Abstract
We measured emotional intelligence (EQ; the ability to perceive, understand, and manage emotions in the self and others) in a sample of 28 internal medicine residents at the beginning and end of an academic year. EQ scores increased significantly over the course of the year. Higher EQ scores at the end of the year were significantly related to higher ratings for overall clinical performance and medical interviewing. Higher EQ scores also correlated with lower levels of burnout. Results suggest that clinically significant changes in EQ can occur over the course of medical training. Further study should determine if and how educational interventions can affect EQ, EQ-related performance, and burnout.
A growing body of literature suggests that attending to communication skills, the doctor-patient relationship, and provider personal development can have a beneficial affect on both patient and provider outcomes. Recognizing patients’ emotional clues1, the skilled use of empathic communication2,3, and other patient-centered interviewing techniques have shown promise.4 Although the extent to which clinicians can learn these skills and how best to teach them remains unclear,5,6 a recent systematic review of 26 studies (including five randomized controlled trials) concludes that “emotion skills” are teachable and should be routinely included in medical education.7 Moreover, some have argued that physician personal reflection and development8 and a greater “mindfulness”9 of the intimate “connexion”10 between healer and patient are important, teachable skills that belong in the realm of medical education and clinical practice. The global construct of Emotional Intelligence (EQ) encompasses many of these factors and may account for observed variations in physicians’ performance, well-being, and translation of knowledge and interviewing skills into effective clinical practice. As a broad and empirically defined concept, EQ provides a theoretical infrastructure to study the art of medicine and may assist medical educators in developing sound pedagogical approaches if used rigorously and responsibly.11
EQ is defined as the ability to perceive, understand, and manage emotions in oneself and others.12 The construct was first developed by research psychologists in the early 1990’s who have since continued to refine and empirically validate EQ models. Two predominant models of EQ have emerged: the “ability model,” which is strictly a performance measure most analogous to IQ, and the “mixed model,” which measures both performance and enduring personality characteristics such as optimism and extraversion.12
Recent empirical studies have developed reliable EQ assessment instruments while building its discriminate and predictive validity.13 Studies suggest that EQ predicts academic success, multi-cultural counseling knowledge, empathy, optimism, social skills, and the ability to problem solve effectively.14–18 Several studies have differentiated EQ from cognitive ability19 and documented higher EQ levels in women and psychotherapists.15 Using emotion and empathy subscores from a psychological battery given to medical students, EQ predicted better scores on some clinical performance examination scales.20 Physician EQ has also been linked with patient satisfaction and trust21,22 and medical student admissions interviewers can rate EQ reliably and predict what program of medical study the student will prefer.23
We conducted a pilot study of EQ in a sample of internal medicine residents in order to explore its relationship to clinical performance and burnout. The study goals were to 1) demonstrate the feasibility and predictive value of a brief self-report measure of EQ in medical residents, 2) elucidate the relationship between resident EQ, burnout, and clinical performance, and 3) stimulate interest in educational innovations designed to enhance EQ if EQ appears to be a clinically valuable construct.
Methods
Subjects and Study Design
We recruited a convenience sample of 28 categorical and primary care internal medicine residents from two ambulatory care clinics affiliated with an academic medical center. All second- and third-year residents were eligible and invited to participate. An independent research assistant conducted the informed consent process and administered the study instruments. Basic demographic data including gender, year of training, and type of program were collected upon consent (n=19/28 females, 15/28 PGY2’s, 24/28 in primary care program). We measured EQ at the beginning (T1) and end (T2) of the academic year. We measured resident burnout once per month. Clinical performance measurements occurred throughout the academic year. Investigators were blinded to participant identities.
Measures
Emotional Intelligence
Emotional intelligence was measured at the beginning of the study (EQT1) and one year later (EQT2) using the Emotional Intelligence Survey (EIS). The EIS is a 33-item self-report inventory with Likert-scale responses based on Salovey and Mayer’s “ability” model of emotional intelligence. Sample items include “I find it hard to understand the nonverbal messages of other people,” “I am aware of my emotions as I experience them,” and “I have control over my emotions.” In validation studies among 346 individuals, the EIS demonstrated high internal consistency (Cronbach’s alpha=0.90) and acceptable test-retest reliability (0.78) as well as excellent construct, predictive, and discriminant validity.15
Burnout
We measured burnout using the Tedium Index. The Tedium Index is a 21-item, self-report questionnaire developed by Pines and colleagues to assess physical, emotional, and mental exhaustion. Participants use Likert-scale ratings to indicate how often they have felt a particular way (e.g. “resentful toward others, weary, trapped”) in the past week. The overall burnout score represents the sum of all answered items with higher scores reflecting greater burnout. The Tedium Index has been cross-culturally validated in over 3,900 professionals from a wide range of disciplines, including health care, social work, and education. It has shown good test-retest reliability (0.89 at one-month) and a high internal consistency with a Cronbach’s alpha of 0.91 to 0.93.24
Clinical Performance
We measured clinical performance by calculating composite summary scores for four prospectively chosen evaluation domains thought to be most closely related to emotional intelligence: overall clinical performance, humanism, medical interviewing, and professionalism. Original data for each domain came from electronic evaluation scores from supervising attending faculty. Relevant scores were obtained from multiple faculty evaluators in diverse formats (e.g. mini-CEX’s, rotation evaluations, exit interviews) and across different clinical settings (inpatient ward rotations and ambulatory continuity clinics).
Results
We recruited 24 residents from a total eligible sample of 34 second and third year primary care internal medicine residents for a primary care response rate of 70%. 4 additional categorical internal medicine residents who indicated interest in participation were concurrently added to the sample for a total n=28. Table 1 lists summary statistics for emotional intelligence, performance composites, and burnout. Baseline emotional intelligence scores resembled those found in community samples (M=124.78–130.94)15,18 but were lower than those of psychotherapists (134.92)15 and school counselors (132.79).14 Male and female residents did not differ with respect to EQ scores. Emotional intelligence scores were higher for PGY3’s especially at Time 2 but this difference was not significant. Emotional intelligence scores significantly increased from Time 1 to Time 2 (EQT2-T1 mean = 5.76; range = −8 to 27; p=.016). The 12 month mean burnout score was 63.7 which is comparable to community samples of human service workers and business managers.24
Table 1.
N | Mean (SD) | |
---|---|---|
EQT1* | 26 | 124.58 (8.39) |
EQT2 | 28 | 129.0 (10.0) |
EQT2-T1 | 17 | 5.76 (8.17) |
Humanism** | 27 | 8.51 (0.35) |
Interviewing | 27 | 7.75 (0.34) |
Professionalism | 27 | 8.08 (0.38) |
Global Performance | 27 | 8.02 (0.35) |
Burnout*** | 28 | 63.71 (12.38) |
EQ scores may range from 33–165 with higher scores corresponding to higher EQ. EQT1 measures were taken at the beginning of an academic year. EQT2 measures were taken at the end of the same academic year. EQT2-T1 is the change in EQ from time 1 to time 2.
All performance scores (Humanism, Interviewing, Professionalism, and Global Performance) are scored on 1–9 Likert scales with higher scores indicating superior performance.
Burnout scores were taken each month of the study and may range from 21–147 with higher scores indicating greater burnout. The final score used reflects an average burnout level over the 12 months of the study.
EQT1 did not correlate with performance measures or burnout scores (Table 2). EQT2 was significantly correlated with the Interviewing Composite rating (r=0.427, p<.05), the Overall Performance scores (r=0.489, p<.01), and burnout (r=−0.443, p<.01). As EQT2 scores increased, the Interviewing and Overall Performance scores also increased while burnout scores decreased. The change in EQ over time (EQT2-T1) was not related to performance or burnout scores.
Table 2.
Global Perform | Interviewing | Humanism | Professionalism | Burnout | EQ1 | EQ2 | |
---|---|---|---|---|---|---|---|
Global Perform | 1 | ||||||
Interviewing | 0.411 | 1 | |||||
Humanism | 0.407 | 0.145 | 1 | ||||
Professionalism | 0.169 | 0.673 | 0.240 | 1 | |||
Burnout | −0.192 | −0.251 | 0.004 | 0.123 | 1 | ||
EQ1 (n=17) | −0.062 | 0.032 | 0.111 | 0.096 | −0.276 | 1 | |
EQ2 (n=22) | 0.427* | 0.489** | 0.160 | 0.272 | −0.443** | 0.638** | 1 |
EQT2-T1(n=13) | 0.433 | 0.419 | 0.011 | 0.222 | −0.008 | −0.110 | 0.696* |
p<.05 two tailed
p<.01 two tailed
Discussion
In this study of internal medicine residents, EQ scores increased over the course of an academic year and higher year-end scores correlated with less burnout and higher overall clinical performance and interviewing ratings. The association with performance measures, in particular, suggests that the changes observed in EQ are likely to be of clinical significance.
The observed changes in EQ over time suggest that EQ can and did improve. These changes may have been due to normal maturation, life experiences, medical training, or some other unidentified variable. Further study could better determine if and how medical education impacts EQ. For example, our training program’s weekly behavioral medicine seminar that includes communication skills, empathy, and professional balance and/or our monthly support groups may or may not have contributed to the changes in EQ. A recent systematic review suggests that similar multimodal, active learning sessions play an important role in teaching emotional skills.7
The correlations between EQ, performance, and burnout suggest other avenues for investigation. First, the association of EQ with performance measures underscores its potential significance for residency education and improved patient care. It is not clear why EQ correlated with some performance measures but not others. It seems essential to identify exactly how and when EQ affects performance and whether these “active ingredients” are teachable. Educational interventions that aim to improve EQ and patient care could include teaching accurate empathy, communicating emotions, personal introspection, and mood management. A larger sample size and more direct performance assessments may begin to address these important possibilities. Secondly, the association of EQ with burnout suggests important avenues for ameliorating what has become a serious problem in graduate medical education that affects both patient and provider outcomes.25,26 Although EQT1 did not prospectively predict burnout, the trend was in the expected direction and EQT2 significantly correlated with yearly average burnout. If EQ provides a burnout-buffering effect, residency training programs may consider incorporating EQ education into their wellness curricula. Qualitative analyses of resident well-being suggest that training in professional development, setting personal boundaries/balance, and maintaining a sense of self are key coping elements that would all fall within the scope of EQ.27
Although our study is the first to examine EQ, performance, and burnout in physicians, it has a number of limitations. The overall number of participants was low especially those with complete data for both Time 1 and Time 2. This limited statistical power may explain our failure to show correlations with baseline EQ (EQT1) or with EQ changes over time (EQT2-T1). Similarly, the small sample size made multivariate analysis and investigation of gender, ethnicity, and other demographic variables impractical. Although primary care internal medicine residents were the focus of recruitment (n=24/28), an additional 4 categorical internal medicine residents were added to the sample and included in the final analysis. Although the final results do not change if the 4 categorical residents are excluded, their inclusion does introduce greater variability in the sample. Moreover, while results may generalize to primary care internal medicine residents, the categorical resident sample is small and perhaps unrepresentative.
It is important to note that all of our findings are correlational in nature and do not necessarily demonstrate a causal relationship between EQ, performance, and burnout. Although most of our performance measures occurred within two months of time 2, some preceded the measurement of EQT2. EQT1 temporally preceded all burnout measures, but it was only weakly correlated with burnout. EQT2 was more strongly correlated with burnout but was again measured after most burnout scores. A more careful, temporally-ordered trial and/or an active EQ manipulation could better address the nature of these potentially important relationships.
Despite these limitations, this pilot study suggests that further investigation of the role of EQ in medical education, professional competence, and burnout is justified. EQ may capture an important skill set that predicts professional and personal outcomes not predicted by current intelligence and achievement tests.28 If EQ can be taught, interventions to promote it may lead to improved physician performance, well-being, and, most importantly, patient outcomes.
Acknowledgments
Funding: This project was supported by NIH/OBSSR/NCCAM grant (K07 AT003131-01) awarded to Dr. Satterfield.
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