range: 5-12 years) Maxillary suture width, nasal width, molar angulation, pterygoid processes distance, nasal cavity dimensions, pharyngeal airway volume Rapid maxillary expansion (RME) Comparison between pre- and post-treatment measurements Increase in mid-palatal suture opening, maxillary width, pterygoid processes distance, nasal cavity dimensions, and pharyngeal airway volume Before orthodontic therapy (T0), after two months (T1) with device on, and four months after the end of orthodontic treatment (T2)
Kim et al., 2022 [24] 26 patients with OSA Retrospective record-based study 13.6 ± 2.9 years (range: 9-18 years) Transverse nasomaxillary dimensions, UA dimensions, HST parameters Nasomaxillary skeletal expansion (NMSE) Comparison between pre-treatment (T0) and post-treatment (T1) measurements Significant expansion of nasal and upper airway dimensions, improved sleep parameters, and reduced symptoms May 2016 to June 2019
Li et al., 2022 [25] 25 children aged 10-16 years who completed pre- and post-operative evaluations. Observational study 10-16 years Improvement in PSG metrics (AHI), clinical symptoms (OSA-18 scores), mid-palatal suture separation, nasal sidewall widening, dental expansion, nasal airflow pressure, and velocity Treatment by transpalatal distraction (TPD) for nasomaxillary expansion Comparison of pre- and post-operative data Improvement in PSG metrics, clinical symptoms, successful mid-palatal suture separation, nasal sidewall widening, dental expansion, and reduced nasal airflow pressure and velocity Until completion of orthodontic treatment
Chuang et al., 2019 [26] Children suspected of pediatric OSA Observational study 4-14 years Clinical symptoms, AHI, RDI, BMI, age, sex, body weight, height, gestational age, birth body weight, OSA-18 scores, cephalometric data, upper airway morphology, PSG metrics, quality of life questionnaire Treatment with a custom-designed oral appliance with built-in tongue bead (passive MFT) or no further treatment Pre- and post-operative evaluations, PSG, lateral cephalometric X-ray Significant improvement in PSG metrics, clinical symptoms, upper airway morphology, and quality of life survey scores; statistical analyses included Chi-square test, Mann-Whitney U test, and Wilcoxon signed-rank test Before and after one year
Ghodke et al., 2014 [27] Growing subjects with skeletal class II malocclusion Prospective longitudinal study 8-14 years Skeletal changes (SNA, SNB, FMA), PAP dimension changes (DOP, DHP, SPL, SPT, SPI), posterior pharyngeal wall thickness changes, age, sex, BMI, occlusion, crowding, rotations, follow-up duration Correction with standard twin-block appliance, one-step mandibular advancement Phase of pre-functional therapy with sectional fixed orthodontic appliance Significant skeletal and PAP dimension changes. Maintenance of PPWT in treatment group. Different PPWT changes in control group Before treatment (T0) and after approximately six months (T1)
Machado-Júnior et al., 2016 [28] Children from Campinas at the physiological stage of mixed dentition Prospective longitudinal study Mean age: 8.13 years (experimental group) and 8.39 years (control group) Clinical diagnosis of mandibular retrusion, symptoms of obstructive sleep apnoea (OSA), apnoea-hypopnoea index (AHI), sex distribution Experimental subgroup: Mandibular advancement devices constructed based on neuro-occlusal rehabilitation principles and Pedro Planas' device, modified for the study Control subgroup: No intraoral device or OSA treatment Decrease in AHI in the experimental group, increase in the control group Initial examination and after 12 months
Concepción Medina et al., 2022 [29] 39 children: 20 in activator group, 19 control Prospective longitudinal study 10.9±0.9 years (activator group), 9.8±1.4 years (control group) Skeletal pattern, SNA angle, SNB angle, ANB angle, BMI, sleep-related breathing disorder symptoms, upper airway linear width, cephalometric measurements, at-home sleep-breathing monitoring indicators Activator group: Wore Andresen functional activator appliance Control group: No activator appliance Improved sleep breathing patterns, widened upper airway, decreased severity of sleep breathing disturbances Initial assessment and after functional therapy
Zhang et al., 2013 [30] 46 patients from the Department of Orthodontics, Wuhan University Prospective longitudinal study 9.7±1.5 years Cervical vertebrae maturation indices, mandibular retrognathia (ANB, SNB, incisor overjet), snoring habit, OSA (AHI), BMI Customized twin block appliances Pre-treatment vs post-treatment Improved airway, reduced AHI, increased lowest SaO2, No significant change in mean SaO2, forward movement of mandible, improved facial convexity Before and after TB treatment
Zhao et al., 2018 [31] Patients aged 12-14 years from the Department of Orthodontics, Wuhan University Retrospective comparative study 12.3 ± 1.2 years Full permanent dentition, distal molar relationship (ANB ≥ 4), hyperdivergent skeletal growth (SNGoMe ≥ 36), crowding ≤ 3 mm, PSG findings, lateral cephalometric radiograph Comprehensive orthodontic treatment protocol by same orthodontist OSAHS group vs control group Improved craniofacial structures, changes in cephalometric measurements, normalized overbite and overjet Before and after treatment
Zreaqat et al., 2023 [32] 34 polysomnography - proven OSA children with class II mandibular retrognathic skeletal malocclusion Interventional 8-12 years Upper airway parameters/dimensions, apnoea-hypopnoea indexes (AHIs) Myofunctional twin-block therapy Treatment vs control group Increase in upper airway volume, increase in minimal cross-sectional area (MCA), decrease in AHI Pre- and posttreatment