ABSTRACT
Background
Deep brain stimulation (DBS) is a novel therapy for severe Alzheimer's disease (AD). However, there is an ongoing debate regarding the optimal target for DBS, particularly the fornix and the basal ganglia of Meynert (NBM).
Objective
This study aimed to investigate the safety and efficacy of DBS for severe AD and to compare the fornix and the NBM as potential targets.
Methods
We conducted a prospective, nonrandomized clinical study involving 20 patients with severe AD (MMSE score 0 to 10, CDR level 3) from January 2015 to August 2022, comprising 12 males and eight females, with a mean age of 59.05 ± 6.45 years. All patients underwent DBS treatment, among which 14 received bilateral fornix implantation, while six received bilateral implantation in the NBM. Electrical stimulation commenced 1 month postoperatively. We assessed the patients before surgery, followed by evaluations at 1 month, 3 months, 6 months, and 12 months poststimulation. Primary outcome measures focused on changes in cognitive function, assessed using the MMSE, MoCA, ADAS‐Cog, and CDR scales. Secondary measures encompassed quality of life, caregiver burden, neuropsychiatric symptoms, and sleep disturbances, evaluated through the BI, FAQ, FIM, ZBI, NPI, HAMA, HAMD, and PSQI scales.
Results
All patients tolerated DBS well, with no serious adverse effects reported. Early on, DBS significantly improved cognitive function and quality of life. Long‐term benefits include the improvement of neuropsychiatric symptoms and sleep disorders and the alleviation of caregiver burden. Comparison between DBS targeting the NBM and fornix revealed no significant differences in overall scale scores. However, upon deeper analysis, NBM‐DBS exhibited a more pronounced improvement in neuropsychiatric symptoms, particularly in NPI scores.
Conclusion
DBS is a potential therapeutic approach for severe AD, capable of improving patients' cognitive function, quality of life, and neuropsychiatric symptoms. Notably, NBM‐DBS showed distinct advantages in ameliorating neuropsychiatric symptoms, providing valuable insights for clinically selecting the optimal DBS target.
Trial Registration
ClinicalTrials.gov identifier: NCT03115814
Keywords: deep brain stimulation, fornix, nucleus basalis of Meynert, severe Alzheimer's disease
The graphical abstract illustrates the key findings of a study comparing fornix‐DBS and NBM‐DBS in severe Alzheimer’s disease. It highlights the localization of the fornix (Figure A) and the NBM (Figure C), and the structure of the DBS device (Figure B). The main results are summarized in Figure D, showing that both fornix‐DBS and NBM‐DBS are effective in improving cognitive function and quality of life, but NBM‐DBS demonstrates a more significant improvement in neuropsychiatric symptoms, particularly in NPI scores. Overall, DBS shows beneficial effects but does not significantly alter the clinical prognosis of patients.

1. Introduction
The number of dementia patients will reach 200 million in the middle of this century [1]. Alzheimer's disease (AD) comprises approximately 75% of all dementia cases and represents the most prevalent form of dementia [2, 3]. Apart from severe cognitive dysfunction, approximately 80% of patients with severe AD also exhibit neuropsychiatric symptoms (NPS), including delusions, hallucinations, depression, anxiety, apathy, and mania [4, 5]. These NPS symptoms lead to increased rates of misdiagnosis and missed diagnosis. Murray et al.'s research revealed that 53% of AD patients presenting with NPS symptoms were misdiagnosed as having mental illnesses, whereas the misdiagnosis rate for those without NPS symptoms was only 4% [6]. Delayed diagnosis resulting from misdiagnosis and missed diagnosis robs patients of the optimal timing for early intervention, thereby increasing the mortality rates and caregiver burden associated with AD [7]. Currently, there is no definitively effective treatment for severe AD and virtually all AD patients will inevitably progress to the severe stage.
Traditional drug therapies are degraded by limited efficacy, high cost, and significant side effects. A survey reported on AD drug treatment indicated that 70.66% of patients spent over 40,000 yuan annually on drug treatment for the disease, 63.79% of patients believed therapy was ineffective, and 64.87% found the drug prices to be excessively high [8]. Additionally, 34.74% of patients reported significant side effects, and the proportion of patients who discontinued medication due to these issues reached 43.49%. Existing research confirms that current drug treatments are primarily suitable for patients with mild to moderate AD but do not improve patient prognosis. Novel monoclonal antibodies, such as Bapineuzumab, Gantenerumab, and Lecanemab, reduce amyloid‐beta (Aβ) protein deposition in the brain but fail to stop AD progression or significantly improve cognitive function [9, 10, 11, 12]. Similarly, Tau aggregation inhibitors like TRx0237 and Gosuranemab have not shown significant efficacy in clinical trials for mild AD patients. AADvac1, a vaccine targeting pathological Tau protein clearance, exhibits promising safety and efficacy profiles but requires large‐scale trials for further validation [13]. Neuroinflammation inhibitors, including Daratumumab, NE3107, and Masitinib, have shown cognitive improvements in mild AD patients in preliminary studies but also require broader validation [14]. As AD progresses to severe stages, pharmacological treatments become less effective, patients suffer from physiological dysfunction and neuropsychiatric symptoms, and the societal and economic burden increases. Multidrug therapies are often necessary but can result in drug interactions and increased side effects, complicating care for patients with compromised liver and kidney functions.
Beyond pharmacological interventions, nonpharmacological approaches such as noninvasive brain stimulation (NIBS), including repetitive transcranial magnetic stimulation (rTMS) [15, 16] and transcranial direct current stimulation (tDCS) [17, 18, 19], are promising due to their high safety profiles and precise targeting capabilities. Transcranial alternating current stimulation (tACS) [20, 21, 22, 23], which has demonstrated cognitive enhancement in healthy individuals and patients with mild cognitive impairment (MCI), has been less studied in AD patients, with existing research primarily focusing on short‐term effects and yielding unsatisfactory long‐term follow‐up results. Cognitive rehabilitation training, another nonpharmacological approach, requires professional guidance to ensure safety and efficacy. However, this therapy is resource‐intensive and necessitates long‐term periodic sessions, making it unfeasible for many families.
The prognosis for severe AD patients remains poor, and current treatment modalities have significant limitations in improving long‐term outcomes. While the above treatment methods show some progress in improving cognitive function in AD patients, their long‐term effects are uncertain. The limited efficacy in AD patients may stem from the unclear pathogenesis of the disease. Recent studies have revealed neuronal cell death, atrophy, and degradation in the nucleus basalis of Meynert (NBM) and the fornix among AD [24, 25]. Segtnan et al. [26] introduced the concept of neural circuit disorders, suggesting that AD disrupts or alters multiple cortical and subcortical connections vital for cognitive and memory functions. Regulating neuronal and associated network activities thus emerges as a potential therapeutic approach [27]. Given this backdrop, researchers have explored the use of DBS for AD. DBS in AD is also primarily focused on single‐target stimulation, and three primary targets for AD patients are the NBM [27, 28], the fornix [29], and the ventral capsule/ventral striatum (VC/VS) region [30]. There is considerable debate regarding the optimal target, one of which lies in the choice between stimulating the fornix and the NBM (Figure 1). Both targets have shown promise in preliminary studies, but the consensus on which is more effective has not yet been reached. Several clinical studies have thoroughly investigated the potential therapeutic benefits of fornix‐DBS and NBM‐DBS in managing memory loss and cognitive decline in AD. Kuhn et al. (2015) reported significant cognitive improvement in 4 out of 6 mild‐to‐moderate AD patients treated with DBS‐NBM. Previous clinical trials of NBM‐DBS have predominantly focused on alleviating cognitive symptoms in mild to moderate AD [31, 32]. Mao et al. (2018) focused on advanced AD patients, observing a 25% average improvement in global cognitive function tests within 1.5 to 3 months of fornix‐DBS [33]. In 2022, Zhang et al. further reported on eight advanced AD patients who underwent NBM‐DBS, revealing short‐term cognitive enhancement but no significant long‐term changes at the 12‐month follow‐up [34].
FIGURE 1.

Schematic diagram of DBS for the treatment of severe AD.
These studies have underscored the potential of DBS in mitigating cognitive decline in AD, with a particular focus on expanding the scope from mild to moderate stages, as demonstrated in the work by Zhang et al. However, these studies often undervalue the significant impact of neuropsychiatric symptoms, sleep disorders, and the resulting decline in quality of life and psychological stress on patients and their families. Recognizing the need to address these noncognitive aspects of AD, which are equally debilitating, we aim to develop a comprehensive treatment plan for AD symptoms, including neuropsychiatric and behavioral abnormalities and sleep disorders, along with their effects on patients' quality of life and caregivers' well‐being. To this end, our study, involving 20 severe AD patients who underwent DBS surgery, seeks to explore the safety and efficacy of DBS for severe AD, compare the benefits of fornix and NBM stimulation, and provide theoretical and technical insights to guide treatment strategies.
2. Methods
2.1. Patient Enrollment and Informed Consent
From 1397 patients diagnosed with AD, we screened and enrolled 27 individuals who met our inclusion and exclusion criteria at the PLA Hospital from January 2015 to August 2022. We excluded seven participants due to surgical contraindications or the inability to obtain valid informed consent from patients or their families, and our final study cohort comprised 20 patients with severe AD (Figure 2). In our study, we included patients aged 40 to 80 with AD diagnosed according to NINCDS‐ADRDA criteria, a CDR of 3.0, and MMSE and MoCA scores between 0 and 10 who provided informed consent and were willing to cooperate with the trial. We excluded those with preoperative brain abnormalities, other neurological disorders, severe medical conditions, a history of cranial surgery, contraindications for MRI or tDCS, skin issues, other dementia types, and any other conditions deemed unsuitable by the investigator. Patients could withdraw if they experienced severe side effects, refused treatment, or were lost to follow‐up (Table 1). Recognizing the intricacies and ethical considerations involved in conducting a DBS study in AD patients with profound cognitive impairments, we prioritized the informed consent process with utmost care and sensitivity. We ensured that those authorized to provide consent did so following ethical standards. To assist patients in understanding, we utilized communication methods aligned with their cognitive abilities, providing repeated explanations as necessary. In special cases, we obtained informed consent through legal representatives and communication aids to respect their autonomy. We maintained an ongoing dialogue with patients and their families to establish trust and understanding. Our procedures adhered to the guidelines of our ethics committee, ensuring the ethical integrity of the study and protecting all participants.
FIGURE 2.

Flowchart of study participants.
TABLE 1.
List of inclusion and exclusion criteria.
| Inclusion | Exclusion |
|---|---|
|
|
| Withdrawal criteria | |
| |
| Termination criteria | |
|
2.2. Intervention
2.2.1. Bilateral DBS Implantation
Under general anesthesia, the patient was fitted with a device and underwent intraoperative MRI scans to ensure precise localization of the NBM and fornix. We utilized microelectrodes to record electrophysiological signals, which helped confirm the anatomical position and allowed us to select the most active electrode channel. DBS leads (L301C; Beijing PINS Medical) were then implanted at the targeted site, and intraoperative MRI confirmed that the electrode placement was satisfactory (Figure 3).
FIGURE 3.

Preoperative planning and postoperative electrode position diagram of DBS. 1–6: Preoperative planning and postoperative electrode positions of bilateral fornix‐DBS; 7–12: Preoperative planning and postoperative electrode positions of bilateral NBM‐DBS.
2.2.2. Programmed Control Method
For severe AD, we implemented personalized DBS protocols tailored to each individual's needs. Beginning 4 weeks postoperatively, we utilized a unipolar stimulation mode, initiating stimulation at the fornix at 130 Hz with a pulse width of 90 μs and at the NBM at 20 Hz with a pulse width of 90 μs. The initial voltage was gradually increased from 0.5 to 1 V to achieve a therapeutic voltage within the range of 2–5 V. Throughout the initial stimulation phase, patients were monitored for 30 min to assess any behavioral changes, improvements in communication, and alleviation of symptoms. Following this, a neuropsychological assessment was conducted to track cognitive enhancements and to guide adjustments for optimal DBS efficacy. We selected the contacts and parameters for chronic stimulation. Patients were followed up at 3, 6, 9, and 12 months postsurgery to reassess their functional capabilities and to adjust the stimulation parameters as needed, which monitored treatment outcomes, ensured patient safety, and provided tailored care. Postoperatively, patients commenced electrical stimulation, specifically targeting NBM‐DBS and bilateral fornix‐DBS, minimizing potential adverse effects while maximizing the therapeutic benefits of the intervention.
2.3. Data Collection
Third‐party researchers and research assistants collected data and followed up through outpatient face‐to‐face interactions. We collected baseline information before surgery and conducted follow‐ups at 3, 6, 9, and 12 months after surgery (Figure 4). At each time point, we used standardized and structured questionnaires to gather data, with the primary outcome being the change in cognitive function before and after treatment. Cognition is the core domain in the assessment of AD, and we evaluated patients' cognitive function through the Mini‐Mental State Examination (MMSE), Montreal Cognitive Assessment (MoCA), Alzheimer's Disease Assessment Scale‐Cognitive Subscale (ADAS‐Cog), and Clinical Dementia Rating Scale (CDR). Quality of life is a key indicator of an AD patient's overall health status, and we utilized the Barthel Index (BI), Functional Activities Questionnaire (FAQ), and Functional Independence Measure (FIM) to assess patients' quality of life. Neuropsychiatric symptoms and sleep disturbances are common complications in AD patients, affecting their daily functioning, social interactions, and family relationships. We assessed neuropsychiatric symptoms through the Neuropsychiatric Inventory (NPI), Hamilton Anxiety Rating Scale (HAMA), Hamilton Depression Rating Scale (HAMD), and Pittsburgh Sleep Quality Index (PSQI). Furthermore, AD not only affects the patients themselves but also imposes psychological and financial burdens on caregivers, making it a significant assessment indicator. Therefore, we chose the Zarit Burden Interview (ZBI) to evaluate caregiver burden and provide necessary support and interventions.
FIGURE 4.

Time stages of clinical trials.
2.4. Statistical Analysis
Two independent and unbiased third‐party administrators conducted rigorous data analysis using SPSS 25.0. Throughout the statistical analysis, we adhered strictly to scientific principles and performed comprehensive normality assessments on the entire dataset to ascertain its conformity to a normal distribution. For data adhering to a normal/Gaussian distribution, we employed statistical methodologies for such distributions, thereby enhancing the precision and credibility of our findings. Conversely, for data that did not meet the criteria for normality, we diligently utilized nonparametric alternative methods like the Mann–Whitney U test or Wilcoxon signed‐rank test to analyze the non‐normal distributions and derive robust statistical conclusions. The categorical variables in our study are presented as case counts and percentages, allowing for a clear and concise overview of the distribution of the variables among the study population. The statistical comparisons were conducted using either the chi‐squared test or Fisher's exact test, depending on the appropriateness of each method for the given data. For continuous variables, we presented them as mean ± standard deviation (SD) or median (with the range indicated). When analyzing normally distributed continuous variables, we relied on paired t‐tests. To assess changes in scale scores over time, we utilized repeated measures ANOVA. When analyzing normally distributed continuous variables, we employed paired t‐tests. To evaluate changes in scale scores across time points, we utilized repeated measures ANOVA. For data that did not adhere to normal distribution, we opted for the Wilcoxon signed‐rank test and generalized estimating equations (GEEs) to ensure rigorous and accurate statistical analysis. To mitigate the risk of Type I error and uphold the rigor of the Bonferroni correction method, given the conventional significance level of α = 0.05, we adjusted the significance threshold for each hypothesis test to α / 2 = 0.025. This adjustment strengthened the statistical inferences we could draw from our analyses. A two‐sided p value of less than 0.05 indicated statistically significant differences between samples.
3. Results
3.1. Patients
We included 20 patients with AD (MMSE scores of 0–10, CDR level 3) admitted to the PLA Hospital from January 2015 to August 2022, including 11 males and nine females (Figure 2). The average age is 59.05 ± 6.45 years, the average education years are 10.40 ± 3.30 years, the average disease duration is 5.60 ± 2.35 years, the average BMI is 22.82 ± 3.68Kg/m2, the average operation time is 5.92 ± 1.82 h, and the average hospitalization length is 30.70 ± 16.69 days. The average number of hospitalizations was 1.40 ± 0.60, and the average follow‐up time was 59.70 ± 28.41 months. Notably, all patients (100%) exhibited severe memory loss, and 65% presented with neuropsychiatric symptoms such as impulsivity, aggression, depression, and emotional indifference. Additionally, 30% had reduced calculation abilities, 15% showed slow reactions and mental retardation, and 25% presented with psychiatric disorders. All patients underwent DBS treatment, with 14 receiving bilateral fornix implants and six receiving NBM implants (Table 1). The fornix‐DBS group had an average age of 59.86 years, 10.21 years of education, and a disease duration of 6.00 years. They had a lower average BMI of 21.63 kg/m^2, an average operation time of 6.14 h, and an average hospital stay of 29.64 days. Their average follow‐up time was significantly longer at 75.36 months compared to the NBM‐DBS group. The NBM‐DBS group had an average age of 57.17 years, 10.83 years of education, and a shorter disease duration of 4.67 years. Their average BMI was higher, with an average operation time of 5.42 h, a hospital stay of 33.17 days, and an average follow‐up time of 23.17 months, shorter than the fornix‐DBS group. Statistical analysis revealed that the fornix‐DBS group had a longer follow‐up time and lower BMI than the NBM‐DBS group. No significant differences were found in other baseline characteristics, indicating that both patient groups were similar at the study's onset, ensuring comparable results (Table 2).
TABLE 2.
Baseline characteristics of study participants.
| Characteristic | Total | f‐DBS | NBM‐DBS | p |
|---|---|---|---|---|
| Number | 20 | 14 | 6 | |
| Age (years) mean ± SD | 59.05 ± 6.45 | 59.86 ± 6.20 | 57.17 ± 7.22 | 0.407 |
| Gender | 0.050 | |||
| Male | 11 | 10 | 1 | |
| Female | 9 | 4 | 5 | |
| Treatment of AD drugs | NA | |||
| Yes | 20 | 14 | 6 | |
| No | 0 | 0 | 0 | |
| Other neuroregulatory treatments | 1.000 | |||
| Yes | 3 | 2 | 1 | |
| No | 17 | 12 | 5 | |
| Family history | 0.202 | |||
| Yes | 3 | 1 | 2 | |
| No | 17 | 13 | 4 | |
| Accompanied by neuropsychiatric symptoms | 0.354 | |||
| Yes | 13 | 8 | 5 | |
| No | 7 | 6 | 1 | |
| Education | 10.40 ± 3.30 | 10.21 ± 3.38 | 10.83 ± 3.37 | 0.711 |
| Course of disease | 5.60 ± 2.35 | 6.00 ± 2.25 | 4.67 ± 2.50 | 0.255 |
| BMI | 22.82 ± 3.68 | 21.63 ± 2.44 | 25.60 ± 4.75 | 0.113 |
| Cognitive assessments | ||||
| MMSE | 5.20 ± 3.04 | 5.29 ± 3.41 | 5.00 ± 2.19 | 0.738 |
| MoCA | 4.25 ± 2.79 | 4.21 ± 3.17 | 4.33 ± 1.86 | 0.900 |
| ADAS‐cog | 51.05 ± 11.39 | 50.86 ± 12.13 | 51.50 ± 10.50 | 0.803 |
| CDR | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | NA |
| Psychiatric symptoms assessment | ||||
| NPI | 26.90 ± 4.17 | 26.07 ± 3.89 | 28.83 ± 4.49 | 0.181 |
| HAMA | 16.30 ± 5.35 | 16.07 ± 5.58 | 16.83 ± 5.23 | 0.779 |
| HAMD | 20.70 ± 5.35 | 20.57 ± 5.72 | 21.00 ± 4.86 | 0.934 |
| PSQI | 14.40 ± 1.43 | 14.14 ± 1.51 | 15.00 ± 1.10 | 0.330 |
| Quality of life assessment | ||||
| Barthel Index | 60.75 ± 17.94 | 61.43 ± 19.26 | 59.17 ± 15.94 | 0.804 |
| FAQ | 26.80 ± 3.00 | 26.36 ± 3.43 | 27.83 ± 1.33 | 0.224 |
| FIM | 71.50 ± 22.65 | 73.00 ± 24.22 | 68.00 ± 20.07 | 0.680 |
| ZBI | 50.55 ± 10.40 | 50.07 ± 11.82 | 51.67 ± 6.74 | 0.763 |
3.2. Effects on Cognitive Function
Baseline MMSE scores were 5.20 ± 3.04 and CDR grade 3. At 3 months, MMSE significantly improved to (7.50 ± 3.98, p < 0.05). MoCA scores followed a similar pattern, significantly improving at 3 months (6.05 ± 4.03, p < 0.05). ADAS‐cog scores showed a significant downward trend (47.60 ± 12.84, p < 0.05). However, this improvement was not sustained, with scores at 6, 9, and 12 months not different from the baseline. The MMSE, MoCA, ADAS‐cog, and CDR scale scores at each time point were compared between the NBM‐DBS group and the fornix‐DBS group, with none indicating significant differences (p > 0.05) (Figure 5, Tables 3, 4, 5).
FIGURE 5.

Overall patient score changes in different time periods.
TABLE 3.
Primary outcome at 1, 3, 6, 9, and 12 months.
| Scales | Baseline | 1 month | 3 month | 6 month | 9 month | 12 month | |||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Value | Value | p | Value | p | Value | p | Value | p | Value | p | |
| Cognitive assessments | |||||||||||
| MMSE | 5.20 ± 3.04 | 5.15 ± 3.15 | 0.796 | 7.50 ± 3.98 | 0.001 | 5.95 ± 3.32 | 0.098 | 5.15 ± 3.25 | 0.765 | 4.50 ± 2.84 | 0.028 |
| NBM‐DBS | 5.00 ± 2.19 | 4.50 ± 2.59 | 0.203 | 8.00 ± 3.85 | 0.037 | 6.17 ± 4.26 | 0.443 | 5.50 ± 4.04 | 0.733 | 4.33 ± 2.73 | 0.530 |
| f‐DBS | 5.29 ± 3.41 | 5.43 ± 3.41 | 0.527 | 7.29 ± 4.16 | 0.004 | 5.86 ± 3.01 | 0.054 | 5.00 ± 3.01 | 0.206 | 4.57 ± 2.98 | 0.013 |
| MoCA | 4.25 ± 2.79 | 4.30 ± 2.60 | 0.763 | 6.05 ± 4.03 | 0.001 | 5.30 ± 3.47 | 0.004 | 4.40 ± 3.12 | 0.359 | 4.00 ± 2.77 | 0.334 |
| NBM‐DBS | 4.33 ± 1.86 | 4.33 ± 1.75 | 1.000 | 7.00 ± 4.24 | 0.072 | 5.83 ± 4.02 | 0.216 | 4.33 ± 3.14 | 0.891 | 3.67 ± 2.50 | 0.317 |
| f‐DBS | 4.21 ± 3.17 | 4.29 ± 2.95 | 0.655 | 5.64 ± 4.03 | 0.004 | 5.07 ± 3.34 | 0.001 | 4.43 ± 3.23 | 0.180 | 4.14 ± 2.96 | 0.739 |
| ADAS‐cog | 51.05 ± 11.39 | 50.75 ± 11.58 | 0.153 | 47.60 ± 12.84 | 0.001 | 50.05 ± 11.93 | 0.145 | 50.85 ± 11.39 | 0.667 | 52.75 ± 11.14 | 0.005 |
| NBM‐DBS | 51.50 ± 10.50 | 51.33 ± 11.81 | 0.739 | 45.50 ± 16.36 | 0.027 | 49.00 ± 14.09 | 0.223 | 50.17 ± 12.42 | 0.336 | 52.33 ± 11.84 | 0.527 |
| f‐DBS | 50.86 ± 12.13 | 50.50 ± 11.91 | 0.096 | 48.50 ± 11.63 | 0.014 | 50.50 ± 11.45 | 0.406 | 51.14 ± 11.40 | 0.968 | 52.93 ± 11.28 | 0.003 |
| CDR | 3.00 ± 0.00 | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA |
| NBM‐DBS | 3.00 ± 0.00 | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA |
| f‐DBS | 3.00 ± 0.00 | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA | 3.00 ± 0.00 | NA |
| Quality‐of‐life assessment | |||||||||||
| BI | 60.75 ± 17.94 | 59.75 ± 17.95 | 0.104 | 65.25 ± 17.73 | 0.004 | 62.25 ± 18.17 | 0.343 | 58.50 ± 17.63 | 0.119 | 57.00 ± 17.20 | 0.018 |
| NBM‐DBS | 59.17 ± 15.94 | 58.33 ± 17.51 | 0.611 | 62.50 ± 18.10 | 0.175 | 59.17 ± 17.72 | 1.000 | 55.83 ± 15.94 | 0.286 | 52.50 ± 14.75 | 0.102 |
| f‐DBS | 61.43 ± 19.26 | 60.36 ± 18.76 | 0.082 | 66.43 ± 18.13 | 0.013 | 63.57 ± 18.85 | 0.234 | 59.64 ± 18.76 | 0.292 | 58.93 ± 18.31 | 0.110 |
| FAQ | 27.00 ± 2.55 | 27.20 ± 2.71 | 0.248 | 26.20 ± 2.78 | 0.003 | 27.15 ± 2.64 | 0.546 | 27.60 ± 2.28 | 0.144 | 28.20 ± 2.09 | 0.003 |
| NBM‐DBS | 27.83 ± 1.33 | 27.83 ± 1.60 | 1.000 | 26.67 ± 1.63 | 0.013 | 27.67 ± 1.97 | 0.833 | 28.17 ± 1.94 | 0.679 | 28.33 ± 2.07 | 0.363 |
| f‐DBS | 26.64 ± 2.90 | 26.93 ± 3.08 | 0.206 | 26.00 ± 3.19 | 0.057 | 26.93 ± 2.92 | 0.435 | 27.36 ± 2.44 | 0.163 | 28.14 ± 2.18 | 0.004 |
| FIM | 71.50 ± 22.65 | 72.25 ± 23.11 | 0.170 | 77.00 ± 24.68 | 0.003 | 75.75 ± 24.52 | 0.011 | 70.20 ± 24.86 | 0.872 | 66.40 ± 22.41 | 0.023 |
| NBM‐DBS | 68.00 ± 20.07 | 69.00 ± 22.95 | 0.567 | 74.67 ± 28.54 | 0.165 | 72.67 ± 26.67 | 0.411 | 67.33 ± 30.66 | 0.911 | 63.50 ± 26.44 | 0.320 |
| f‐DBS | 73.00 ± 24.22 | 73.64 ± 23.90 | 0.332 | 78.00 ± 23.94 | 0.003 | 77.07 ± 24.47 | 0.023 | 71.43 ± 23.16 | 0.550 | 67.64 ± 21.44 | 0.021 |
| Psychiatric symptoms assessment | |||||||||||
| NPI | 26.90 ± 4.17 | 26.75 ± 3.48 | 0.545 | 20.10 ± 4.04 | 0.000 | 20.40 ± 3.95 | 0.000 | 21.05 ± 3.86 | 0.000 | 21.55 ± 4.01 | 0.000 |
| NBM‐DBS | 28.83 ± 4.49 | 28.33 ± 3.50 | 0.415 | 16.33 ± 1.75 | 0.001 | 17.33 ± 2.73 | 0.003 | 18.00 ± 2.37 | 0.003 | 18.67 ± 2.66 | 0.003 |
| f‐DBS | 26.07 ± 3.89 | 26.07 ± 3.36 | 1.000 | 21.71 ± 3.65 | 0.000 | 21.71 ± 3.71 | 0.000 | 22.36 ± 3.67 | 0.000 | 22.79 ± 3.91 | 0.000 |
| HAMA | 16.30 ± 5.35 | 16.50 ± 5.24 | 0.403 | 12.95 ± 4.31 | 0.000 | 13.85 ± 4.46 | 0.000 | 14.10 ± 4.59 | 0.001 | 14.60 ± 4.57 | 0.002 |
| NBM‐DBS | 16.83 ± 5.23 | 17.67 ± 5.72 | 0.141 | 12.67 ± 4.27 | 0.006 | 14.00 ± 5.10 | 0.034 | 14.00 ± 5.37 | 0.129 | 15.33 ± 5.16 | 0.328 |
| f‐DBS | 16.07 ± 5.58 | 16.00 ± 5.16 | 0.828 | 13.07 ± 4.48 | 0.000 | 13.79 ± 4.37 | 0.000 | 14.14 ± 4.44 | 0.001 | 14.29 ± 4.46 | 0.000 |
| HAMD | 20.70 ± 5.35 | 20.50 ± 5.74 | 1.000 | 16.15 ± 4.76 | 0.000 | 16.85 ± 4.87 | 0.000 | 17.10 ± 4.63 | 0.000 | 17.55 ± 4.89 | 0.000 |
| NBM‐DBS | 21.00 ± 4.86 | 19.50 ± 5.58 | 0.248 | 14.83 ± 4.71 | 0.027 | 15.33 ± 4.37 | 0.028 | 15.50 ± 4.32 | 0.011 | 15.83 ± 5.04 | 0.066 |
| f‐DBS | 20.57 ± 5.72 | 20.93 ± 5.97 | 0.096 | 16.71 ± 4.84 | 0.001 | 17.50 ± 5.08 | 0.001 | 17.79 ± 4.74 | 0.001 | 18.29 ± 4.83 | 0.002 |
| PSQI | 14.40 ± 1.43 | 14.45 ± 1.32 | 0.739 | 10.85 ± 2.39 | 0.000 | 11.20 ± 1.91 | 0.000 | 11.35 ± 1.87 | 0.000 | 11.70 ± 1.75 | 0.000 |
| NBM‐DBS | 15.00 ± 1.10 | 15.33 ± 0.82 | 0.157 | 9.83 ± 3.87 | 0.028 | 10.33 ± 2.80 | 0.015 | 10.50 ± 2.81 | 0.020 | 10.67 ± 2.58 | 0.010 |
| f‐DBS | 14.14 ± 1.51 | 14.07 ± 1.33 | 0.705 | 11.29 ± 1.38 | 0.001 | 11.57 ± 1.34 | 0.001 | 11.71 ± 1.27 | 0.003 | 12.14 ± 1.10 | 0.003 |
| Caregiver burden | |||||||||||
| ZBI | 50.55 ± 10.40 | 50.05 ± 10.92 | 0.106 | 45.20 ± 11.28 | 0.000 | 46.35 ± 10.52 | 0.000 | 46.65 ± 10.32 | 0.000 | 47.80 ± 9.72 | 0.014 |
| NBM‐DBS | 51.67 ± 6.74 | 50.17 ± 7.78 | 0.076 | 44.33 ± 9.07 | 0.018 | 45.33 ± 9.05 | 0.035 | 45.17 ± 8.28 | 0.023 | 46.00 ± 9.19 | 0.043 |
| f‐DBS | 50.07 ± 11.82 | 49.50 ± 11.70 | 0.775 | 45.57 ± 12.41 | 0.000 | 46.79 ± 11.39 | 0.002 | 47.29 ± 11.31 | 0.004 | 48.57 ± 10.17 | 0.159 |
TABLE 4.
Baseline information and follow‐up data for all outcome measures.
| Scales | Baseline | 1 month | 3 month | 6 month | 9 month | 12 month | p (fvsNBM) |
|---|---|---|---|---|---|---|---|
| Cognitive assessments | |||||||
| MMSE | 0.993 | ||||||
| NBM‐DBS | 5.00 ± 2.19 | 4.50 ± 2.59 | 8.00 ± 3.85 | 6.17 ± 4.26 | 5.50 ± 4.04 | 4.33 ± 2.73 | |
| f‐DBS | 5.29 ± 3.41 | 5.43 ± 3.41 | 7.29 ± 4.16 | 5.86 ± 3.01 | 5.00 ± 3.01 | 4.57 ± 2.98 | |
| MoCA | 0.831 | ||||||
| NBM‐DBS | 4.33 ± 1.86 | 4.33 ± 1.75 | 7.00 ± 4.24 | 5.83 ± 4.02 | 4.33 ± 3.14 | 3.67 ± 2.50 | |
| f‐DBS | 4.21 ± 3.17 | 4.29 ± 2.95 | 5.64 ± 4.03 | 5.07 ± 3.34 | 4.43 ± 3.23 | 4.14 ± 2.96 | |
| ADAS‐cog | 0.891 | ||||||
| NBM‐DBS | 51.50 ± 10.50 | 51.33 ± 11.81 | 45.50 ± 16.36 | 49.00 ± 14.09 | 50.17 ± 12.42 | 52.33 ± 11.84 | |
| f‐DBS | 50.86 ± 12.13 | 50.50 ± 11.91 | 48.50 ± 11.63 | 50.50 ± 11.45 | 51.14 ± 11.40 | 52.93 ± 11.28 | |
| CDR | NA | ||||||
| NBM‐DBS | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | — |
| f‐DBS | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | 3.00 ± 0.00 | |
| Quality‐of‐life assessment | |||||||
| BI | 0.666 | ||||||
| NBM‐DBS | 59.17 ± 15.94 | 58.33 ± 17.51 | 62.50 ± 18.10 | 59.17 ± 17.72 | 55.83 ± 15.94 | 52.50 ± 14.75 | |
| f‐DBS | 61.43 ± 19.26 | 60.36 ± 18.76 | 66.43 ± 18.13 | 63.57 ± 18.85 | 59.64 ± 18.76 | 58.93 ± 18.31 | |
| FAQ | 0.397 | ||||||
| NBM‐DBS | 27.83 ± 1.33 | 27.83 ± 1.60 | 26.67 ± 1.63 | 27.67 ± 1.97 | 28.17 ± 1.94 | 28.33 ± 2.07 | |
| f‐DBS | 26.64 ± 2.90 | 26.93 ± 3.08 | 26.00 ± 3.19 | 26.93 ± 2.92 | 27.36 ± 2.44 | 28.14 ± 2.18 | |
| FIM | 0.704 | ||||||
| NBM‐DBS | 68.00 ± 20.07 | 69.00 ± 22.95 | 74.67 ± 28.54 | 72.67 ± 26.67 | 67.33 ± 30.66 | 63.50 ± 26.44 | |
| f‐DBS | 73.00 ± 24.22 | 73.64 ± 23.90 | 78.00 ± 23.94 | 77.07 ± 24.47 | 71.43 ± 23.16 | 67.64 ± 21.44 | |
| Psychiatric symptoms assessment | |||||||
| NPI | 0.187 | ||||||
| NBM‐DBS | 28.83 ± 4.49 | 28.33 ± 3.50 | 16.33 ± 1.75 | 17.33 ± 2.73 | 18.00 ± 2.37 | 18.67 ± 2.66 | |
| f‐DBS | 26.07 ± 3.89 | 26.07 ± 3.36 | 21.71 ± 3.65 | 21.71 ± 3.71 | 22.36 ± 3.67 | 22.79 ± 3.91 | |
| HAMA | 0.824 | ||||||
| NBM‐DBS | 16.83 ± 5.23 | 17.67 ± 5.72 | 12.67 ± 4.27 | 14.00 ± 5.10 | 14.00 ± 5.37 | 15.33 ± 5.16 | |
| f‐DBS | 16.07 ± 5.58 | 16.00 ± 5.16 | 13.07 ± 4.48 | 13.79 ± 4.37 | 14.14 ± 4.44 | 14.29 ± 4.46 | |
| HAMD | 0.429 | ||||||
| NBM‐DBS | 21.00 ± 4.86 | 19.50 ± 5.58 | 14.83 ± 4.71 | 15.33 ± 4.37 | 15.50 ± 4.32 | 15.83 ± 5.04 | |
| f‐DBS | 20.57 ± 5.72 | 20.93 ± 5.97 | 16.71 ± 4.84 | 17.50 ± 5.08 | 17.79 ± 4.74 | 18.29 ± 4.83 | |
| PSQI | 0.480 | ||||||
| NBM‐DBS | 15.00 ± 1.10 | 15.33 ± 0.82 | 9.83 ± 3.87 | 10.33 ± 2.80 | 10.50 ± 2.81 | 10.67 ± 2.58 | |
| f‐DBS | 14.14 ± 1.51 | 14.07 ± 1.33 | 11.29 ± 1.68 | 11.57 ± 1.34 | 11.71 ± 1.27 | 12.14 ± 1.10 | |
| Caregiver burden | |||||||
| ZBI | 0.859 | ||||||
| NBM‐DBS | 51.67 ± 6.74 | 50.17 ± 7.78 | 44.33 ± 9.07 | 45.33 ± 9.05 | 45.17 ± 8.28 | 46.00 ± 9.19 | |
| f‐DBS | 50.07 ± 11.82 | 50.05 ± 10.92 | 45.57 ± 12.41 | 46.79 ± 11.39 | 47.29 ± 11.31 | 48.57 ± 10.17 | |
TABLE 5.
Statistics of the score improvement rate in both groups.
| Scales | Follow‐up | NBM‐DBS | f‐DBS | Mean (95% CI) | p |
|---|---|---|---|---|---|
| Cognitive assessments | |||||
| MMSE | 1 month | −0.50 ± 0.84 | 0.14 ± 0.86 | 0.64 (−0.24, 1.52) | 0.135 |
| 3 month | 3.00 ± 2.61 | 1.57 ± 1.09 | −1.00 (−2.93, 0.93) | 0.120 | |
| 6 month | 1.17 ± 3.43 | 0.57 ± 1.02 | −0.60 (−4.19, 3.00) | 0.330 | |
| 9 month | 0.50 ± 3.39 | −0.29 ± 0.83 | −0.79 (−4.43, 2.77) | 0.348 | |
| 12 month | −0.67 ± 2.42 | −0.71 ± 0.83 | −0.05 (−2.58, 2.49) | 0.964 | |
| MoCA | 1 month | 0.00 ± 1.10 | 0.07 ± 0.62 | 0.07 (−1.08, 1.22) | 0.894 |
| 3 month | 2.67 ± 2.94 | 1.43 ± 1.09 | −1.24 (−3.09, 0.61) | 0.145 | |
| 6 month | 1.50 ± 2.81 | 0.86 ± 0.53 | −0.64 (−3.59, 2.30) | 0.389 | |
| 9 month | 0.00 ± 1.79 | 0.21 ± 0.58 | 0.21 (−1.66, 2.09) | 0.858 | |
| 12 month | −0.67 ± 1.51 | −0.07 ± 1.83 | 0.60 (−0.49, 1.68) | 0.337 | |
| ADAS‐cog | 1 month | −0.17 ± 1.33 | −0.36 ± 0.74 | −0.19 (−1.58, 1.20) | 0.664 |
| 3 month | −6.00 ± 6.63 | −2.36 ± 2.59 | 3.64 (−3.30, 10.58) | 0.554 | |
| 6 month | −2.50 ± 4.59 | −0.36 ± 2.56 | 2.14 (−1.19, 5.48) | 0.194 | |
| 9 month | −1.33 ± 3.44 | 0.29 ± 2.76 | 1.62 (−1.42, 4.66) | 0.278 | |
| 12 month | 0.83 ± 3.37 | 2.07 ± 2.09 | 1.24 (−1.34, 3.82) | 0.834 | |
| CDR | 1 month | 0 | 0 | NA | NA |
| 3 month | 0 | 0 | NA | NA | |
| 6 month | 0 | 0 | NA | NA | |
| 9 month | 0 | 0 | NA | NA | |
| 12 month | 0 | 0 | NA | NA | |
| Quality‐of‐life assessment | |||||
| BI | 1 month | −0.83 ± 3.76 | −1.07 ± 2.13 | −0.24 (−2.99, 2.51) | 0.959 |
| 3 month | 3.33 ± 5.16 | 5.00 ± 6.50 | 1.67 (−4.65, 7.98) | 0.535 | |
| 6 month | 0.00 ± 8.37 | 2.14 ± 6.42 | 2.14 (−5.05, 9.33) | 0.539 | |
| 9 month | −3.33 ± 6.83 | −1.79 ± 6.08 | 1.55 (−4.91, 8.00) | 0.621 | |
| 12 month | −6.67 ± 8.16 | −2.50 ± 5.46 | 4.17 (−2.32, 10.65) | 0.164 | |
| FAQ | 1 month | 0.00 ± 0.63 | 0.29 ± 0.83 | 0.29 (−0.51, 1.08) | 0.375 |
| 3 month | −1.17 ± 0.75 | −0.64 ± 1.15 | 0.52 (−0.56, 1.61) | 0.323 | |
| 6 month | −0.17 ± 1.83 | 0.29 ± 1.33 | 0.45 (−1.07, 1.97) | 0.540 | |
| 9 month | 0.33 ± 1.86 | 0.71 ± 1.86 | 0.38 (−1.52, 2.29) | 0.865 | |
| 12 month | 0.50 ± 1.22 | 1.50 ± 1.83 | 1.00 (−0.73, 2.73) | 0.199 | |
| FIM | 1 month | 1.00 ± 4.00 | 0.64 ± 2.17 | −0.36 (−3.23, 2.51) | 0.797 |
| 3 month | 6.67 ± 10.05 | 5.00 ± 4.42 | −1.67 (−12.18, 8.85) | 0.619 | |
| 6 month | 4.67 ± 12.74 | 4.07 ± 4.68 | −0.60 (−8.60, 7.41) | 0.051 | |
| 9 month | −0.67 ± 13.95 | −1.57 ± 5.00 | −0.90 (−15.50, 13.69) | 0.264 | |
| 12 month | −4.50 ± 9.99 | −5.36 ± 7.10 | −0.86 (−9.07, 7.35) | 0.455 | |
| Psychiatric symptoms assessment | |||||
| NPI | 1 month | −0.50 ± 1.38 | 0.00 ± 0.96 | 0.50 (−0.62, 1.62) | 0.543 |
| 3 month | −12.50 ± 4.76 | −4.36 ± 1.08 | 8.14 (3.15, 13.13) | 0.002 | |
| 6 month | −11.50 ± 5.17 | −4.36 ± 1.50 | 7.14 (1.73, 12.55) | 0.019 | |
| 9 month | −10.83 ± 4.79 | −3.71 ± 1.44 | 7.12 (2.10, 12.13) | 0.014 | |
| 12 month | −10.17 ± 4.71 | −3.29 ± 1.44 | 6.88 (1.95, 11.81) | 0.015 | |
| HAMA | 1 month | 0.83 ± 1.17 | −0.07 ± 1.21 | −0.90 (−2.13, 0.32) | 0.131 |
| 3 month | −4.17 ± 2.23 | −3.00 ± 1.57 | 1.17 (−0.65, 2.99) | 0.195 | |
| 6 month | −2.83 ± 2.40 | −2.29 ± 1.68 | 0.55 (−1.41, 2.51) | 0.564 | |
| 9 month | −2.83 ± 3.82 | −1.93 ± 1.59 | 0.90 (−3.09, 4.90) | 0.596 | |
| 12 month | −1.50 ± 3.39 | −1.79 ± 1.42 | −0.29 (−3.83, 3.26) | 0.849 | |
| HAMD | 1 month | −1.50 ± 2.81 | 0.36 ± 0.74 | 1.86 (−1.09, 4.80) | 0.101 |
| 3 month | −6.17 ± 3.60 | −3.86 ± 1.23 | 2.31 (−1.46, 6.08) | 0.180 | |
| 6 month | −5.67 ± 3.83 | −3.07 ± 1.21 | 2.60 (−1.41, 6.60) | 0.160 | |
| 9 month | −5.50 ± 3.39 | −2.79 ± 1.19 | 2.71 (−0.83, 6.26) | 0.069 | |
| 12 month | −5.17 ± 4.58 | −2.29 ± 1.33 | 2.88 (−1.91, 7.67) | 0.187 | |
| PSQI | 1 month | 0.33 ± 0.52 | −0.07 ± 0.73 | −0.40 (−1.10, 0.29) | 0.234 |
| 3 month | −5.17 ± 4.12 | −2.86 ± 1.29 | 2.31 (−2.00, 6.62) | 0.232 | |
| 6 month | −4.67 ± 3.14 | −2.57 ± 1.34 | 2.10 (−1.19, 5.38) | 0.168 | |
| 9 month | −4.50 ± 3.27 | −2.43 ± 1.55 | 2.07 (−1.35, 5.49) | 0.295 | |
| 12 month | −4.33 ± 2.66 | −2.00 ± 1.57 | 2.33 (−0.46, 5.12) | 0.088 | |
| Caregiver burden | |||||
| ZBI | 1 month | −1.50 ± 1.64 | −0.07 ± 0.92 | 1.43 (−0.29, 3.15) | 0.050 |
| 3 month | −7.33 ± 5.20 | −4.50 ± 2.95 | 2.83 (−0.98, 6.64) | 0.136 | |
| 6 month | −6.33 ± 5.43 | −3.29 ± 3.07 | 3.05 (−0.92, 7.02) | 0.124 | |
| 9 month | −6.50 ± 4.89 | −2.79 ± 2.99 | 3.71 (0.00, 7.43) | 0.050 | |
| 12 month | −5.67 ± 5.16 | −1.50 ± 3.76 | 4.17 (−1.30, 9.63) | 0.057 | |
3.3. Effects on Quality of Life
Baseline BI scores indicated significant daily living impairment but improved significantly at 3 months (65.25 ± 17.73, p < 0.05). FAQ scores showed a similar trend, peaking at 3 months (26.20 ± 2.78, p < 0.05). Notably, ZBI scores reflected a significant reduction in caregiver burden. The BI, FAQ, FIM, and ZBI scale scores at each time point were compared between the NBM‐DBS group and the fornix‐DBS group, with none indicating significant differences (p > 0.05). Bilateral NBM‐DBS and bilateral fornix‐DBS can enhance the quality of life and caregiver burden in patients with severe AD without significant differences (p > 0.05) (Figure 5, Tables 3, 4, 5).
3.4. Effects on Neuropsychiatric Symptoms and Sleep Disorders
At baseline, patients exhibited obvious neuropsychiatric symptoms (mean NPI score: 26.90 ± 4.17). In the third month post‐surgery, the NPI scores gradually decreased (20.10 ± 4.04 points, p < 0.05). Similarly, HAMA scores, reflecting anxiety, significantly improved 3 months postsurgery (12.95 ± 4.31 points, p < 0.05). HAMD scores, reflecting depression, showed significant early improvement (16.15 ± 4.76 points, p < 0.05). PSQI scores, measuring sleep quality, significantly improved 3 months postsurgery and maintained a downward trend (p < 0.05). NBM‐DBS demonstrated improvement in NPI scores compared to fornix‐DBS (p < 0.05) (Figure 5, Tables 3, 4, 5).
3.5. Study Adverse Events (AEs) and Long‐Term Prognosis
Table 6 showed 11 surgery‐related AEs in six patients (30.0%) in this study. Five patients (25%) in the fornix‐DBS group reported eight AEs, while only one (5%) in the NBM‐DBS group reported 3 AEs. In brief, four patients (20%) experienced mild symptoms like fatigue, depression, nausea, vomiting, falls, and IPG inflammation. They were effectively treated without serious consequences. Moreover, two patients (10.0%) in the fornix group developed serious AEs (subdural hematoma) but recovered well after timely reoperations. Six patients in the fornix group died during the follow‐up period. Among these deceased patients, four succumbed to severe pneumonia caused by COVID‐19 infection after unsuccessful treatment. One patient went missing 6 years postsurgery and died due to an accident. Another patient died from a stroke due to poor control of underlying conditions such as hypertension and diabetes.
TABLE 6.
Summary of adverse events by category and treatment group.
| Patient Characteristic | Value | f‐DBS | NBM‐DBS | p |
|---|---|---|---|---|
| Number | 20 | 14 | 6 | |
| Follow‐up time (months) | 59.70 ± 28.41 | 75.36 ± 15.94 | 23.17 ± 10.85 | 0.00 |
| Operation duration (hours) | 5.92 ± 1.82 | 6.14 ± 2.08 | 5.42 ± 0.97 | 0.43 |
| Length of hospital stay (days) | 30.70 ± 16.69 | 29.64 ± 13.02 | 33.17 ± 24.63 | 0.804 |
| Number of rehospitalizations (times) | 1.40 ± 0.60 | 1.50 ± 0.65 | 1.17 ± 0.41 | 0.257 |
| The number of dead | 6 | 6 | 0 | |
| The number of AE | 6 (30%) | 5 (25%) | 1 (5%) | 0.61 |
| Number of AEs (person) | 11 (55%) | 8 (40%) | 3 (15%) | 0.77 |
| Fatigue | 1 (5%) | 0 | 1 (5%) | |
| Depressed mood | 1 (5%) | 0 | 1 (5%) | |
| Naupathia | 2 (10%) | 1 (5%) | 1 (5%) | |
| Emesia | 1 (5%) | 1 (5%) | 0 | |
| Fall | 1 (5%) | 1 (5%) | 0 | |
| Inflammation at the IPG site | 1 (5%) | 1 (5%) | 0 | |
| Postoperative pain | 1 (5%) | 1 (5%) | 0 | |
| Swelling and redness | 1 (5%) | 1 (5%) | 0 | |
| Reoperation of subdural hematoma (SAE) | 2 (10%) | 2 (10%) | 0 |
4. Discussion
We enrolled 20 patients with severe AD to assess the safety and long‐term efficacy of DBS on various symptom clusters. Our findings indicate that all participants exhibited good tolerance to DBS therapy, with initial improvements in cognitive function and overall quality of life. Although additional cognitive enhancements plateaued over time, there was a sustained reduction in neuropsychiatric symptoms and sleep disturbances, significantly enhancing patients' quality of life and reducing caregiver burden. Furthermore, our comparison of DBS targeting the NBM and the fornix revealed that NBM‐DBS demonstrated superior efficacy in managing neuropsychiatric symptoms. Both surgeries are well‐tolerated and safe for severe AD patients during the perioperative period. It is noteworthy that six patients in the fornix group died during the follow‐up period, possibly due to the progressive nature of AD and the longer postoperative duration in this group, which led to a more severe condition and increased mortality. Although the number of deaths in the fornix‐DBS group was higher, further follow‐up indicated that these deaths were mainly related to poor control of underlying diseases or concurrent infectious diseases rather than complications from the surgery itself. These findings emphasize that for AD, in addition to DBS, it is necessary to comprehensively manage underlying diseases and prevent complications to improve patients' overall survival rates and quality of life. Future research should further explore the comprehensive management of AD patients, including controlling underlying diseases, infection prevention, and postoperative care, to improve patients' long‐term prognosis.
Our research is the first to directly compare the fornix and the NBM as targets for DBS in severe AD, providing a systematic evaluation of their impact. The NBM‐DBS, which stimulates a hub of cholinergic neurons critical for cognition, attention, and memory, effectively alleviates neuropsychiatric symptoms by boosting cholinergic neurotransmission. In contrast, fornix‐DBS, which targets memory circuitry, has a more limited effect on these symptoms as it does not directly regulate the cholinergic system. Our analysis underscores the importance of selecting DBS targets based on their neural pathways and understanding the distinct roles of different brain regions in AD, particularly their connections to neuropsychiatric symptoms. By targeting the NBM, we hypothesize that DBS can modulate emotional and behavioral responses through its extensive interactions with the limbic system and prefrontal cortex, offering broader symptomatic relief. The hypothesis we propose is derived from a comprehensive analysis and review of existing professional literature, intended to provide a possible framework for explanation. However, the data in the article support the improvement of symptoms through DBS; the specific details of its mechanisms still require elucidation through future studies [35, 36, 37, 38, 39, 40]. This approach not only facilitates better communication between patients and families but also decreases reliance on psychotropic drugs, mitigates polypharmacy side effects, and elevates the quality of life for both patients and caregivers. Furthermore, it alleviates the burden on caregivers and improves patients' neuropsychiatric symptoms and sleep disorders. Our findings advocate for an approach to DBS in AD, emphasizing the importance of target selection and the potential for symptom relief beyond traditional pharmacological interventions, offering a treatment strategy for AD [41, 42, 43, 44].
In our study, a distinct trend was that patients with severe AD experienced an improvement in cognitive function within the first 3 months following DBS treatment. This initial improvement is likely due to the temporary alleviation of cognitive decline. However, the inherent irreversibility of AD's pathological process—characterized by β‐amyloid deposition, neurofibrillary tangles, and neuronal death [45, 46]—prevents a halt in disease progression. Moreover, the long‐term application of DBS may lead to neuroadaptive changes or stimulation tolerance, which can complicate the maintenance of therapeutic efficacy. Despite the promising short‐term benefits, the long‐term efficacy for cognitive function and quality of life in AD patients is constrained. DBS can modulate neural activity on a short‐term basis but is limited by its inability to reverse the extensive damage to neural circuits and neuronal loss that has already occurred [47]. The limited treatment capacity of DBS is also a factor, as it struggles to sustain long‐term symptomatic improvements in patients with severely compromised neural circuits, even after initial positive outcomes [48, 49, 50, 51, 52]. The uncertainty surrounding the optimal stimulation targets for DBS in AD further adds to the complexity of treatment outcomes, with variability observed across studies and the potential influence of individual differences and disease progression rates on the durability of therapeutic effects [53, 54, 55, 56]. The progression of AD to more advanced stages, even with temporary alleviation of symptoms, exacerbates the medical emergency and societal strain, increasing the demands on caregivers and the economic burden. It highlights the need for a more comprehensive understanding of DBS's role in AD treatment.
Prior research has indicated that DBS can improve cognitive function in patients with mild‐to‐moderate AD but does not seem to decelerate or reverse the progression of the disease. Moreover, these studies often overlook the substantial impact of neuropsychiatric symptoms, sleep disorders, and the resulting decline in quality of life and psychological stress on patients and their families. Additionally, there is a scarcity of research on the treatment of severe AD, but with the intensification of an aging population, the proportion of severe cases will increase, and currently, there are no effective intervention methods. Our study shows that DBS can alleviate cognitive dysfunction in the early stages but cannot reverse the decline in the long term or improve patient prognosis, which is similar to the conclusions drawn by Zhang and others in previous research. On this basis, we have further discovered that in addition to the improvement in cognitive function, the neuropsychiatric symptoms, sleep disorders, and caregiver burden of patients have been relieved and improved in the long term, especially in patients treated with NBM‐DBS, which will be a new potential clinical application with prospects. Building on existing literature, we acknowledge the role of DBS in modulating dopamine release, its interactions with limbic circuits, and its association with neuropsychiatric symptoms in dementia [57, 58]. It has demonstrated the effectiveness of NBM‐DBS in improving neuropsychiatric symptoms in Parkinson's disease (PD) and Lewy body dementia [59].
Given the pressing need for effective treatments in severe AD and the limitations of current therapeutic approaches, the exploration of DBS as a potential intervention is not just desirable but imperative. When traditional medications are insufficient, DBS can effectively mitigate symptoms like hallucinations, anxiety, and depression, improving the quality of life and simplifying caregiving. The unique advantages of DBS—such as its precision in targeting neural nuclei, reversibility, and minimal invasiveness—make it an attractive candidate for treating the cognitive decline associated with severe AD. By activating cholinergic neurons in the NBM, DBS could reduce amyloid‐beta levels and enhance cholinergic transmission, which is crucial for cognitive function [60, 61, 62]. Additionally, DBS may stimulate the release of neurotrophic factors, promoting dendritic growth and neurogenesis, and thus improving memory. The potential of DBS to inhibit neuroinflammation by reducing glial cell reactivity and subsequent neuronal loss is another significant area of interest [63]. Furthermore, DBS‐induced theta‐reset oscillations could optimize memory encoding by modifying the hippocampal neuronal structure and electrical activity [64, 65]. Lastly, DBS may regulate amyloid‐beta metabolism and reduce tau protein deposition, offering additional therapeutic benefits. The potential to offer a treatment that is both effective and safe for elderly patients, who often have comorbidities that complicate medication use, underscores the urgency of this research [66]. Our findings highlight the need for ongoing research into sustainable and effective treatments that address both cognitive and noncognitive aspects of AD to enhance patients' quality of life and reduce the societal burden of the disease. We recommend integrating DBS into a comprehensive AD treatment plan that includes pharmacotherapy and rehabilitation to ensure tailored care for optimal outcomes. Therefore, investing in robust, large‐scale studies to elucidate DBS's efficacy and safety in AD is essential to transforming this promising therapeutic modality into a standard of care. Future studies should aim to elucidate the mechanisms of DBS, assess its long‐term efficacy and safety, and explore personalized treatment strategies to maximize its therapeutic potential for AD patients, ultimately aiming to improve their symptoms and overall quality of life.
The study's limitations include a small sample size and nonrandomized design, impacting statistical power and generalizability. Firstly, the sample size is still relatively small, especially in the NBM‐DBS group. We will expand the sample size by adopting a broader recruitment strategy, including promoting multicenter cooperation to improve statistical power. Secondly, given the communication difficulties of AD patients, our primary data collection heavily relied on patients' families and caregivers. This approach may not fully reflect the patient's condition and severity of illness. For better understanding and optimizing treatment, future studies should delve deeper into DBS mechanisms and explore more objective assessment methods. It includes integrating multisource data like patient self‐assessment, nursing observations, biomarkers, and imaging to create a comprehensive health and treatment evaluation system. Advanced technologies like wearable devices and smartphones can enhance data accuracy and depth. While our study design considered multiple outcome measures, resource constraints limited their full realization. However, we recognize their importance and plan to enhance our framework in future studies. Thirdly, this study highlighted the clinical outcomes of DBS but was limited in exploring its underlying mechanisms. Future research should delve into its detailed molecular and neurotransmitters and dynamically monitor post‐DBS neural loop and brain network changes using advanced imaging and electrophysiological techniques. Lastly, this study is a nonrandomized controlled study. We deeply analyzed the potential bias introduced by patient preferences when selecting the DBS treatment target (fornix or NBM), including selection bias, performance bias, and evaluation bias. To mitigate these biases, we adopted multiple strategies: adjusting baseline data through statistical analysis to reduce selection bias and using third‐party management for data collection and analysis to minimize performance and evaluation bias. Despite the challenges, we are committed to improving the science and credibility of research through these measures, aiming to provide a more solid and reliable evidence base for the clinical treatment of AD.
5. Conclusion
DBS is a potential therapeutic approach for severe AD, capable of improving patients' cognitive function, quality of life, and neuropsychiatric symptoms. Notably, NBM‐DBS showed distinct advantages in ameliorating neuropsychiatric symptoms, providing valuable insights for clinically selecting the optimal DBS target. Future studies should assess long‐term efficacy and safety, personalize DBS treatments based on genetics, brain scans, and clinical presentations, and explore DBS's synergy with drug therapy, cognitive training, and other approaches.
Author Contributions
Junpeng Xu, Bin Liu, and Zhebin Feng were responsible for conducting the formal analysis, contributing to the methodology, overseeing the project, and writing the original draft of the manuscript. Guosong Shang and Zhebin Feng were involved in curating the data and collecting the necessary resources. Haonan Yang and Yuhan Chen were involved in the conception of the study, as well as writing and reviewing the manuscript. Xinguang Yu and Zhiqi Mao played a supervisory role in the study and contributed to writing, reviewing, and editing the manuscript. The article was a collaborative effort by all authors, who approved the final version of the submitted manuscript.
Disclosure
The authors declare that this research was conducted in an objective and unbiased manner. No commercial or financial interests related to the outcomes of the study have been declared by the authors. All authors have contributed significantly to the research and preparation of the manuscript, and all data have been accurately represented. The study was funded by (STI 2030—Major Projects [2021ZD0200407]), and the funders had no role in the study design, data collection, analysis, or interpretation. The corresponding author had full access to all the data in the study and had final responsibility for the decision to submit for publication. The study complies with all ethical regulations, and approval was obtained from the relevant institutional review board. Informed consent was received from all participants involved in the study. Data underlying the study findings are available upon request without undue reservation.
Ethics Statement
The trial has been approved by the Medical Ethics Committee of the Chinese PLA General Hospital (S2015‐013‐02).
Conflicts of Interest
The authors declare no conflicts of interest.
Supporting information
Data S1.
Data S2.
Acknowledgments
We extend our profound gratitude to all the medical staff at the Chinese PLA General Hospital, with special thanks to Dr. Zhipei Ling, Dr. Xin Xu, Dr. Zhiqiang Cui, and Dr. Yanyang Zhang for their foundational work in the early stages and invaluable assistance in revising this article. Our heartfelt appreciation also goes to all the patients who participated in this research for their invaluable contributions and dedication.
Funding: This work was supported by STI 2030—Major Projects (2021ZD0200407).
Junpeng Xu and Bin Liu contributed equally to this work.
Contributor Information
Xinguang Yu, Email: yuxinguang_301@163.com.
Zhiqi Mao, Email: markmaoqi@163.com.
Data Availability Statement
The dataset and material are available from the corresponding author upon reasonable request.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data S1.
Data S2.
Data Availability Statement
The dataset and material are available from the corresponding author upon reasonable request.
