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. 2024 Oct 9;26(1):43–84. doi: 10.1021/acs.biomac.4c00674

Silica–Biomacromolecule Interactions: Toward a Mechanistic Understanding of Silicification

Christina A McCutchin , Kevin J Edgar ‡,§, Chun-Long Chen ∥,, Patricia M Dove †,§,#,*
PMCID: PMC11733937  PMID: 39382567

Abstract

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Silica–organic composites are receiving renewed attention for their versatility and environmentally benign compositions. Of particular interest is how macromolecules interact with aqueous silica to produce functional materials that confer remarkable physical properties to living organisms. This Review first examines silicification in organisms and the biomacromolecule properties proposed to modulate these reactions. We then highlight findings from silicification studies organized by major classes of biomacromolecules. Most investigations are qualitative, using disparate experimental and analytical methods and minimally characterized materials. Many findings are contradictory and, altogether, demonstrate that a consistent picture of biomacromolecule–Si interactions has not emerged. However, the collective evidence shows that functional groups, rather than molecular classes, are key to understanding macromolecule controls on mineralization. With recent advances in biopolymer chemistry, there are new opportunities for hypothesis-based studies that use quantitative experimental methods to decipher how macromolecule functional group chemistry and configuration influence thermodynamic and kinetic barriers to silicification. Harnessing the principles of silica–macromolecule interactions holds promise for biocomposites with specialized applications from biomedical and clean energy industries to other material-dependent industries.

1. Introduction

Diverse marine and terrestrial organisms have developed the ability to form inorganic–biopolymer composites using processes that are broadly known as biomineralization. The resulting amorphous and crystalline minerals are intimately associated with macromolecules of the organic matrix and exhibit properties that are quite unlike those of their abiotically formed counterparts. For example, these biomineral products often present greater fracture toughness, flexibility, and structural order on multiple length scales. These properties, combined with sometimes unusual morphologies, confer ecological or metabolic advantages to the organism. Skeletal support is a common biomineral function, but organisms can produce a diverse array of sophisticated biological materials that can serve as filters, grinders, light harvesters, and gravity and magnetic field sensors.15 Most biominerals comprise polymorphs of calcium carbonate, calcium phosphate, or silica, but the more than 60 crystalline and amorphous phases identified to date also include oxides, hydroxides, and sulfates.1

Structural biologists have made great strides in establishing the configurations of the “privileged” cellular spaces where biomineralization occurs.2,69 The cellular machinery contained therein determines the composition of the organic matrix (OM), the macromolecular mixture of proteins, polysaccharides, and lipids that comprise these spaces as well as drive life processes, including biomineral formation.2,1012 Thus, the OM and the composition and conformation of macromolecules associated with sites of mineral formation are subjects of considerable attention from the biomineralization community.

This Review focuses on silica biomineralization and the roles of biopolymers in forming biosilica composite materials. Significant advances in understanding the cellular environment where biosilica is formed, combined with recent advances in glycomaterials research, present opportunities to finally establish the physical basis for the role of macromolecules in biosilicification. First, we highlight the structural and chemical characteristics of relevant aqueous silica chemistry as background before discussing more complex biologically-based silica chemistry. We then highlight recent studies that show the nature of local settings where biosilicification occurs with a focus on the OM and associated polysaccharides, proteins, peptides, and polyamines. Most investigations are highly qualitative, and the materials have not been well-characterized. The current literature illuminates the many challenges of accurately characterizing structurally complex proteins and glycomaterials. Collectively, they also show that our mechanistic understanding of how macromolecules promote (and inhibit) silica condensation continues to be limited.

The available evidence from studies of the organic matrix associated with natural biosilica indicates the overarching influence of the functional group identity on mineralization. Recurring chemical architectures include high charge density, with amines as the major cations and phosphates or carboxylates as the major anions. Cooperative interactions between opposite charges are suggested to play a major role in silicification, along with other molecular interactions, such as hydrogen bonding.

In the second part of this Review, we suggest that recent advances in biopolymer synthesis present an opportunity to design hypothesis-based studies that determine the thermodynamics and kinetics of macromolecule controls on mineralization. Of particular interest are derivatives of chitin, a polysaccharide that is widely found in association with biosilicas. Deacetylating chitin to chitosan yields a versatile material that can be tailored into a remarkable array of compositions to conduct systematic and quantitative studies of the kinetic and thermodynamic drivers of silicification. The opportunities therein open the way to building conceptual and computational models of macromolecular regulation of silicification. Harnessing the roles of these functional groups, as individual species or through cooperative interactions, is fundamental to understanding natural silicifiers and potentially transformational for synthetically developing novel silica-based biomaterials for industrial applications.

1.1. Overview: Silica Biominerals

In earth systems, silica biominerals are produced by an astonishing diversity of organisms–from viruses and bacteria to plants and mammals (Figure 1). Most silicifiers live in marine environments, and three major groups have appeared over geologic time (Figure 2). Radiolarians and “glass” sponges were the first to emerge at a time when oceans contained more than 1,000 μmol of total H4SiO4° (∼550 Ma). With the emergence of diatoms (∼75 Ma), which sequester H4SiO4° to produce biosilica frustules, aqueous silica levels declined sharply (Figure 2).13,14

Figure 1.

Figure 1

Diverse organisms produce biosilica as organic-SiO2 composites.1522 Most structures serve protective or structural functions. “n.d.” indicates “not determined”.

Figure 2.

Figure 2

Average silica concentration in the ocean shows that the early ocean was near equilibrium with respect to amorphous silica. Silica levels began to decline and then plateaued with the evolution of radiolarians and glass sponges (550–200 Ma). Upon the emergence of diatoms (at ∼75 Ma), silica levels decreased sharply to present-day levels (after Conley et al., 2017).13

Diatoms dominate the biogeochemical cycling of silicon in modern oceans and annually produce gigatons of biosilica and organic carbon, as well as a significant portion of the oxygen that we breathe.23 Indeed, the ecological success of this major class of photosynthesizers over geological time led to a dramatic decrease in ocean water Si concentrations to the ≈31 μM H4SiO4° that is observed today (Figure 2).13,24,25 This continued ecological success is a critical component in the global biogeochemical system and is thus of great interest to climate researchers. The diatom’s mineralized structure, or frustule, exhibits exquisite detail that is reproduced over generations by the biochemical machinery that directs the species-specific morphological details with astonishing fidelity (see Section 3.1).

1.2. Overview: Materials Applications

As an environmentally benign and relatively inexpensive material, silica is increasingly being incorporated into a variety of applications (Figure 3). However, the traditional process of industrial silica production, i.e., the Stöber process, is not environmentally benign. The Stöber approach has negative environmental impacts through high energy demands, caustic solvents (e.g., ammonium hydroxide), and petrochemical-based surfactants (toxic to aquatic life).26 The severe conditions of these synthetic processes contrast with silicification by marine organisms that produce silica materials at ambient temperatures, with little more than seawater and associated macromolecules. The silica produced by these marine organisms in turn confers hardness, microbial resistance, attrition resistance, and porosity to bioorganic materials such as peptides, proteins, and polysaccharides.27 Given these marked differences in natural and industrial pathways to silicification, it is apparent why efforts to harness the ability to sustainably produce tailored, morphologically hierarchical structures will grow as a frontier area of investigation.26 The many applications reiterate the transformational potential of establishing the physical basis for silicification and the expanse of translational opportunities for new material development (Figure 3).

Figure 3.

Figure 3

An understanding of silicification processes holds promise for diverse translational opportunities as illustrated by this “Rosetta Stone” of potential applications.

2. Background to Structure and Chemistry of Silica

To explore how silicification is modulated by an OM or synthetic biopolymer system, we begin with the basic structure and chemistry of silica in aqueous environments. Natural biosilicas are formed at ambient or low temperatures and moderate pressures, where monosilicic acid, H4SiO4°(aq), and its deprotonated counterpart, H3SiO4 (aq), are the monomeric forms found in an aqueous solution. These species are rapidly interchangeable by the acid–base reaction:31

2. 1

Subsequent reactions to polymerize silica are represented by the general condensation reaction:31

2. 2

For a comprehensive discussion of silica formation, see Iler, 1979, and Belton, 2012.32,33

2.1. Silicification in Simple Inorganic Systems

The inorganic process of silicification is an SN2-like polycondensation reaction (that releases a water molecule as the coproduct) whereby the rate-determining step is the nucleophilic attack of H3SiO4.33 Monosilicic acid is a high-energy, unstable monomer that undergoes autopolycondensation at neutral pH and room temperature above a concentration of ≈2 mM.3335 Research suggests that, at most pH values, aside from extremely low pH, silica polymerization or condensation (the terms are used interchangeably in most literature; see Table 1) occurs until the reaction reaches equilibrium.33

Table 1. Summary of the Silica Morphologies and Definitions Used in This Discussion.

Term Definition
Silicification Combination of reactions 1 and 2, also referred to as silicic acid polymerization or condensation
Silicic acid General term for monosilicic acid and its dimers, trimers, and oligomers
Silicate General term for ionized/deprotonated silicic acid
Silica sol Aqueous solution of colloidal particles [held together by electrostatic and van der Waals forces]36 with sizes 1–1000 nm37
Silica gel Sol particles with siloxane bonds at points of contact (linked together into 3-D networks);32 Interconnected rigid structure of polymeric chains with microsized pores36
Colloidal silica Dispersions or sols of discrete particles of amorphous silica, large enough to be stable32
Colloidal particles 3-D polymers of silica32
Particles Spherical or nonspherical structures with nm-scale diameters
Aggregates Unstructured fusions of particles or sols

The pKa of oligomers is structure-dependent, can vary from 9.5 and 10.7, and progressively decreases with higher degrees of polymerization (DP). For example, surface silanols have a pKa of 6.8 when bound to aggregates with a diameter of ≈1 nm (Reaction 2).33 Although the pKa of silicic acid is relatively high, at neutral pH (Reaction 1) ≈0.18% of the total H4SiO4° is ionized and can promote oligomerization at room temperature.33 Monomers react with one another to form dimers, trimers, and then higher oligomers and polymers (Figure 4). Oligomers that consist of greater than two monomers often cyclize, forming structures such as cubic octamers and prismatic hexamers.33 Si–O–Si bonds can have a wide range of angles (135–160°) and bond lengths (1.58–1.62 Å), which allows for a wide array of structures.38 To our knowledge, the increase in energetic stability that occurs with the formation of cyclic and prismatic structures has never been quantified; however, ion–solvent interaction enthalpies of ionized monosilicic acid were calculated by Yang et al.39 The reversibility of silicification means that thermodynamic and kinetic factors must be favorable to form silica. As oligomers continue to polymerize, larger particles and amorphous aggregates exhibit variable length scale (and degree) of structural order (Figure 5). These larger particles continue to grow at the expense of the smaller particles, which have a higher ratio of surface energy to bulk material properties, in a process generally known as Ostwald Ripening.26,33

Figure 4.

Figure 4

Nomenclature of silicic acid species that can occur in solution (monomer to oligomer). The Qn convention refers to the number of Si units attached (through the oxygen) to an adjacent Si atom.33 Thus, Qn refers to Si(OSi)n(OH)4–n where n equals 0, 1, 2, 3, or 4. Qn notation is represented by the silicon atom in pink. The Qn convention is widely used in 29Si NMR.

Figure 5.

Figure 5

A simple representation of the common nomenclature for the formation of higher order silica structures in inorganic systems (sols, gels, and aggregates) provides a visualization for discussions herein (after Wilhelm and Kind, 2015).213

Silicification is complex and depends upon total H4SiO4 concentration, pH, types and concentrations of salts/ions, ionic strength, pressure, and the presence of other chemical species such as biomolecules or inorganic impurities.32 All of these factors influence the final characteristics of natural and synthetic silicas. The stability of the Qn species also is dependent upon solution conditions. Qn nomenclature describes Si(OSi)n(OH)4–n moieties (where n = 0, 1, 2, 3, or 4, Figure 4) and is commonly used in 29Si NMR studies of silica formation where speciation can be resolved. For example, starting with sodium silicate solutions (75 mM with respect to SiO2) and very high pH (>12), Q0 and Q1 species are stable and dominant in solution.40 Oligomers and particles are more anionic in circumneutral pH solutions than monomeric species due to their decreasing pKa values as previously discussed.33 In contrast, at low pH (<2), silicic acid species that form from sodium silicate (75 mM with respect to SiO2) are stable in the form Q0, Q1, Q2, Q3, and Q4.40 During the silica nucleation process, oligomers form thermodynamically stable silica nuclei, thought to be on the order of 1–2 nm in diameter, before rapid polymerization forms higher order structures.41 pH has significant influence upon the higher order morphology of silica as well. Near-neutral pH and low ionic strength conditions favor the formation of a silica sol, or solution of colloidal particles (Figure 5, Table 1).34 These particles have a diameter of 1–1000 nm and are held together by electrostatic and van der Waals forces.36 At lower pH (<7), a silica gel (Figure 5) is formed when a 3-D network of siloxane bonds forms between sol particles.32 The resulting interconnected structure of polymeric chains contains microsized pores.36 In high pH solutions, sol particles further combine to form silica aggregates (Figure 5).

In in vitro studies, silicic acid precursors have large and varying effects on the silicification studies. Precursors such as inorganic salts and organic acids are used in in vitro silicification studies due to the instability of monosilicic acid.31 Tetramethyl orthosilicate (TMOS) and tetraethyl orthosilicate (TEOS) precursors sometimes require the addition of methanol or ethanol to inhibit phase separation in aqueous systems.29,30 They also require acidification or alkalization of the solution to produce silicic acids, which then form a sol or gel, and they form a nonprecipitating gel above 25 wt %.29 The general reaction for hydrolysis of precursors is given by

2.1. 3

Salinity also has an important role in silica reactivity, particularly under conditions where silica species are charged. The combination of salts and charged species decreases the repulsion between silicic species, which leads to increased aggregation.33

2.2. Methods of Analyzing Silicification

For the purposes of this Review, it is useful to briefly consider the most widely used methods of silicification analysis and the types of information that they provide (Table 2). Two of the classical methods used to track silica formation include (1) the beta-silicomolybdate method (also known as the molybdate yellow method), which produces a yellow color, and (2) the molybdenum blue method, which produces a blue color.32 Both of these methods utilize molybdate to form complex monosilicic acid, which forms a color that is detectable via UV–vis spectroscopy. These robust methods have been used for several decades.

Table 2. Comparing and Contrasting Established Silicification Analytical Methods.

Methods What It Measures How It Measures Quantitative? Data Gained? Destructive? Cons Pros Reference
29Si NMR Magnetic environments of Si nuclei Resonance signal released from magnetic pulse to nuclei Yes Relative concentration and identification of silicic acid species No Not cost-effective; can be time-consuming Widely available Zerda et al. (1986)53
β-Silicomolybate or Molybdenum Blue Molybdate-reactive silica UV–vis spectroscopy Yes Concentration of species in solution Yes Instable color Cost effective, rapid results Iler (1979)32
ESI-MS Mass to charge ratio Ionized aerosolized solution separated by voltage No Size of species in solution Yes Noisy spectra; salt interferes with signal Rapid results Takahashi et al. (2015)42
SEM/TEM Diameter and 2-D shapes of particles Electron scattering No Visual morphology Sometimes No quantifiable data Common technique Belton et al. (2008)49
AFM 3-D shapes and sizes of particles Tactile Yes, for counting critical nuclei Number of nuclei formed over time No Difficult to work with Simple quantification of nuclei Wallace et al. (2009)51
GC Relative sizes of oligomeric or polymeric species Volatile species separated through a stationary phase No General sizes and concentrations of species in solution Yes Trimethylsiylation process can obscure species Cost effective; rapid results Shimono et al. (1983)44

The beta-silicomolybdate assay is the most commonly used analytical method for determining dissolved silica concentration due to its versatility, cost-effectiveness, and accessible equipment requirements. In this assay, a yellow color is observed upon the complexation of a monosilicic acid molecule with MoO42– ions to form a Keggin structure, as demonstrated by Takahashi et al. in 2015 via ESI-mass-spec.42 The color takes time to develop as an equilibrium exists between depolymerization of small oligomers and monomeric complexation by the molybdate species.32 Another equilibrium exists in this system between the beta and alpha forms of the silicomolybdate structures.32 The beta structure degrades into the fainter yellow alpha structure. Iler in 1979 ensured the stability of the beta structure in this method by carefully tuning the concentrations of MoO42–, acid, and base, causing the color to be relatively stable between 2 min and 2 h.32 The addition of alcohol also favors the beta form.32 Absorbance is typically measured at 410 nm.32 It is important to remember that no more than 2 mg of SiO2 should be added to 40 mL of molybdate reagent before the final volume is adjusted to 50 mL.32 Phosphate ions can interfere with this method, but this is minimized by introducing oxalic, citric, or tartaric acids.32

The molybdenum blue reaction is used for lower concentrations of silicic acid on the scale of only a few parts per million or when phosphates are present in solution.32 This is the reduced molybdate complex of the beta silicomolybdate method. With this method, only 1–20 mL of a sample containing 10–50 μg of SiO2 can be added.32 After 3 h, the absorbance is measured at 810 nm.32 Overall, the beta silicomolybdate method is more robust and efficient for most systems. Both molybdenum-based techniques provide little information about the species in solution. There has been a debate regarding which species (e.g., dimers, oligomers) degrade into the monomeric structures which are then encapsulated by these Mo-based complexes during color development.31,41,43 A full outline of these methods is provided by Iler.32

Historically, researchers have also used gas chromatography (GC) to assess silicic acid species in silicification. In 1983, Shimono et al. reacted silicic acid species that were formed under various concentrations and pH values with HDMS and n-propanol under acidic conditions.44 This effectively formed volatile trimethylsilyl species, which could be measured via GC. The group identified species by comparing the elution times to volatile molecules of similar molecular weights. This method effectively showed trends that were similar, but not identical, to those produced by the beta-silicomolybdate method.44 This analysis is limited by the reaction rate and potential destructive nature of trimethylsilylation as well as the presence of foreign, nonvolatile species in solution. In addition, a comparison to species of similar molecular weights may not give an accurate picture of the solution. Potentially, this method can be paired with mass spectrometry (GC-MS) to identify and quantify the species in solution more accurately. For more information, a review of spectrophotometry and GC for silicification is available by Tarutani (1989).45

Mass spectrometry (MS) is a technique used to characterize molecular weights of molecules. There are many forms of this method with varying size and detection limitations. Classically, MS is used for molecules under a molecular weight of 1,000; however, matrix-assisted laser desorption/ionization (MALDI) was developed to analyze much higher molecular weights.42 Bussian et al. teased out the types of silicate oligomers present in a specific solution using MS and 29Si NMR.46 The team discovered that high concentrations of tetramethylammonium hydroxide (TMAOH) stabilize the cubooctameric double-four-membered ring silicate while tetraethylammonium hydroxide (TEAOH) stabilizes the double–three-membered ring silicate.46 Under ocean-inspired conditions, Tanaka et al. used fast atom bombardment mass spectrometry (FAB-MS) to understand silicate speciation and detected a handful of specific complexes in solution. They confirmed that many species exchanged H+ for the Na+ ion.47 The monomeric peak was not visible due to interference by salts in solution.47 FAB-MS is now outdated, and MALDI-TOF is more commonly used instead as it can identify somewhat higher molecular weights with high resolution. In 2020, Benhelal used MALDI to analyze silica.48 While the spectra they obtained did not have high resolution, the team was able to decipher that the repeating mass unit of 202 amu contains three silicon atoms, one oxygen, and six hydroxy groups.48

Applications of MS are generally limited for processes such as silicification analysis due to the complex spectra formed by the many ionized silicate species. For example, two molecules of the same molecular weight with similar ionization patterns are virtually indistinguishable. In addition, while MS technology continues to evolve, a majority of MS methods used in studying silicification are qualitative. Overall, more work is needed in this field to use MS as an effective tool for oligomeric silicate speciation.

Microscopy (SEM and TEM) is one of the most common techniques used today for the visual characterization of silica formation on the micro- to nanometer scale. SEM forms an image by detecting reflected electrons, whereas TEM detects transmitted electrons. These qualitative techniques are used to identify the morphology of the particles that form, their diameter(s), and possible internal structures. Generally, TEM provides higher magnification and resolution, while SEM can provide a larger field of view. Using SEM and TEM, Belton et al. found that silica formed in the presence of certain amines is composed of spherical, hollow nanoparticles.49 It is also difficult to distinguish possible contaminants in the system from purely visual systems. Only recently has this technology been developed into techniques such as electron tomography or 3-D SEM to provide three-dimensional information, which is helpful for providing a more complete understanding of the system.50

In situ atomic force microscopy (AFM) was utilized by Wallace et al. in 2009 to follow the formation of silica nanoparticles.51 The AFM method rasters a small tip over a surface to provide high resolution 3-D images of the changing surface structure in real time (<10 nm in the XY plane and <0.1 nm in the Z direction),52 unlike SEM or TEM which provide 2-D snapshots.52 Wallace et al. used this method to measure the rate of formation of stable silica nuclei to evaluate the interplay between kinetic and thermodynamic driving forces for nucleation.51 When performing AFM, it is important to ensure that the sample is adequately adhered to the substrate, preventing detachment during scanning.52 AFM applications can be limited by raster rate when several minutes per frame are required.52 However, fast AFM setups are now available and are increasingly used.52

Today, 29Si NMR is the leading technology used to analyze silicification. NMR is a qualitative and quantitative technique for characterizing molecular species. Both solid-state (MAS NMR) and liquid-state forms are available. As this Review highlights active silica formation in solution, we address solution NMR. The accuracy of silicic acid monomer concentration analyzed by 29Si NMR was found to be comparable with the silicomolybdate method according to Zerda et al. 1986.5329Si is a spin 1/2 nucleus with a natural abundance of 4.7% and a significant gyromagnetic ratio (γ) of −53.190 × 106 rad × s–1T–1.54 While the values of these parameters might indicate that this nucleus is an easy candidate for NMR, the lengthy longitudinal and transverse relaxation times greatly decrease the ability to produce a significant signal-to-noise ratio. The common relaxation agent Cr(acac)3 has been used to overcome this challenge and has been shown to not interfere with the silicification process, but it is only an option in organic solutions. Low Si concentrations, such as those mimicking natural and biotic environments, also pose significant barriers to obtaining adequate signal-to-noise. Therefore, costly 29Si enrichment is often necessary to obtain strong silicification results. Meinhold et al. used 29Si enrichment to track rapid dimer formation,55 and Yang et al. rationalized the trends of thermodynamic constants based on monomer and dimer concentrations.39 More recently, Preari et al. used this technique to track monomer and dimer concentrations in the presence of a macromolecule to decipher trends.101 Montagna et al. used NMR and molecular dynamics simulations to make conclusions about electrostatic interactions between silica and polyamines.56 Bravo-Flores used NMR to suggest that Si–O–C bonds were formed in some solutions.57 Overall, this quantitative, versatile technique has great potential in understanding silicification.

3. Major Silicifiers

Biosilicifying organisms are found worldwide from deep ocean environments to terrestrial ecosystems. Here, we focus on three broad categories of biosilicifiers that provide considerable insight into biosilicification processes: diatoms, glass sponges, and plants.

3.1. Diatoms

On modern Earth, there are >250,000 diatom species in freshwater, seawater, and soils.22,58 From oceans to freshwaters, diatoms are perhaps the most prevalent silicifiers and photosynthesizers (and are thus critical in carbon fixation; see Section 1.1).59 These single-celled organisms sequester and mineralize silicic acid into amorphous silica-based frustules that present stunning morphological and species-specific complexity (Figure 6). Diatom frustules comprise amorphous SiO2–OM biocomposites that exhibit high mechanical strength, interesting optical properties such as blue light absorption, and detailed hierarchical structures.35,60,61 These structures continue to inspire efforts to harness the biochemical mechanisms by which biomolecules direct silicification, especially within materials synthesis communities.

Figure 6.

Figure 6

Hierarchical structures of diatoms including the (A) view of valve and girdle of Endyctia sp.; (B) central part of diatom internal frustule of Endyctia sp.; (C) outer side of valve of Coscinodiscus sp.; (D) inner side of valve of Coscinodiscus sp. Reprinted with permission under a Creative Commons Attribution 4.0 International License from ref (214). Copyright 2021 Springer Nature.

Efforts to understand the diatom silicification process led to the 1964 discovery of the silica deposition vesicle (SDV) via electron microscopy.62,63 Silicification has since been collectively viewed as an intracellular reaction.62 However, a 2021 article by Mayzel et al. presents evidence that diatom silicification occurs both extracellularly and intracellularly, showing that diatom research is still advancing.64

Diatoms sequester silica from natural waters in two ways: (1) passive diffusion through the cellular membrane at environmentally relevant concentrations and (2) use of specialized silicon transporters that are activated at low local concentrations.34 The concentration of intracellular silicic acid is documented above the 2 mM saturation limit, with an average range of ≈1 to 20 mM,65 suggesting there are yet-unidentified molecular controls that stabilize the acid and prevent polymerization until it is captured in the SDV.34 Silicification in the SDV is thought to occur in diatoms at a lower pH (∼5–6), as this pH range experimentally facilitates the formation of networks of silica structures similar to diatom frustules.40,66 After polymerization in the SDV, silica is released from the cell surface. While silica morphology of diatoms varies, diatoms most often produce gel networks of silica, SiO2(am).34

To the best of our knowledge, the SDV has not been isolated, but many biochemical studies have investigated the properties of the organic matrix within the SDV that template and guide silicification. These include genomic studies, silica dissolution with multiple types of extraction (Figure 7), and in vitro studies (see Section 4).34

Figure 7.

Figure 7

Schematic of diatom frustrule structure and methods for extracting organic molecules. (A) Frustule components and cytoskeleton. Silica is the midgray color surrounding the components, and some proteins are represented by the light and dark gray globules. (B) Detergent treatments remove cytoskeleton and silicalemma and most silicalemma TM proteins. (C) Acid treatment removes all organic material that is external to the silica. Some embedded materials are thought to remain, protected by the silica. (D) Frustules are extracted by both detergent and ammonium fluoride. Most organics are extracted, leaving the AFIM, which includes molecules such as polysaccharides. Reprinted with permission under a Creative Commons Attribution 4.0 International license from ref (34). Copyright 2018 Frontiers Media S.A.

Overall, many macromolecules have been extracted or genetically identified from the diatom organic matrix including a variety of proteins, long chain polyamines (LCPAs), and polysaccharides. However, the entire molecular framework of the organic matrix remains unclear to this day, in part due to the rigorous and varied extraction methods required to analyze the vast array of silica-associated molecules.19 Detergents and ammonium fluoride are capable of extracting most proteins and LCPAs, but they still leave many molecules yet to be analyzed in the ammonium fluoride insoluble material (AFIM) (Figure 7). The following sections discuss the molecules that have been successfully extracted or genetically determined and analyzed with respect to diatom silicification.

3.1.1. Key Diatom Proteins

A variety of proteins are implicated in controlling silicification in the diatoms. Kröger et al. extracted a new family of proteins from a diatom frustule that they denoted silaffins.67 Six silaffins are known in diatoms, and each present post-translational modifications to form a zwitterionic motif (Figure 8).19 The lysine-bound LCPAs are the cationic groups, and the anionic groups are typically phosphorylated serine, threonine, or hydroxyproline groups or sulfated saccharides attached via O-glycosylation.19 Post-translational phosphorylation of silaffins was discovered after the use of the NH4F extraction method, as opposed to the earlier method that employed HF, which hydrolytically cleaved O–P bonds.26,68 This detection of phosphate groups bound to silaffins highlights the importance of carefully choosing extraction methods to study diatom OMs (Figure 7).

Figure 8.

Figure 8

Diatom Silaffin-1A1 from C. fusiformis(68) shows backbone and post-translational zwitterionic functionalization: anionic phosphate groups (green) and cationic polyamines (nitrogen molecules in pink) (after Kröger et al., 2001).215

Silacidins make up another class of proteins extracted from frustules. These short (∼25 amino acid) proteins are highly anionic, being ∼60% phosphorylated.19 Silacidins strongly enhance silicification, and experiments that knockdown the genes corresponding to this protein significantly impact the size and silica content of diatoms.19 This activity of silacidins suggests they may play a role in silicic acid uptake or size maintenance in diatoms.19

Silicanins and silicalemma-associated proteins (SAPs) have been more recently elucidated than silaffins and silacidins.19 Silicanins are clustered in SDV and bind to LCPA molecules. Knockout experiments targeting one silicanin, Sin1, led to only subtle changes in the diatom frustule.19 In contrast, knockdown experiments of SAP1 and SAP3 caused visible deformities in the frustule.34 SAP1 and SAP3 proteins tagged in the C-terminal region with green fluorescent protein (GFP) tags were found to be associated with forming silica structures in diatoms, and SAP3 when tagged at the N-terminus appeared to be embedded in the silica.34 It was speculated that the serines of SAPs are phosphorylated (similarly to silaffins and silacidins) and interact with polyamine groups.19

These studies have advanced our understanding of how proteinaceous macromolecules are associated with sites of biosilicification; however, the exact functions of these protein families have yet to be elucidated.69 Sequencing of proteins across a variety of diatom species reveals a lack of homology and fails to pinpoint a key protein sequence that broadly controls diatom silicification.69 Overall, the silicification community lacks a strong understanding regarding protein roles in silicification.69 These studies also point to the possibility that post-translationally added functional groups or overall charge have a greater impact on controlling silicification than the specific amino acid sequences. For example, silaffin-1 and silaffin-2 show almost no sequential similarity to silaffin-3 or other silaffins. In addition, while silaffins are prevalent in T. pseudonana, silaffins appear to be absent in the Coscinodiscus genus of diatoms.69 This lack of homology between protein sequences, the absence of consistency of “key” proteins among silicifiers, and the gap in functional understanding highlights the need for studies that establish the roles of other functionalized macromolecules in silicification.

3.1.2. Diatom Polyamines

Long chain polyamines (LCPAs) are macromolecular chains of amines often found covalently bound to silaffins and electrostatically associated with silacidins and silacateins in the SDV. These macromolecules are isolated from diatoms via HF or NH4F silica dissolution (Figure 7b,c). LCPAs are formed of 5–20 repeating units of linear oligo-propyleneimine (Figure 9A).19

Figure 9.

Figure 9

LCPA structures extracted from diatoms. (A) Free amines from a C. wailesii diatom frustule. LCPAs can be methylated or unmethylated. (B) LCPAs can be bound to a protein via a lysine residue (E. zodiacus and T. pseudonana polyamines shown), and polyamines can be charged or neutral (after Falciatore et al., 2022).19

Covalent attachment of LCPAs to lysine groups on silaffins was confirmed recently by correlations between polyamine nitrogen and carbonyl carbons in heteronuclear 2-D NMR experiments (Figure 9B).70 The degree of methylation is another structural component of LCPAs and is species-dependent (Figure 9).40 The amine groups of these macromolecules impart a high degree of positive charge (note: pKa values vary but many natural polyamines are highly charged below pH 771), which accounts for the previously discussed associations with polyanionic phosphoproteins in the SDV (Figure 10). To our knowledge, in vitro experiments using mixtures of LCPA, polysaccharides, silaffins, and silacidins have yet to produce the morphology of the very porous, hierarchically structured diatom silica.19

Figure 10.

Figure 10

Simplified representation of the diatom silica deposition vesicle (SDV) lumen illustrates the interactions between LCPAs (red cationic chains) or silaffins (red and black zwitterionic moieties) with the phosphorylated serine residues (black anionic chains) of silicalemma-associated proteins (SAPs). Charged chains are suspected to interact with one another within the SDV (after Hildebrand et al., 2018).34

In 2015, Jantschke et al. used analytical techniques (NMR, MS) as well as molecular dynamics simulations to decipher and model the relative locations of these macromolecules in the frustule and to elucidate their possible roles in silica formation.72 The team’s model found that native proteins are a mixture of random coil and β-strand conformations that form a 3 nm thick layer with polysaccharides that cover the silica phase (Figure 11).72 The modeling also predicted that polyamine structures are dispersed throughout the frustule.72 The findings prompt additional questions regarding the role of higher order structures of proteins and polysaccharides and how these macromolecules might affect silicification. This team’s research also illustrates the insights that come from combining analytical studies with computational modeling. While Jantschke et al. made great strides to further our understanding of this system, more studies must continue to identify the roles of each macromolecule in these complex systems.

Figure 11.

Figure 11

Molecular modeling of supramolecular architecture of biosilica (silica in red and yellow) with polyamines (blue, gray, and white) embedded in the 40–80 nm thick silica frustule. Proteins and carbohydrates (represented as purple and green) cover the silica as a 3 nm layer. Reproduced with permission from ref (72). Copyright 2015 John/Wiley & Sons, Inc.

3.1.3. Diatom Polysaccharides

Although polysaccharides are prevalent in the biomineralized structures of diverse organisms, including diatom frustules, the role of this class of macromolecules in biomineralization is understudied in as they have been thought to function as inert scaffolding.19,7375 The ubiquity of polysaccharides in biosilica stands in marked contrast to our lack of understanding regarding their roles in biosilicification.

Chitin, consisting of N-acetylglucosamine units, is a major component of the frustule in diatoms. Chitin comprises two major forms; β-chitin has a parallel chain structure, making it more water-soluble than its α-chitin counterpart, which has antiparallel chains (Figure 12). β-Chitin is commonly found in and excreted from diatoms, possibly as a strategy to promote buoyancy.76 Kolbe et al. in 2021 used rotational-echo double-resonance (REDOR) NMR to demonstrate the presence of chitin in Cyclotella cryptica biosilica, noting that overall the polysaccharides of the organic matrix are not as well characterized as their protein counterparts.75 The observed C. cryptica extracted material is most likely composed of both α- and β-chitin.75 The AFIM (e.g., Figure 7D) is mostly chitin (a comparatively small portion is composed of proteins).19 In addition, chitin synthase genes have been identified widely among a variety of diatoms, suggesting this polysaccharide is a vital player in diatom function,19,77 but while chitin has been extracted and characterized in diatoms, the majority of frustule polysaccharides remain unexplored.19

Figure 12.

Figure 12

(A) Representation of α-chitin and higher order folding due to intermolecular interactions. Chains are aligned in the same orientation. (B) Representation of β-chitin and higher order folding intermolecular interactions. Chains are aligned in opposing orientations.

Polyanionic diatomaceous polysaccharides have been isolated but have been less extensively characterized than chitin. Hedrich et al. isolated mannose-6-phosphate from Stephanopyxis turris biosilica which they believe was a hydrolyzed monomer from a larger phosphorylated polysaccharide.78 In addition, a linear poly-α-(1 → 3) mannan decorated with sulfate ester groups and β-d-glucuronic residues was isolated from the Phaeodactylum tricornutum cell wall and analyzed in 2017 by Le Costaouëc et al.79 It is plausible that the sulfate, phosphate, and glucuronate anionic groups associated with these polysaccharides influence silicification in diatoms. These recent analyses are impactful, as they highlight how much remains to be learned about biosilica synthesis regarding polysaccharides. For a comprehensive discussion of the macromolecules involved in diatom silicification, see Hildebrand, 2018,34 and Kröger’s Biomolecules Involved in Frustule Biogenesis and Function section of Falciatore et al.19

3.2. Sponges

Sea sponges are the most significant, nonphotosynthetic biosilicifiers. Their global activity is estimated to result in a burial flux of ∼1.71 Tmol Si yr–1, thus comprising a considerable reservoir in the biological cycle of silica.80 Ninety-two percent of biomineralizing sponges produce silica, while ∼8% produce calcium carbonate skeletons.81 Sea sponges, such as those in the phylum Porifera, specifically in the classes Hexactinellida and Demospongiae, produce silica in the form of spicules, or skeletal building blocks, for structure, protection, and anchoring on the sea floor.18 Spicules represent 70–90% of the dry body weight of the sponge.81 The formation of spicules, like frustule formation in diatoms, is a dominantly intracellular process, forming within the sclerocyte vesicle prior to being extruded from the cell (Figure 13).69

Figure 13.

Figure 13

Simplified illustration of sponge spicule formation and extrusion from the sclerocyte. The process begins with the uptake of monosilicic acid by the cell. Subsequent condensation occurs in a vesicle before maturation and release as a biosilica spicule (after Müller et al., 2005.216

Members of the Demospongiae class are found in marine and freshwater environments, from shallow water to ∼100 m deep. Due to their availability and simple laboratory cultivation, most silicification-based research on sponges is focused on the Demospongiae class. This class appears to utilize silicatein proteins to biosilicify.82,69Hexactinellida are found at water depths of several hundreds to thousands of meters and appear to use glassin protein as a catalyst for silicification.82,69 Overall, a variety of organic molecules are suggested to play a role in sponge silicification, from silicateins and other cathepsins, glassin, and collagen to polysaccharides such as chitin.18

Polysaccharides are present in both diatoms and glass sponges. In 2007, Ehrlich et al. discovered the presence of α-chitin in Hexactinellida sponges and hypothesized that this macromolecule must be a key templating agent for silica.83 In a recent study of V. pourtalesii sponges, chitin-binding activity was upregulated when higher silicon concentrations were present in the water.82 This was not the only upregulated gene or process; however, other molecules that were thought to be key to silicification, such as glassin 1 protein, were not as upregulated as expected.82 These findings are consistent with other studies showing that silicateins and glassin are not regulated in direct proportion to silicic acid concentrations.82 Owing to the assumption that polysaccharides provide inert scaffolding without influencing mineralization processes, there are few recent studies of how polysaccharides influence silicification. In contrast, many proteins such as silicatein, silicase, galectin, and collagen have been extensively studied for promotion of silicification in sponges.

Silicatein proteins are present in glass sponges and are highly studied as silicification promoters. Specifically, silicatein-α, -β, and -γ proteins have been researched, and these are phosphorylated similarly to many diatom proteins.69 Ehrlich et al. demonstrated that silicateins congregate around structurally supportive actin in the spicule.18 Sequence homology between proteins implicated in sponge silicification appears to be sparse, with only silicatein-1 and -2 having 50% homology.69 This lack of sequence homology suggests that the recurring functional groups bound post-translationally to these proteins may have a greater impact on silicification than the primary amino acid sequence. LCPAs are present in both glass sponges and diatoms. LCPAs in glass sponges have been found to be complexed with sulfates, suggesting a potential cooperative ion effect to promote silicification.23

In 2009, Wiens et al. published the discovery of silintaphin-1 in Suberites domuncula, which facilitated the formation of silica filaments in vitro in the presence of silicatein.84 Silintaphin-2 is smaller than silintaphin-1 and serves a similar purpose. Silintaphin-2 is composed of 20% negatively charged amino acids and 13% positively charged amino acids.69 Concentrated, highly hydrophilic regions are evident in both silintaphins.84 Glassin, another protein implicated in sponge spicule formation, comprises >30% histidine (often positively charged based on pH) and aspartic acid (often negatively charged near neutral pH).85,86 The amount of silica precipitated is directly proportional to the concentration of glassin in solution.85 The removal of these His and Asp rich water-soluble fractions from glassin deactivated this protein’s ability to promote silica precipitation.85 Nishi et al.86 suggested that (His-Asp)5 domains have a charge relay effect that drives silicification. Glassin has no significant sequence homology with other silicification-accelerating proteins, yet these proteins often share a zwitterionic motif.85

3.3. Plants

Silicification in plants is widespread. Plants are classified into three general categories in terms of their silica content as Silica-Accumulators, -Intermediates, and -Excluders (Table 3).87

Table 3. Plant Silicification Categories and Examples.

Category % of Dry Weight Si in Tissues Example Species Location in Example Species Reference
Si-Accumulators >4% Rice [Oryza sativa] mostly in husk and leaf blade (17, 8790)
Sugar cane [Saccharum officinarum L.] in the leaves, leaf sheaths, and root bands
Si-Intermediates 1–4% Oats [Avena sativa L.] mostly in the glume, node, and lemma (87, 88, 91, 92)
Rye [Secale cereale] mostly in the roots and leaves
Si-Excluders <1% Tomatoes [Lycopersicon esculentum Mill.) in leaves and shoots (87, 93)

Both passive and active silicification mechanisms in plants have been proposed over the past decade.94 Plants take up silicon as H4SiO4° in soil waters.94 Exley suggests that plants are permeable to silicic acid, and thus, silicic acid uptake is passive via osmosis of aqueous solutions.94 However, evidence suggests that some species can also use a more active Si transportation process. For example, rice captures silicic acid much faster than water.95 In addition, Si transporters are found in several floral taxa, and many studies show silicification can benefit a variety of plant species.93,96,97 For example, increased Si often increases the plant’s resistance to biotic and abiotic stressors and increases mechanical strength.98,87,99

Plant cell walls are composed primarily of polysaccharides, and there are many cases in which plant cell walls are found to be impregnated with silica.69 Initially, a supersaturation of H4SiO4° (≈8 mM, ∼4–5× higher than the thermodynamic solubility in water at physiological pH) remains stabilized in the apoplast (extracellular space in plants) without precipitating. Like diatoms, the mechanism by which this stabilization occurs is yet unknown.69,100 This unidentified mechanism has been attributed to high negative pressures in the xylem or to hydrogen bonding of monosilicic acid with hydroxy groups, such as those in the cell wall polysaccharides.94,100,101

Silica mineralization and deposition in plants occur mainly in the apoplast and, to a lesser degree, in the symplast (interconnected cell membrane).69,100 In the leaves of some grasses, such as sorghum, specialized “silica cells” have been discovered. These cells secrete a specific protein known as “siliplant1” into the silicic acid-supersaturated apoplast. With the addition of this protein, silica immediately precipitates, and cells promote an ever-thickening silica deposit until they succumb to programmed cell death.100,102

Although there are few studies of the OM associated with sites of plant silicification, polysaccharides have been identified as strong candidates for influencing this reaction.100 Silica is associated with starch grains in potato tubers, where silica potentially hydrogen bonds with the sugar units.100 Hemicelluloses and callose, a β-1,3-glucan that serves as a temporary cell wall under stressful conditions, were identified as templates for silicification.94 Silica deposition exactly mimics callose development in horsetail and in fern.94 In in planta studies, callose, and the production thereof, shows strong associations with silicification in recent imaging and genetic work.103,104 The teams suggest that hydrogen bonding between silicic acid and callose plays a key role in silicification.103,104

Si-accumulating rice and horsetail plants synthesize a mixed-linkage glucan ((1;3,1;4)-β-d-glucan), which has also been studied for its effects on plant silicification.105 When the synthesis of this mixed-linkage glucan is downregulated in planta, the total amount of silica accumulation remains unchanged but silica distribution throughout the plants is significantly altered, suggesting this polysaccharide significantly modulates silicification distribution.105

Siliplant1 is the first protein suggested to strongly promote silicification in plants. It was isolated from the apoplast surrounding the aforementioned silica cells by Kumar et al. in 2020.102 Kumar et al. suggest the zwitterionic nature of this molecule may have a role in promoting silicification.69 It is unknown whether this peptide is post-translationally phosphorylated similarly to silaffins.106 Overall, silicification in plants is an unexplored area for investigation.

4. Studies of Organic Molecule-Directed in Vitro Silicification

Many studies have probed the influence of natural and synthetic molecules on silicification. Some investigators intended to mimic or understand natural biosilicification, while others were motivated to develop new biocomposite materials. Collectively, the literature shows that a mechanistic picture is not yet established for how macromolecule composition and structure regulate mineralization, owing to at least three ongoing limitations. First, few studies were designed with quantitative control of reaction conditions or the characterization of the solutions, reacting materials, or final products. While contributing descriptive insights, these approaches cannot establish a quantitative framework for comprehensive physical models. Second, and related to the first, is the fact that few studies monitor (or report) the chemical driving force for polycondensation. This information is critical to building a picture of the kinetic or thermodynamic properties and providing the full package of data necessary to complement modeling studies. Finally, many previous studies use disparate (or uncharacterized) macromolecule compositions, which further limit direct comparisons. As a result, a number of in vitro studies yield seemingly opposite conclusions, thus leading to greater confusion in the literature. In this discussion, we highlight studies that provide insights into macromolecular controls on silicification while also demonstrating that a consistent picture has not emerged.

4.1. Protein and Peptide-Directed Silicification

Proteins and peptides are the most extensively studied classes of macromolecules for promoting silicification due to an array of analytical techniques available to manipulate and analyze structure and function.107,108 Simple methods are used to extract a wide variety of soluble proteins and peptides from biosilica (e.g. Figure 7B,D).19 Their associations with sites of biosilicification serve as a guide for the bioactivity in modulating silicification. The composition and structure of the extracted proteins are analyzed through a variety of amino acid characterizations,19 genomic, transcriptomic, and proteomic data analysis, and transcription manipulation experiments.19,34 The resulting extracted macromolecules are subsequently examined in vitro to better understand how nature directs biosilicification.

The following discussion of protein and peptide influences on biosilicification is organized into five major categories: silicatein-based proteins, silaffin-based proteins, plant-based proteins, miscellaneous proteins and peptides, and finally peptidomimetics.

4.1.1. Silicatein-Based Protein-Directed Silicification)

In 1999, Cha et al. extracted a new class of proteins that composed 70% of the spicule filament of the sponge Tethya aurantia.109 These proteins rapidly precipitated SiO2(am) from silicon alkoxides, in contrast to the relatively small amount of SiO2(am) that was precipitated by the control, silk, cellulose, trypsin, BSA, or papain.109 Cha et al. named this newly discovered class of proteins “silicateins” due to their apparent silicification catalytic abilities (see Section 3; Table 4).109 Silicatein sequences conserve the same arrangement of disulfide bonds (and 3-D structure) that is found in cathepsin proteins.109 Cathepsins are well-known proteolytic enzymes with catalytic triads of His, Asn, and Cys.109 Silicateins also conserve cathepsin His and Asn residues but replace Cys with Ser (Table 4).109

Table 4. Summary of Silicification Studies Conducted with Silicatein-Based Proteins and Peptides under Conditions of pH, Time, Temperature, and Solvent.
Protein/Polypeptide Substrate Selected Functional Groups (FGs) Source of Si Monomer Conditions Characterization Methods and Findings Reference
Silicatein filaments, Recombinant silicatein-α from T. aurantia sponge S–H–N catal. triad TEOS or C12H20O3Si pH 6.8 Molybdenum Blue:110 Controls produce 6.7 nmol–10.2 nmol SiO2, compared to 214 nmol SiO2 in the presence of 0.06–0.3 mg silicatein-α subunits after 15–60 min. BSA (42.1 nmol Si), papain (22.9 nmol Si), and trypsin (16.2 nmol Si) show similar activity to denatured silicatein (24.5 nmol Si). All with TEOS. Cha et al. (1999)109
Cellulose, silk, BSA, papain, trypsin FG: 15 min–12 h SEM: Confirms SiO2 precipitation with TEOS. Neither silk nor cellulose exhibit SiO2 precipitation, suggesting hydroxy groups alone do not accelerate silicification.
–OH 20 °C NMR: Silicatein with TEOS shows Q2, Q3, and Q4 suggesting incomplete condensation.
–C(=O)NH2, −C3N2H3 or −C3N2H4+ Tris-HCl buffer
Silicatein-α (and active site mutants and denatured variants) S–H–N catal. triad TEOS Neutral pH Molybdenum Blue:(110) Protein-free control produced 6.7 ± 2.1 nmol SiO2 while silicatein-α produced 140.0 ± 6.2 nmol SiO2 in 1 h. Thermally denatured silicatein-α retained only 6.3 ± 1.4% activity. Ser-26 replaced by Ala retained 10.9 ± 2.0% activity and His-165 replaced by Ala 8.0 ± 1.9% catalytic activity. Native Silicatein-α relies on Ser-26 and His-165. Zhou et al. (1999)111
FG: 1 h
–OH 20 °C
–C(=O)NH2, −C3N2H3 or −C3N2H4+ Tris-HCl buffer
Silicatein A1 (and derivatives) S–H–N or C–H–N catalytic triad TGS pH 5.5 or 6.8 SEM and XRF of native silicatein A1: Silica particles formed Povarova et al. (2018)112
Cathepsin L (LoCath) from L. oparinae (and derivatives) FG: 25 mM Tris-HCl or PBS + 150 mM NaCl Molybdenum Blue Method:(110) All activities of derivatives result in similar or higher activity compared to wild type, suggesting that general protein structure affects silicification rather than the catalytic triad.
Human Cathepsin L CTSL (and derivatives) –OH or −SH
–C(=O)NH2, −C3N2H3 or −C3N2H4+
Silicatein-based Peptide mimic, sequence Ac-LSLHLNL S–H–N catal. triad, and L H4SiO4 (hydrolyzed TMOS) 18 mL H2O and 2 mL of 10× PBS SFG: Shows β-turns and β-strands remain undisturbed after silicification. Structural stability possibly because of the accessible catalytic triad. Strunge et al. (2022)113
FG: AFM and XPS: Thin 4.5 nm structures made of protein and silica.
–OH
–C(=O)NH2, −C3N2H3 or −C3N2H4+
Recombinant Silicatein A1 (LoSilA1) from marine sponge, L. oparinae S–H–N catal. triad THEOS (0.1 to 1.5 wt %) pH 6.8 SEM and EDX: 1:2 ratio of BSA:THEOS produced triangular and rhombic dodecahedron crystals. 1:2 ratio of Silicatein:THEOS produced 200–300 nm hexa-tetrahedral crystals coated with amorphous silica. Shkryl et al. (2016)114
BSA control FG: 24 h
–OH 25 °C
–C(=O)NH2, −C3N2H3 or −C3N2H4+ tris-HCl buffer + 100 mM NaCl
Recombinant Silicatein-α (cross-linked with glutardialdehyde and immobilized on Au surface) S–H–N catal. triad H4SiO4 (hydrolyzed TMOS) Neutral pH AFM: Uniform coatings of SiO2 (20–100 nm thick, 1.2–5.2 nm rough) observed after 120 min. Film roughness and thickness increase with higher silicatein concentrations. No homogeneous films produced at lower silicatein concentrations. Rai and Perry (2010)115
FG: Ambient T SEM: No silica forms in silicatein-free controls. With silicatein, initial silica layers serve as a template for thicker, more continuous films after 2 h.
–OH 30–120 min
–C(=O)NH2, −C3N2H3 or −C3N2H4+

The mechanism for silicification catalysis by silicateins was proposed as in Figure 14.109,112 Silicatein catalysis of silicification is hypothesized to be based on a series of hydrogen bonding and acid–base reactions via His and Ser residues (Figure 14).109 First, Ser-25 and His-163 residues hydrogen bond, before the serine oxygen attacks the electrophilic Si atom and the Si-bound oxygen attacks Ser-25’s hydroxy group proton. This binds the tetraethyl orthosilicic acid or the monosilicic acid molecule to Ser-25 before similar reactions occur, producing silica.109 It is notable that poorly water-soluble silicon alkoxides (TEOS), rather than first being hydrolyzed into monosilicic acid, were used to test the silicification-promoting activity of silicateins (Figure 14).109

Figure 14.

Figure 14

Depiction of hypothesis for silicatein-catalyzed silicification. (A) Hydrolysis of TEOS by silicatein. Ser-25 and His-163 bind via hydrogen bonding, and then, the Ser-25 oxygen attacks electrophilic Si of TEOS. The reaction concertedly extracts serine’s proton and leaves serine bound to TEOS and a water molecule hydrogen bound to histidine. The process is repeated to hydrolyze ethanol from TEOS. (B) Ser-25 and His-163 hydrogen bond before serine’s oxygen attacks monosilicic acid’s electrophilic Si, which concertedly extracts serine’s proton. The process is repeated with a second monosilicic acid molecule, forming a dimer (after Povarova et al., 2018).112

Subsequent studies investigated silicateins or derivatives thereof to catalyze the formation of amorphous silica. In 2018, Povarova et al. argued that silicification-promoting activity is not due to a catalytic triad active site.112 Rather, Povarova et al. compared interactions of silicatein with silicic acid to “surface-templating,” by which a wide array of accessible proteinaceous macromolecular functional groups induces silicification.112 By explaining this effect as “surface-templating,” Povarova et al. indicated that silicatein simply provides a substrate for heterogeneous silica nucleation, which has a much lower Gibbs free energy barrier compared to homogeneous nucleation (see also Sumerel et al.116). This process for directing silicification sharply contrasts with the catalytic triad pathway proposed previously.112 Povarova et al.’s claim was supported by evidence that catalytic triad-lacking mutants of silicatein repeatedly produced higher concentrations of silica using an unhydrolyzed, water-soluble silicic acid precursor (Table 4).112 While many studies track the rate of silicification, few studies report quantitative kinetic measurements regarding the effects of silicatein or probe the Si–silicatein interaction. Thus, the physical basis for silicatein activity remains open for discussion and requires thermodynamic and kinetic experimental measurements and complementary modeling.

4.1.2. Silaffin-Based Protein-Directed Silicification

In the same year that silicatein was identified, Kröger et al. discovered the silaffin proteins in diatoms (Section 3.1.1).67,109 By experimenting with silaffins isolated from frustules of Cylindrotheca fusiformis via in vitro methods, they found the amount of silica precipitation was proportional to the amount of silaffin protein added, and condensation occurred much faster than the protein-free controls (Table 5).67 This effect was especially pronounced at pH 5.67 It is notable that the solvent used in this experiment was a phosphate buffer solution.67

Table 5. Summary of Silicification Studies Conducted with Silaffin-Based Proteins and Peptides under Conditions of pH, Time, Temperature, and Solvent.
Protein/Polypeptide Substrate Selected Functional Groups (FG) Source of Si Monomer Conditions Characterization Methods and Findings Reference
Silaffin-1A (4 kDa) Silaffin 1A: S, K, G, Y H4SiO4 (hydrolyzed TMOS) pH 3–7 β-Silicomolybdate: Silaffin-1A promoted silicification at pH > 3, peaking around pH 5. pR5 does not promote silicification until pH > 6. SiO2 does not precipitate for many hours in the protein-free control while silaffins condense H4SiO4 into metastable silicic acid in seconds. SiO2 precipitation is proportional to added silaffin: 0–25 μg of protein produces 0–500 nmol of silica. Kröger et al. (1999)117
Silaffin-1B (8 kDa) FG: 5 min SEM: Silaffin-1A produces spherical particles with diameters 500–700 nm. Silaffin mixture produces rough silica particles, diameters <50 nm.
Silaffin-2 (17 kDa) (all lacking phosphate groups) –OH Ambient T
pR5 (synthetic peptide, repeat unit of silaffin 1A lacking post-translational modifications) –NH2 or −NH3+ Sodium phosphate-citrate buffer
Phosphorylated Silaffin-1A (natSil-1A) (8 mol P for every 1 mol silaffin at the serine residues) S, K, G, Y H4SiO4 (hydrolyzed TMOS) pH 5.5 SEM: Phosphorylated silaffin-1A in 50 mM sodium acetate produces a comparable amount of SiO2 400–700 nm nanospheres to unphosphorylated silaffin-1A in 30 mM PBS. Unphosphorylated silaffin-1A in sodium acetate shows no silicification. Kröger et al. (2002)68
FG: 0–10 min 31P NMR: Linewidth broadening suggests silaffins electrostatically aggregate.
–OH 50 mM sodium acetate solution, 30 mM PBS, or 3 mM PBS
–NH2 or −NH3+
–HPO4
Peptide 1: lacks two N-terminal serines S, K, G, Y, C H4SiO4 (hydrolyzed TMOS) pH 7 SEM:Peptides 1, 4, and 5: smooth SiO2 particles 250–500 nm in diameter. Peptides 2 and 3: particles with rough surfaces. Kamalov et al. (2018)118
Peptide 2: native-like R5 FG: Ambient T LCMS: Dimerization of Peptide 5 during silicification increased from 0 (t = 0) to the maximum at 8 h, likely due to disulfide bridging.
Peptide 3: N-terminal serines phosphorylated –OH 30 min
Peptide 4: Cy5 conjugated –NH2 or −NH3+
Peptide 5: N-terminal cysteine attached –HPO4
–SH
R5 (lacking post-translational modifications, incorporated into cross-linked pentaacrylate) S, K, G, Y H4SiO4 (hydrolyzed TMOS) pH 8 SEM and EDS: Silica spheres (diameter: 452 ± 81 nm) formed a regular 2-D array with the periodicity of the hologram enriched with R5 peptides. Silica sphere formation/patterning was not observed in the absence of R5. Brott et al. (2001)119
FG: 10 min
–OH Sodium phosphate-citrate buffer or water
–NH2 or −NH3+
P5S3 (designed silaffin-like peptide) K, R, S H4SiO4 (hydrolyzed TMOS) pH 5.4, 7.0, 8.5 β-Silicomolybdate Method: At pH 7, after 8 h, increasing P5S3 concentration from 20 to 165 ppm stabilizes ∼178 ppm more silicic acid. Spinthaki et al. (2017)120
PAA (MW = 2,000 and 450,000 Da) FG: 0–72 h Combining PAA and P5S3 strongly reduced molybdate-reactive silica vs P5S3 alone. P5S3 and polyamines aggregate silica at low concentrations and accelerate silica dissolution at higher concentrations.
KH2PO4, Pentaethylenehexamine, Tetrapropylenepentaamine –NH2 or −NH3+ Sodium acetate, bis-tris-HCl, and tris-HCl buffer solution EDS/FTIR: Only P5S3 is present in SiO2.
–OH SEM: Control shows nondescript morphology. 60 ppm P5S3 causes spherical particles, and 100 ppm P5S3 causes aggregates.
–C(=O)NH2 Conclusions: P5S3 likely harvests autocondensed silica and leads to precipitation. Stabilization is likely due to amide groups.
H2PO4
Silacidin (silacidin A is 2920.2 Da ∼60% phosphorylated) from Thalassiosira pseudonana S, E, D, G, S H4SiO4 (hydrolyzed TMOS) pH 5.5 Molybdenum Blue: In polyamine+silacidin solutions, silicification occurs at a concentration dependent rate, ∼2–3× greater than phosphate ions alone. Wenzl et al. (2008)121
FG: 12 min SEM: With increasing silacidin concentration, larger silica spheres formed. All SiO2 had uniform shape and size.
–OH 25 mM sodium acetate
–COO
–NH2 or −NH3+
–HPO4

Silaffins have distinct characteristics including post-translationally bound cationic polyamines and a common repeat unit, which Kröger et al. synthesized and isolated, calling it “pR5”.67 The pR5 peptide facilitated a much slower production of silica in contrast to the entire silaffin protein and primarily promoted silicification at pH > 6 (Table 5).67 Therefore, minimal activity was largely attributed to the pR5 sequence.67

Other teams since confirm a similar ability of the silaffin R5 repeat unit to promote silicic acid condensation at higher pH values. The R5 unit is the same amino acid sequence of pR5, but it includes post-translational modifications that pR5 lacks.67 Kamalov et al. suggested the N-terminus has a strong impact upon secondary and tertiary structure, which likely affects its silicification-promoting activity (Table 5).118 These studies were conducted at pH 7, rather than the suggested physiological pH of 5–6 for silicification in diatoms and sponges, thus potentially limiting their relevance to biosilicification in these organisms.40,66

In a later study, Kröger et al. isolated silaffins from C. fusiformis using a milder method. Extracting the silaffins with NH4F (instead of HF) revealed post-translationally phosphorylated silaffins.68 Their findings suggest phosphate groups are vital to promoting the silicification activity of silaffins (Table 5).68 Recall that the previously HF-extracted silaffins also were able to promote condensation, albeit to a lesser degree, likely due to complexation with free phosphate groups in PBS solution.67,68 The investigators concluded the activity of silaffins can be attributed to their zwitterionic character.68

In 2017, Spinthaki et al. synthesized a silaffin-like protein, P5S3, which inhibited silica condensation at conditions 4–8× supersaturation with respect to amorphous silica and enhanced silicification at 15–30× saturation (∼30 mM H4SiO4) (Table 5).120 The team proposed the protein’s inhibitory ability is due to the backbone amide groups nonelectrostatically directed silicification while the grafted polyamines electrostatically controlled silicifcation.120 These findings suggest silaffin activity is dependent on the supersaturation of silicic acid and there is no particular active site. Rather, it is likely charge–charge interactions or inductive effect interactions are at play.120

In studying silacidins, another significant family of silica-active proteins, Wenzl et al. determined particular functional groups have a strong, yet not fully elucidated effect on silicification, consistent with previous studies.121 The team reported cationic polyamines alone do not promote silicification, but the addition of an anionic silacidin phosphoprotein accelerates silicification (Table 5).121 The effects of polyions on silica formation will continue to be a common theme in the discussion of silicification.

4.1.3. Plant-Based Protein-Directed Silicification

Plants also contain proteins that show evidence of modulating silicification. In 2020, Kumar et al. isolated siliplant proteins from sorghum plants (see Section 3.3).102 NMR analyses showed these proteins are intimately associated with silica.102 They also found phosphates promote silicification in the presence of siliplant proteins, and NMR studies further indicate that Si–O–P bonds could form during silicification (Table 6).106 The anionic phosphates and cationic lysine amines likely are bound electrostatically, and in some cases, the phosphates are additionally stabilized by lysine residues via hydrogen bonding (Figure 15).122

Table 6. Summary of Silicification Studies Conducted with Plant-Based Proteins and Peptides under Conditions of pH, Time, Temperature, and Solvent.
Protein/Polypeptide Substrate Selected Functional Groups (FGs) Source of Si Monomer Conditions Characterization Methods and Findings Reference
Proteases: Polyamines: Na2SiO3 pH 7 SEM: Smooth spherical particles 125–325 nm in diameter (no proteases). Bromelain and papain produce particles similar to the control, and trypsin produced smaller and more irregular sized particles. Baker et al. (2014)123
Bromelain, Papain, Trypsin –NH3+ or 2 min
Amines: –NH2 25 °C
DETA, TETA, TEPA, and PEHA –NH2+ 100 mM phosphate buffer
3 Segments of Proline-rich Protein (PRP1): Y, P, K, R H4SiO4 (hydrolyzed TMOS) pH 5–8 β-Silicomolybdate: Silicification peaks pH ∼ 6.25 for Pep1 and Pep2, and each has a dose-dependent linear relationship with silicification, unlike Pep3, likely due to charge density characteristics. These peptides seem to influence silicification identically. Silicification peaks with Pep3 pH ≈ 8. Silicification slightly increases with BSA concentration, likely due to hydrogen bonding and BSA’s high MW. Kauss et al. (2003)122
Pep1 (9 cationic residues) FG: 5 min
Pep2 (9 cationic residues) –OH 25 °C
Pep3 (6 cationic residues) –NH3+ or −NH2 or =NH2+ Sodium phosphate/citrate buffer
BSA Control
Siliplant1–Peptide 1 P, K, E, H H4SiO4 (hydrolyzed TMOS) pH 7 Raman spectroscopy: Vibrations at 922, 724, and 598 cm–1 suggest protein −COO interacts with silica −OH groups. Kumar et al. (2020)102
Siliplant1–Peptide 3 FG: 5 min 1H,13C, and29Si NMR: Narrow peaks (fwhm ≈ 282 Hz), and peaks shifting to a higher field ∼2 ppm), suggest the peptides complex with SiO2. Mostly Q4 species were seen in the polymerized silica.
–NH3+ or −NH2 0.1 M potassium phosphate buffer solution SEM: Peptide 1 precipitates 500 nm SiO2 spheres at 90.9 mM H4SiO4, while lysine-free Peptide 3 did not show silica precipitation.
–C3N2H3 or −C3N2H4+
–COOH or −COO–
Siliplant 1 peptide (SLP1, pI = 10.2, possibly β-hairpin conformation with external lysines) P, K, E, H, D H4SiO4 (hydrolyzed TMOS) pH 7.1 Observations: In buffer, SiO2 gel forms after 24 h. With peptides, turbidity observed within 1–4 min. Adiram-Filiba et al. (2020)106
Silaffin peptide (PL12, pI = 10.6, random coil) FG: 50 or 100 mM of PBS or HEPES buffer SEM:PL12+PBS and SLP1+PBS – 500 nm spherical particles form within the first 5 min.
–NH3+ or −NH2 PBS – In 30 min 135 nm spherical particles form.
–C3N2H3 or −C3N2H4+ PL12-HEPES – First, a SiO2 film forms, followed by grainy 60–80 nm particles, which conglomerate after 30 min.
–COOH or −COO– HEPES – Formed SiO2 film, then grainy particles, that then fuse into 100 nm spherical particles.
1-D and cross-polarization31P NMR: The 2.1 ppm peak on spectra for PBS, PL12-PBS, and SLP1-PBS SiO2 is attributed to physiosorbed phosphate ions. A peak at −6.3 ppm is seen in the SiO2 solutions with PBS and protein, suggesting increased water-phosphate binding. −5 to −45 ppm peaks are associated with P–O–Si bonds.
29Si{31P} REDOR:SLP1-PBS-SiO2 – 11% decay of Q3 signal observed after 12.8 ms of REDOR recoupling, due to dipole–dipole coupling of surface Si with 31P. The short dephasing indicates 1 bond length separation.
SEDRA and 2-D DARR31P NMR:PL12-SiO2 and SLP1-SiO2:31P–31P distances ≈2.85 Å, a distance similar to phosphates in NaP2O7.
Comparing 2-D1H-31P,1H-13Cand1H-29Si spectra: Protein Lys residues interact with SiO2 surface and phosphates. Lys displaces water from SiO2 surface.
Figure 15.

Figure 15

Proposed associations of siliplant proteins with silicic acid species. Electrostatic binding between lysine (pink) and phosphates (green) is likely, as are hydrogen bonds formed between silicic acids or silica with phosphate groups (after Adiram-Filiba et al., 2020).106

Adiram-Filiba et al. subsequently suggested that siliplant proteins may be phosphorylated similarly to many silica-directing proteins.106 They also found that lysine residues could displace a portion of the water molecules away from silicic acid, potentially suggesting a form of a hydrophobic effect (Table 6).106

Kauss et al. investigated three peptides from the proline and lysine-rich protein (PRP1), extracted from cucumbers.122 This protein was thought to play a role in silicification as it was consistently upregulated in their study to resist plant pathogens.122 The investigation demonstrates that peptides with higher charge density promoted the most silicification, regardless of primary amino acid sequence (Table 6).122 Thus, Kauss et al. concluded this protein is likely involved in the fortification of cucumber plant walls with silica.122 The next section, discussing other proteins and peptides not typically associated with silicification, continues to examine evidence for macromolecular charge as a factor in silicification.

4.1.4. Miscellaneous Protein- and Peptide-Directed Silicification

Various proteins have served as model systems for studying the influence of specific characteristics on silicification. For example, Gautier et al. tested the effects of positive charges on silicification using the highly cationic protein gelatin.124 Gelatin promotes silicification due to its high charge density, which is consistent with the previous discussions of PRP peptides, silaffins, silacidins, and siliplant proteins (Tables 47).124

Table 7. Summary of Silicification Studies Conducted with Miscellaneous Proteins and Polypeptides under Conditions of pH, Time, Temperature, and Solvent.
Protein/Polypeptide Substrate Selected Functional Groups (FGs) Source of Si Monomer Conditions Characterization Methods and Findings Reference
native sericin protein (extracted from Bombyx mori) –OH C18H12K2O6Si pH 6.8 Colorimetric:Sericin proteins show no statistically significant catalytic or stabilization effects on the formation of trimers. Diols: For a Si:OH ratio of 1:4 and 1:10, trimerization rate constants increase with increasing diol chain length but oligomerization kinetic constants are unchanged. Potentially, diol micellization aids formation of silica, with a critical micelle concentration at the 1:4 ratio. Ethanediol and propanediol may stabilize silicic acid via H-bonding. Tilburey et al. (2007)125
recombinant sericin precursor peptide 0–100 h Photon Correlation Spectroscopy (PCS): Protein aggregates dissociate as silica is formed. Silicification occurs at a rate similar to the control, suggesting only weak intermolecular interactions between silicic acid and proteins. Diols: In KCl and catechol solutions, micellization of diols is seen with chain lengths of 6 and 7 carbons but not for shorter chains.
alkanediols Deionized distilled water SEM: At higher ratios of protein in silica (Si:OH is 1:1), morphological differences compared to the blank are observed. Diols: Particles 200–400 nm in diameter are formed with chains of greater than 3 carbons, and no particles formed with shorter chained diols.
Conclusions: Hydrophobicity/phase separation and H-bonding have the biggest effects on silicification.
Gelatin (polycationic protein, MW ≈ 40 kDa) K, R, E, D Na2SiO3 (27% SiO2, 10% NaOH) pH ≈ 5 Observation: Instant precipitation of white solid when Na2SiO3 is added to gelatin and gelatin+alginate solution at 37 °C. This does not occur in the presence of pure alginate. Control forms SiO2 gel overnight. Gautier et al. (2008)124
Alginate FG: 1 h at 37 °C then 20 °C for 1 day TGA: All gelatin was associated with silica while a small fraction of alginate was associated with silica.
–NH3+ or −NH2 DI water TEM: SiO2 pores 100–200 nm in size in all except for pure alginate-silica, which showed 5 nm nanoparticles.
=NH2+ Conclusion: Gelatin activates silica formation, but both polymers interact to control the silica morphology
–COOH or −COO
Silk, 6mer and 15mer silk peptides Silk: S, G, L, R, Q H4SiO4 (Hydrolyzed TEOS) pH 7 Molybdenum Blue: The condensation from trimers to oligomers was slower for the Silk-Pep1 chimera compared to Pep1. Overall, the silk-based biomolecules decreased the rate of oligomerization and promoted oligomer dissolution. Increasing molecular weights of the molecules increased these effects, possibly due to monosilicic acid complexation and stabilization via the peptides. Canabady-Rochelle et al. (2012)43
Silica binding peptide (Pep1) FG: Time: 0–24 h SEM/EDX: No biomolecule control and silk: SiO2 formed as granular spherical particles ∼50 nm in diameter.
Silk or silk peptide-silica binding peptide chimeras (bound via EDC coupling) –OH 1 M citric acid and 73 μL of 1 M bis-tris propane, water, and ethanol Pep1: SiO2 particles ∼100 nm diameter
=NH2+ Chimeras: 6mer-Pep1 caused the most dramatic difference in SiO2 with aggregates ∼690 nm in diameter and more monodispersity.
–C(=O)NH2
Pep1: S, K, R, H, D
FG:
–OH
–NH3+ or −NH2
–C3N2H3 or −C3N2H4+
=NH2+
MAX8 (β-sheet former) K, T, E, V, P TMOS (used to silicify with MAX8) pH 9 TEM and SEM: SiO2 formed only around the protein fibrils. This templating effect is suggested to be due to the external lysine groups accessible to the SiO2 precursor. Altunbas et al. (2010)126
MAX1 FG: TEOS (used to silicify with MAX1) 1 h Modulus: MAX8 exhibits shear thinning capabilities.
–OH Ambient T
–NH3+ or −NH2 DI water with HEPES or with borate buffer
–COOH or −COO

In contrast, Canabady-Rochelle et al. tested minimally charged, R5 conjugated silk-based biomolecules that lacked amine groups on silicification.43 This team quantified monosilicic acid concentrations over time using the molybdenum blue method. The concentration data were evaluated assuming a reversible first order kinetics described by ln(AAf), where A = H4SiO4° concentration at time t and Af = monosilicic acid concentration at the final experimental time. The equilibrium between trisilicic acids and oligomeric silicic acids was assessed via a first order kinetic rate expression (see more information regarding the methods used in Harrison and Loton127). These peptides decrease the rate of silicic acid oligomerization, mathematically represented by the first order rate constant, k+, and increase the rate of silicic acid oligomer dissolution, k, at pH 7 (Figure 16, Table 7).43 Silicic acid trimer dissolution is correlated with higher protein molecular weights; therefore, the team suggests that larger biomolecules stabilize charged monosilicic acid (Table 7).43 Furthermore, the team proposed that the silica that does form in conjunction with chimera proteins is the result of a scaffolding or aggregation effect, like that of the R5 peptide, alone, rather than a specific catalytic event.43 Analysis of the transition between dimers and trimers in the presence of the protein additives provide this insightful information through the extraction of relative first-order rate constants (Figure 16, Table 7).43

Figure 16.

Figure 16

Relative first order rate constants for the transition from trisilicic acid to oligomers in the presence of three proteins. The dissolution rate constant (k) is higher than the forward first order rate constant (k+), slowing the net rate of silicification (30 mM Si) in the presence of the macromolecules tested (after Canabady-Rochelle et al., 2012).43

Using a highly hydroxylated protein along with a series of diols, the impact of −OH group concentration upon silicification was examined.125 The macromolecules’ number of hydroxy groups, and thus hydrogen bonding abilities with silicic acid, was a negligible factor in promoting silicification (Table 7).125 Instead, the observed minor silicification was thought to be due to the formation of hydrophobic micelles by the longer chain diols.125 These results provide insight into our discussion of the effects of hydrogen bonding between organic molecules and silicic acid in controlling silicification.

Higher-order protein structures may also play a role in silicification. This effect was investigated using laboratory-designed β-sheet-forming MAX proteins. The stimuli-responsive MAX proteins remained folded as silica precipitated onto them, suggesting that 3-D effects could affect silicification (Table 7).126

Taken together, these studies suggest the primary sequences of proteins do not have active roles in biosilicification. Rather, specific functional groups (often ionized) confer activity in controlling silicification. Phosphoryl and amine groups appear to play the most important roles in promoting silica formation. In contrast, it is possible the role of hydrogen bonding via the hydroxy group is negligible. Hydrophobicity and phase separation may also influence the silicification. The collective evidence reiterates that functional groups, rather than molecular class, are likely a key to understanding macromolecule controls on mineralization.73

4.1.5. Peptidomimetic-Directed Silicification

Peptoids have emerged as useful materials for mimicking peptides with specific structures and establishing the roles of particular functional groups and a large variety of sequences in controlling inorganic crystallization,128130 including silicification.131,132 These poly(N-substituted glycine) polymers (Figure 17) are similar to peptides but offer several advantages for studies of functional group and motif controls on mineralization. First, the substitution on the backbone amide nitrogen, rather than the α-carbon, precludes hydrogen bonding donation at this site. Second, the backbone of these polymers is achiral, therefore, higher order molecular structure is dependent on the side chains and therefore tunable.129,133,134

Figure 17.

Figure 17

Structural differences between a peptide and a peptoid with examples of side chain similarities.

Developed in the late 1980s, this relatively new class of polymers has grown in popularity for researching protein mimicry, to control the formation of material hierarchical assembly, and to develop biomimetic mineralization approaches.135 For example, Chen et al. show calcite crystal growth is accelerated 23× by the presence of an amphiphilic (anionic and hydrophobic side-chained) peptoid at 50 nM levels.136,137 The tunability of peptoids enabled this group to resolve the influence of side-chain length, sequence, and chemical functionality on calcite mineralization.136,137 Peptoids have also been designed for controlling the formation of titanium,138 calcium phosphate,139 metallic nanocrystals,140142 and metal oxides.130132

Despite the tremendous efforts to imitate the activity of proteins and peptides for directed silicification, it remains a significant challenge to mimic the high-level control over silica formation in living organisms, such as the formation of biosilica spicules in demosponges thought to be induced by the highly ordered axial filaments assembled from silicateins. Recently, by designing sequence-defined peptoids containing side chains that bind strongly to silica, Yang et al. demonstrated that self-assembly of these peptoids into fiber structures enables mimicking of both biocatalytic and templating functions of silicatein filaments to form silica nanofibers at near-neutral pH and ambient temperature.131 This team further showed that the presence of amino groups is significant for the mineralization of silica on self-assembled peptoid nanofibers.131 Molecular dynamics simulation further confirmed that having silica-binding of amino side chains is critical for self-assembled peptoid fibers in triggering silica nucleation and growth.131 The formation of a silica shell on peptoid fibers improves the mechanical properties of the peptoid hydrogel networks by nearly 1000×. This highlights the potential of using mineralization to enhance hydrogel materials for applications including tissue engineering.131 Furthermore, Yang et al. demonstrated that tuning interpeptoid interactions by varying carboxyl and amino side chains significantly influences the assembly kinetics and final morphologies of peptoid assemblies as scaffolds for directing the formation of silica materials including nanospheres, nanofibers, and nanosheets.131 By varying the numbers of amino and carboxyl side chains, we can tune the peptoid–silica interactions to influence silica mineralization.131 These results suggest the strategy of designing self-assembled peptoid materials with programmable interpeptoid and peptoid–particle interactions is promising for synthesizing various inorganic nanomaterials.

A common strategy to discern the underlying chemical mechanisms of protein-directed biosilicification has been the use of short peptide sequences with chemistry mimicking those found in natural systems such as the silaffin-derived R5 peptide (see Section 4.1.2). While progress has been made using this approach, many limitations have prevented breakthroughs in biomimicry.

Given that the R5 peptide is well-studied and binds strongly to silica near pH 7, recently, Torkelson et al. used R5 peptide as a resource to computationally design peptoid sequences that can be used for silicification.132 Torkelson et al. used the “side chain similarity” approach to design and synthesize R5 peptoid analogs (Figure 17) that mimic R5 peptides for controlling the formation of silica, by using Nab to mimic lysine (K), NbArg to mimic arginine (R), Net to mimic glycine (G), Ntyr to mimic tyrosine (Y), and Nbu to mimic leucine (L) (Figure 18).132 This study presents a computationally predicted design of these polymers that are proposed to direct the controlled formation of silica nanomaterials.132

Figure 18.

Figure 18

R5 peptide and the synthesized peptidomimetics used by Torkelson et al. to study silicification. R5 Peptoid is also discussed as toidR5A, and R5 Peptoid-2 is the reverse analogue of toidR5A.132

Torkelson et al. investigated surface adsorption and the mineralization process through analysis of binding mechanisms and energetics of the R5 system.132 The two peptoid analogs validate the computational prediction by showing a higher binding affinity to silica than R5 peptides.132 These peptoids were further used to induce the formation of quasi-spherical silica nanoparticles in the 500–550 nm range (Figures 18 and 19).132 Through careful analysis of the differences and similarities in the simulations and synthesis outcomes, several key features of biomolecule/silica interactions were proposed as targets for future designs of peptoid sequences to produce spherical silica nanoparticles.132

Figure 19.

Figure 19

SEM images of silicification products (scale bar = 1 μm) in the presence of 3 mM (top row) or 1 mM (bottom row) of the peptoid toidR5A (left column) or the R5 peptide (right column). Each graph represents distributions of particle sizes based on n = 30 particles. Reproduced from ref (132). Copyright 2024 American Chemical Society.

Calkins et al. studied a peptoid-SiO2 system to determine the interfacial binding thermodynamics. They show peptoid-silica binding is an endothermic process which depends on peptoid charge and length, as well as the release of water as peptoids adsorb to SiO2 surfaces.143 Overall, peptoids present untapped potential as simple models to investigate the underlying mechanisms of silicifying proteins.

4.2. Polyamine-Directed Silicification

Polyamines are compositionally and structurally diverse molecules commonly associated with sites of biosilicification. They have been studied widely for their potential to template silica as their positive charges are proposed to have roles in modulating silicification (Figure 9, Section 3.1.2, Section 3.2).2,144Section 4.1 explores the effects of protein-charged groups and hydrophobicity on silicification. Here, we discuss similar themes with respect to polyamines. It is useful to keep in mind that, while the pKa of amine groups in polyamines varies greatly, many natural polyamines are highly protonated at pH values below 7.71

At physiological pH, native polyamines require complexation with phosphate groups to promote silicification. Sumper et al. and Wenzl et al. found that natural polyamines do not promote silicification at pH 5.5 (Table 8).121,145 Sumper measured this change in silicification rate by collecting the silica formed via centrifugation at specific time points, depolymerizing the precipitated silica using 2 M NaOH, and then quantifying the molybdate-reactive silica that formed using the beta-silicomolybdate method. Therefore, an increase in absorbance (Figure 20A) is related to an increase in precipitated silica. While the team found that natural polyamines mixed with sodium acetate do not promote silicification, polyamines mixed with phosphates promoted silicification. When silicic acid was premixed with phosphate ions for 15 min, then polyamines were added, and rapid silica condensation was observed (e.g., Figure 20A, Table 8).145 Wenzl, however, tracked the formation of silica using SEM images and observed that (1) by combining a highly phosphorylated silacidin protein with polyamines, 2–3× more silica formed than phosphate ions alone, (2) increased silica formation correlated with increasing concentrations of silacidin (Figure 20B), and (3) no precipitate was formed in a polyamine–acetate system (Table 8).121 They postulated that these effects arose from cooperation between polyamines and phosphate ions to produce an electrostatic effect that controls silicification. Despite the differing methods of investigation, both Sumper and Wenzl found that phosphate-based molecules increased the quantity of silica formed in the presence of polyamines over a specific amount of time.

Table 8. Summary of Silicification Studies Conducted with Polyamines under Conditions of pH, Time, Temperature, and Solvent.

Polyamine Substrate Selected Functional Groups Source of Si Monomer Conditions Characterization Methods and Findings Reference
Polyamines (from diatoms, MW ∼ 600–1500 Da) –NR2 or −NR3+ H4SiO4 (hydrolyzed TMOS) pH 5.4–8.3 SEM: 1–1.25 kDa polyamines at pH 5, forms 0.8–1 μm SiO2 aggregates covered in 100–200 nm silica spheres. 600–700 Da polyamines mostly produce 100–200 nm spheres. Diameter of spheres decreases as pH increases. Kröger et al. (2000)146
Ambient T
Polyamines (from diatoms, 15–21 N-methylpropyleneimine repeating units attached to putrescine)Phosphates –NR2 or −NR3+ H4SiO4 (hydrolyzed TMOS) pH 5.5 β-Silicomolybdate: Polyamines alone produce no SiO2. Polyamines+phosphates show silicification. Phosphates premixed with silicic acid for 15 min before the addition of polyamines greatly increases silicification. Sumper et al. (2003)145
–HPO4 Sodium phosphate (30 mM) or sodium acetate (30 mM) SEM: With polyamines, pyrophosphate produces larger (1000 nm) nanoparticles than orthophosphate (30 to 700 nm), depending on concentration.
1H, CPMG NMR:1H NMR shifts and relaxation times suggest polyamine aggregation in the presence and absence of phosphate.
GC: Monosilicic acid concentration is unchanged by additives. With β-silicomolybdate method results, it is likely that these charged additives only affect oligo- and polysilicic acid condensation.
Polyamines (from T. pseudonana) Phosphates –NR2 or −NR3+ H4SiO4 (hydrolyzed from TMOS) pH 5.5 Molybdenum Blue: In the presence of polyamines and acetate from the buffer solution, no precipitate forms. In polyamine+silacidin solutions, silicification occurs at a concentration dependent rate, ∼2–3× greater than phosphate ions alone. Wenzl et al. (2008)121
–HPO4 12 min
25 mM sodium acetate
Ethyleneamines, Propylamines, Spermidine, Spermine, Methylated amines (norspermidine with amine methylation variations) –NH2 or −NH3+ H4SiO4 (hydrolyzed K2Si(O2C6H4)3) pH 5.6–7 Molybdenum Blue: Spermidine and spermine produced no effect on the 3rd order rate constant of silicification. All propylamines and the longer ethyleneamines significantly increase the rate constant. Belton et al. (2008)49
–NR2 or −NR3+ TEM and SEM: The extent of methylation of the norspermidine series minimally affected SiO2 sphere size, which ranged from ∼200 to 300 nm. Hollow SiO2 particles (with a central void of 50–100 nm) form with increasing amines in a chain.
Conclusions: Stability of hydrophobic microemulsions of polyamines translates to increasing ratios of hollow:solid particles.
PLL (MW = 22 100 Da) –NH2 or −NH3+ K2Si(O2C6H4)3 pH 6.8 Molybdenum Blue: For a H4SiO4 undersaturated solution, no additives affected H4SiO4 concentration, regardless of Si:N ratio. Patwardhan et al. (2011)147
PAH (MW = 15 000 Da) –NR2 or −NR3+ 0–1000 min Dissolution Studies: Molybdate-reactive silica increases for all reactions from 0 to 1,000 min. Polyelectrolytes show 6× and small molecules show 2–3× faster SiO2 dissolution than the control. Small molecules with >5 amines show SiO2 precipitate formation. PEHA increases SiO2 initial dissolution rate for the first 3–5 min, but SiO2 precipitated in the presence of PEHA after 7 min, likely due electrostatic interactions and particle double layer bridging.
PEI (MW = 25 000 Da) Distilled and DI water SEM: Aggregate sizes ≈131, ≈222, and ≈137 nm form for TEPA, PEHA, and N5, compared to ≈105 nm for the control.
DAE, DETA, TETA, PEHA, dipropylenetriamine (N3), tetrapropylenepentamine (N5)
Allylamine (pKa = 9.49) –NH2 or −NH3+ Na2SiO3 pH 5–7 Silicomolybdate Method and Turbidity test: PAH strongly enhances turbidity vs the control at pH 6.8. At pH 5.5, both PAH and control have a 100 min induction period. PAH+phosphate at pH 5.5 dramatically increases turbidity. Phosphate alone retards turbidity. Monomeric amines promote aggregation less efficiently than PAH or PAH+phosphate at pH 6.8. Allylamine Q promotes more silicification than monomeric allylamine, likely due to the hydrophobic effects of additional methyl groups. Phosphate increases silicification with allylamine Q and decreases SiO2 formation with allylamine. Jantschke et al. (2014)40
Fully methylated allyltrimethylammonium bromide (allylamineQ) –NR2 or −NR3+ 0–800 min TMEDA, the most methylated molecule, is associated with the most turbidity.
PAH (pKa = 9.7) –HPO4 or −PO42– Conclusions: Electrostatic interactions and hydrophobic effects have the biggest effects on silicification.
Methylated diamines (EN, MEEN, ENQ, TMEDA)
Phosphate
PEHA –NH2 or −NH3+ Na2SiO3·5H2O pH 2–7 SEM: PEHA or DETA forms spherical SiO2 particles. After acidification, the SiO2 presents pores with sizes on the same order of magnitude as the polyamines, suggesting the acid removes the polyamines. Maximum removal occurred at pH ≤ 3. Manning et al. (2017)148
DETA –NR2 or −NR3+ 5 min Simulations: At pH 5, surface amines are removed. At pH ≤ 3, all polyamines are removed. Each polyamine only interacted with a single siloxide group. Interaction energies of individual molecules do not change with pH value.
At pH < 4, SiO2 is mostly neutral and interacts preferentially with water rather than PEHA or DETA. Methylated PEHA is 25% less likely to depart from the silica surface at lower pH values due to hydrophobic interactions.

Figure 20.

Figure 20

Studies of phosphate-polyamine-directed silicification at pH 5.5. (A) An increase in the absorbance correlates with an increase in precipitated silica. Concentration of formed silica determined via the beta-silicomolybdate method in the presence of polyamines with sodium acetate and silicic acid (green), polyamines added to premixed silicic acid with sodium phosphate (orange), polyamines, sodium phosphate, and silicic acid mixed at t = 0 (purple) (after Sumper et al. 2003).145 (B) Larger silica spheres, and increasing nmol of total silica precipitates, form in the presence of polyamines with increasing concentrations of phosphates in the form of silacidin (after Wenzl et al. 2008).121

Synthetic macromolecular polyamines also show a pH-dependent influence upon silicification. Jantschke et al. found that the synthetic macromolecule PAH greatly increases solution turbidity at pH 6.8 but has almost no effect at pH 5.5 (Table 8).40 This pH dependence is attributed to a slightly lower total charge of the silica in solution and thus fewer charge–charge interactions between the PAH and the silica or silicic acid at lower pH.40 Also, the increasing positive charges on PAH with decreasing pH would prevent self-assembly (thus preventing the formation of hydrophobic regions) among these macromolecules due to repulsion between like charges.40 However, when Jantschke et al. added phosphate anions to the silicic acid/polyamine solutions at pH 5.5, the turbidity increased dramatically, suggesting that charge balance was restored and the amine groups could more efficiently sequester silica (Table 8).40

Manning et al. corroborate the suggestion that an interplay of macromolecular charge and pH limits the effects of polyamines on silicification.148 They found acidifying amine–silica structures at pH 4–5 removes polyamines from the surface of silica.148 Montagna et al. agreed with Manning et al. regarding the importance of charge–charge interactions between polyamines and silica/silanol groups.56 In a study (not featured in Table 8), Montagna et al. conducted molecular dynamics simulations along with NMR analyses and concluded that electrostatic interactions were the biggest factors in polyamine–silica composites.56

Hydrophobic groups also play a role in silicification via polyamines. Molecular dynamics simulations of methylated and unmethylated synthetic versions of PEHA polyamine show the more hydrophobic methylated version is 25% less likely to be removed from the surface of silica than its unmethylated counterpart, likely due to van der Waals interactions.148

To further investigate the effects of hydrophobicity and charge of amines on silicification, short-chain amines have also been methylated. Jantschke et al. determined the fully methylated cationic analogue of allylamine, allyltrimethylammonium bromide, increased the turbidity of a silica solution at a faster rate than its unmethylated counterpart, likely also due to hydrophobic effects and permanent charge (Table 8).40 Belton et al. also noted the probable influence of hydrophobicity on silicification and suggested the stability of hydrophobic microemulsions of polyamines may promote the formation of hollow or solid silica particles.49 Such an effect would correlate with the cation concentration, as aggregation is inhibited by charge–charge interactions.

When considering the impacts of hydrophobicity, recall Reaction 2 which depicts a representative silicification reaction with a water molecule produced as a byproduct. According to Le Chatelier’s principle, removing the product of a reversible reaction shifts the reaction equilibrium toward product formation.149 Therefore, greater hydrophobic regions around the silicic acid (with reduced local water molecules) could promote silicification by shifting the kinetic equilibrium toward products.

Overall, these studies demonstrate amines and polyamines promote silicification when they are charged, methylated, and in the presence of a phosphate counterion.40,49,121,145,147 This appears to be due to the charge balance and hydrophobicity.

4.3. Polysaccharide-Directed Silicification

Most studies regarding silica formation in the presence of polysaccharides are driven by potential for materials science applications, in contrast to biologically motivated protein and polyamine research. However, investigations of how native frustule polysaccharides influence biosilicification have proven to be difficult to conduct. The organic–inorganic separation techniques of biosilica require successive alkali extraction and deproteination steps before analytical characterization can take place.150 The low aqueous solubility of many polysaccharides, which leaves them in the AFIM (ammonium fluoride insoluble material) after protein extraction, also complicates their characterization and causes degradation of the original molecular structure.19 For this reason, current research on complex natural silicification-directing polysaccharides continues to be based almost exclusively on characterizations of monosaccharide composition.19 This may also contribute to the comparatively lower number of in vitro polysaccharide-directed silicification studies in comparison to in vitro protein-directed silicification investigations.

Three broad types of polysaccharides have been studied with respect to controlling silicification: cationic, anionic, and neutral polysaccharides. This framework organizes the discussion below and aids our analysis of polysaccharide structure–function relationships. Although many studies exhibit qualitative trends, future quantitative studies will be necessary to effectively characterize the kinetics and thermodynamics of the influence of polysaccharides on silicification systems.

4.3.1. Cationic Polysaccharide-Directed Silicification

A limited number of studies use cationic polysaccharides, and this remains an area open for further research into composite biomaterials. Chitosan is perhaps the most important member of this group due to its similarities to the common biosilica polysaccharide, chitin. However, most of these studies are qualitative with insufficient characterization of the reaction conditions and materials (e.g., Table 9).151,152 Shchipunov et al. studied a variety of polysaccharides, including cationic polysaccharides, with respect to silica gelation for applications in food, drugs, or cosmetics.151,153 They suggest that, while charges may have an impact on silicification, hydrogen bonding likely drives the silicification process as evidenced by a lack of observed differences between silica products synthesized in the presence of anionic versus cationic polysaccharides.151,153 SEM images show the silica products form a smooth coating on the polysaccharide fibrils in contrast to aggregated silica spheres that form between these fibrils.151,154 These qualitative studies illustrate that polysaccharides influence silicification, but quantitative characterization techniques will be necessary to decipher the reaction processes.

Table 9. Summary of Silicification Studies Conducted with Cationic Polysaccharides with Conditions of pH, Time, Temperature, and Solvent.
Polysaccharide Substrate Selected Functional Groups Source of Si Monomer Conditions Characterization Methods and Findings Reference
Chitosan (DS(Ac) = 0.28) –OH THEOS Ambient T FTIR,13C NMR and29Si NMR: Suggests chitosan directs silicification via covalent C–O–Si bonds. Bravo-Flores et al. (2021)57
–NH3+ or −NH2 MeTHEOS 1% acetic acid
–NHAc
Chitosan (DS(Ac) = 0.20, MW ≈ 290 kDa) –OH TEOS pH 5–9 N2Sorption, SEM, TEM: Low chitosan concentrations at pH 5–6 form larger SiO2 nanoparticles with increased pore size, and smaller particles with decreased pore size at pH 6.5–8.5. High chitosan concentrations form SiO2 along the same trend. At pH 9, chitosan has no significant effects on SiO2 formation. Witoon et al. (2012)155
–NH3+ or −NH2 6 h at 40 °C, then 24 h at 60 °C
–NHAc 2% acetic acid buffered with 5 M NH4OH
Chitosan (DS(Ac) = 0.20) –OH Na2Si3O7 (27 wt % SiO2, 4 wt % NaOH pH 3, 5, 6 Observations: Precipitation is immediately observed at pH 6 but not at pH 3 or 5. Immediate precipitation at chitosan/SiO2 ratio of 0.4 at pH 3–6. Witoon et al. (2011)156
–NH3+ or −NH2 24 h at 40 °C, then 24 h at 100 °C TGA: At chitosan/silica ratio >0.8, the precipitate phase separates into a silica-rich phase and a chitosan-rich phase.
–NHAc 2% acetic acid SEM: Chitosan networks likely limit SiO2 particle sizes.
N2Sorption: The void size of chitosan networks decreases from pH 3 to 6.
Chitosan (DS(Ac) = 0.24, MW ≈ 500 kDa) (DS(Ac) = 0.19, MW ≈ 200 kDa) (DS(Ac) = 0.14, MW ≈ 70 kDa) (DS(Ac) = 10, MW ≈ 20 kDa) –OH Na2SiO3 (0.82 wt % in 0.05 M sodium acetate) pH 4–5.6 β-Silicomolybdate: Chitosan changes silicification rate from a 4th order reaction to a two-stage 1, 2, 3, or 5th order reaction. The presence of 200 kDa chitosan induces the largest rate constant of all chitosan samples. Chang et al. (2006)157
–NH3+ or −NH2 0–800 min Turbidity: Aggregation rate increases 20–30× with the addition of chitosan.
–NHAc SEM: SiO2 nanoparticles aggregate into clusters in the presence of chitosan.
Elemental analysis: SiO2 products contain 10% chitosan.
Conclusions: Likely −NH3+ and H-bonding −OH groups attract soluble silica species to facilitate polycondensation. Chitosan does not significantly increase the rate of polycondensation but does increase the aggregation of colloidal silica nanoparticles.
Chitosan (DS(Ac) = 0.10) –OH Na2Si3O7 (27 wt % SiO2; 4 wt % NaOH) pH 2–6 N2Sorption/SEM/TEM: Pore sizes increase with increasing pH. Witoon et al. (2009)158
–NH3+ or −NH2 24 h at 40 °C, then 24 h at 100 °C TGA/DTG: More chitosan is incorporated into SiO2 at higher pH.
–NHAc 2% acetic acid Zeta potential: Isoelectric points of SiO2-chitosan at pH 2, 3, and 4 are 4.74, 4.90, and 5.76. At higher pH, more chitosan molecules adsorb to the SiO2 particles’ surface with chitosan fully adsorbed at pH 5 and 6.
Chitosan (DS(Ac) = 0.9, MW ≈ 13 kDa) –OH H4SiO4 (hydrolyzed TMOS) pH 5.8 Cryo-TEM/Cryo-ET: Aggregated SiO2 spheres (≈15 nm diameter), then aggregated and tabular, and finally starfruit-like SiO2 structures form depending on incubation time of chitosan and phosphate ions. Suggests that phosphate ions promote chitosan aggregation and organizes spherical particles into star-fruit-like structures. Leng et al. (2010)159
NaH2PO4 –NH3+ or −NH2 Ambient T EDX: Phosphate ions were incorporated into SiO2.
–NHAc 4 h
H2PO4 DI water
Chitosan –OH H4SiO4 (hydrolyzed THEOS) pH 5.5–6 Observations: Chitosan-silica produced an opalescent monolith hydrogel, and cat-HEC-silica produced a transparent monolith hydrogel. Shchipunov et al. (2005)154
–NH3+ or −NH2 ≥1 week SEM: Cross-linked cat-HEC (1.5 wt %) fibrils are covered by SiO2 (10 wt % THEOS) and surrounded by spherical SiO2 nanoparticles.
–NHAc Ambient T Rheology: Sol–gel transition of cat-HEC occurred when 0.5 wt % THEOS was silicified.
Cat-HEC –OH Water
–N(CH3)3+
Cat-HEC (MW = 950 kDa) –OH H4SiO4 (hydrolyzed THEOS) Neutral pH Observations: Transparent monolith structural features observed for cat-HEC-SiO2. Shchipunov and Karpenko (2004)151
–N(CH3)3+ Ambient T SEM: Cat-HEC shows structure loosening and thicker filaments as wt % decreases or as cation functionalization decreases. Small spheres were observed.
Water Conclusions: Lack of differences between cationic vs anionic polysaccharides suggests acceleration of silicification is due to hydroxy groups.

Witoon et al. provide a different perspective by coupling additional materials characterization with TEM and SEM observations of the products that form (Figure 21).155,156,158 Chitosan, with a degree of substitution (DS)(Ac) of 0.09–0.2, has a strong impact on silicification. In lower pH solutions (pH 5–6), larger silica particle sizes are formed and present larger pores. In contrast, higher pH values (pH 6.5–8.5) yield smaller silica particles with smaller pores (Table 9).155,156,158 The authors cite phase separation and chitosan sterically hindering silica formation as causes for the effects they observe. For example, at pH 6.5–8.5, they suggest chitosan becomes less water-soluble, thus phase separating and producing more tightly packed networks that physically hindered the growth of silica particles.155 Note that chitosan, like any polyelectrolyte, has a range of pKa values that depend on chain length, the presence of salts, and other experimental conditions. Generally, the pKa of chitosan is ∼6.2–6.8.160 With this in mind, one might further question the effects of positively charged chitosan C2 amino groups at lower pH on silicification in these systems.155,156,158 Witoon et al. characterized the DS(Ac) of the polymer but did not characterize chain length in all studies.155,156,158 Therefore, relationships between silicification and chitosan molecular weight remain unclear.

Figure 21.

Figure 21

Depiction of how the chitosan concentration and solution pH affect silica formation. At pH 5–6, more of a gel-like structure is formed. Higher chitosan concentrations produce denser composite networks. At pH 6.5–8.5, large particles form in the absence of local chitosan and high local chitosan sterically hinders silica formation producing smaller particles. At pH 9, chitosan phase separates, leading to the unhindered formation of large particles (after Witoon et al., 2012).155

A relatively detailed study with regard to structure–property relationships investigated silica formation in the presence of chitosan materials with variable degree of polymerization (DP) and DS(Ac).157 Experiments conducted at pH 5.6 showed the rate of silica condensation increases with chitosan molecular weight.157 The resulting silica–chitosan nanoparticles (np’s) formed with an average diameter of 1.2 nm (1 h) and grew to 32 nm (24 h) (Table 9).157 The np’s subsequently aggregated to form clusters ∼20–30× faster in the presence of chitosan than the chitosan-free controls.157 Elemental analysis indicated the silica–chitosan composites contained ∼10% chitosan which approximated the initial weight ratio of chitosan and silicic acid in the reactant solutions.157 The authors proposed the linear cationic chitosan attracts silicic acid from solution through H-bonding with hydroxy groups on C3 and C6.157 They further postulated the attracted silica molecules subsequently provide a template for further silica synthesis.157

Using NMR spectra to evaluate silica–cationic polysaccharide systems, Bravo-Flores et al. reported Si–O–C bonds form between precursor THEOS and chitosan to promote silicification.57 It should be noted that the Si–O–C 13C NMR resonance which is presented as evidence for this interpretation is uncharacteristically narrow compared to the broad peaks typically seen in polysaccharide 13C NMR spectra.57

4.3.2. Anionic Polysaccharide-Directed Silicification

Anionic polysaccharides have also been investigated as possible matrices for silicification due to possible applications for enzyme or cell encapsulation and gelling capabilities.153 Alginic acid or alginate is a polysaccharide with −COO or −COOH groups (pKa ≈ 5) on the C6 position of its β-d-mannuronic (M) and α-l-guluronic (G) monosaccharides.161 Alginate is known for its complexation and gelation with Ca2+. Coradin et al. found via SEM that, at pH 7, alginate produced differently shaped silica np’s than the polysaccharide-free controls. They suggest alginate interferes with the assembly of nucleated particles due to charge–charge repulsion with any negatively charged silicates (Table 10).161 Alginate was not suspected to interfere with the initial nucleation process.161

Table 10. Summary of Silicification Studies Conducted with Anionic Polysaccharides under Conditions of pH, Time, Temperature, and Solvent.
Polysaccharide Substrate Selected Functional Groups Source of Si Monomer Conditions Characterization Methods and Findings Reference
Alginate (MW ≈ 150 kDa, 70% guluronic acid) –COO or −COOH Na2SiO3 (27 wt % SiO2, 14 wt % NaOH) or colloid silica (12 nm particle) pH ≈ 7 TGA: All initial alginate was incorporated into the SiO2. Coradin and Livage (2003)161
–OH Overnight SEM: Mostly aggregates and a few spherical SiO2 particles. Lower alginate concentration produced larger aggregates of smaller silica particles. Higher alginate concentrations produced multiple particle sizes.
Tris-HCl buffer Conclusions: No strong interactions between alginate and silica precursors are expected; the nucleation of primary SiO2 particles is not influenced by alginate. However, SiO2 particle assembly may be controlled by their limited diffusion in the viscous alginate.
Addition of CaCl2
Alginic acid (MW ≈ 40 kDa, pI = 3.6–3.8 at pH 5) –COO or −COOH Na2SiO3 (27% SiO2, 10% NaOH) pH ≈ 5 Observations: Immediate SiO2 precipitation observed at 37 °C with polymers (gelatin and gelatin+alginic acid) except pure alginate slowed the precipitation rate. Control forms a gel overnight. Gautier et al. (2008)124
Gelatin –OH 1 h at 37 °C then 20 °C for 1 day TGA: Only small fraction of alginate associated with SiO2, contrasted with the total gelatin incorporation.
DI water TEM: With alginate in solution, 5 nm SiO2 nanoparticles were produced.
Conclusion: Alginate helps to control SiO2 morphology.
Alginate (MW n.d.) –COO or −COOH H4SiO4 (hydrolyzed THEOS) Neutral pH Observations: Turbid and syneresis or monolith structural features developed from SiO2-polysaccharide gels. Shchipunov and Karpenko (2004)151
κ-,ι-, and λ-carrageenans (MW 700, 700, and 1024 kDa) –OH Ambient T SEM: Aerogel with κ-carrageenan showed a different structure (fibrillar) than the C9H24ClNO3Si with 0.1 M sulfuric acid control (connected solid SiO2 particulates).
Xanthan (MW n.d.) –OSO3 Water Conclusions: Lack of differences between cationic vs anionic polysaccharides suggest acceleration of silicification is due to hydroxy groups.
κ-,ι-, and λ-carrageenansa (700 kDa, 700 kDa, 1024 kDa) –OSO3 H4SiO4 (hydrolyzed THEOS) Neutral pH Observations: Polysaccharides promoted silicification. Increasing SiO2 concentration increased brittleness and stiffness. Increasing polysaccharide concentration increased elasticity. Only κ-carrageenans caused syneresis. Shchipunov (2003)153
–OH Ambient T SEM: Cross-linked fibers decorated with ∼10–40 nm SiO2 particles
1 week to 9 months Rheology: Carrageenans accelerated the sol–gel silicification kinetics.
DI water
a

κ-Carrageenan contained low-molecular-weight impurities (97 and 340 Da).

Gautier et al. compared the effects of alginate (a carboxylated, highly anionic polysaccharide) with gelatin (a highly cationic protein), the effects of which are discussed in Section 4.1.4 and Tables 7 and 10. This study also showed alginate did not interfere with the condensation of silica, but the composites that formed were 5 nm diameter spheres (nanoparticles) rather than gels.124 This suggests alginate acts as a flocculant. Gautier et al. further suggest there are weak interactions between the alginate and silicate, as evidenced by incorporation of only 10% of the initial polymer into the silica.124 In contrast, gelatin–silica composites formed instantaneously, producing 50 nm diameter particles.124 Overall, this study suggested cationic charges promote silica formation but both cationic and anionic macromolecules control silica morphology.

Shchipunov et al. found sulfated carrageenan polysaccharides accelerated the rate of the silica’s sol–gel transition (Table 10).153 Hydrogen-bonding was proposed as the likely cause of silicification promotion in polysaccharides because polyanions and polycations showed similar results.151 Among the studies highlighted here, the evidence suggests anionic polysaccharides have negligible effects on the onset of silica condensation but affect the subsequent growth and aggregation stages. However, these studies are mostly based on SEM and rheological analysis without a quantitative or mechanistic understanding of silica–anionic polysaccharide interactions.

4.3.3. Neutral Polysaccharide-Directed Silicification

Neutral (uncharged) polysaccharides also have been investigated from a materials science perspective due to an array of applications from insulation to controlled drug delivery to gelling agents. As discussed in Sections 3.1.3, 3.2, and 3.3, neutral polysaccharides found in biosilicifiers, such as chitin and callose, are implicated in directing biosilicification. Moreover, the abundance of chitin in the frustule of diatoms and glass sponges (Sections 3.1.3, 3.2) continues to raise questions regarding the possibility of yet-unidentified roles in directing mineralization.

To the best of our knowledge, only one study has investigated the rate of silicification onto a chitin matrix. Spinde et al. used the molybdenum blue method to measure the rate of silicification under mild aqueous conditions and found rate is not significantly increased in the presence of β-chitin extracted from diatoms (Table 11).162 Parallel NMR characterizations of the silica species that form show many oligomers remain in solution without polymerizing after 480 min of reaction time (Figure 22).162 Corresponding 13C NMR analyses suggested β-chitin interacted with silicic acid via hydrogen bonding, but the strength of this interaction was insufficient to accelerate silicification.162 The effects of chitin in this study were compared to those of the highly cationic poly(allylamine hydrochloride), which appeared to significantly promote silicification and increase perturbations of the Si–O–Si bond in 29Si NMR.162 It is notable the team studied β-chitin rather than α-chitin, as the α-form is highly insoluble in aqueous single solvents due to its propensity for self-association (Figure 12). The molecular weight of the chitin used was not reported.

Table 11. Summary of Silicification Studies Conducted with Neutral Polysaccharides under Conditions of pH, Time, Temperature, and Solvent.
Polysaccharide Substrate Selected Functional Groups Source of Si Monomer Conditions Characterization Methods and Findings Reference
β-chitin (extracted from diatoms, n = 160, 15 kDa) –NHCOCH3–OH Na2SiO3 pH 5.5 Molybdenum Blue: Chitin does not increase the rate of silicification, in contrast to PAH. Spinde et al. (2011)162
PAH 0.5–24 h Light, Fluorescence and Scanning Electron Microscopy: β-Chitin is homogeneously embedded in the SiO2.
Ultrapure water 13C NMR, Raman, and 29Si MAS NMR: Confirm interfacial interactions between chitin −OH groups and SiO2; suggest Si–O–Si bond angle is less perturbed by chitin than PAH.
α-Chitin (extracted from Ianthella basta) –NHCOCH3–OH TEOS 1 h at Ambient T or 120 °C or 20 h at 37 °C EDX: More SiO2 formed via higher temperature method. Wysokowski et al. (2013)163
EtOH and NH3 solutions SEM: Homogenous distribution of spherical SiO2 particles on chitin and greater coating at high temperatures.
FTIR: 474 cm–1 peak corresponds to the deformation vibrations of Si–O–C bond.
Conclusion: Silica preferentially interacts with chitin via hydrogen bonding with hydroxy groups and carbonyl groups.
HEC –OH H4SiO4 (hydrolyzed THEOS) pH 5.5–6 Observations: Cyclodextrins have strong catalytic effects on SiO2 sol–gel processing. Shchipunov et al. (2005)154
Laminaran –OR ≥1 week Rheology: Silica sol–gel transitions occur with arabinogalactan with ∼5 wt % THEOS, α- and β-cyclodextrin with ∼4 wt % THEOS, and locust bean gum with ∼5 wt % THEOS.
Arabinogalactan Ambient T
α- and β-cyclodextrin Water
Locust bean gum
Guar gum
Hydroxypropyl guar gum (HPGG) –OH THEOS Ambient T Rheological Measurements: Induction period occurred. HPGG decreases sol–gel transition time. Wang and Zhang (2007)164
–OR Water SEM: Network of crossed/branched filaments and structure of connected SiO2 particles (looser network with more spherical silica in previous work)
Conclusions: Suggests −OH bonding for silicification catalysis.
Cellulose nanofibril (CNF) –OH H4SiO4 (hydrolyzed TEOS) pH 8–12 SEM: SiO2 control had dense aggregates of silica spheres in a “pearl necklace structure” while composite had spherical particles coating CNF fibrils Fu et al. (2016)29
10 min Bulk Density and Si Content: Bulk density increased from 0.059 g/cm3 to 0.295 g/cm3 and Si content increased from 3.8 wt % to 79.5 wt % as pH increased from 8 to 12.
Ethanol and water FTIR: CNF hydroxy peak decreased with increasing SiO2 and basicity, potentially due to SiO2 binding to hydroxy oxygen, releasing the proton.
Observation: Higher pH correlated with faster silicification.
Figure 22.

Figure 22

(A) Silicification rate experiments using the Molybdenum Blue method: Control without additive (blue), chitin (red), and PAH (green). (B) 29Si NMR spectra collected at 480 min of reaction time show the evolution of Q species in solution. Adapted from ref (162). Copyright 2011 American Chemical Society.

Another study by Wysokowski et al. investigated silicification onto an insoluble matrix of α-chitin (Figure 23).163 They suggested silica preferentially interacts with chitin via hydrogen bonding.163 Unfortunately, due to the stark differences between reaction conditions and characterization methods by Wysokowski et al. and Spinde et al.,162 the data cannot be compared to probe the impact of polysaccharide folding on the silicification rate (Table 11). In addition, Wysokowski et al. provided thorough characterization of the product but did not provide kinetic data.163 While Spinde et al. utilized aqueous conditions, Wysokowski et al. followed industrial conditions of ethanol, ammonia, and water solutions and elevated temperatures of 37° or 120 °C (Table 11).163 Both chitin-based studies suggest that hydrogen bonding takes place between silanol groups and chitin.

Figure 23.

Figure 23

Simplified depiction of chitin–silica interactions. Hydrogen bonds are shown between the silica hydroxy groups and the hydroxy and amide groups on chitin. Reproduced with permission from ref (163). Copyright 2013 Elsevier S.A.

A number of other studies investigating neutral polysaccharides argued that hydrogen bonding occurs between the polymer hydroxy groups and the hydroxy groups of silicic acid.29,164 Some, such as Shchipunov et al., suggested hydrogen bonding accelerates silicification. This hypothesis was based solely on SEM observations, and kinetic data was not obtained.28 The team in 2005 suggested cyclodextrins had strong catalytic effects on silicification, but this was not further elucidated (Table 11).154 Hydroxypropyl guar gum was investigated by Wang et al. and through rheological measurements; they found this polysaccharide decreased the time to reach the sol–gel transition, likely facilitated by hydrogen bonding (Table 11).164

Hydrogen bonding is a common theme in discussions of polysaccharide influences on silicic acid condensation. While it is very likely that hydrogen bonding does play a role, there is minimal understanding as to what that role is and how other variables might influence it. Hydrogen bonding is a directional force that relies on factors such as stereochemistry and orientation. Thus, chain conformation and self-association of polysaccharides, for example, affect hydrogen bonding abilities with both the silicic acid and water molecules. More research and characterization of polysaccharides are required to fully understand how hydrogen bonding might affect silicic acid binding and condensation.

4.4. Other Organic Model Systems for Silicification

4.4.1. Amine and Carboxyl Group-Focused Silicification

Systematic studies that quantified the rate of silica nucleation in the presence of amine and carboxyl groups have also been performed. Experimental measurements of silica nucleation rates in a series of amino acid solutions (all amino acids contain carboxyl and amine groups) shows that all organic acids decrease the induction time to condensation at all supersaturations. Analysis of the rate data using Classical Nucleation Theory and the Makrides-Turner-Slaughter equation suggests amino acids promote silicification by lowering the kinetic barrier to nucleation (Table 12), while the thermodynamic barrier to nucleation is unaffected (see Sections 5.1.1 and 5.1.2).165 Using this mathematical model, the relationship between the free energy of adsorption and the kinetic barrier shows silica nucleation rate is faster in the presence of lysine and arginine compared to glycine.165 Overall, amino acids reduced the kinetic energy barrier to nucleation in proportion to their net positive charge, suggesting that ionic interactions have the strongest control over silicification. This trend of charge-promoted silicification was explored using citric acid, which is highly anionic with three carboxylate groups. The measurements showed citric acid most strongly enhanced the rate of silicification.165

Table 12. Summary of Silicification Studies Conducted with Model Systems with Conditions of pH, Time, Temperature, and Solvent.
Substrate Selected Functional Groups Source of Si Monomer Conditions Characterization Methods and Findings Reference
11-mercaptoundecanoic acid (grafted to gold matrix) –NH2 or −NH3+ H4SiO4 (hydrolyzed TMOS) pH 5 AFM: The rate of silica nucleation is ∼18× faster on NH3+/COO surfaces than on COO surfaces alone. Amine terminated surfaces alone failed to induce surface nucleation. Wallace et al. (2009)51
11-amino-1-undecanethiol hydrochloride (grafted to gold matrix) –COO Ultrapure water with 0.1 M NaCl The increase in nuclei seen on carboxyl and amine hybrid surfaces was confirmed when these areas exhibited more nuclei than other areas of a patterned surface.
Orthophosphate H2PO4 Flow through method kept supersaturation constant In the presence of amines and orthophosphate, silica formation occurred at a lower nucleation site density than NH3+/COO surfaces.
Amino acids A large variety of functional groups H4SiO4 (hydrolyzed TMOS) pH 5 β-Silicomolybdate: All solutions showed a lag/induction time. At a lower silicic acid supersaturation state, the induction time increased. All organic acids decreased the induction time for all supersaturations. Amino acids promote rate in direct proportion to their net positive charge. These findings suggest that H-bonds play a role in silicification but ionic interactions have the strongest controls. Anionic citric acid does not fit the net trend observed for cationic charges. Dove et al. (2019)165
Citric acid 20 °C MTS Model: For the NaCl control, interfacial free energy was ≈54.9 mJ m–2. At higher NaCl concentration (0.10 to 0.70 M), interfacial free energy decreased to ≈51.4 mJ m–2; therefore, NaCl affects the rate of silicification through reductions in the interfacial free energy. A critical nucleus radius was estimated to be 5.1–7.8 × 10–8 cm. NaCl lowers thermodynamic barrier to nucleation likely by stabilizing charged, reactive species. Amino acids and citric acid reduce the kinetic barrier to nucleation, with a range of –1009 ± 169 J mol–1 (alanine) to –1690 ± 96 J mol–1 (citric acid).
NaCl Ultrapure water with 0.10 or 0.70 M NaCl
Potassiumd-gluconate –OH SiO2 solution Alkaline solution 29Si NMR: Two binomial septets appear in the region of hexaoxosilicon centers (−140.8 and −141.5 ppm) when silicon is in the presence of monopotassium d-saccharic acid. An increase in polyol concentration and/or pH or a decrease in temperature favors hexa-coordinated Si over penta- or tetra- coordinated species. Kinrade et al. (2001)166
Monopotassiumd-saccharic acid 270–300 K 13C NMR: Si coordinates at the hydroxy groups flanking the threo pair. Integrating intensities indicates that each organosilicon complex contains exactly three polyol molecules per silicon center.
Conclusions: Threo configuration strongly interacts with silicate anions to produce stable penta- or hexa-coordinated SiO2
Lignin (from mature rice straw) –OH highly aromatic Na2SiO3 pH 6.4 or 5.4 TEM, EDXA: Silica formation was seen in lignin+borax solutions but not in lignin+DMSO solutions. Suggests macromolecular lignin, but not its moieties, induces silica deposition in plants. Fang and Ma (2006)167
DMSO
pH 9.11–10.05
Borax aqueous solution
Mannose –OH H4SiO4 (hydrolyzed TMOS) pH 6.8 SEM: The PAH and phosphate system produced 200 nm diameter particles. Addition of mannose produced no significant changes. The addition of phosphorylated mannose increased particle diameters to ≈700 nm. All additives produce spherical, smooth surface nanoparticles. Hedrich et al. (2013)78
α-d-mannopyranose-1-phosphate, 3-O-Me-β-mannopyranose-1-phosphate (extracted from diatoms) –HPO4 12 min
PAH –NH2 or −NH3+ BIS-TRIS propane/HCl buffer solution
Sodium phosphate H2PO4
PEG (1550–20 000 Da) R–O–R Na2SiO3·5H2O pH 7–8 Molybdenum Blue: Larger MW PEG results in more molybdate-reactive silica in solution, until the PEG has a molecular weight of ≥10 000 Da, where no more than 360–370 ppm of silicic acid is stabilized. The amount of molybdate-reactive silicic acid also reaches a maximum at a certain concentration of PEG. Preari et al. (2014)101
1–72 h 29Si NMR: Only mono- and disilicic acid (Q0 and Q1) peaks are observed.
1H NMR and 2D HETCOR: Proton shift from 6 to 7 ppm indicates stronger hydrogen bonding in the presence of PEG.
FTIR: PEG O atom band positions and vibrations are perturbed in the presence of silica species.
Human Enterovirus Type 71 (EV71, a nonenveloped picornavirus)   Na2SiO3 pH: 5.5–6.5 TEM: The cationic rich regions of the EV71 acted as nucleation sites silicification. SiO2 protected the from significant thermal damage. Wang et al. (2015)168
15–30 min Raman Spectroscopy and EDX: Indicate presence of amorphous SiO2 around EV71.
Choline –OH Na2SiO3 pH 7 13C–29Si CP-REDOR and Molecular Dynamics Simulations: Tightly and loosely bound choline molecules are detectable on SiO2 surfaces. As ionized SiOH groups increase, it is likely that both H-bonding and electrostatics play a role in choline-silica interactions. Brückner et al. (2016)169
–N(CH3)3+ 24 h
ultrapure water
PEI –NH2 or −NH3+ Na2SiO3·5H2O pH 7 β-Silicomolybdate Method:PEI inhibits silica formation with 53 ppm more silicic acid than the control after 72 h. PPEI has even greater inhibitory effects: >200 ppm soluble silica than the control was left in solution after 24 h (dropping after 48 and 72 h). Linear inhibition of silicification seen with increasing phosphomethylation with the fully grafted PPEI causing the highest inhibition. Spinthaki et al. (2016)170
PPEI (zwitterionic phosphonated analog of PEI) –NR2 0–72 h
–PO3H
PVA (MW 1100–31 000; 57 000–66 000; 88 000–97 000 Da) –OH Na2SiO3·5H2O pH 6–8 β-Silicomolybdate Method: The concentration of molybdate-reactive silica did not change in the presence of PVA compared to the control. The concentration of molybdate reactive silica increased in the presence of PEG in comparison to the control. Korhatzis et al. (2022)171
PEG (MW 1550–20 000 Da) R–O–R 0–72 h Computational: PVA self-associates and does not interact with silicic acid molecules. The ether groups of PEG are shown to hydrogen bond with the −OH groups on silicic acid, which helps to dissociate silicic acid monomers from one another. In a solution of PVA, PEG, and silicic acid, the PVA preferentially hydrogen bonds to the PEG and prevents it from stabilizing the silicic acid.
Ambient T

In another quantitative study, silica was nucleated onto gold substrates functionalized with carboxyl-terminated molecules, amine-terminated molecules, or both.51 Using a flow-through cell to hold the monosilicic acid concentration (supersaturation) constant, the team conducted an in situ atomic force microscopy (AFM) study of silica nucleation on these functionalized surfaces. Wallace et al. found the rate of nucleation is strongly promoted by the presence of both amine and carboxylate groups.51 By measuring nucleation events over time for a series of constant chemical driving force conditions, they calculated variables proportional to energy barriers to nucleation (see Section 4.5, Figure 24, and Table 12).51 Surfaces functionalized with both NH3+ and COO groups promote the rate of silicification ∼18× compared to COO surfaces alone (Figure 24, Table 12).51 Surfaces functionalized solely with amines failed to induce a measurable rate of surface nucleation.51 By directly measuring the rate of nucleation via an in situ method, they were able to discern energetic barriers that could not otherwise be determined via SEM or other qualitative techniques.

Figure 24.

Figure 24

AFM investigation of silica precipitation onto patterned surface with alternating stripes of carboxyl- and amine-functional groups (A) before treatment and (B) after silicification. Most silica is deposited at the interface between carboxyl and amine groups. Conditions for this work are pH 5, σ = 2.14, and T = 25 °C. Reproduced from ref (51). Copyright 2009 American Chemical Society.

4.4.2. Additional Functional Group-Focused Studies

The effects of specific functional groups on silicification have been investigated using natural and synthetic macromolecular and small molecule model systems. Two studies determined that synthetic macromolecules decreased the rate of silicification. Preari et al. found that higher molecular weights of the ether-rich polymer PEG slow the rate of silicification (Table 12).10129Si NMR showed only the presence of the monomer (Q0) and dimer (Q1).101 Subsequent NMR methods indicated a possible interaction between the ether species and the silicic acid species.101 This observation suggests ether-based hydrogen bonding plays a role in inhibiting silicification. Spinthaki et al. used polyethylene imine (PEI) to test the effects of amines on silicification and found that, at pH 7, PEI slowed silicic acid condensation (Table 12).120 When PEI was converted to a zwitterion by functionalization with phosphate groups, the polymer further decreased the rate of silicic acid condensation.120 This result sharply contrasts with multiple studies that report highly charged molecules, particularly zwitterions, promote silicification.68,85,165 It is possible the branching or self-association or the charge balance/distribution of phosphorylated PEI differentiates this model from previous studies. In addition, this study was mostly conducted at pH 7 rather than pH 5.120

Small molecules were also studied as model systems for silicification. Brückner et al. used choline to investigate the effects of cationic amine groups and hydrogen bonding on silicification.169 Both the cationic amines and hydroxy functional groups played roles in promoting silicification (Table 12).169 This was supported by solid state NMR investigations and molecular dynamics simulations as well.169 Using these technologies, they found both electrostatic interactions and hydrogen bonding at the organic–inorganic interface greatly depend on the hydration level and charge of the silica surface.169 For example, in the dried and partially ionized state, hydrogen bonding more tightly bound the choline to silica.169

Kinrade et al. hypothesized the orientation of hydroxy groups influenced silicification.166 To test this hypothesis, the team induced silicification with monosaccharides in solution.166 The team analyzed these experiments using solution state 13C and 29Si NMR and found that Si–O–C bonds were formed through condensation with the hydroxy groups flanking the threo pair of the monosaccharides (Table 12).166 However, 13C–29Si HMBC NMR was not performed, which would have been useful in confirming this hypothesis. When the sugars were acidified into their open chain forms or “sugar acids”, these carboxyl-containing chains dramatically enhanced silicification.166 Overall, more information is needed to understand the effects of the hydroxy group orientation on silica. Hedrich et al. tested the effects of mannose and mannopyranose-1-phosphate monosaccharides on silica formation and found via SEM that the presence of phosphate groups led to formation of larger particles (Table 12).78 While hydroxy groups may affect silicification, studies continue to report that charged groups have stronger influence over silicic acid condensation.125,165,169

DNA-templated silicification has been increasingly studied, particularly with regard to DNA origami-templated silica condensation. This area of research is intriguing and growing, but this Review is focused on macromolecule–silica interactions under aqueous conditions. In these systems, the silicification methods rely upon either the nonaqueous Sẗober method or the mixing of N-trimethoxysilylpropyl-N,N,N-trimethylammonium chloride (TMAPS) or 3-aminopropyl triethoxysilane (APTES) with a silica precursor such as TEOS to polymerize the silica with charged moieties to adhere to the DNA.172 To explore this field, we refer the reader to a number of excellent studies on related topics.172175

4.5. Cooperative Interactions in Biosilicification?

From silaffins and polyamines to functionalized substrates, studies repeatedly suggest the importance of cooperativity between ions and macromolecules in silicification. However, quantitative evidence is limited. Understanding the mechanisms by which cooperative interactions promote silicification is a frontier area that will require complementary experimental and computational approaches. As discussed in Section 4.4.1, the study by Wallace et al. that measured the kinetics of silicification onto carboxyl- and amine-grafted surfaces provides evidence of cooperative interactions between functional groups (Figure 24).51 Surfaces with both amine and carboxylate groups increase nucleation rate ∼18× compared to those with only carboxylate groups.51 The differences raise a number of questions regarding the mechanisms and thermodynamic versus kinetic drivers by which ion cooperative interactions can be tuned to promote silicification.

Other quantitative crystal nucleation studies of cooperative ionic interactions may be used for inspiration and insights into future studies of silicification. Nielsen et al. investigated the influence of functional groups on CaCO3 nucleation using an amphiphilic diblock-polypeptoid where the hydrophilic block contained carboxyl- and amine-functionalized residues.176 They showed the peptoid-functionalized substrate presented a significantly lower barrier to nucleation than carboxyl- or amine-terminated SAMs alone.176 The calcium carbonate nucleation rate was higher on a 1:1 carboxyl:amine functionalized SAM, illustrating the significance of ionic cooperation.176 Similarly, Hamm et al. reconciled disparate views of template-directed calcite nucleation using SAMs as templates. The team found that both stereochemical matching of organic molecules guides nucleation and good binding strength equates to promotion of nucleation as interfacial free energies correlated to the free energy of binding.177 Using quantitative methods to understand the energetic driving forces of silicification, these studies show how cooperativity between molecules and ions could be active in directing silicification.

5. Toward a Mechanistic Understanding of Silicification

With recent advances in biopolymer synthesis, it is now possible to quantitatively address ongoing uncertainties regarding the role(s) of macromolecules in silicification. The extensive silica nucleation literature provides a general guide with qualitative experimental insights that include the dependence on solution pH, temperature, and supersaturation as well as molecular composition, solubility, and purity (Tables 412). However, Sections 3 and 4 highlight multiple contradictions regarding the types of biomolecules and conditions that have the strongest influences on silicification. For example, amine groups are reported to inhibit silicification in some chemical environments,49,51,121,145 while in other conditions amines promote silica condensation.31,49,146,165 The effects of the cooperation between opposing charges on silicification also continue to be actively debated, particularly regarding phosphate–amine interactions.40,51,65,68,78,106,120,121,145,159,170,178 Literature is also contradictory with regard to arguments for or against other driving factors of silicification including hydrophobicity40,49,106,125,148 and hydrogen bonding.100,101,104,125,151,153,162,164,179,180 It is remarkable that many additional areas in which macromolecules have the potential to influence silicification are simply unstudied; including very little research into higher order interactions between organic molecules and silicic acid species or silica.

To decipher the macromolecule–silica interactions that control nucleation and build a quantitative and comprehensive understanding, future studies must adhere to two standards. First, the organic substrates used in these studies must be thoroughly characterized. Higher order structure, molecular weight, and charge concentration are a few examples of characteristics that likely have profound impacts on silicification. We cannot seek to understand the influence of these factors, individually or iteratively, and build comprehensive physical models without this critical information. The technology used to specifically tune and mimic these crucial characteristics for protein and peptide research has existed for decades, while techniques to tune these characteristics in polysaccharides have only recently begun to develop and remain difficult.

Second, rates of silicification must be quantified and analyzed to resolve the thermodynamic versus kinetic energy barriers that drive nucleation. By establishing relationships between rate and driving force, we can use theoretical constructs to obtain the thermodynamic barriers and kinetic prefactors for the reaction. With the fundamental approaches suggested here, it will become possible to finally build the underlying principles of silicification and develop a “Rosetta Stone” that accelerates translations to diverse applications for natural systems and controlled synthesis of new materials.

5.1. Opportunity to Build Quantitative Model of Biosilicification

To demonstrate the potential of quantitative approaches for deciphering biosilicification, we first highlight the relationships contained in Classical Nucleation Theory (CNT) and then introduce the Makrides–Turner–Slaughter (MTS) model that is used in studies of silica condensation.181 CNT was first developed to describe the energy barrier to forming amorphous materials182 and provides a useful framework for resolving the kinetic and thermodynamic contributions to reaction rate.181 Detailed derivations of CNT and MTS as well as their applications are found elsewhere.165,183,184

5.1.1. Classical Nucleation Theory

Nucleation occurs when the energy of bond formation overcomes the cost of creating a new interface, the interfacial free energy, to form a stable embryo. Classical Nucleation Theory states that the flux or steady state nucleation rate (J, cm–3s–1) of homogeneous or heterogeneous crystal formation from a supersaturated aqueous solution is determined by two energetic parameters: the thermodynamic barrier (Δgc, Joules (J)) and the kinetic barrier, or activation energy (Ea, J),181,185,186 such that

5.1.1. 4

where C0 is the initial concentration of nucleating species in solution, kB is the Boltzmann constant (J K−1), T is temperature (K), and h is Planck’s constant (Js). The thermodynamic barrier to nucleation describes the excess free energy required to create a newly formed phase of critical radius (rc), while the kinetic energy barrier describes the activation energy associated with the transfer of a molecule from a solution to the surface (desolvation and attachment) and/or structural rearrangement within the nucleus before or during the phase separation necessary to form a critical nucleus.181,185,186

The thermodynamic barrier to nucleation can be described by first considering the free energy of formation per molecule (Δg) to form a spherical embryo with rc that is given by5

5.1.1. 5
5.1.1. 6

where Δgs is the surface free energy change per molecule, Δgb is the bulk free energy change per molecule, γ is the interfacial free energy between the solution and critical nucleus (in mJ m−2), Ω is the volume per molecule (for silica in the solid phase, this is ≈4.5 × 10–23 cm3),165 and Δμ is the chemical potential of nucleating species. Δgs varies as a function of r2, and Δgb varies as a function of r3. These, along with the overall function Δg, obey the relations shown in Figure 25.187 Taking the first derivative of Δg (eq 6) with respect to r and setting this equation equal to zero Inline graphic obtains the radius at which Δg is at its maximum, which is termed the critical radius (rc)5

5.1.1. 7
Figure 25.

Figure 25

Representation of the free energy of nucleus formation per molecule (Δgs + Δgb, orange) surface free energy change per molecule (Δgs, green), and bulk free energy change per molecule (Δgb, purple) versus critical radius, rc.

In addition, the chemical potential of nucleating species (Δμ) is often represented by

5.1.1. 8

where kB is the Boltzmann constant (J K−1), T is temperature (K), and σ is the supersaturation. Supersaturation (σ) can also be written as

5.1.1. 9

where Ce is the concentration of H4SiO4° in equilibrium with respect to the bulk solubility of amorphous silica (≈1.93 mM at 25 °C).188 Substituting eqs 7 and 8 into eq 6 and simplifying obtains the maximum free energy of nucleation or the energy at the critical nucleus (Δgc) for a single molecule:

5.1.1. 10

Equations 7 and 8 combine into an expression of the Gibbs–Thomson relation, which shows the dependence of critical nucleus size on the chemical driving force (supersaturation, σ) and interfacial free energy (γ); stable particle size decreases with increasing σ or with decreasing γ. The critical radius (rc) and critical free energy of nucleation (Δgc) are also depicted in Figure 25. Substituting eq 10 into eq 4 and rearranging produces the steady state rate of nucleation (J), which is given by189

5.1.1. 11

Equation 11 is simplified by collecting terms to define:

5.1.1. 12

and

5.1.1. 13

to obtain

5.1.1. 14

where A (s–1) is the kinetic constant for forming a critical nucleus and β contains a thermodynamic constant for creating a new interface during nucleation. From this linear form, the thermodynamic and kinetic barriers to nucleation can be estimated from β and A, respectively, using rate data (J), the initial concentration of silicic acid (C0), and supersaturation (σ).

5.1.2. Makrides-Turner-Slaughter Nucleation Theory

To quantify the barriers to silicification, the Makrides-Turner-Slaughter (MTS) method was developed in 1980 based on classical nucleation theory to evaluate silica condensation from brine solutions.181 It is an established method based on induction time (τ, s) or the period of time during which critical nuclei are formed. During the induction period, the amount of silicic acid removed from solution is below the detection limit of most analytical techniques. This theory assumes (1) particles are forming or fluctuating continuously throughout the induction time until stable nuclei of critical size are formed, and (2) the majority of nuclei have formed by the end of the induction time.181 The derivation (described in Makrides et al., 1980181) obtains a relationship between the induction time (τ) and initial silicic acid concentration (C0):

5.1.2. 15

where Cτ is the silicic acid concentration at the end of the stable period, Ce is the equilibrium concentration of silicic acid in solution, ΔC is the detection limit for silicic acid concentration, λ is the molecular diameter of a silica molecule (3 × 10–8 cm); Vs is the molar volume of the solid precipitate (Ω) times Avogadro’s number (Vs = ΩN = 27.09 cm3 mol–1), J is the flux or nucleation rate per unit volume, and A is given by eq 13.165

5.1.3. Evaluating the Experimental Data

To fit the MTS model to rate data, eq 14 is substituted into eq 15 and rewritten to obtain the relationship between τ and σ such that

5.1.3. 16

This expression can be simplified into the form:

5.1.3. 17

where

5.1.3. 18

Equation 17 predicts an inverse, linear relationship between induction time and supersaturation. Estimates of β are obtained from the slope of 4 ln τ versus Inline graphic while A is evaluated using a second derivative statistical test (such as JMP, SAS Institute). Substituting β into eq 12 yields the interfacial free energy, γ for the corresponding experimental conditions. Broad application of this equation to silica nucleation data could revolutionize our mechanistic understanding of silicification because, with only a handful of experimental parameters, we are able to estimate fundamental thermodynamic and kinetic parameters of silicification.

5.2. Proof of Concept

A study of silica polymerization rates in solutions containing a series of amino acids (and citric acid) demonstrates the quantitative information that can be obtained using the MTS approach.165 By fitting the MTS model (eq 17) to measurements of induction time (τ) at 20 °C for a series of supersaturated solutions, Dove and coauthors estimated the thermodynamic barrier (Δgc), interfacial free energy (γ), and kinetic barrier (Ea) for silica nucleation in a series of different amino acid solutions at variable ionic strength. The approach found that NaCl and organic acids modify the rate of silica nucleation through thermodynamic and kinetic factors, respectively.165 The introduction of organic acids increased rate through biomolecule-specific reductions in Ea.165 For example, lysine reduces the Ealysine by ≈1685 ± 315 × 103 J·mol–1 and citric acid, the Eacitric by ≈1690.7 ± 96 × 103 J·mol–1 relative to the Control where EAa was referenced to 0.0 J·mol–1.165 These reductions in the kinetic barrier correlate with net positive charge of the amino acids and the dissociation of the corresponding amine (Kα–NH+3)) group and, thus, the abundance of the conjugate base (Figure 26).165 Citric acid, lacking amine groups, promoted the greatest rate-enhancing activity, thus demonstrating the ability of other functional groups to also promote nucleation rate, possibly through cooperative effects (Figure 26).165

Figure 26.

Figure 26

Measurements of silica nucleation induction times estimated per the Makrides-Turner-Slaughter (MTS) model as the natural log of the induction time (τ) versus the reciprocal of supersaturation squared (1/σ2). Fitting the MTS model to the data, the interfacial free energy (thermodynamic barrier) is extracted from the slope, and the kinetic barrier to silicification is determined from the y-intercept. Control experiments are represented by open diamonds, and filled diamonds represent the additive treatments. Organic acids reduce the kinetic barrier to silicification without affecting reaction thermodynamics: (A) Lysine, (B) Aspartic acid, and (C) Citric acid. In contrast, NaCl (D) enhances the rate by decreasing the thermodynamic barrier to nucleation (see also Figure 25) (after Dove et al., 2019).165

In contrast, electrolytes increase the rate of silicification through thermodynamic factors. They show that faster nucleation rates measured in 0.7 M NaCl solutions (compared to the 0.10 M NaCl control) are due to reductions in the thermodynamic nucleation barrier, Δgc, without modifying the kinetic term (Figure 27).165 For example, γ0.1 M NaCl and γ0.7 M NaCl have values of 54.9 ± 1.6 mJ·m–2 and 51.4 ± 1.7 mJ·m–2, respectively. While an explanation of the physical basis for these distinctive thermodynamic versus kinetic-based influences on silicification rates calls for computational modeling and focused NMR studies, the findings show how rates of silicification can be tuned through additives.165

Figure 27.

Figure 27

Free energy barrier to nucleation decreases with increasing supersaturation, as predicted by theory. Experimental measurements show NaCl reduces the thermodynamic barrier to nucleation independent of the organic acid in solution (after Dove et al., 2019).165

5.3. Opportunity to Use Polysaccharides for Hypothesis-Based Model Studies

In Section 3, we discussed the prevalence of polysaccharides, particularly derivatized chitin, callose, and an as-yet-unidentified phosphorylated mannan,19 in biosilica of major biosilicifying organisms. Despite their ubiquity, the literature has yet to quantify the energetic effects of these common macromolecules on silicification. The challenge is significant because materials present an immense array of variables that are known to influence structure–function relationships. Properties that likely influence silicification include hydrophobicity and hydrophilicity, hydrogen bonding, chain length, and possessing cationic, anionic, and zwitterionic charges via the many functional groups discussed above. Although chitin has not been shown to have a strong effect on silicification, we saw that chitosan is suggested to promote silicification (e.g., Tables 9 and 11).162,163 A defining feature of chitosan is the extent of deacetylation (or of exposure of amine groups which may be protonated; see Section 4.1) and presents opportunities for hypothesis-based studies using derivatives. Using well-characterized materials to explore the influence of derivatives and other macromolecule properties on function offers tremendous possibilities. Advanced synthesis and characterization along with understanding the energetics would provide clear insight into the roles of biomacromolecules on silicification, as well as a guide for materials scientists for the facile production of new biomaterials with myriad potential applications.

5.4. Applications of Chitosan-Silica Materials

Silica–chitosan composite materials are finding diverse applications in a variety of industries (Figure 28). Here, we provide a glimpse of recent applications in the literature. Note that different preparation methods are used for the systems below, which emphasizes the importance of understanding the chemistry behind the preparation and deployment of silica–chitosan composites. It is also important to remember that sustainability is a factor because chitosan can be upcycled from a marine waste product and silica is an agricultural byproduct.190 Taken together, a common theme emerges in the many advantages these materials can offer to diverse applications with properties of biocompatibility and biodegradability, adsorbent properties, delivery mechanisms, antimicrobial properties, scaffolding, and poor conductivity.

Figure 28.

Figure 28

There are many applications for chitosan–silica composites. The outstanding properties of these sustainable materials hold promise for expanding their usage into new fields as we build a stronger understanding of biosilicification in molecular settings.

5.4.1. Cosmetic Applications

As the cosmetic industry becomes more sustainably focused, environmentally degradable and biocompatible substances, such as amorphous silica and polysaccharides, are increasingly useful. The potential of these materials will continue to increase with petrochemical-based plastics in cosmetics falling into disfavor and even being banned in some countries.191 Moreover, it is repeatedly shown that combined solutions of amorphous silica and a polysaccharide cause no dermal irritation in human and animal models.192 In addition, both polysaccharides and silica can act as carriers for small molecules and can be swelled with water, making these prime solutions for hydrating cosmetic or dermatological applications. In 2022, chitosan-coated mesoporous silica particles were found to safely contain sunscreen agents.191 This system repressed reactive oxygen species in solution, suggesting chitosan–silica composites are a strong alternative to plastics used in sunscreen.191

5.4.2. Food and Agricultural Industries

Diverse applications of chitosan–silica composites are found in food and agricultural settings, from protecting plants to altering food. Antimicrobial and antioxidant protective qualities are emphasized in this industry. For example, chitosan–silica composite nanoparticles have a synergistic antifungal effect when applied to table grapes.193 This could provide a low-cost, safe alternative to antifungal sprays, which are increasingly ineffective due to emerging fungicide resistance.193 In addition, chitosan–silica nanoparticles mediate plant resistance to pests by reducing leaf oxidative stress.194 Alternatively, chitosan–silica nanoparticles are found to effectively perform as water–oil emulsifiers, which could be used in the food industry.195,196

5.4.3. Textiles

Woven chitosan–silica composite textiles show excellent properties for multiple applications. They are highly reflective of specific solar wavelengths, highly flexible, breathable, and durable.197 The composites also exhibit a soft texture to the touch.197 With the textile industry producing 17 million tons of solid waste in the U.S. in 2018 alone, much of which is plastic, the construction of biodegradable fabrics is a necessity.198 Chitosan–silica composites as additives to cotton also enhance the properties of this traditional material with decreased flammability and decreased microbial growth.199 All of these properties provide new opportunities in the textile industry.

5.4.4. Environmental Applications

The porosity and adsorption properties of chitosan–silica composites play a large role in their utility as environmental protection solutions. Chitosan–silica gel composites effectively remove heavy metal ions from solution for water purification.200 Results show this composite adsorbs ions by both physical and chemical processes.200 This capability could become significant for reducing pollution in urban and industrial settings. Composites could also be used for oil spill remediation as they show promise as oil adsorbents.201

5.4.5. Biomedical

Chitosan–silica composites are perhaps the most prolific in the biomedical industry. From drug delivery to implant coating to bone grafting, there are many possible applications of this technology. Antimicrobial, biocompatibility, and small molecule delivery properties of chitosan–silica composite materials are useful features in the biomedical field. For example, chitosan–silica composites were used as biocompatible bone substitutes.202 In this study, the composite performed well, caused no inflammation, and promoted the growth of new bone.202 Different preparations of the chitosan–silica composites can produce different results in bone regeneration tissue engineering studies, suggesting how this chemistry can be tuned to optimize structure–function relationships. For example, chitosan–silica prepared by the sol–gel method can provide higher osteoconduction and cell differentiation.203 Chitosan–silica aerogels provided significantly more cell growth than glass when tested for tissue engineering potential.203 Derivatives of chitosan–silica hybrid materials have been shown to be acceptable drug carriers with added antibacterial and antioxidant properties.204 The antibacterial property is extremely useful when utilizing this material as a coating for implants or as a wound dressing.205,206 When used for cell encapsulation, osteoblasts retained over 70% viability in 168 h while antimicrobial activity inhibited the growth of Pseudomonas aeruginosa and Enterococcus faecalis.207

5.4.6. Materials Science and Industry

Chitosan–silica materials are often used in industry for their low thermal conductivity and thermal stability, adsorbent, and delivery properties. As composites, chitosan–silica mixtures have been used to mineralize wood, to decrease water adsorption, and to increase flame-retardant properties.208 The thermal stability of chitosan–silica aerogels could be useful in providing thermal insulation. In one 2023 study, these composites exhibited low thermal conductivity under cryogenic and high temperature conditions, while maintaining hydrophobicity.209 Mesoporous chitosan–silica materials have also been used as delivery mechanisms for corrosion inhibitors.210 The adsorbent properties of chitosan–silica composites aided in immobilizing proteases when used in a variety of detergents.211 Here, the proteases maintained over 90% of their activity and their metal-based activities increased.211 In addition, chitosan–silica hybrid aerogels have shown promise for adsorbing thiophenes from fuels.212

Overall, silica–chitosan materials exhibit a wide variety of beneficial properties, which enable their use in many applications. Once the underlying chemistry of silicification onto chitosan and other polysaccharides is decoded, we can use this chemistry to facilely create tailored, detailed materials for a range of applications just as silicifying organisms produces patterned and functional materials to enhance their own life processes and survivability.

6. Conclusions and Future Perspectives

Despite the remarkable importance of silica–macromolecule interactions in diverse biological and synthetic systems, the mechanistic or physical basis for how macromolecules influence silicification in natural and synthetic settings has not yet been established. Many investigations are reported in the literature and provide important insights, but little quantitative understanding has been achieved regarding the ways in which macromolecules and their corresponding functional groups can be deployed to modulate silicification. Most studies are qualitative with minimal characterization of the starting material and are observational in their characterization of products.

Five major macromolecular effects have been disputed across the literature for their role in potentially promoting, inhibiting, or having no effect on silica formation. First, many studies claim that cations are a major promoter of silicification, while others suggest that cations have negligible to inhibitory effects on silicification in comparison to other macromolecular effects. Second, anionic effects have been disputed for their ability to promote or inhibit silica formation. Third, cooperative interactions between organic anions and cations promote silicification under certain conditions but inhibit silicification in others. The literature is also contradictory with regard to the two effects of hydrophobicity and finally hydrogen bonding on silica formation. The disparate experimental and analytical methods, dissimilar solution compositions (i.e., wide-ranging pH values), wide ranges of supersaturations, and varied precursor molecules contribute to the difficulty in comparing conclusions across the literature.

Looking ahead, there are now opportunities to address these shortcomings by combining advances in macromolecule synthesis and characterization with hypothesis-based approaches to experimental design and interpretation. Through quantitative approaches, we can finally discern the physical basis of (bio)silicification and build a shared mechanistic understanding of how organic molecules modulate silicification. These experiments can become the first steps toward a general understanding of how organic additives provide facile control over silica formation. Such a construct will inform diverse natural and synthetic silica systems and provide highly functional materials under environmentally friendly conditions.

Acknowledgments

This project was funded by the US Department of Energy (DOE) Office of Basic Energy Sciences (BES), Division of Chemical Sciences, Geosciences and Biosciences through award DE FG02-00ER15112 (supported P.M.D. and C.A.M.). We (C.-L.C.) gratefully acknowledge financial support from the DOE, BES under award FWP 80124 and the Energy Frontier Research Centers program: CSSAS – The Center for the Science of Synthesis Across Scales – under Award Number DE-SC0019288 [FWP 72448 at Pacific Northwest National Laboratory (PNNL)]. PNNL is a multiprogram national laboratory operated for DOE by Battelle under Contract No. DE-AC05-76RL01830. This work was also supported (to K.J.E.) by GlycoMIP, a National Science Foundation Materials Innovation Platform funded through Cooperative Agreement DMR-1933525.

The authors declare no competing financial interest.

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