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. Author manuscript; available in PMC: 2011 Jul 14.
Published in final edited form as: J Am Chem Soc. 2010 Jul 14;132(27):9286–9288. doi: 10.1021/ja103618r

Enantioselective Catalytic α-Alkylation of Aldehydes via an SN1 Pathway

Adam R Brown 1, Wen-Hsin Kuo 1, Eric N Jacobsen 1,*
PMCID: PMC2909636  NIHMSID: NIHMS216712  PMID: 20568761

Abstract

graphic file with name nihms216712u1.jpg

Primary aminothiourea derivatives are shown to catalyze enantioselective alkylation of α-arylpriopionaldehdyes with diarylbromomethane. Evidence for a stepwise, SN1 mechanism in the substitution reaction induced by anion binding to the catalyst is provided by catalyst structure-activity studies, kinetic isotope effects, linear free-energy relationship studies, and competition experiments.


The anion-binding properties of urea and thiourea derivatives have been exploited recently in enantioselective catalytic reactions involving heteroatom-stabilized carbocations, such as N-acyliminium and oxocarbenium ions.1,2 Experimental and computational data point to a consistent mechanistic framework wherein the H-bond donor catalysts promote these reactions by anion-abstraction from a neutral organic precursor to generate the more reactive cationic electrophile (Scheme 1).1b We reasoned that, with the appropriate catalyst and nucleophilic partner, this mode of electrophile activation might also be applicable to catalysis of SN1 pathways via formation and reactions of carbocations that are not heteroatom-stabilized.3 Herein we report the successful application of this activation mode to formation of benzhydryl cations in the context of an asymmetric α-alkylation of α-branched aldehydes.

Scheme 1.

Scheme 1

Hydrogen-Bond Catalysis by Anion Binding

The α-alkylation of 2-phenylpropionaldehyde (6a) with bromodiphenylmethane (benzhydryl bromide, 7a) was chosen as a model reaction (Table 1). Classical studies with benzhydryl derivatives have helped to establish much of the conceptual foundations of carbocation reactivity,4 and these compounds have been especially useful for characterizing the nature and stereochemical properties of ion pairs.5 The α-alkylation of aldehydes was deemed particularly worthy of investigation because of the high value of chiral aldehydes bearing α-quaternary stereocenters as synthetic intermediates,6 and the inherent challenges associated with asymmetric catalysis of this type of transformation.7 A broad screen of potential catalysts in the alkylation of 2-phenylpropionaldehyde with bromodiphenylmethane led to the discovery that primary aminothiourea derivatives were unique in inducing good reactivity and enantioselectivity (Table 1).8 This class of catalysts has been applied previously in additions of aldehydes and ketones to nitroalkenes,9 through the proposed intermediacy of covalent catalyst-enamine derivatives. The presence of a primary amino group was shown to be necessary for catalysis in the present case, as well (Table 1, entries 1 and 4). The thiourea also plays an essential role in promoting reactivity and enantioinduction (entries 1-5 vs. entries 6-7), suggesting that the dual H-bond donor component may be involved directly in electrophile activation (vide infra).10 It is noteworthy that the relatively simple thiourea 111 proved to be optimal, as more elaborate primary aminothiourea catalysts bearing additional stereochemical elements afforded no advantage (e.g. 4, entry 5).8

Table 1.

Catalyst Structure Activity Relationship Study

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entry catalyst concentration (M) yield (%)a ee (%)b
1 1 0.05 71 91
2 1 0.1 54 90
3 2 0.05 44 89
4 3 0.05 0 --
5 4 0.05 26 89
6 5 0.05 trace n.d.
7 5 0.1 2 20
a

Determined by 1H NMR analysis using 1, 3, 5-trimethoxybenzene as an internal standard.

b

Determined by HPLC analysis of alcohol following reduction with NaBH4.

Alkylation of a variety of 2-arylpropionaldehydes proceeded in moderate-to-good yield and high enantioselectivity in the presence of catalyst 1 (Table 2).12 The scope of the reaction also included halo-substituted benzhydryl electrophiles, which underwent alkylation to afford products 8g-8i in high ee. 13,14

Table 2.

Reaction Scope

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entry R R1 product time
(d)
yield
(%)a
ee (%)b
1 C6H5 H 8a 3 70 91
2 2-naphthyl H 8b 2 68 92
3 p-Br C6H4 H 8c 4 56 94
4 p-F C6H4 H 8d 4 57 92
5 p-(Me)C6H4 H 8e 2 59 85
6 p-(OMe)C6H4 H 8f 3 52 85
7 C6H5 F 8g 3 60 90
8 C6H5 Cl 8h 3 61 91
9 C6H5 Br 8i 3 61 91
a

Yield of isolated alcohol after reduction with NaBH4 (entries 1-6, 8); Yield of isolated aldehyde (entries 7 and 9).

b

Determined by HPLC analysis of alcohol following reduction with NaBH4.

The essential role of the catalyst (thio)urea moiety in promoting these enantioselective alkylation reactions may be ascribed to electrophile activation by H-bonding to the leaving group in either of two limiting mechanisms: 1) general acid catalysis to induce a concerted, SN2-like substitution, or 2) formation of an ion-pair intermediate and promotion of an SN1-like pathway (Scheme 2). In an effort to distinguish between these possibilities, we analyzed the effects of isotopic and electronic substitution of the electrophile on reaction rate. A normal secondary kinetic isotope effect (kH/kD) of 1.12 was observed upon deuterium-substitution of the benzhydryl proton, indicating a change in hybridization of the electrophilic carbon from sp3 to sp2 in the transition state.15,16 A Hammett study revealed a strong dependence on the electronic properties of the electrophile, with benzhydryl derivatives bearing electron-donating substituents reactings more rapidly (ρ = −1.95).17,18 The results of both experiments provide strong evidence that this transformation proceeds through a discrete, catalyst-associated carbocation in an SN1-like substitution mechanism.

Scheme 2.

Scheme 2

Possible Electrophile Activation Modes

Additional evidence for a catalyst-induced SN1 pathway was provided through the evaluation of benzyl bromide as a potential electrophile in the alkylation reaction. In competition experiments, alkylation of 1-cyclohexenylpyrrolidine was found to proceed exclusively with benzyl bromide in the presence of equimolar amounts bromodiphenylmethane, a degree of selectivity attributable to the relative reactivity of these electrophiles in SN2 pathways. In contrast, under the catalytic conditions using either 1 or 2, no alkylation of 2-phenylpropionaldehyde was obtained with benzyl bromide (Table 3, entries 1-2). This absence of reactivity was not ascribable to catalyst deactivation, as experiments with mixtures of benzyl bromide and bromodiphenylmethane (7a) demonstrated that the catalyst maintained activity (Table 3, entries 3-4).

Table 3.

Electrophile Competition Experiments

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entry catalyst 7a
(equiv)
9
(equiv)
yield 8a
(%)
ee 8a
(%)
yield 8j
(%)
1 1 0 2 - n.a. 0
2 2 0 2 - n.a. 0
3 1 2 2 49 90 0
4 2 2 2 42 85 0

Alkylations using enantioenriched p-chlorobenzhydryl chloride were found to proceed with nearly complete (95%) stereospecificity,19 which requires that addition of the catalyst-associated enamine to the ion-pair intermediate is rapid relative to ion-pair reorganization. This observation is in line with the known reactivity of benzhydryl cations and enamines as analyzed by Mayr,20 which would predict that these partners should undergo intermolecular reaction at a rate near the diffusion limit.21 This stands in sharp contrast to solvolyses of benzhydryl electrophiles, wherein substitution has been shown to be slow relative to racemization.5

This work demonstrates that urea and thiourea derivatives effectively induce alkylation pathways through simple carbocations via anion abstraction, and can control the reactivity of such cationic intermediates in enantioselective asymmetric bond-forming reactions. The possibility of extending this activation mode to enantioselective additions to prochiral carbocations is under investigation.

Supplementary Material

1_si_001
2_si_002

Acknowledgments

This work was supported by the NIH (GM-43214). We thank Abigail Doyle for helpful discussions and for experimental contributions in the secondary kinetic isotope effect studies.

Footnotes

Supporting Information Available: Complete experimental procedures and characterization data for products and all isolated intermediates. This material is available free of charge via the Internet at http://pubs.acs.org.

References

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  • 17.Plots of log krel vs. Hammett's substituent constants (σ+) are provided in the Supporting Information.
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Supplementary Materials

1_si_001
2_si_002

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