Table 3.
Specimen types for pediatric airway microbiome studies: strengths and limitations
| Airway compartment | Specimen type | How obtained | Strengths | Key limitations and bias | Typical use in pediatric NMD studies |
|---|---|---|---|---|---|
| Upper airway | Nasal swab | Swab of the anterior nares or nasopharynx | Easy, low-risk and repeatable. Samples the nasal reservoir and immigration source | Poor proxy for distal airways and captures upper-airway flora | Noninvasive source-community measure and longitudinal surveillance |
| Nasal lavage | Instillation and recovery of saline in the nasal cavity | Noninvasive with higher biomass than a dry swab | Upper airway only, with dilution effects and no distal surrogate | Comparator and source-community sampling across ages | |
| Oropharyngeal or cough swab | Swab of the oropharynx or a cough swab | Easy and low-risk. May approximate a source community for microaspiration | Overestimates oral taxa and is a poor distal proxy | Comparator, not a sole surrogate for the lower airway | |
| Exhaled breath (condensate) | Collection of exhaled air or condensate with a cooled collector | Fully noninvasive, feasible even in young or ventilated children | Very low biomass, high contamination risk and limited standardization | Emerging noninvasive option, needs strict low-biomass controls | |
| Lower airway | Bronchoalveolar lavage (BAL) | Bronchoscopy with instillation and aspiration of saline | Closest approximation of the distal community, pairs with cytology | Invasive, limited feasibility, dilution and contamination risk | Mechanistic studies during clinically indicated bronchoscopy |
| Protected brush or protected BAL | Bronchoscopy with a protected catheter or brush | Improves anatomical specificity and reduces upper-airway carryover | Invasive, limited availability and very low biomass | Selected research protocols when bronchoscopy is indicated | |
| Tracheal aspirate or endotracheal aspirate | Suction through a tracheostomy or endotracheal tube | Scalable and directly relevant to ventilated patients | Device biofilm contribution and upper-airway carryover. Colonization versus infection is hard to adjudicate | Longitudinal surveillance in ventilated or tracheostomy-dependent children | |
| Sputum (expectorated or induced) | Expectoration or induction, for example with hypertonic saline | Less invasive and repeatable, may reflect lower-airway processes | Strict adherence to Standard Operating Procedures, for example from ECFS**, is needed to limit upper-airway contamination | Feasible in milder NMD or older children with quality controls | |
| Device | Device biofilm (tracheostomy tube, suction catheter, humidifier) | Sampling of a removed device or circuit component | Interrogates biofilm reservoirs and device-associated resistance genes | May not reflect the mucosal community, with timing and handling confounds | Adjunct sampling to link device care with persistence and resistance |
For infants (0 to 1 year) and toddlers (2 to 3 years), noninvasive upper-airway specimens and, where a tracheostomy is present, tracheal aspirates are most appropriate. Induced or expectorated sputum becomes feasible mainly in older children (from about 4 to 6 years and above) who can cooperate. Bronchoalveolar lavage is generally limited to clinically indicated bronchoscopy at any age. **ECFS Clinical Trials Network SOP, Sputum induction for expectorating children and adults, V2.0