The density of states for externally adding (positive energy) or
removing an electron from the array, computed for a hexagonal lattice
of seven sites at two different compressions, as shown. There is a 5%
fluctuation in the size and another 5% fluctuation in packing.
Coulombic effects are included at the Parr–Pariser–Pople level
(I = 0.3 eV). This density of states is determined from
the tunneling current in an STM experiment (7, 12), and the energy
scale is shown in eV to conform to the experimental plots. For
D/2R = 1.2, the dots are strongly
coupled (cf. Fig. 1), the wave function is delocalized, the
lattice is “conducting,” and the density of states (DOS) is
symmetric with respect to electrons and holes. At a somewhat wider
separation, shown is D/2R =
1.4, the wave function is localized (cf. Fig. 3), and the
density of states is asymmetric. The symmetry of the DOS for a
conducting lattice and the appearance of an asymmetric DOS for an
expanded lattice are as seen in the experiments (7, 12). For even
higher values of D/2R, the
Hückel level computation is not reliable because the charging
energy I becomes comparable with the dot–dot
coupling. When D/2R is larger
and the Coulomb blocking plays a more important role, the asymmetry is
higher. This is understandable because the finite charging energy means
that adding an electron is energetically not the mirror image of
removing one, and it takes less energy to remove an electron.