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. 2024 Oct 16;3(10):e0000641. doi: 10.1371/journal.pdig.0000641

Using interpretable machine learning to predict bloodstream infection and antimicrobial resistance in patients admitted to ICU: Early alert predictors based on EHR data to guide antimicrobial stewardship

Davide Ferrari 1,2,*, Pietro Arina 3, Jonathan Edgeworth 2, Vasa Curcin 1, Veronica Guidetti 4, Federica Mandreoli 4, Yanzhong Wang 1
Editor: Akhilanand Chaurasia5
PMCID: PMC11482717  PMID: 39413052

Abstract

Nosocomial infections and Antimicrobial Resistance (AMR) stand as formidable healthcare challenges on a global scale. To address these issues, various infection control protocols and personalized treatment strategies, guided by laboratory tests, aim to detect bloodstream infections (BSI) and assess the potential for AMR. In this study, we introduce a machine learning (ML) approach based on Multi-Objective Symbolic Regression (MOSR), an evolutionary approach to create ML models in the form of readable mathematical equations in a multi-objective way to overcome the limitation of standard single-objective approaches. This method leverages readily available clinical data collected upon admission to intensive care units, with the goal of predicting the presence of BSI and AMR. We further assess its performance by comparing it to established ML algorithms using both naturally imbalanced real-world data and data that has been balanced through oversampling techniques. Our findings reveal that traditional ML models exhibit subpar performance across all training scenarios. In contrast, MOSR, specifically configured to minimize false negatives by optimizing also for the F1-Score, outperforms other ML algorithms and consistently delivers reliable results, irrespective of the training set balance with F1-Score.22 and.28 higher than any other alternative. This research signifies a promising path forward in enhancing Antimicrobial Stewardship (AMS) strategies. Notably, the MOSR approach can be readily implemented on a large scale, offering a new ML tool to find solutions to these critical healthcare issues affected by limited data availability.

Author summary

This study confronts the global healthcare challenges posed by hospital-acquired infections and antibiotic resistance. It introduces an innovative machine learning approach known as Multi-Objective Symbolic Regression (MOSR), designed to predict bloodstream infections and evaluate antibiotic resistance risks using readily available clinical data from intensive care unit admissions. Unlike conventional models, MOSR consistently outperforms its counterparts, delivering reliable results even when faced with data imbalances. This advancement holds significant promise for enhancing Antimicrobial Stewardship (AMS) strategies, potentially curbing the unnecessary use of antibiotics. The simplicity and scalability of MOSR indicate its potential for widespread implementation, offering a robust solution to address these critical healthcare issues on a larger scale and ultimately improve patient outcomes.

Introduction

Emerging infectious diseases and Antimicrobial Resistance (AMR) are two of the most relevant threats to healthcare systems and worldwide society [1]. They contribute to patients’ morbidity and mortality [2], and severely increase the prevalence of poor and adverse outcomes [3,4]. Individuals admitted to the Intensive Care Unit (ICU) face a heightened susceptibility to bloodstream infections (BSIs), with a noteworthy incidence rate of 35%. These infections are often attributed to Gram-negative bacteria, particularly those that are resistant to carbapenem antibiotics, and pathogens categorized as DTR (difficult-to-treat and drug-resistant) [57]. From the moment a patient is admitted to the ICU with a suspect of sepsis or infection the current protocol focuses on collecting multiple biological samples from the patients for culturing bacteria, a process that typically takes two to three days to yield conclusive results. Meanwhile, clinicians often confront challenging decisions in this context, where they initiate broad-spectrum antibiotics for source control to address the underlying infection. These choices become particularly complex when clinicians must decide on antibiotic initiation while awaiting the results of laboratory tests [8,9] (In Fig 1, we depict a typical timeline).

Fig 1. Timeline of the decision-making process regarding antimicrobial therapy in ICU.

Fig 1

The widespread or improper utilization of antibiotics can fuel the emergence of AMR [10]. Additionally, improper infection control (IC) measures can further propagate AMR, posing a significant issue in the ICU environment [11] and subjecting patients to elevated risks of increased morbidity [3,4] and mortality [2]. Addressing this issue involves a multifaceted approach that not only encompasses traditional methods like monitoring, pre-emptive measures, swift identification, and the creation of novel medications and immunizations, but also leverages modern advancements. Although cutting-edge rapid solutions for point-of-care diagnostics exist, their widespread adoption is still in progress [5].

As a result, research efforts are also geared towards identifying new correlations in data available upon admission, while waiting for lab results, to develop more universally applicable models. The forecasts of BSI and AMR has recently gained prominence due to the rise of machine learning (ML) techniques and the availability of extensive clinical datasets [12]. Though BSI and AMR are significant concerns, they are statistically rare or rare events. This rarity inherently complicates their detection and management using traditional ML models, which often lack the required specificity and sensitivity for such tasks [13,14]. A compelling alternative for tackling these challenges is the application of Multi-Objective Symbolic Regression (MOSR) to medical databases; this approach has yielded promising results, improving both performance and the potential for clinical interpretability [15].

This retrospective study endeavours to tackle a persistent challenge within the clinical landscape by introducing MOSR, a pioneering ML algorithm that has proven to be very effective in handling naturally imbalanced datasets [15]. Particularly, the choice of MOSR lies on its multi-objective capabilities and the ability to induce the model’s training to optimize also the F1-Score together with standard Binary Crossentropy. By choosing MOSR as ML algorithm we expect to replicate the same behaviour seen in literature and obtain a set of models able to produce more balanced performance metrics and put more attention in the least represented of the two classes.

Our focus lies in reshaping the conventional understanding of early detection of AMR and BSI in a clinical context, leveraging routinely accessible EHR data such as blood biomarkers, ongoing pharmacological interventions, and established medical histories. In contrast to prevailing ML methodologies tailored for tabular data, our approach seeks to underscore the inherent limitations in addressing the complexities of this clinical scenario. By delineating two interconnected tasks—first, discerning the presence or absence of BSI, and second, establishing the correlation between infections and AMR—we aim to underscore the inadequacies of traditional ML methods in addressing this intricate issue. This study not only highlights the existence of a persisting problem but also pioneers a transformative perspective, proposing a viable path forward that redefines our approach to such challenges for the first time.

Methods

Ethics statement

Clinical, demographic, microbiological, antimicrobial treatment, intervention, bed occupancy, and staffing level data were extracted from intensive care (CareVue; Philips), microbiology (MC&S; GSTT), and electronic patient administration systems (iSoft) to form the anonymized Guy’s and St Thomas’ Staphylococcal Transmission and Antimicrobial Record database, with approval from the hospital ethics committee (10/H1102/80). Access to the data is subject to appropriate checks and vetting and researchers can refer to the contact of the database manager Finola Higgins (finola.higgins@kcl.ac.uk).

This research was funded/supported by King’s College London, DRIVE-Health, KCL funded Centre for Doctoral Training (CDT) in Data-Driven Health, and Guy’s and St. Thomas’ NHS Fundation Trust. The views expressed are those of the author(s) and not necessarily those of the NHS, the NIHR or the Department of Health and Social Care. The authors acknowledge the use of the King’s College London CREATE computing infrastructure [16] to run the experiments in the Trusted Research Environment.

Dataset description

Initially, our dataset encompassed over 5000 heterogeneous patients of Guy’s and St. Thomas’ Hospitals in London admitted to the ICU from Admission and Emergency, hospital wards or operating theatre, with data collected at the patients’ admission. The data collection spans 8 years and encompass all type of complex patients who are taken care of in a high complexity university hospital. However, in the interest of data completeness, we excluded individuals with missing values in any of the selected variables. Consequently, our final dataset consists of 1142 patients, and Table 1 provides an overview of variable distributions categorized by one of the primary outcomes, which is BSI.

Table 1. Description of the dataset.

Feature Total BSI—False BSI—True p-Value
Population 1142 (100%) 1010 (88.44%) 132 (11.56%)
APACHE-II Score components Age Points 3.35 (2.22) 3.33 (2.24) 3.44 (2.11) = 0.61
Chronic Health Points 0.56 (1.61) 0.55 (1.6) 0.6 (1.72) = 0.76
Mean Arterial Pressure Points 1.99 (0.95) 1.96 (0.93) 2.16 (1.06) = 0.02
Oxygenation Points 1.57 (1.48) 1.56 (1.47) 1.62 (1.52) = 0.64
Laboratory Data Albumin 25.44 (8.3) 25.42 (8.25) 25.6 (8.74) = 0.81
Bicarbonate 20.93 (5.07) 21.2 (4.93) 18.89 (5.67) < 0.01
Bilirubin 26.76 (55.9) 26.02 (57.01) 32.42 (46.35) = 0.21
Glucose 7.28 (5.41) 7.25 (5.26) 7.52 (6.48) = 0.59
Haematocrit 30.92 (6.04) 30.87 (5.95) 31.32 (6.72) = 0.42
International Normalized Ratio 1.45 (0.63) 1.43 (0.62) 1.54 (0.7) = 0.07
PaO 2 12.94 (6.18) 12.83 (5.93) 13.81 (7.79) = 0.08
Potassium 4.12 (1.19) 4.11 (1.19) 4.21 (1.17) = 0.32
Glutamic-oxaloacetic Transaminase (SGOT) 121.01 (339.06) 115.9 (314.56) 160.07 (487.27) = 0.15
Sodium 140.72 (8.38) 140.88 (8.3) 139.5 (8.9) = 0.07
Urea 12.57 (9.86) 12.36 (9.53) 14.16 (12.03) = 0.04
Urine volume in 24h 1809.44 (1563.64) 1825.11 (1554.35) 1689.52 (1634.14) = 0.34
White Blood Cells 43.55 (980.57) 14.67 (8.51) 264.49 (2884.18) < 0.01
Medical History Circulatory System Diseases, No 1103 [96.58%] 978 [96.83%] 125 [94.7%] = 0.31
Circulatory System Diseases, Yes 39 [3.42%] 32 [3.17%] 7 [5.3%]
Signs and Symptoms Heart rate per minute 96.7 (34.32) 96.77 (34.5) 96.19 (33.02) = 0.85
Mean Blood Pressure 68.77 (23.69) 69.56 (24.06) 62.67 (19.7) < 0.01
Temperature 37.84 (1.69) 37.9 (1.63) 37.36 (2.01) < 0.01
Therapies and Treatments Number of ABs + AVs + AFs per patient * 2.3 (1.13) 2.33 (1.12) 2.05 (1.19) < 0.01
Chlorhexidine, No 478 [41.86%] 426 [42.18%] 52 [39.39%] = 0.60
Chlorhexidine, Yes 664 [58.14%] 584 [57.82%] 80 [60.61%]

* Antibiotics (AB), Antivirals (AV), and Antifungals (AF)

As we selected non-linear ML models, we opted for a non-linear features selection approach. Namely, we used Hilbert-Schmidt Independence Criterion Lasso (HSIC Lasso) [17] to find the minimal and optimal subset of features to explain a given phenomenon. Only the features having a HSIC score larger than 10−3 are used in the ML algorithms. The HSIC Lasso method finds the optimal features subset solving a feature-wise kernelized Lasso optimization problem with a non-negative constraint. We use the same feature set to train all ML algorithms in the comparison.

HSIC Lasso reduces the number of variables from 100 to 25. These include individual components of the APACHE-II score [18], laboratory data, symptoms, past medical history, and medical therapies that patients were undergoing at the time of admission to the ICU. Circulatory system diseases were defined with the ICD-9 code [19] between 390 and 459. These variables are usually available at patient admission as they do not rely on previous health records but reflect the patient’s status.

In our study, we model BSI and AMR as binary outcomes due to the limited quantity and representation of available data, which prevented us from delving deeper into individual organism details. BSI is defined as a positive blood culture, whereas AMR is a positive blood culture presenting resistance to at least one antimicrobial medicines. We did not assess the effectiveness of the treatment before the blood culture because the samples for the cultures were collected at the time of admission, which did not allow for a proper evaluation of the efficacy of the AB therapy.

While it is indeed the first instance of predicting BSI and AMR from readily available patient variables, we prioritize safety and knowledge generation. To this end, we selected and compared the following state-of-the-art algorithms: Logistic Regression (LR), Decision Trees (DT), Random Forests (RF), Gradient Boosting (GB), Extreme Gradient Boosting (XGBoost), Light Gradient Boosting (LightGBM), Linear and Quadratic Discriminant analyses (LDA and QDA), Extra Tree (ET), AdaBoost, and Symbolic Regression (SR). We did not use Deep Learning strategies because we aimed at algorithms that would provide easily understandable interpretation, either intrinsic (like in LR or SR) or post hoc (like SHAP [20] or Lime [21] for tree-based methods). For all algorithm, a comprehensive grid search optimization of hyperparameters has been conducted during training.

Symbolic regression

Symbolic regression is an evolutionary algorithm that generates predictive models in the shape of tree expressions where internal nodes are operations while leaves are features or constants [22]. The algorithm starts with a group of P initial random formulas, i.e., the initial population. At each training step, it generates new individuals by applying random mutations, and then it keeps the best P individuals based on their predictive performance.

The SR method [23,24] was shown to provide exceptional management of naturally imbalanced data [22,25] with the ability to model highly non-linear relations with limited data both in terms of data points and features available. Because the algorithm can choose a subset of variables, it can also be considered a feature selection approach itself, laying further potential for its use in the healthcare domain. Contrary to other non-linear ML algorithms, SR generates flexible mathematical equations that use a customizable set of mathematical operations and feature interactions. In this work, we considered: sum, multiplication, exponential, logarithm, square root, power, and minimum/maximum between two numbers. Although SR is the least common and documented approach, its use has been recently revived in clinical applications for the remarkable potential of a multi-objective training setup [22,25].

MOSR can simultaneously optimize multiple performance measures, also called fitness functions. Its optimisation can produce several equally optimal models, identified through dominance criteria, that create the so-called first Pareto front. We used a MOSR implementation available on GitHub [26] that uses the Non-Dominant Sorting Algorithm II genetic algorithm (NSGA-II) [27].

The optimal formulas show different properties and qualities and allow domain experts to choose the most appropriate model. The flexible and usually compact models arising from SR are naturally interpretable and allow directly inspecting the relations between the variables and identifying the most relevant ones used in the prediction. These features are very useful in a clinical environment as they allow for maintaining control of the model complexity (e.g., limiting non-linearities or setting a maximum length). In this experiment we optimize Binary Crossentropy (BCE), F1 Score and the complexity of the model (how many operations and variables are used).

The clinical implication of an equation generated by MOSR is still an open research challenge and necessitates of further methodological exploration.

From the technical implementation point of view, particularly thinking about Clinical Decision Support Systems (CDSS) software with Electronic Health Records (EHR), one of the unique features of MOSR is that models are plain expressions that can be easily transferred to any information system (even copied and pasted in a spreadsheet) and therefore their technical implementation is much simpler than any other ML alternative. The precondition to achieve this seamless integration would be like any other ML approach, that is producing consistent data preprocessing to feed as input to the model. The challenge of prediction representation to support clinical decision making would a decision in and of itself like in all other ML alternatives as it strongly depends on whether the output should be an action instruction (e.g. “prescribe Enalapril”) or more of an additional piece of information for a wider diagnostic reasoning (e.g., “Risk of death is 5%”).

Experimental design and statistics

We partitioned the dataset into training (80%) and test (20%) sets, ensuring stratification based on the class frequency due to the substantial class imbalance between BSI and non-BSI cases. We trained our ML models under two distinct conditions: firstly, without balancing the training set, allowing us to assess the ML algorithm’s performance in real-world scenarios, and secondly, by preprocessing the training set solely using the SMOTE [28] method to oversample the minority class, enabling us to evaluate how ML algorithm performance changes under ideal training conditions. The test dataset was unaltered and imbalanced to validate the ML models. For each ML algorithm, we conducted hyperparameter tuning via a standard grid search method and incorporated class weighting, assigning each class a weight equivalent to the inverse of its prevalence in the dataset. Moreover, for each ML model we tuned its hyperparameters using a standard grid search for the best predictive performance.

In the context of our binary classification task for both outcomes, our training prioritizes conservative models, which prioritize high Sensitivity while accepting a penalty in Specificity. Specifically, we place a greater emphasis on minimizing FNs, as these errors correspond to patients with BSI or AMR who may be overlooked, posing significant risks for the patient. To enhance the models discussed in this study, future efforts should focus on training on larger datasets and seeking ways to augment their Specificity, thus ensuring their reliability for deployment in real-world clinical scenarios.

Results

Epidemiological analysis

This retrospective study uses data of 1142 patients collected from the ICUs within Guy’s and St. Thomas’ NHS Foundation Trusts in Central London during this specific period, we conducted a detailed examination of this intriguing phenomenon. All patients of at least 18 year of age at their admission to ICU are included in this dataset.

Fig 2 reports data from the study and reveals that although the number of requested blood cultures decreased by a modest 17%, the count of BSI experienced a substantial drop of over 50% during the same timeframe. Furthermore, antibiotics (ABs) usage per patient demonstrated an increase of more than 27%. Notably, the correlation between the number of blood cultures requested and the infections detected showed a high positive correlation of 0.84 (p<0.05), aligning with expectations. In contrast as the rate of ABs usage increased, the infections detected decreased, and vice versa. This was shown by a negative correlation of -0.70 (p<0.05). These results indicated that the infections detected, and the rate of ABs usage moved in opposite directions, highlighting a discrepancy between the actual therapeutic need for antibiotics and their utilization for the time analysed.

Fig 2. Evolution of the number of blood cultures, BSI detected, and the average use of AMs used per patient.

Fig 2

Data description

In Table 1, we provide a description of the selected variables and conduct a comparison of their distribution among groups categorized by the presence or absence of BSI. The statistical relevance is assessed by means of the appropriate statistical test based on the data type and distribution (t-test for the continuous variables, ANOVA for categorical variables). It is worth noting that most variables exhibit non-statistically significant differences between the two groups, primarily due to the limited biological relevance of these variables to the outcome. Nevertheless, these variables are retained in our experiments because certain non-linear methods, such as SR, have the capacity to generate complex features that are functions of the original variables. These newly created composite features may reveal statistically distinct distributions among groups of patients. The presence or absence of such non-linearities cannot be ruled out solely by comparing feature distributions.

The class imbalance that manifest in this analysis is representative of the general population and intrinsic behaviour of many clinical phenomena. This paper intends to not alter this distribution and propose a ML methodology able to overcome this behaviour better than state-of-the-art approaches, therefore enabling a new way of tackling this class of clinical prediction tasks.

MOSR performance compared to state-of-the-art ML algorithms

Tables 2 and 3 showcase the performance metrics assessed on the test dataset, encompassing BSI and AMR detection respectively, across various ML approaches. We examine both scenarios of training datasets, one with balanced class distribution and the other with imbalanced class distribution. In the case of standard ML models, we present the outcomes of the performance calculated on the test dataset. For the MOSR case, we provide two key models: one for the model with the highest AUROC score and one for the model yielding the highest F1 score. Highlighting the model with best F1 score in the table is crucial because it offers a valuable measure of model performance, especially in scenarios where precision and recall need to be balanced, making it essential for tasks like BSI and AMR detection where both false positives and false negatives carry different, yet significant consequences.

Table 2. Detection of BSI: predictive performance on test dataset.

Real-world imbalanced training dataset SMOTE re-balanced training dataset
AUC Acc. Prec. Spec. Sens. F1 Feat. AUC Acc. Prec. Spec. Sens. F1 Feat.
LR .61 .88 .17 .00 .03 .05 24 .57 .60 .14 .00 .48 .22 24
DT .48 .78 .08 .89 .09 .08 24 .52 .75 .15 .82 .22 .17 24
RF .60 .88 .10 .00 .01 .02 24 .60 .88 .08 .00 .02 .03 24
GB .60 .88 .27 .00 .05 .08 24 .56 .86 .16 .00 .05 .08 24
XGBoost .59 .87 .00 .00 .00 .00 24 .57 .86 .22 .00 .09 .12 24
LightGBM .59 .88 .01 .00 .03 .01 24 .56 .86 .17 .00 .03 .05 24
LDA .58 .88 .06 .00 .02 .03 24 .57 .62 .15 .00 .52 .24 24
QDA .55 .88 .26 .00 .04 .06 24 .48 .84 .18 .00 .06 .07 24
ET .59 .88 .00 .00 .00 .00 24 .55 .88 .35 .00 .04 .07 24
AdaBoost .55 .86 .20 .00 .11 .14 24 .53 .80 .16 .00 .16 .16 24
MOSR
Best AUROC
.79 .75 .79 .69 .27 .39 3 .72 .26 .17 .92 .12 .22 2
MOSR
Best F1
.69 .83 .87 .54 .35 .42 6 .67 .79 .83 .46 .26 .33 22

Table 3. Detection of AMR: predictive performance on test dataset.

Real-world imbalanced training dataset SMOTE re-balanced training dataset
AUC Acc. Prec. Spec. Sens. F1 Feat. AUC Acc. Prec. Spec. Sens. F1 Feat.
LR .64 .90 .10 .00 .01 .02 23 .56 .63 .13 .00 .46 .20 23
DT .57 .84 .21 .88 .23 .22 23 .53 .78 .12 .84 .21 .15 23
RF .66 .90 .00 .00 .00 .00 23 .61 .90 .35 .00 .05 .09 23
GB .61 .90 .18 .00 .05 .08 23 .60 .89 .29 .00 .09 .10 23
XGBoost .63 .90 .05 .00 .01 .02 23 .56 .90 .25 .00 .05 .08 23
LightGBM .58 .90 .10 .00 .01 .03 23 .57 .90 .25 .00 .05 .08 23
LDA .64 .90 .28 .00 .05 .08 23 .57 .66 .13 .00 .46 .20 23
QDA .46 .89 .22 .00 .10 .14 23 .41 .44 .08 .00 .49 .14 23
ET .65 .90 .00 .00 .00 .00 23 .60 .90 .30 .00 .04 .07 23
AdaBoost .56 .89 .23 .00 .11 .14 23 .55 .85 .17 .00 .13 .14 23
MOSR
Best AUROC
.86 .78 .29 .29 .91 .44 4 .85 .35 .78 .13 .99 .23 11
MOSR
Best F1
.86 .78 .29 .29 .91 .44 4 .64 .82 .86 .26 .45 .33 16

In S1 Appendix, more details on the models and the confusion matrices are reported.

Our results indicate that traditional ML approaches struggle to efficiently predict BSI or AMR presence in ICU patients using standard EHR data, while MOSR emerges as a promising alternative. MOSR consistently achieves the highest AUROC and F1, remaining stable in both imbalanced and balanced training scenarios. Even though SMOTE enhances some metrics, it falls short of ensuring balancing in predictive performance. The improved performance of MOSR on the test sets are an indication of its ability to mitigate overfitting behavior. In summary, MOSR outperforms other ML algorithms in both balanced and imbalanced training datasets, holding potential for predictive modelling in this critical healthcare context.

The MOSR chosen individual shows much higher, balanced, and thus reliable performances with .42 and .44 F1-Scores respectively compared to the next best alternative of DT ad ADA respectively. This indicates that the multi-objective training of MOSR on BCE, AUROC, and F1 was successful.

The MOSR approach is characterized by innovation, yet it could be further enhanced through the incorporation of established machine learning methodological practices.

External validation of MOSR models would be required for a complete assessment of this approach and more experimentation will be needed to further assess the full potential of the multi-objective training. We leave the problem of choosing the best MOSR model for clinical purposes for future work. In fact, only once more extensive and representative datasets are explored will it be appropriate to dive into the details of model choice and explanation. Nonetheless, our work remains a solid proof-of-concept putting light on the way ahead for AMR and AB stewardship research.

Discussion and conclusion

In summary, the challenges posed by BSI and AMR detection persist as formidable issues within healthcare systems, giving rise to the inappropriate use of antibiotics and unfavourable patient outcomes. This matter is particularly critical in high-risk settings like the ICU, where vulnerable patients are exposed to heightened risks of morbidity and mortality. ICU clinicians make daily decisions regarding antibiotic therapy, often in the absence of conclusive bacterial culture results at the time of admission.

Throughout the period we observed, a significant development took place, wherein the implementation of the IC initiative led to a decrease in infection rates. Paradoxically, this reduction in infections coincided with an uptick in the use of antibiotics per patient. This unexpected divergence in the relationship between antibiotic utilization and infection prevalence at the hospital level prove the persistent need of a rapid diagnostic support. Despite the considerable passage of time and the routine incorporation of the IC program, the approach to managing ICU admissions, encompassing infection detection technology and clinical protocols, has remained largely unaltered paving the way for the implementation of a clinical decision support tool like ours.

In this study, advanced ML models was used to predict the occurrence of BSI and AMR based on variables already available for every patient at ICU admission. Our models outperformed classical ML models and demonstrated promise for further ML development in this field. Our dataset reflects an era where the technological and behavioural approaches to AM stewardship in ICU admissions have remained largely unchanged. In this context, our findings reveal that MOSR emerges as the most promising approach for BSI and AMR detection, utilizing commonly available Electronic Health Record (EHR) data and without relying on previous microbiological data relating infections and resistances. These results hold substantial implications for improving early diagnosis and targeted AM therapy, ultimately contributing to the ongoing battle against the growing threat of AMR in healthcare settings.

A comprehensive literature search on Pubmed, Google Scolar and Scopus has produced a selection of seven papers that approach the problem of AMR prediction using EHR and ML techniques. Traditional approaches to identifying AMRs use AM susceptibility testing based on phenotypic testing [29] while more recent methods use ML and deep learning to analyse genome sequences directly [30,31], including Lewin-Epstein et al. [32], where an ensemble of ML models is used to predict the resistance to five ABs. However, all these approaches start from bacterial cultures data and not EHR data that are commonly available at ICU admission in a predictive manner. Looking at EHR-focused efforts, a study by Moran et al. [33] used EHRs to predict resistance to co-amoxiclav and piperacillin/tazobactam with AUC ranging from .61 to .67. Their predictive analysis relies on previously acquired blood cultures. Garcia-Vidal et al. [34] show how their ML approach can use EHRs to predict multidrug-resistant Gram-negative bacilli with AUC ranging from .79 to .97. The chosen variables may be hard to obtain as they rely on an extensive past medical history that is not often available and previous blood cultures. Moreover, although the number of records they used is 3235, the number of patients is only 349, making the model very much prone to overfitting. Pascual-Sanchez et al. [35], study a similar application and strategy, using a single data point per patient re-balancing the outcomes by under-sampling the records not presenting AMR in the final dataset. Overall, the reviewed approaches make use of variables that are not readily available at patient admission in their EHR records, which was a core study design choice of our proposal. Moreover, this work is the first of its kind proposing the introduction of the methodology of MOSR and multi-objective training.

To the best of our knowledge, this is the first work aiming to predict the outcome of bacterial cultures using easily and readily collectible EHR data in a competitive way. This makes our result an exciting and appealing front-line tool for clinicians waiting for laboratory evidence. In our future work, we will focus on improving our models’ robustness, reliability, and interpretability to facilitate their use in real-world situations. Moreover, collecting new data would allow extending the current approach to individual microorganism AMR detection and sharpening the algorithm performance.

This study, while valuable, is constrained by several limitations. The first is data scarcity, with our dataset comprising approximately 1000 patients. This limited size may affect the robustness and generalizability of our findings. A possible solution to this limitation is the use of Federated Learning strategies to allow more clinical institutions to participate in the training process with their data.

The second limitation is data imbalance, particularly in binary outcomes such as BSI and AMR. This disparity can introduce bias and affect the performance of ML models. Despite this, our approach offers a promising solution for imbalanced prediction tasks.

The third limitation relates to the need to identify the most effective and reliable representation of the predictions for a proper integration with clinical decision support systems. This would require a closer work with practicing clinician to understand the nuances of their decision-making environment and what type of representation would convey the prediction best.

Lastly, the absence of external validation limits the broader applicability of our approach. However, the primary focus of this work is to propose a novel method for addressing imbalanced prediction tasks in healthcare, rather than resolving clinical challenges.

To address these limitations, we are actively working on expanding our dataset, both in terms of size and diversity, to enhance the representativeness of our findings. Additionally, we are reevaluating our approach to potentially explore predictions at a finer level, focusing on individual organisms rather than generic binary outcomes. These efforts aim to overcome the data limitations, refine our methodology, and ultimately provide more comprehensive insights into the complex dynamics of healthcare-associated infections and AMR.

Supporting information

S1 Appendix. Models and confusion matrices.

When the equations are of reasonable complexity, we report it below, otherwise we omit them in the manuscript. Variables need to be scaled between 0 and 1.

(DOCX)

pdig.0000641.s001.docx (250.4KB, docx)

Data Availability

In this work we used anonymized, yet sensitive data of living patients and it is not available for public access. Access to the data is subject to appropriate checks and vetting and researchers can refer to the contact of the database manager Finola Higgins (finola.higgins@kcl.ac.uk).

Funding Statement

The author(s) received no specific funding for this work.

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PLOS Digit Health. doi: 10.1371/journal.pdig.0000641.r001

Decision Letter 0

Akhilanand Chaurasia

3 Jan 2024

PDIG-D-23-00418

Using interpretable Machine Learning to predict bloodstream infection and antimicrobial resistance in patients admitted to ICU: early alert predictors based on EHR data to guide antimicrobial stewardship

PLOS Digital Health

Dear Dr. Ferrari,

Thank you for submitting your manuscript to PLOS Digital Health. After careful consideration, we feel that it has merit but does not fully meet PLOS Digital Health's publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript within 60 days Mar 03 2024 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at digitalhealth@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pdig/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

* A rebuttal letter that responds to each point raised by the editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

* A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

* An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

We look forward to receiving your revised manuscript.

Kind regards,

Akhilanand Chaurasia

Section Editor

PLOS Digital Health

Journal Requirements:

1. We ask that a manuscript source file is provided at Revision. Please upload your manuscript file as a .doc, .docx, .rtf or .tex.

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3. Please insert an Ethics Statement at the beginning of your Methods section, under a subheading 'Ethics Statement'. It must include:

1) The name(s) of the Institutional Review Board(s) or Ethics Committee(s)

2) The approval number(s), or a statement that approval was granted by the named board(s)

3) (for human participants/donors) - A statement that formal consent was obtained (must state whether verbal/written) OR the reason consent was not obtained (e.g. anonymity). NOTE: If child participants, the statement must declare that formal consent was obtained from the parent/guardian.

Additional Editor Comments (if provided):

Dear Author,

Kindly provide satisfactory rebuttal of queries raised by reviewers

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Does this manuscript meet PLOS Digital Health’s publication criteria? Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe methodologically and ethically rigorous research with conclusions that are appropriately drawn based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Yes

--------------------

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: N/A

--------------------

3. Have the authors made all data underlying the findings in their manuscript fully available (please refer to the Data Availability Statement at the start of the manuscript PDF file)?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: No

--------------------

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS Digital Health does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: No

Reviewer #3: Yes

--------------------

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The article presents a study that introduces a machine learning approach based on Multi-Objective Symbolic Regression (MOSR) for predicting bloodstream infections (BSI) and antimicrobial resistance (AMR) in ICU patients using electronic health record (EHR) data. The study compares MOSR with traditional machine learning models, highlighting its superior performance in minimizing false negatives and its potential for large-scale implementation to guide antimicrobial stewardship. There are several issues with this article that need improvement:

• The binary outcomes for BSI and AMR can introduce bias in the machine learning models due to class imbalance.

• The study lacks external validation of the MOSR models, which is necessary for assessing their real-world applicability.

• While the study emphasizes the interpretability of MOSR, the complexity of the models used, and their interpretability in a clinical setting are not thoroughly addressed.

• The study's reliance on a relatively small and specific dataset might not adequately represent the diverse scenarios encountered in different healthcare settings.

• Concerns about the class imbalance and lack of external validation might limit confidence in the study’s findings.

• The study does not sufficiently address how its findings can be practically implemented in real-world clinical settings, especially considering the complexity of the models.

• The work should expand the dataset to enhance representativeness, address data limitations, refine methodology, and improve model robustness and interpretability for practical clinical use.

Reviewer #2: I don't have access to specific questions or answers related to a review. If you have any specific questions or content related to a review that you'd like assistance with, please provide more details, and I'll do my best to help.

Reviewer #3: The submitted manuscript aims to analyze and predict bloodstream infections (BSI) and antimicrobial resistance (AMR) using machine learning (ML) techniques including Logistic Regression, Decision Trees, Random Forests, and symbolic regression.

I have few points to raise:

1. The definition of AMR, authors stated that the definition of AMR line 111, “AMR was the culture presenting at least one resistance to ABs.” I don’t agree with definition, it should be more like “AMR was the culture presenting at least one resistance to Abs that once was successful treating the microbe”.

2. Please provide more data regarding AMR if available, the frequency of AMR is quiet high , 11 compared to 13 BSI in the test data reflecting high resistance that could be the definition used.

3. Please provide the 25 features used in the analysis in the appendix.

4. Is there any reason the authors choose this split training 90%, test 10% which deviates from normal ML approaches.

5. Looking at the symbolic regression equations, it seems the variables are interesting and the authors may provide explanation on them, example biliribuin reflecting liver injury, urea reflecting kidney injury along with temperature and mean arterial pressure, but my main concern is the number of antibiotics and the use of nystatin which primarily reflect higher clinical suspicious of BSI and AMR rather then actual predictive variable as it reflects the physician response to the presentation rather then the presentation itself. Alternative more suitable variable would be recent antibiotic use before the presentation.

--------------------

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

Do you want your identity to be public for this peer review? If you choose “no”, your identity will remain anonymous but your review may still be made public.

For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Shadab Alam

Reviewer #2: No

Reviewer #3: No

--------------------

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: Article REVIEW.pdf

pdig.0000641.s002.pdf (115KB, pdf)
PLOS Digit Health. doi: 10.1371/journal.pdig.0000641.r003

Decision Letter 1

Akhilanand Chaurasia

24 May 2024

PDIG-D-23-00418R1

Using interpretable Machine Learning to predict bloodstream infection and antimicrobial resistance in patients admitted to ICU: early alert predictors based on EHR data to guide antimicrobial stewardship

PLOS Digital Health

Dear Dr. Ferrari,

Thank you for submitting your manuscript to PLOS Digital Health. After careful consideration, we feel that it has merit but does not fully meet PLOS Digital Health's publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript within 30 days Jun 23 2024 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at digitalhealth@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pdig/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

* A rebuttal letter that responds to each point raised by the editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

* A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

* An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

We look forward to receiving your revised manuscript.

Kind regards,

Akhilanand Chaurasia

Section Editor

PLOS Digital Health

Journal Requirements:

1. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article's retracted status in the References list and also include a citation and full reference for the retraction notice.

2. Please insert an Ethics Statement at the beginning of your Methods section, under a subheading 'Ethics Statement'. It must include:

1) The name(s) of the Institutional Review Board(s) or Ethics Committee(s)

2) The approval number(s), or a statement that approval was granted by the named board(s)

[3) (for human participants/donors) - A statement that formal consent was obtained (must state whether verbal/written) OR the reason consent was not obtained (e.g. anonymity). NOTE: If child participants, the statement must declare that formal consent was obtained from the parent/guardian.]

Additional Editor Comments (if provided):

Dear Author,

Kindly provide satisfactory rebuttal of queries raised by reviewers

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

Reviewer #3: (No Response)

--------------------

2. Does this manuscript meet PLOS Digital Health’s publication criteria? Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe methodologically and ethically rigorous research with conclusions that are appropriately drawn based on the data presented.

Reviewer #2: Partly

Reviewer #3: (No Response)

--------------------

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: N/A

Reviewer #3: Yes

--------------------

4. Have the authors made all data underlying the findings in their manuscript fully available (please refer to the Data Availability Statement at the start of the manuscript PDF file)?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

--------------------

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS Digital Health does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

--------------------

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: Could you clarify the advantages of the MOSR approach over conventional machine learning techniques in diagnosing bloodstream infections and Antimicrobial Resistance? Furthermore, what might be the ramifications of this method in clinical practice and patient outcomes?

The MOSR approach is characterized by innovation, yet it could be further enhanced through the incorporation of established machine learning methodological practices, such as validation, class imbalance mitigation, and clinical evaluation

Reviewer #3: Authors' responses should be comprehensive and integrated into the manuscript (with a reference to the location of adjustment), rather than merely being addressed in separate replies.

--------------------

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

Do you want your identity to be public for this peer review? If you choose “no”, your identity will remain anonymous but your review may still be made public.

For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #2: No

Reviewer #3: No

--------------------

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: plos one review.pdf

pdig.0000641.s004.pdf (111.5KB, pdf)
PLOS Digit Health. doi: 10.1371/journal.pdig.0000641.r005

Decision Letter 2

Akhilanand Chaurasia

12 Sep 2024

Using interpretable Machine Learning to predict bloodstream infection and antimicrobial resistance in patients admitted to ICU: early alert predictors based on EHR data to guide antimicrobial stewardship

PDIG-D-23-00418R2

Dear Mr Ferrari,

We are pleased to inform you that your manuscript 'Using interpretable Machine Learning to predict bloodstream infection and antimicrobial resistance in patients admitted to ICU: early alert predictors based on EHR data to guide antimicrobial stewardship' has been provisionally accepted for publication in PLOS Digital Health.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow-up email from a member of our team. 

Please note that your manuscript will not be scheduled for publication until you have made the required changes, so a swift response is appreciated.

IMPORTANT: The editorial review process is now complete. PLOS will only permit corrections to spelling, formatting or significant scientific errors from this point onwards. Requests for major changes, or any which affect the scientific understanding of your work, will cause delays to the publication date of your manuscript.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they'll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact digitalhealth@plos.org.

Thank you again for supporting Open Access publishing; we are looking forward to publishing your work in PLOS Digital Health.

Best regards,

Akhilanand Chaurasia

Section Editor

PLOS Digital Health

***********************************************************

Reviewer Comments (if any, and for reference):

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #3: All comments have been addressed

**********

2. Does this manuscript meet PLOS Digital Health’s publication criteria? Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe methodologically and ethically rigorous research with conclusions that are appropriately drawn based on the data presented.

Reviewer #3: (No Response)

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #3: (No Response)

**********

4. Have the authors made all data underlying the findings in their manuscript fully available (please refer to the Data Availability Statement at the start of the manuscript PDF file)?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #3: (No Response)

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS Digital Health does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #3: (No Response)

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #3: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

Do you want your identity to be public for this peer review? If you choose “no”, your identity will remain anonymous but your review may still be made public.

For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #3: No

**********

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Appendix. Models and confusion matrices.

    When the equations are of reasonable complexity, we report it below, otherwise we omit them in the manuscript. Variables need to be scaled between 0 and 1.

    (DOCX)

    pdig.0000641.s001.docx (250.4KB, docx)
    Attachment

    Submitted filename: Article REVIEW.pdf

    pdig.0000641.s002.pdf (115KB, pdf)
    Attachment

    Submitted filename: Response to Reviewers.docx

    pdig.0000641.s003.docx (22.4KB, docx)
    Attachment

    Submitted filename: plos one review.pdf

    pdig.0000641.s004.pdf (111.5KB, pdf)
    Attachment

    Submitted filename: Response to Reviewers 2.docx

    pdig.0000641.s005.docx (28.9KB, docx)

    Data Availability Statement

    In this work we used anonymized, yet sensitive data of living patients and it is not available for public access. Access to the data is subject to appropriate checks and vetting and researchers can refer to the contact of the database manager Finola Higgins (finola.higgins@kcl.ac.uk).


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