TABLE 2—
Functions of Study Participants, Community Advisory Boards, and Investigators in the Research Process
Functions and Responsibilities | |||
Elements | Participant | Community Advisory Board | Investigators |
Threshold elements | |||
Competence—The capacity to understand and reasonably decide about participants' rights and the process of research participation | Is legally competent to decide about research participation | Is competent to sponsor research and to act in an accountable manner to represent community perceptions of research | Are obligated to maximize participants' ability to make decisions; are obligated to follow ethical guidelines of informed consent; are scientifically competent to produce and disseminate valid research findings |
Voluntariness—The exercise of free choice in making a decision about research participation; the absence of coercion in research participation | Exercises individual free choice in deciding about research participation | Expresses the community' desire to participate in research; conveys to participants their right to refuse | Are obligated to construct a situation that ensures voluntary participation |
Informational elements | |||
Disclosure—The process of making known relevant risks, benefits, conflicts of interests, and research issues to those directly or indirectly affected or involved in research | Is honest when enrolling in research by revealing information needed by researchers | Elicits from researchers information that the community needs to have; disseminates necessary information to participants, researchers, and community members | Are obligated to fully reveal relevant information and ramifications of research to institutional review board, community advisory board, and participants |
Understanding—The ability to evaluate information and recommendations | Is able to evaluate whether to give consent for a specific research study | Evaluates and communicates risks and benefits of research | Anticipate and provide information needed by communities and participants to evaluate research |
Consent elements | |||
Decision to act—The process of agreeing or disagreeing with a research plan | Determines whether to give consent for enrollment in a specific research study | Formulates recommendations to potential participants, community members, and researchers; includes decision to proceed with and monitor or to withdraw support from a specific research study | Are able to accommodate to community and individual concerns about the design or conduct of a specific research study |
Authorization—Legal sanctioning of participation in a chosen research plan | Legally and formally agrees to enroll in a specific research study | Facilitates autonomous decision making and authorization by participants | Are obligated not to initiate research on a subject without legal authorization |
Note. Threshold, informational, and consent elements were adapted from Beauchamp and Childress.31