Table 1.
Contemporary theories of dreaming
Psychodynamic (Freud, Solms) | Activation-Input-Modulation [AIM] Model (Hobson) |
Neurocognitive (Foulkes, Domhoff) | |
---|---|---|---|
General | Dreams represent fulfillment of unconscious wishes related to egoistic (often infantile sexual) impulses [5]. Latent unconscious content is disguised via censorship creating the bizarre manifest dream content [5]. More recently, the drive for dreaming has been associated with dopaminergic systems and “appetitive interests” [132]. | Our conscious state is determined by three factors: (a) Activation - total and regional brain activity levels, (b) Input - activation generated internally or externally, (c) Modulation - the ratio of aminergic to cholinergic neuromodulators. REM sleep and dreaming are characterized by high levels of activation, internal input, and cholinergic modulation [11]. |
Dreaming is what occurs when the mature brain is adequately activated, disconnected from external stimuli and without self-reflection. Once instigated, dreaming actively draws on memory schemas, general knowledge, and episodic information to produce simulations of the world [13, 14]. |
Dream amnesia | Since unconscious wishes are noxious to our consciousness, they are actively repressed via censorship processes [5]. Dream amnesia is anything but arbitrary: “our memory reproduces the dream not only incompletely but also untruthfully, in a falsifying manner”[5]. | Dream amnesia largely stems from a state-change. Aminergic de-modulation and deactivation of dorsolateral prefrontal cortex in REM sleep create a brain state which is not favorable for subsequent memory [11]. This also explains why we forget moments of brief awakenings during sleep. | Dream amnesia is primarily related to a cognitive state and lack of context. To remember, we need an external narrative to which internal events can be tied [14, 21]. Dream amnesia cannot be explained by a state- change since dreaming can occur at any state (NREM sleep and wake). |
Signal propagation in dreaming | “Top-down”: dreams originate from psychic motives which are later instantiated as sensory percepts: “a thought... is objectified in the dream, and represented as a scene”[5]. | “Bottom-up”: dreams originate from activation of sensory cortex by the brainstem (e.g. PGO waves), later to be interpreted and synthesized by mnemonic and high-order modules [11, 47]. | “Top-down”: Dreams originate in abstract knowledge and figurative thought which are processed back into “imaginal copies” of perceptual phenomena [14]. |
Is REM sleep a good model for dreaming? | No. REM sleep and dreaming can occur one without the other [23, 154], for example in neurological patients. Dream- like experiences are related to forebrain mechanisms rather than to REM sleep generators in brainstem [22, 23]. | Yes. Because REM sleep provides the most favorable brain conditions for dreaming, we can focus on its neurophysiology in our attempt to model the neuronal basis of dreaming [4, 47]. | No. Dream-like experiences can occur also in NREM sleep, sleep onset, and wakefulness [13, 155]. Children studies show that REM sleep may be an important condition for dreaming but not sufficient [13, 21]. |
Is dreaming largely similar to waking consciousness? | No. The apparent (manifest) aspect of dreams is bizarre and includes nonsensical changes in time and place, as well as incongruities of plot, character, and action [5]. This is because the true (latent) dream content is disguised by the censor [5]. Dreaming may be closely akin to mental illness [5, 156]. | No. Dreaming is altogether comparable to delirium (acute confusional state) that can occur upon alcohol withdrawal [3]; REM sleep shares its physiological substrate with psycho-pathological conditions such as schizophrenia (limbic hyper-activation and frontal hypo-activation) [157, 158]. |
Yes. Dreams are “a remarkably faithful replica of waking life” [159]. Dreams are largely coherent and internally plausible narrative sequences rather than the stereotypical illogical sequences of bizarre images. Content analysis indicate a strong continuity between dream content and waking life[13]. Evidence linking dreams to psychosis is limited[155]: REM sleep deprivation does not alter schizophrenic pathology, aminergic agonists suppress REM sleep with no psychopathological effects. |
Neurochemistry of dreaming | Dreaming is driven by the ‘wanting’ dopaminergic system: evidence from prefrontal leucotomies & effects of l-DOPA on dreaming [23, 156]. | Primarily a cholinergic role for REM sleep and dreaming [4, 11]. Administration of cholinergic agonists (e.g. pilocarpine) can induce an artificial REM sleep period associated with dream reports [160]. | Dreaming is unlikely to be driven by a specific chemical or brain region. It is most likely related to a complex neurochemical mixture where serotonin, norepinephrine, and histamine are absent while both acetylcholine and dopamine are present [13, 155]. |
The function of dreaming | According to Freud, dreams preserve sleep in the face of unconscious needs for excitement [5]. More recently (Solms): “the biological function of dreaming remains unknown” [23]. | Dreams may serve a creative function by providing a virtual reality model (protoconsciousness). The brain is preparing itself for integrative functions including learning and secondary consciousness [4]. | Dreams probably have no function, but they do have coherence and meaning, which is often conflated with function[13]: “dreaming is a spandrel of the mind, a by- product of the evolution of sleep and consciousness.” [13] |
What is the psychological meaning of dreams? | This theory emphasizes dream content: individual dreams carry meaningful information about the dreamer. This theory lacks in power with regards to explaining dreams shared by all people [5] (e.g. flying, teeth falling). | Dreaming is an attempt to best interpret activating signals in a coherent manner, and contents of individual dreams are nearly random. Nevertheless, the process of interpretation may carry some psychological meaning[11]. | This theory emphasizes dream form: dreams are based on stored memory representations and therefore reflect individual ways of abstracting knowledge, but specific dreams are not traceable back to particular episodes in our life[14]. |
Are dreams directly related to previous experience? | Yes. Dream content is related to daytime experience (“Day’s residue”) that triggers the emergence of related memories. “All the material making up the content of a dream is in some way derived from experience” [5] | No. Dream content is largely unrelated to the preceding day’s experiences[45] and in general does not accurately represent episodic memories which are available during wakefulness[42, 45]. | No. Familiar settings and people are sometimes incorporated into dreams but dreams are not a recollection of everyday life [14]. |