Abstract
Introduction: Pneumonia and anemia are prevalent medical conditions with significant implications on patient health, resulting in numerous hospitalizations and deaths. Various studies have been done on the mortality rates of pneumonia and anemia individually. However, fewer describe the mortality of patients diagnosed with pneumonia superimposed on anemia.
Methods: This retrospective study used data from electronic medical records obtained from rural Midwestern Missouri, including 9,879 patients who were admitted with either anemia or pneumonia. The primary outcome was in-hospital mortality.
Results: The study found that patients with pneumonia had a higher mortality rate of 25.8% when diagnosed with comorbid anemia compared to the baseline group of patients with pneumonia without anemia at 14%.
Conclusion: This study demonstrates higher mortality in patients with both pneumonia and anemia than either pneumonia without anemia or anemia without pneumonia.
Keywords: anemia, comorbidity mortality, pneumonia, retrospective study, rural healthcare
Introduction
Pneumonia remains a prevalent and significant medical condition at times requiring treatment within a hospital setting. Simultaneously, anemia continues to be a common disorder affecting a substantial number of individuals. In the United States alone, approximately one million people are diagnosed and treated for pneumonia in hospitals, and the disease claims the lives of over 40,000 individuals each year [1]. Conversely, anemia stands as the most prevalent blood disorder, impacting more than three million Americans annually [2].
Extensive research has focused on investigating the relationship between chronic obstructive pulmonary disease (COPD) and anemia. Studies have found the prevalence of anemia as high as 33% in patients with COPD [3]. Additionally, COPD patients face an increased susceptibility to developing pneumonia due to various physiological manifestations. These individuals often experience chronic bronchitis, accompanied by persistent mucus production. The presence of potentially pathogenic bacteria in the respiratory tract further compounds the situation, potentially leading to a higher incidence of pneumonia within this population [4].
With the emergence of the coronavirus disease in 2019 (COVID-19), pneumonia became an even more significant burden on the healthcare system. When adjusted for other cofactors, patients with anemia had a four times higher mortality rate from COVID-19 than those without anemia [5]. Furthermore, anemia was found to be an accelerating factor for the progression of COVID-19, and increases in hemoglobin enhance patient survival rates in anemic patients [6].
Despite the extensive research on both pneumonia and anemia individually, studies have yet to be conducted to evaluate the outcomes of patients who have pneumonia or anemia in the absence of the other while also contrasting those outcomes with patients who have both pneumonia and anemia. Therefore, this study seeks to evaluate the correlation between pneumonia and anemia and, potentially, how strong their relationship is in influencing patient mortality rates.
By recognizing this association, we hope to contribute valuable insights into the interplay between pneumonia and anemia. Understanding the relationship between these conditions individually and in conjunction with each other can provide critical knowledge regarding their combined effect on patient outcomes, particularly mortality rates. This research has the potential to inform clinical practice, enhancing the management and treatment strategies for patients with both pneumonia and anemia, ultimately improving their overall prognosis and well-being.
Materials and methods
Data collection
Clinical data was obtained and evaluated from electronic medical records at Freeman Health System (FHS), a not-for-profit hospital located in Joplin and Neosho, Missouri, with a combined 435 beds. Patient outcome data was extracted from the electronic medical record based on discharge or expiration date from January 1, 2019, to December 31, 2021, excluding prior admissions. The patient population for this study consisted of patients 18 years and older diagnosed with pneumonia or anemia based on the International Classification of Diseases, Tenth Revision (ICD-10) codes listed in Table 1 and Table 2. Excluded were patients with prior admissions within the study timeframe and patients with incomplete or missing medical records. The data was obtained retrospectively; therefore, informed consent for this study was not required. It is important to note that the population served by this hospital is primarily Caucasian and encounters the highest rate of uninsured patients in the state of Missouri [7].
Table 1. ICD-10 codes for pneumonia.
ICD-10: International Classification of Diseases, Tenth Revision; SARS: severe acute respiratory syndrome; COVID-19: coronavirus disease 2019
| ICD-10 codes | Diagnosis |
| J1000 | Influenza due to other identified influenza virus with unspecified type of pneumonia |
| J1001 | Influenza due to other identified influenza virus with the same other identified influenza virus pneumonia |
| J1008 | Influenza due to other identified influenza virus with other specified pneumonia |
| J1100 | Influenza due to unidentified influenza virus with unspecified type of pneumonia |
| J1108 | Influenza due to unidentified influenza virus with specified pneumonia |
| J120 | Adenoviral pneumonia |
| J121 | Respiratory syncytial virus pneumonia |
| J122 | Parainfluenza virus pneumonia |
| J123 | Human metapneumovirus pneumonia |
| J1281 | Pneumonia due to SARS-associated coronavirus |
| J1282 | Pneumonia due to COVID-19 |
| J1289 | Other viral pneumonia |
| J129 | Viral pneumonia, unspecified |
| J13 | Pneumonia due to Streptococcus pneumoniae |
| J14 | Pneumonia due to Haemophilus influenzae |
| J150 | Pneumonia due to Klebsiella pneumoniae |
| J151 | Pneumonia due to Pseudomonas |
| J1520 | Pneumonia due to Staphylococcus, unspecified |
| J15211 | Pneumonia due to methicillin-susceptible Staphylococcus aureus |
| J15212 | Pneumonia due to methicillin-resistant Staphylococcus aureus |
| J1529 | Pneumonia due to other Staphylococcus |
| J153 | Pneumonia due to Streptococcus, group B |
| J154 | Pneumonia due to other streptococci |
| J155 | Pneumonia due to Escherichia coli |
| J156 | Pneumonia due to other Gram-negative bacteria |
| J157 | Pneumonia due to Mycoplasma pneumoniae |
| J158 | Pneumonia due to other specified bacteria |
| J159 | Unspecified bacterial pneumonia |
| J168 | Pneumonia due to other specified infectious organisms |
| J17 | Pneumonia in diseases classified elsewhere |
| J180 | Bronchopneumonia, unspecified organism |
| J181 | Lobar pneumonia, unspecified organism |
| J188 | Other pneumonia, unspecified organism |
| J189 | Pneumonia, unspecified organism |
| J84116 | Cryptogenic organizing pneumonia |
| J851 | Abscess of lung with pneumonia |
| J95851 | Ventilator-associated pneumonia |
Table 2. ICD-10 codes for anemia.
ICD-10: International Classification of Diseases, Tenth Revision; G6PD: glucose-6-phosphate dehydrogenase
| ICD-10 codes | Diagnosis |
| D500 | Iron deficiency anemia secondary to blood loss (chronic) |
| D508 | Other iron deficiency anemias |
| D509 | Iron deficiency anemia, unspecified |
| D510 | Vitamin B12 deficiency anemia due to intrinsic factor deficiency |
| D513 | Other dietary vitamin B12 deficiency anemia |
| D519 | Vitamin B12 deficiency anemia, unspecified |
| D520 | Dietary folate deficiency anemia |
| D528 | Other folate deficiency anemias |
| D529 | Folate deficiency anemia, unspecified |
| D530 | Protein deficiency anemia |
| D531 | Other megaloblastic anemias, not elsewhere classified |
| D538 | Other specified nutritional anemias |
| D539 | Nutritional anemia, unspecified |
| D550 | Anemia due to G6PD deficiency |
| D588 | Other specified hereditary hemolytic anemias |
| D589 | Hereditary hemolytic anemia, unspecified |
| D590 | Drug-induced autoimmune hemolytic anemia |
| D591 | Other autoimmune hemolytic anemias |
| D5910 | Autoimmune hemolytic anemia, unspecified |
| D5911 | Warm autoimmune hemolytic anemia |
| D5919 | Other autoimmune hemolytic anemia |
| D594 | Other nonautoimmune hemolytic anemias |
| D598 | Other acquired hemolytic anemias |
| D599 | Acquired hemolytic anemia, unspecified |
| D611 | Drug-induced aplastic anemia |
| D612 | Aplastic anemia due to other external agents |
| D6189 | Other specified aplastic anemias and other bone marrow failure syndromes |
| D619 | Aplastic anemia, unspecified |
| D62 | Acute post-hemorrhagic anemia |
| D630 | Anemia in neoplastic disease |
| D631 | Anemia in chronic kidney disease |
| D638 | Anemia in other chronic diseases classified elsewhere |
| D643 | Other sideroblastic anemias |
| D6481 | Anemia due to antineoplastic chemotherapy |
| D6489 | Other specified anemias |
| D649 | Anemia, unspecified |
Statistical analysis
The initial dataset consisted of 5,128 patients diagnosed with pneumonia. After excluding 714 prior admissions, 4,414 unique patients with pneumonia were included in the analysis. Of these, 1,413 patients presented with both pneumonia and anemia (P1), and 3,001 patients had pneumonia without anemia (P2) (Figure 1). The initial sample of patients identified without pneumonia was 31,562 admissions, with 4,052 excluded due to prior pneumonia admissions. Among the remaining 27,510 patients, 5,465 were identified as having anemia without pneumonia (P3) (Figure 2). Statistical analyses were performed using Wald's for calculating sample proportions and two-sample proportion summary hypothesis tests for differences in proportions. Population mortality rates were compared, and data was considered statistically significant with a p-value of <0.05 with a 95% confidence interval (Cl) used in the analysis.
Figure 1. Pneumonia population separated into categories with and without anemia.
ICD-10: International Classification of Diseases, Tenth Revision
Figure 2. Population of those without pneumonia separated into categories with and without anemia.
ICD-10: International Classification of Diseases, Tenth Revision
Ethics statement
Approval to conduct the study was obtained from the Freeman Health System Institutional Review Board (approval number: 2022003).
Results
Population mortality rates were compared using a two-sample proportion summary hypothesis test where statistically significant differences were found between the following groups: pneumonia with anemia group and pneumonia without anemia group (p<0.0001), pneumonia with anemia group and anemia without pneumonia group (p<0.0001), as well as pneumonia without anemia group and anemia without pneumonia group (p<0.0001) (Table 3).
Table 3. Two-sample proportion comparisons of mortality rates.
P1: patients with pneumonia and anemia; P2: patients with pneumonia without anemia; P3: patients with anemia without pneumonia; CI: confidence interval
Sample 1 represents the population listed first in the comparison. Sample 2 represents the population listed second in the comparison. Sample 1 vs sample 2 shows the difference in mortality rates between the two samples being compared.
The statistical test performed is a two-sample proportion test with upper and lower 95% CI calculated.
| Comparison | Mortality sample 1 | Mortality sample 2 | Sample 1 vs sample 2 | Lower 95% CI for P1-P2 | Upper 95% CI for P1-P2 | P-value |
| P1 vs P2 | 365 of 1413 | 420 of 3001 | 11.84% | 9.24% | 14.43% | <0.0001 |
| 25.83% | 14% | |||||
| P1 vs P3 | 365 of 1413 | 381 of 5465 | 18.86% | 16.48% | 21.24% | <0.0001 |
| 25.83% | 6.97% | |||||
| P2 vs P3 | 420 of 3001 | 381 of 5465 | 7.02% | 5.61% | 8.44% | <0.0001 |
| 14% | 6.97% |
Patients with both pneumonia and anemia (P1) exhibited the highest mortality rate, followed by pneumonia without anemia (P2), and the lowest rate was observed in patients with anemia without pneumonia (P3) (Figure 3). Comparative analysis demonstrated that mortality rates for all three populations were significantly different. Specifically, P1 exhibited a mortality rate 9.24-14.43% higher than P2 and 16.48-21.24% higher than P3 (Table 3). P2 showed a mortality rate 5.61-8.44% higher than P3 (Table 3). These findings indicate that pneumonia is associated with higher mortality rates, particularly when combined with anemia.
Figure 3. Mortality rates of population groups with CI.
P1: patients with pneumonia and anemia; P2: patients with pneumonia without anemia; P3: patients with anemia without pneumonia; CI: confidence interval
Discussion
This study was performed to determine if anemia is associated with increased pneumonia mortality rates. The finding that individuals with both conditions exhibit markedly increased mortality rates highlights the potential additive or synergistic impact of these diseases on physiological stress. Hypoxia, already a hallmark of pneumonia, may be compounded by anemia due to impaired oxygen delivery to tissues [8]. These interactions could exacerbate the severity of respiratory distress and systemic complications, leading to poorer outcomes.
In this study, all forms of anemia, including microcytic, normocytic, and macrocytic, were evaluated in our analysis. While anemia can arise from various underlying causes, such as iron deficiency, chronic disease, or vitamin B12 deficiency, this study did not differentiate between the specific types or etiologies of anemia [9]. The primary focus was on the presence of anemia as a comorbid condition and its association with increased mortality when present in patients with pneumonia. Further research may be needed to evaluate whether specific types or causes of anemia contribute differently to the outcomes observed in patients with pneumonia and anemia.
Additionally, the population served by the rural hospitals in this study was primarily Caucasian and included a high percentage of uninsured patients [10]. Socioeconomic factors such as limited access to healthcare resources and delayed medical intervention could also play a role in the outcomes observed. Future studies should seek to incorporate more diverse populations and assess socioeconomic influences to better generalize these findings.
The implications of these findings for clinical practice are significant. Early identification and management of anemia in patients with pneumonia could be prioritized as part of hospital protocols, particularly in rural healthcare settings [11]. Interventions such as iron supplementation, erythropoiesis-stimulating agents, or blood transfusions, where appropriate, could potentially mitigate some of the risks associated with anemia in these patients [12].
This study was retrospective; therefore, the sample was not chosen randomly, and it cannot be determined if the sample analyzed is representative of the population. Another limitation of this study is the inability to utilize entire patient health records; the data for this study was obtained from a single visit and did not define the patient's medical history, limiting our knowledge of the patient's baseline condition and personal health history. The lack of patient diversity is another limitation, as the population served by the rural hospitals in this study was predominantly Caucasian. We observed that individuals with both pneumonia and anemia had a higher mortality rate than pneumonia patients without anemia; however, this is not a causative factor, and the contributing factor of age cannot be ruled out at this time.
Finally, this study underscores the importance of further research to understand the interplay between anemia and pneumonia, particularly through prospective studies that can control for confounding factors like age and pre-existing comorbidities. Investigating the biological mechanisms underpinning the observed association, as well as the potential benefits of targeted treatments, could provide deeper insights into improving patient outcomes.
Conclusions
This study demonstrates higher mortality in patients with pneumonia and anemia than pneumonia without anemia and anemia without pneumonia. These findings indicate that pneumonia is associated with higher mortality rates, particularly when combined with anemia. Understanding the interplay between these conditions provides valuable insights for clinical practice, informing management and treatment strategies to improve outcomes and overall prognosis for patients with pneumonia and anemia. In conclusion, despite the limitations of this retrospective study, it underscores the need for further research to comprehensively explore the relationship between pneumonia and anemia, including any additional factors that may contribute to the increased patient mortality. Such investigations can guide healthcare practitioners in developing tailored interventions to enhance patient care and outcomes in this vulnerable population.
Acknowledgments
Shelby Mertz, Morgan Stewart, Tyler Stone, and Jenna Watts contributed equally to the work and should be considered co-first authors. We want to thank Greg Stahl for his assistance on this project.
Disclosures
Human subjects: Consent for treatment and open access publication was obtained or waived by all participants in this study. Freeman Health System Institutional Review Board issued approval 2022003.
Animal subjects: All authors have confirmed that this study did not involve animal subjects or tissue.
Conflicts of interest: In compliance with the ICMJE uniform disclosure form, all authors declare the following:
Payment/services info: All authors have declared that no financial support was received from any organization for the submitted work.
Financial relationships: All authors have declared that they have no financial relationships at present or within the previous three years with any organizations that might have an interest in the submitted work.
Other relationships: All authors have declared that there are no other relationships or activities that could appear to have influenced the submitted work.
Author Contributions
Concept and design: Jenna Watts, Shelby Mertz, Tyler Stone, Morgan Stewart, John Paulson, Nova Beyersdorfer, Kerry Johnson
Acquisition, analysis, or interpretation of data: Jenna Watts, Shelby Mertz, Tyler Stone, Morgan Stewart, John Paulson, Nova Beyersdorfer, Kerry Johnson
Drafting of the manuscript: Jenna Watts, Shelby Mertz, Tyler Stone, Morgan Stewart
Critical review of the manuscript for important intellectual content: Jenna Watts, Shelby Mertz, Tyler Stone, Morgan Stewart, John Paulson, Nova Beyersdorfer, Kerry Johnson
Supervision: John Paulson, Nova Beyersdorfer, Kerry Johnson
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