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[Preprint]. 2025 Jul 2:rs.3.rs-6771360. [Version 1] doi: 10.21203/rs.3.rs-6771360/v1

High connectivity and low differentiation of Plasmodium falciparum parasite populations in a setting with high seasonal migration

Endashaw Esayas 1, William Louie 2, Isobel Routledge 3, Maxwell Murphy 4, Nigatu Negash Demeke 5, Faith De Amaral 6, Andrés Aranda-Díaz 7, Bryan Greenhouse 8, Fikregabrail Aberra Kassa 9, Tedros Nigusse 10, Muluken Assefa 11, Temesgen Ashine 12, Asefaw Getachew 13, Henry Ntuku 14, Lemu Golassa 15, Endalamaw Gadisa 16, Adam Bennett 17, Jennifer L Smith 18
PMCID: PMC12236906  PMID: 40630523

Abstract

Seasonal movement of less-immune people from low- to high- transmission regions increases malaria risk and may introduce parasite strains to both areas. This study examined Plasmodium falciparum genetic diversity and connectivity between low-transmission highlands and endemic lowlands in Ethiopia to assess the contribution of seasonal agricultural migration in sustaining transmission. P. falciparum qPCR-positive dried blood spots collected from highland health facilities and lowland agricultural worksites were sequenced using multiplexed amplicon sequencing. Complexity of infection (COI) and infection pairwise relatedness were estimated and used for clustering analysis. Lowland populations (seasonal workers and local residents) had higher COI and polyclonal infection rates (mean COI 2.62, 60%, n=581) than highland residents (mean COI 2.00, 42%, n=599). Similar expected heterozygosity (He ≈0.4) was observed, and P. falciparum infections from worksites showed high genetic connectivity between highland and lowland populations, with extensive parasite sharing, including 27 identical clusters in highland cases and 12 in seasonal workers. Integrating parasite genomic data with epidemiological information revealed strong connectivity and low genetic differentiation between these regions linked by seasonal migration. These findings highlight how agricultural mobility likely drives parasite diversity and gene flow, implicating its role in sustaining malaria transmission.

Keywords: Malaria, Plasmodium falciparum, Amplicon sequencing, Ethiopia, Highland-lowland populations, Seasonal agricultural workers, Genetic connectivity, Complexity of infection

Background

Malaria remains a significant public health challenge in Ethiopia, with complex transmission dynamics influenced by diverse eco-topographies, vector populations, local weather patterns, and human movement [1,2]. Roughly 70% of the population live in areas of transmission [3], which is generally unstable and heterogeneous across different altitudinal zones [4], with outbreaks occasionally leading to widespread transmission increases. Population movement—primarily driven by seasonal migrant workers seeking agricultural employment—is a major factor sustaining malaria transmission in low-endemic regions of Ethiopia [5,6]. Each year, over 500,000 individuals migrate from the highlands to high-transmission lowland agricultural areas within the Amhara region during the farming season [4]. This creates seasonal hubs where both migrant workers and residents are exposed to malaria and may contribute to the connectivity of parasite populations between regions [5,7,8].

Seasonal agricultural workers in northwestern Ethiopia often face increased vulnerability to malaria due to heightened occupational exposure to infectious mosquito bites and suboptimal housing conditions commonly found at agricultural worksites [811]. Seasonal migration not only elevates individual risk but also facilitates the movement of malaria parasites from higher endemic lowlands to highland communities, potentially sustaining parasite reservoirs and triggering localized outbreaks [12,13]. Populations in these highland areas, with less prior exposure to malaria, lack protective immunity, increasing the risk of severe malaria, especially among children and pregnant women [6,14,15]. Further compounding this vulnerability, recent studies have identified both primary and secondary malaria vectors in the highland [16, 17], raising concerns about the potential for rapid transmission resurgence—patterns observed during the period of this study. Therefore, understanding that parasite migration mirrors human migration is crucial for devising more effective malaria control strategies in regions with high mobility and complex transmission dynamics, including the identification of high-risk areas for parasite introduction [12,13,18].

Travel to higher endemic regions is a common risk factor for malaria, but it remains an indirect and imprecise measure of parasite spread, subject to various biases [6,19,20]. Recent advancements in next-generation sequencing and methods targeting highly diverse loci within the P. falciparum genome, coupled with novel analytical techniques, now allow for the measurement of fine-scale parasite genetic diversity and population structure [21]. When integrated with epidemiological data, these genomic insights can quantify parasite relatedness and population differentiation [22,23], offering new opportunities for more effective malaria control and elimination strategies. This is especially important in regions with complex transmission dynamics, such as Ethiopia, where seasonal migration plays a significant role in parasite spread [12,13]. Despite these advances, to date, few studies have leveraged genomic tools to explore parasite connectivity between highland and lowland areas.

This study aimed to evaluate the impact of seasonal agricultural worker movement on transmission dynamics by examining the genetic diversity, population structure, and connectivity of P. falciparum populations between Ethiopia’s low-transmission highland and high transmission lowland areas. Genomic epidemiology provides a valuable layer of quantitative data, revealing transmission patterns that traditional methods may miss. By inferring parasite flow and importation rates, these insights can guide the development of targeted malaria control strategies and inform decision-making, particularly in regions with high population mobility.

Methods

Study site and population

The study was conducted in three districts of northwestern Ethiopia: two highland districts (Gondar Zuria and East Dembia) and one lowland district (Metema) (Figure 1). Formative and human behavioral observation studies [8], along with previous research, guided the selection of study sites, which are characterized by large numbers of seasonal migrant workers in the highlands and historically high malaria incidence in the lowlands [24,25]. Gondar Zuria and East Dembia are the highland residential areas where many migrant workers reside permanently. These workers travel seasonally to lowland agricultural destinations, including Metema [8, 16]. These highland districts are situated on the northeast and southern edges of Lake Tana, with altitudes ranging from 1,500 to 2,770 meters above sea level (masl) [16]. The total population was estimated as 248,807 in Gondar Zuria and 307,967 in East Dembia [26]. Malaria remains a significant public health concern in both districts, with Gondar Zuria experiencing a sharp rise in annual incidence from 24 to 139 cases per 1,000 people between 2019 and 2021 [15], while East Dembia reported a 14% prevalence among pregnant women, predominantly caused by P. falciparum (73.8%), P. vivax (20.7%), and mixed-species infections (5.4%) [27]. These districts experience seasonal malaria transmission, primarily driven by a long rainy season (June–September) and a short season (February–March), with peaking following the rainy seasons, from September to December and from April to May [15,16].

Figure 1.

Figure 1

Map of the study area in northwestern Ethiopia. a) Administrative map of Ethiopia highlighting source and destination districts of seasonal migrant workers. Ethio Regions: Ethiopian region. b) Lowland areas showing seasonal migrant workers camps and resident population villages. c) Health posts selected from Highland resident areas.

Metema District, situated within a key development corridor in northwest Ethiopia, has an average altitude of 750 (ranging from 500 – 1,000) masl. It is one of nine agricultural investment districts, with a total permanent resident of 154,618. Malaria transmission in Metema occurs year-round, with peaks during harvesting seasons in the spring (September–November), summer (June–August) and winter (December–February) [16, 25]. A significant influx of migrant workers during agricultural seasons coincides with peak malaria seasons. Agricultural activities include site clearing, planting, and weeding from May to mid-September, sesame harvesting from late September to December, and sorghum and cotton collection lasting up to 6 months after the initial harvest [8,16,25]. Agricultural worksites typically have limited access to malaria interventions and treatment and employ a high proportion of seasonal migrant workers [4].

Study design and sampling

This study used samples and socio-demographic data from a prospective health facility-based case-control study in the highland districts (Dembia and Gonder zuria) and cross-sectional targeted parasite surveys in the lowland district (Metema) (Supplementary Figure 1). The case-control study was conducted in 8 health facilities (4 health posts from each district) between October 2022 and April 2023, capturing both peak and minor malaria transmission seasons. The study population included individuals self-presenting to the selected health facilities with malaria symptoms during the study period. Cases included i) those testing positive for malaria by rapid diagnostic test (RDT) at the time of presentation, and ii) reclassified controls who later tested positive by quantitative polymerase chain reaction (qPCR). Controls included patients testing negative for malaria by both methods and were frequency matched at the time of recruitment by age category (<5, 5–14, 15–24, 25–49, ≥50 years), gender, health post and month.

The cross-sectional targeted parasite survey in Metema district was conducted during the peak malaria transmission season (October to November 2022). The study population comprised seasonal workers present at worksites during the study period and resident populations living within a 30-kilometer radius of the farm area. RDTs were performed on-site by healthcare providers to determine malaria infection status according to routine guidelines (using Bioline Malaria Ag P.f/Pan by Abott, STANDARD Q Malaria P.f/P.v Ag by SD Biosensor, or First Response Malaria Ag. P.f./P.v. Card Test). Dried blood spots (DBS) were collected onto Whatman 3MM filter paper for all consenting study participants and dried at ambient conditions.

Laboratory methods

Library preparation and sequencing

Genomic DNA was extracted from DBS using the Chelex-Tween 20 method [28] and quantified using 18S-based qPCR at the Armauer Hansen Research Institute (AHRI) as described by Wampfler et al [29]. The qPCR targeted the 18S small subunit rRNA gene for P. falciparum and P. vivax detection and quantification (parasites per μL (p/μL) of blood). Parasite quantification was done using standard curves generated from NF54 ring stage parasites for P. falciparum and plasmid constructs for P. vivax, with mixed infections quantified by simultaneous detection of both species. Among samples positive for P. falciparum or mixed-species infections, 1436 out of 2240 (64.1%), P. falciparum parasitemia at >10 p/μL were selected for sequencing.

Sequencing libraries were prepared from DNA extracts from samples positive for P. falciparum (with or without P. vivax) by qPCR with the multiplexed amplicon sequencing panel MAD4HatTeR [30] using CleanPlex reagents (Paragon Genomics Inc., Fremont, CA, USA). Primer pool D1.1 was used to amplify 165 high diversity loci in the P. falciparum genome and targets in the lactate dehydrogenase gene (ldh) in P. falciparum, P. vivax, P. malariae, P. ovale and P. knowlesi. The multiplex PCR step was conducted for 15 cycles for samples with >100 parasites/μL and 20 cycles for those with <100 parasites/μL, and was followed by bead cleaning, digestion and indexing PCR as previously described. In each 96-well plate reaction, four negative controls containing Hypure Cell Culture Grade water (Cytiva, Marlborough, MA, USA) and two positive controls were included. Positive controls were prepared by extracting DNA from DBS spotted with cultured W2 strain P. falciparum parasites mixed with blood at a 1000 p/μL parasite density. Sample libraries were pooled, quantified and size-checked on a TapeStation 4150 (Agilent Technologies, Santa Clara, CA). Further primer dimer removal was conducted by bead-cleaning or gel-extraction. Libraries were then sequenced with 150 paired-end reads across multiple NovaSeq X runs, with a target coverage of 1000 reads per amplicon per sample.

Bioinformatic pipeline and quality check of sequences

Raw sequences for all samples were processed using the MAD4HatTeR amplicon sequencing pipeline (version 0.2.1, available on Github: https://github.com/EPPIcenter/mad4hatter) and default parameters to infer allelic variants for each locus. Using custom R code (https://github.com/IzzyRou/HRP-manuscript), allele data was quality-checked and filtered for coverage and balancing. Samples were considered successfully sequenced if at least 70% of diversity loci in the panel were represented and at least 50% of those loci had >100 reads. Samples that failed any of these criteria were reprepared and sequenced. Samples that failed the second sequencing attempt were excluded from analysis. Alleles were filtered by a read threshold of 10, a within host allele frequency (read proportion in a locus) of 1%, and a within population allele frequency (fraction of samples in each population that has the allele) of 1%.

Data analysis

To generate estimates of within sample parasite diversity, we calculated Complexity of Infection (COI, the estimated number of P. falciparum of malaria present in the sample) and effective COI (eCOI = 1 + (COI - 1) * within-host-relatedness) [31]. Infections were categorized as polyclonal (containing more than one strain) if their eCOI was greater than 1.1. Both were estimated statistically using the moire package, which uses a Markov Chain Monte Carlo (MCMC) based approach to jointly estimate complexity of infection and population allele frequencies from polyallelic genomic data [31]. To estimate allele frequencies in the lowland and highland populations, and infer COI using corresponding allele frequencies, the data was first divided into two groups—the case-control highland population and the cross-sectional lowland population—and processed separately before merging the results. Jost’s D and fixation index (FS) were calculated from moire-derived allele frequencies as a measure of population differentiation between highland and lowland populations using the calcFST within the polysat R package. We compared estimates of COI and eCOI between population groups using the Wilcoxon rank sum test and examined their relationship through linear regression of individual estimates. Sequenced parasites from the case control study and parasite survey were then consolidated and reclassified into three population groups for statistical analysis: highland residents, seasonal workers, and lowland residents. Highlanders in the case-control study were reclassified as seasonal workers if they had engaged in migrant agricultural work or overnight travel for agricultural purposes to Metema within the past 90 days. Similarly, participants from the lowland parasite survey were classified as seasonal workers if they reported overnight agricultural work in Metema outside their kebele of residence within the same timeframe; otherwise, they were classified as lowland residents.

Clustering analysis

Pairwise genetic relatedness using Identity-by-Descent (IBD) was estimated using the dcifer package [32]. Dcifer is a statistical tool to estimate relatedness which accounts for multiple strains as a result of co-infection or co-transmission, allowing for more accurate relatedness estimates in populations with polyclonal malaria infections. Relatedness (r) values range from 0 to 1. For each sample pair, relatedness estimates were tested against the null hypothesis that unrelated parasites have relatedness (r) lower than 0.125, representing three or more out-crossings (rnull = 0.125, alpha = 0.05). P-values were then corrected for multiple comparisons using the Benjamini-Hochberg (BH) approach with a false discovery rate (FDR) of 0.01 [33]. Appropriate relatedness thresholds and adjusted p-value cutoffs were determined empirically (Supplementary Figure 2). For all downstream analyses, related sample pairs were subset by a relatedness threshold of 0.25 or higher. The proportion of related sample pairs was calculated for each population, and comparison of proportions were done using Chi-squared tests with Bonferroni (BF) corrections. Clustering of related infections was performed and visualized across the three population groups (Highland resident, Seasonal worker, Lowland resident) using the igraph R package [34], with relatedness estimated by relatedness thresholds of either 0.5 or 1. Isolates (infections with no related pairs) were excluded from cluster analyses. Since infection pairs that share only common alleles could be mistakenly categorized as identical due to chance (as opposed to identical by descent, i.e. sharing a common ancestor), an additional filter for relatedness estimates with a 95% CI > 0.95–1 was applied for connectivity analyses (~59% of identical pairs met this criterion). Degree and centrality were estimated for each infection and summarized over study population, where degree is defined as the number of connections within a cluster, normalized by the number of vertices in the cluster, and closeness estimated by the average shortest distance to another infection within the same cluster [35].

Transmission network methods

Transmission network structure was inferred using the Plasmotrack package. Plasmotrack is a Bayesian approach to inferring directed transmission networks by leveraging genetic and temporal information while allowing for superinfection. The model was fit, constraining each case to have up to 10 possible parent infections with r exceeding 0.1, as estimated by Dcifer. Posterior probabilities of parent sets were estimated and used to estimate pairwise probabilities of directed transmission. For the purposes of plotting, the cumulative set of parent sets that exceeded 80% probability were retained and used to calculate pairwise marginal edge probabilities. Pairwise marginal edge probabilities were then filtered to be greater than 50% and plotted (Supplementary Figure 6). Transmission connectivity was also summarized by calculating the proportion of edges that originate from intrapopulation groups using the full posterior estimate of pairwise edge probabilities. Inflow proportions were defined as the proportion of edges from each source terminating within a given sink population, and outflow proportions were defined as the proportion of edges from each sink terminating within a given source population (Supplementary Figure 7).

Results

Study population and amplicon sequencing

A total of 1,436 samples, including 1,154 (80%) P. falciparum monoinfections and 282 (20%) P. falciparum and P. vivax mixed infections, were sequenced from three population groups. Of those, 1,180 (82%) yielded sufficient reads in ≥70% of diversity loci (median number of loci: 165, IQR: 2), including 599 samples from residents of the highland, 498 seasonal workers, and 83 lowland residents. A total of 798 unique microhaplotype alleles were observed, with a median of 2 alleles (min = 1, max = 11) per locus (Supplementary Table 2). The majority (n = 864) of successfully sequenced samples were P. falciparum monoinfections; the remaining were mixed P. falciparum infections, which comprised of P. falciparum infections mixed with P. vivax (n = 280), P. ovale (n = 16), P. malariae (n = 12), P. vivax and P. ovale (n = 3), P. vivax and P. malariae (n = 4), and one sample with coinfection by all species, P. falciparum, P. vivax, P. ovale and P. malariae (Supplementary Table 3).

A small proportion of highland malaria cases (16, 2.7%) reported either agricultural work in the lowlands within the past 3 months or overnight travel to the lowlands for agricultural work within the past month. Of participants recruited at lowland worksites, the majority (432, 80.9%) resided outside the Metema district (Supplementary Table 1).

Complexity of infection and parasite genetic diversity

The highland population had a significantly lower mean (2.00, 95% CI: 1.91–2.09) and median (1.88, 95% CI: 1.80–1.97) COI compared to the lowland population consisting of both residents and seasonal workers (mean COI = 2.62, 95% CI: 2.52–2.72, p < 0.001; median COI = 2.43, 95% CI: 2.33–2.52, p < 0.001, Table 1, Figure 2a). Similarly, the highlands had a lower proportion of polyclonal infections (42%) than in the lowlands (60%, Pearson’s Chi-squared test, p < 0.001, Table 1). Mean eCOI was also significantly lower in the highland (COI = 1.44) compared to the lowland (COI = 1.72) populations (p < 0.001, Table 1, Figure 2a). The relationship between COI and eCOI (linear regression, slope = 0.627, intercept = 0.134, R2 = 0.715), was not different between highlands and lowlands (COI-eCOI:PopClass interaction: slope estimate = −0.015, t = −0.06, p = 0.51) (Figure 2b).

Table 1:

Complicity of infection (COI) and effective COI (eCOI) in highland and lowland populations in Northwestern Ethiopia. Mean and median individual COI and eCOI were estimated by moire, and polyclonal infections determined if eCOI was greater than 1.1.

Complicity of infection Highlands N = 5831 Lowlands N = 5971 P-value2
COI mean 2.00 (1.09) 2.62 (1.24) <0.001
COI median 1.89 (1.05) 2.43 (1.23) <0.001
eCOI mean 1.45 (0.81) 1.72 (0.95) <0.001
eCOI median 1.44 (0.81) 1.72 (0.95) <0.001
Polyclonal 242 (42%) 360 (60%) <0.001
1

mean (SD); n (%),

2

Wilcoxon rank sum test; Pearson’s Chi-squared test

Figure 2.

Figure 2

Distribution of COI across different population groups in northwestern Ethiopia. a) COI by population group from highlands (n = 583) and lowlands (n = 597). Thick colored bars represent posterior mean COI at bin width of 1, while overlaid grey bars represent eCOI at bin width of 0.2. Dashed lines represent the median COI, while dotted lines indicate the median eCOI. b) Correlation between COI and eCOI, by population. Linear regression and corresponding equation for each population was determined separately. c) Plasmodium falciparum (Pf) parasitemia by mixed and polyclonal status in infections from highlanders and lowlanders.

Genetic diversity, assessed using expected heterozygosity (He), was similar between the highland (median HeHighland = 0.42 [95% CI: 0.39, 0.45]) and lowland (median HeLowland = 0.46 [95% CI: 0.43, 0.49]) populations (Wilcoxon test, p = 0.091). Population differentiation was low, as indicated by FST = 0.014 and Jost’s D = 0.039. A high proportion of mixed species infection in the highlands were monoclonal while infections in the lowlands were highly polyclonal even among mixed species infections (Figure 2c).

Pairwise genetic relatedness between P. falciparum infections

High parasite relatedness was observed between infections belonging to the same subpopulation groups (Figure 3). Across all samples, median and mean between-sample relatedness as measured by IBD was 0.65 and 0.69 respectively. Within highland residents who did not report recent seasonal migrant work to the lowlands, 12% of pairs were related (r ≥ 0.25) (Figure 3a), with a mean r of 0.651 among significantly related pairs (padj < 0.01) (Figure 3b). Similarly, related pairs constituted 15% and 10% of possible pairs among lowland residents and seasonal workers, with an average r of 0.732 and 0.693, respectively. Among related pairs that were statistically significant (padj. < 0.01), identical pairs (r = 1) made up a higher proportion of significantly related pairs in the lowland resident (17/104 sig. pairs (16%), 1.0% total pairs) and among seasonal workers (683/4630 (15%) sig. pairs, 0.6% total pairs) compared to infections in the highland population (804/6685 (12%) sig. pairs, 0.5% total pairs; Chi-squared with BF correction, df = 5, p < 0.001) (Figure 3b).

Figure 3. Pairwise relatedness between infections within and between populations.

Figure 3

Mean pairwise relatedness by IBD (r) between infections from highland residents (n = 583), lowland residents (n = 63) and seasonal workers (n = 534), estimated by dcifer. a) Global relatedness clustering between and across populations. b) Percentage of total possible pairs (blue, full distribution) and zoomed percentage of pairs (yellow, r ≥ 0.25) at each relatedness interval. “Sig” refers to the percentage of total pairs that were statistically significant with an r ≥ 0.25 (represented by the total area of the yellow bars).

High parasite relatedness was also observed between infections from individuals in different population groups. There was a slight but significant difference in the proportion of related pairs between lowland residents and seasonal workers (11%, mean r = 0.67); highland and lowland residents (11%, mean r = 0.631); and highland and seasonal workers (8%, mean r = 0.623; Chi-squared with BF correction, p < 0.001) (Figure 3b). Among related pairings, lowland residents and seasonal workers had a higher proportion of identical pairs (133/911 pairs, 13%) than highland residents and seasonal workers (401/5351 pairs, 6%) or highland and lowland residents (81/974 pairs, 7%). Pairwise relatedness of infections identified within farming worksites varied substantially. Highly related pairs (r ≥ 0.8) were observed within specific farms (12 of 33 farms), suggesting localized transmission clusters, while lower median relatedness values (r ≤ 0.6) were observed in cross-farm comparisons (Supplementary Figure S4), implicating high recombination-driven parasite mixing across farms.

Parasite connectivity

Among the 1180 samples, only 30 had no related pairs at any relatedness level). After limiting the analysis to sample pairs with high confidence (r = 1, 95% CI: 0.95–1), a total of 56 clusters (triplet or higher) of genetically identical (r = 1) parasites were found, with the majority within highland dwellers (n = 18) and seasonal workers (n = 25); no clusters were found exclusively within lowland residents (n = 0) (Supplementary Figure S5). Half of the related pairs above an r threshold of 0.5 (50%), were part of a large 430-member cluster that spanned 36% of all infections across all populations (Figure 4a). Remaining related clusters (r ≥ 0.5) were found primarily within highland cases (n = 27) and within seasonal workers (n = 10), with fewer related clusters including infections from both seasonal workers and lowland residents (n = 7), highland and seasonal workers (n = 9) and inclusive of all populations (n = 2) (Figure 4bc). No related clusters were identified that consisted exclusively of samples from lowland residents and highland without seasonal workers. Degree and closeness were similar across all populations (Figure 4d), suggesting that no one group was more likely to be a central node.

Figure 4. Global clustering of identical and related parasites across study populations.

Figure 4

a) Identical (r = 1; 95% CI: 0.95–1) and related (r ≥ 0.5) pairs. Isolates (r = 1: n = 560, 47%, (r ≥ 0.5: n = 321, 27%) are excluded. b) Clusters were categorized based on the population membership across all members within it. Clusters containing infections from more than one population are represented in overlapping portions of the Venn diagram. c)Cluster membership and cluster size distribution of related (r ≥ 0.5) pairs. Cluster size, the number of infections within the cluster, ranged from 3 to 430 infections. d) Centrality of each infection within the 430-member cluster, where size is proportional to the median of all significantly related pairs associated with that infection.

Inferred pairwise transmission probabilities from transmission network estimation also detected substantial clustering across populations, consistent with the findings above (Supplementary Figure 6). Estimated inflow proportions suggest that most detected cases are explained by other cases that occur within their own respective population. 71% of edges terminating in highland cases originated from other highland cases, and 80% of edges terminating in seasonal workers originated from other seasonal workers (Supplementary Figure 7a). Estimated outflow proportions also suggest differential source-sink dynamics, where 26% and 27% of edges originating from lowland residents and seasonal worker cases respectively terminate in highland cases, while only 3% and 11% of edges originating from highland cases terminate in lowland residents and seasonal worker cases respectively (Supplementary Figure 7b).

Discussion

This study combined high-resolution parasite genomic and epidemiologic data to highlight complex patterns of P. falciparum genetic diversity and connectivity within and between Ethiopian highland and lowland populations. These populations are linked by known migration between lowlands and highlands for seasonal agricultural work [8,16]. We observed similar levels of genetic diversity, as measured by heterozygosity, and low population differentiation between highland and lowland populations. This pattern suggests potential gene flow between these populations [36], likely facilitated by seasonal migration. In addition, the findings point towards high connectivity both within and between highland and lowland populations. Numerous identical parasite clusters were detected within highlanders and a large cluster of highly related samples (r ≥ 0.5) linked 36% of infections across populations, indicating frequent human and parasite movement between highland and lowland areas [36,37]. The high prevalence of mixed-species and P. vivax infections (39%) observed in this study is consistent with other published estimates [38,39] and reflects complex malaria ecology transmission dynamics in the region. Findings from this study provide malaria control programs and decision-makers with evidence supporting the role of agricultural corridors in highland transmission dynamics, offering a basis for targeted interventions and surveillance strategies tailored to mobile populations.

This study found that P. falciparum infections in the lowland population exhibited a higher mean COI and greater polyclonality compared to those in the highlands. These findings align with the known higher malaria transmission intensities in lowland areas, where endemicity and vector density are significantly elevated compared to highland areas [36,40,41]. The observed polyclonality in lowlands further supports the well-established association between higher transmission intensity and increased multiplicity of infection, as documented across diverse malaria-endemic settings [4245]. The higher infection complexity observed in this study contrasts with the findings of Holzschuh et al. [36], who reported that ~75% of infections in the highlands were monoclonal, compared to 58% observed here. This discrepancy may be partly attributed to our use of a larger microhaplotype panel (165 vs. 35 loci), which likely improved the sensitivity of detecting multiple parasite strains within infections. Additionally, differences in sampling periods and geographic locations provide context—Holzschuh et al. focused on a single highland district and Ziway in central Ethiopia (2019–2020), while this study used samples from two highland districts and lowlands in 2022–2023. Despite these differences, genetic diversity was comparable both within and between highland and lowland populations.

Addressing human mobility requires a multifaceted approach, encompassing enhanced genetic surveillance, spatial-temporal modeling, migration tracking, and comprehensive vector management [4648]. In the lowlands, the observed high polyclonality, coupled with high within-host relatedness, likely reflects stable, persistent transmission of related parasite strains [49]. Additionally, localized transmission clusters, especially in agricultural work environments, are supported by studies highlighting specific settings, such as farming areas with temporary breeding habitats formed by seasonal rivers that create numerous riverine pools. These areas foster distinct parasite lineages due to increased human-vector contact during peak malaria transmission seasons [50,51].

Epidemiological data alone often lacks the resolution to accurately assess parasite connectivity, particularly directionality of transmission (i.e. identifying ‘sources’ and ‘sinks’). This study is consistent with high parasite movement between highland and lowland populations as parasites from both highland and lowland populations showed similar levels of expected heterozygosity, indicating low genetic population differentiation. Such patterns may reflect a combination of factors, including human mobility [52], shared environmental influences, asymptomatic parasite reservoirs [53], and vector ecology [16]. A large proportion of highly related parasite pairs were detected both within and between population groups - highlands, lowlands, and seasonal workers - with the latter potentially a key role in parasite flow [36]. High relatedness between parasite strains in lowland-migrant and highland-migrant worker pairs further underscores the role of human mobility in shaping parasite population structure, consistent with findings from Tessema et al. [22] and Bonizzoni et al. [43]. Nonetheless, the observed high relatedness and low population differentiation complicate efforts to determine the directionality of parasite flow (i.e., sources and sinks) or to quantify the precise contributions of seasonal agricultural workers to highland malaria. This is particularly challenging given that parasite siblings were also observed across individuals with no reported travel, implicating alternate means of parasite movement across regions.

We acknowledge several important limitations related to design, laboratory methods, and analysis. First, samples were drawn from two distinct studies with differing designs and sample sizes: highland cases were passively detected, likely symptomatic and higher density, while lowland cases came from cross-sectional surveys. Although there is no evidence of genomic differences between symptomatic and asymptomatic cases, they may differ in treatment-seeking behavior and sequencing success. Second, genotyping faced challenges; higher parasitemia samples were preferentially sequenced, while many low-density samples required resequencing or were excluded entirely. Notably, sample mix-ups (identified by comparing parasite genotypes in DBS re-extractions compared to the originals) in a subset of DBS complicated within-population metadata matching at the individual level; this did not impact overall COI or connectivity results. Third, many identical pairs were called due to the sharing of exclusively common alleles. Moreover, relatedness values of 1 between two polyclonal infections can alternatively be explained by multiple related but not identical parasites if the sum of r equals or exceeds 1, which this analysis does differentiate. Fourth, highland data were collected over a longer time period than lowland surveys, and the analysis did not account for temporal bias in sampling. The disparate sampling time frames greatly confound the clustering and transmission network analyses. Future work encompassing more consistent sampling windows and travel histories will allow for finer temporal resolution and determination of directionality across populations.

This study reveals complex patterns of P. falciparum genetic diversity and connectivity between Ethiopian highland and lowland populations. High genetic similarity, low population differentiation, and widespread parasite relatedness point to a possible role of human mobility in shaping malaria transmission dynamics. While migration from endemic lowlands likely contributes to highland malaria [37], with seasonal workers at increased risk of acquiring and reintroducing infections to receptive areas [24], the precise dynamics of highland transmission require further investigation. In addition to advancing genomic surveillance, this study highlights the need for broader approaches that include P. vivax and account for temporal and directional patterns. These findings emphasize the importance of tailored, region-specific malaria control strategies targeting mobile populations and sources of parasite flow across diverse ecological zones. Future research should aim to clarify transmission directionality and the role of seasonal workers in sustaining highland malaria.

Supplementary Files

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Acknowledgments

The authors would like to thank Armauer Hansen Research Institute (AHRI), members of the EPPIcenter and MEI at UCSF, and PATH for providing the necessary facilities needed for the completion of the study. The authors are grateful to the Gondar Zuria, and East Dembia districts, West Gondar Zone Health Department (Metema) and the Amhara Public Health Institute for their cooperation during the data collection and for the communities in which this study was conducted.

Funding

This publication is based on research funded by the Bill and Melinda Gates Foundation (INV-003212). The funders had no role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. JLS was supported by an award from the National Institutes of Health/National Institute of Allergy and Infectious Diseases (grant number 5K01AI153555).

Abbreviations

COI

Complexity of Infection

DBS

Dried blood spot

IBD

Identity-by-descent

MAD4HatTeR

Multiplex Amplicons for Drug, Diagnostic, Diversity, and Differentiation Haplotypes using Targeted Resequencing

PCR

Polymerase chain reaction

RDT

Rapid diagnostic test

Funding Statement

This publication is based on research funded by the Bill and Melinda Gates Foundation (INV-003212). The funders had no role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. JLS was supported by an award from the National Institutes of Health/National Institute of Allergy and Infectious Diseases (grant number 5K01AI153555).

Footnotes

Ethics approval and consent to participate

Ethical approval for the study was obtained from the National Research Ethical Review Committee (NRERC), Addis Ababa, Ethiopia (reference number: 02/256/630/14), AHRI/ALERT Ethics Review Committee (protocol number: P0–08-22), Aklilu Lemma Institute of Pathobiology Institutional Research Ethics Review Committee (reference number: ALIPB IRERC/111/2015/23) and the WCG IRB approval (protocol number: 1769134–1; IRB tracking number: 20214694). Written informed consent was obtained from the parents/guardians of all children and written assent for participants aged 12 to 17 years. Participation in the study was voluntary. All methods used in this study were performed in accordance with good laboratory practice guidelines and regulations. All cases testing positive for malaria by RDT at point of care were administered first-line treatment for uncomplicated malaria in line with national guidelines: artemisinin-based combination therapies (ACTs) for P. falciparum and chloroquine for P. vivax.

Additional Declarations: No competing interests reported.

Competing interests

The authors declare that they have no competing interests.

Contributor Information

Endashaw Esayas, Armauer Hansen Research Institute.

William Louie, University of California, San Francisco.

Isobel Routledge, University of California, San Francisco.

Maxwell Murphy, University of California, San Francisco.

Nigatu Negash Demeke, Armauer Hansen Research Institute.

Faith De Amaral, University of California, San Francisco.

Andrés Aranda-Díaz, University of California, San Francisco.

Bryan Greenhouse, University of California, San Francisco.

Fikregabrail Aberra Kassa, Armauer Hansen Research Institute.

Tedros Nigusse, Armauer Hansen Research Institute.

Muluken Assefa, Armauer Hansen Research Institute.

Temesgen Ashine, Armauer Hansen Research Institute.

Asefaw Getachew, Program for Appropriate Technology in Health.

Henry Ntuku, Program for Appropriate Technology in Health.

Lemu Golassa, Addis Ababa University.

Endalamaw Gadisa, Armauer Hansen Research Institute.

Adam Bennett, Program for Appropriate Technology in Health.

Jennifer L. Smith, University of California, San Francisco

Data Availability

All data are available in the Sequencing Read Archive, accession code PRJNA1252125. All code used for the analysis was written in the R programming language and is available on GitHub (https://github.com/IzzyRou/HRP-manuscript).

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

All data are available in the Sequencing Read Archive, accession code PRJNA1252125. All code used for the analysis was written in the R programming language and is available on GitHub (https://github.com/IzzyRou/HRP-manuscript).


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