Table 2.
Transdisciplinary research quality assessment framework (adapted from [10]).
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Relevance: The importance, significance, and usefulness of the research problem(s), objectives, processes, and findings to the problem context. | ||
|---|---|---|
| Criteria | Definition | Observations |
| Clearly defined problem context1 | The context is well defined, described, and analyzed sufficiently to identify a research problem and corresponding entry points. |
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| Socially relevant research problem2 | The research problem is well defined and described, and considers application to the problem context and current academic discourse. |
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| Engagement with problem context | Researchers demonstrate appropriate4 breadth and depth of understanding of and sufficient interaction with the problem context. |
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| Explicit theory of change | The research explicitly identifies its main intended outcomes5, how they are expected to be realized, and how they are expected to contribute to longer term outcomes and impacts. |
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| Relevant research objectives and design | The research objectives are appropriate to the research problem, and the research design is aligned with the objectives. |
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| Relevant communication6 | Communication during and after the research process7 is appropriate to the context and accessible to stakeholders, users, and other intended audiences. |
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Credibility: The research findings are robust and the sources of knowledge are dependable. This includes clear demonstration of the adequacy of the data and the methods used to procure the results, including clearly presented and logical interpretation of findings. | ||
| Criteria | Definition | Observations |
| Broad preparation | The research is based on a strong integrated theoretical and empirical foundation. |
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| Clear research problem definition | The research problem is clearly stated and defined, researchable, and grounded in the academic literature and problem context. |
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| Clear research question | The research question(s) is clearly stated and defined, researchable, and justified as an appropriate way to address the research problem. |
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| Comprehensive objectives | Research objectives8 are clearly stated and sufficient to answer the research question(s). |
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| Feasible research project | The research design and resources are appropriate and sufficient to meet the objectives as stated, and adequately resilient to adapt to unexpected opportunities and challenges throughout the research process. |
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| Adequate competencies | The skills and competencies of the researcher(s), team, or collaboration (including academic and societal actors) are sufficient and in appropriate balance (without unnecessary complexity) to succeed. |
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| Appropriate research framework | Disciplines, perspectives, epistemologies, approaches, and theories are combined and/or integrated to meet stated objectives and answer the research question(s). |
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| Appropriate methods | Methods are fit to purpose and well suited to achieve the objectives and answer the research question(s). |
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| Sound argument | The logic from analysis through interpretation to conclusions is clearly described. Sufficient evidence is provided to clearly demonstrate the relationship between evidence and conclusions. |
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| Transferability and/or generalizability of research findings | The degree to which the research findings are applicable in other contexts is assessed and discussed. In cases that are too context-specific to be generalizable, aspects of the research process or findings that may be transferable to other contexts and/or used as learning cases are discussed. |
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| Limitations stated | An explanation is given regarding how the characteristics of the research design or method may have influence on the results or conclusions. |
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| Ongoing monitoring and reflexivity9 | Researchers engage in ongoing reflection and adaptation of the research process, making changes as new obstacles, opportunities, circumstances, and/or knowledge surface. |
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Legitimacy: The research process is perceived as fair and ethical. This encompasses the ethical and fair representation of all involved and the appropriate and genuine inclusion and consideration of diverse participants, values, interests, and perspectives. | ||
| Criteria | Definition | Observations |
| Disclosure of perspective | Actual, perceived, and potential bias is clearly stated and accounted for. |
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| Effective collaboration10 | Individuals11 involved in the research process pool their knowledge, experience, and skills together in a constructive atmosphere and in appropriate measure to produce new knowledge and/or social processes that contribute to a common goal. |
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| Genuine and explicit inclusion12 | The research offers authentic opportunities to involve relevant actors to share their perspectives, knowledge, and values, and/or participate in the research process. |
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| Research is ethical | The research adheres to standards of ethical conduct. |
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Positioning for Use: The research process is designed and managed to enhance sharing, uptake, and use of research outputs and stimulates actions that address the problem and contribute to solutions. | ||
| Criteria | Definition | Observations |
| Strategic engagement | The research process stimulates and/or engages with change opportunities. |
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| New knowledge contribution | The research generates new knowledge and understanding in academic and social realms in a timely, relevant, and significant way. |
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| Influencing attitudes | The research process and/or findings stimulates and supports system actors to reflect on and/or change their attitudes or perspectives on the problem and solutions to address it. |
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| Capabilities | System actors develop skills relevant to the problem context and/or skills to solve the societal problem through the research process and/or findings. |
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| Relationship-building | The research process supports new or fortifies existing relationships, networks, and ways of working for solution-building in the problem context. |
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| Practical application | The findings, process, and/or products of research have high potential for use by system actors. |
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| Significant results | The research contributes to the solution of the targeted problem or provides unexpected solutions to other problems. |
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1Problem context refers to the social and environmental setting(s) that gives rise to the research problem, including aspects of: location; culture; scale in time and space; social, political, economic, and ecological/environmental conditions; resources and societal capacity available; uncertainty, complexity, and novelty associated with the societal problem; and the system actors and processes [19].
2A research problem is a specific gap in understanding or knowledge that needs to be filled in order to help solve a societal problem.
3System actors include other researchers, practitioners, policy actors, and intended beneficiaries.
4 Words such as ‘appropriate’, ‘suitable’, and ‘adequate’ are used deliberately to allow for quality criteria to be flexible and specific enough to the needs of individual research projects [20].
5 Outcomes are defined as “changes in knowledge, attitudes, skills, and relationships manifested as changes in behaviour” ([13], p.9).
6Communication refers to both written communication (e.g., proposal, documents, presentation of findings, etc.) as well as engagement communications (e.g., scoping, data collection activities, meetings, workshops, etc.).
7Research process refers to the series of decisions made and actions taken throughout the entire duration of the research project and encompasses all aspects of the research project.
8Objectives explain what the research will do (i.e., generate specific knowledge, create or facilitate specific processes) and what steps will be undertaken in order to answer the research question(s).
9Reflexivity refers to an iterative process of formative, critical reflection on the important interactions and relationships between a research project's process, context, and product(s).
10 Collaboration encompasses both internal dynamics within the core research team and external processes with participants, collaborators, partners, and allies. Collaboration comes in many forms in research, ranging from general advice-giving to co-generated knowledge production.
11 Within and external to the core research team.
12 Some system actors may not want to participate in the research process, but still want their views to be represented in the findings. It is the task of the researcher(s) to ensure that their perspectives are accurately represented.