Signal transducer and activator of transcription 3 (Stat3) protein is a cytosolic transcription factor that relays signals from receptors in the plasma membrane directly to the nucleus, and is routinely hyperactivated in many human cancers and diseases.[1] Regarded as an oncogene, Stat3 is well-recognized as a master regulator of cellular events that lead to the cancer phenotype, making this protein viable target for molecular therapeutic design.[2] Stat3 inhibitors have included peptides,[3–4] peptidomimetics,[5–9] small molecules[10–14] and metal complexes.[15] Despite significant advances in Stat3 inhibition,[1] truly potent (in vivo), isoform-selective, small molecule Stat3 agents have not been readily forthcoming; this is likely due in part to the challenge of disrupting protein–protein interactions.[16]
The canonical view of Stat3 signaling describes inactive Stat3 monomers located predominantly within the cytoplasm. The Stat3 activation pathway begins with a cytokine or growth factor ligand interaction with the extracellular domain of a transmembrane receptor. Subsequently, receptor-associated tyrosine kinases such as the Janus kinases (Jaks) are induced to phosphorylate tyrosine residues on the specific receptor’s cytoplasmic domain. These phosphorylated residues then serve to recruit latent Stat monomers through interaction with their SH2 domains. Tyrosine-kinase-mediated phosphorylation of Tyr705 on Stat3 monomers induces Stat3–receptor dissociation and Stat3–Stat3 homodimerization through reciprocal phosphotyrosine (pTyr)–SH2 domain interactions. The resulting transcriptionally active Stat3 dimers then translocate to the nucleus, where they bind to specific DNA-response elements in the promoters of target genes and induce antiapoptotic gene expression programs (e.g., Bcl-xL) and the overexpression of cell cycle regulators (for example, cyclin D1).[17] Current programs of research, including our own, have focused on inhibiting the dimeric protein complex as a route to suppressing Stat3 transcriptional profiles. Disruption of Stat3–Stat3 protein–protein interactions has been achieved through SH2 domain binders that effectively compete with phosphorylated Stat3 monomers for the pTyr-binding module.[1a,d]
Our research groups have previously identified the potent, cellular Stat3 inhibitor S3I-201 (Figure 1A; IC50 = 86 μM) through in silico structure-based virtual screening of National Cancer Institute chemical libraries.[12] We sought to optimize lead agent S3I-201 through rational, synthetic modifications with the global objective of obtaining isoform-selective, Stat3 inhibitors displaying potency at low to submicromolar concentrations. S3I-201 is based on a glycolic acid scaffold whose carboxylic acid functionality has been condensed with 4-aminosalicylic acid to furnish the amide bond, and whose hydroxyl has been tosylated (Figure 1A). The Stat3 SH2 domain is broadly composed of three subpockets, but GOLD[18] docking studies showed that S3I-201 can access only two of these subpockets simultaneously (Figure 1B), and this identified a potential means of improving inhibitor potency. The salicylic (ortho-hydroxybenzoic) acid component of S3I-201 is a known pTyr mimetic,[20] and low-energy GOLD docking studies consistently placed this unit in the pTyr-binding site, where it makes hydrogen bonds and salt bridges with Lys591, Ser611, Ser613 and Arg609. Due to the strength of interactions between oppositely charged ions, here the anionic carboxylate of S3I-201 and the cationic side-chains of Lys591 and Arg609, it is likely that a considerable portion of the binding energy between the SH2 domain and S3I-201 arises from the pTyr mimetic. The O-tosyl group binds in the mostly hydrophobic pocket that is derived from the tetramethylene portion of the side-chain of Lys592 and the trimethylene portion of the side-chain of Arg595, along with Ile597 and Ile634. Given the moderate potency of S3I-201 towards Stat3 inhibition and the previously mentioned opportunity for increasing SH2 domain interactions, a rational synthetic program was undertaken to modify and optimize this small molecule to furnish more potent analogues.
Figure 1.
A) Proposed synthetic modification to S3I-201. B) Low-energy GOLD[18]-docked S3I-201 (green) in the Stat3 SH2 domain (PDB ID: 1BG1): pink = hydrophobic residues, blue = hydrophilic residues.[19] Arrow denotes potential binding pocket.
S3I-201 contains the excellent tosylate leaving group, which is especially susceptible to nucleophilic attack in this case due to its positioning α to a carbonyl group. Therefore, although we have no conclusive proof that S3I-201 operates as an irreversible inhibitor, there are several nucleophilic residues on the Stat3 SH2 domain surface, such as Cys712 and Cys418, and the potential alkylating ability of S3I-201 might thwart a structure–activity relationship study. Thus, we decided to replace the scaffold oxygen of the tosylate group with a nitrogen atom to render the tosyl group no longer labile. Since GOLD docking studies consistently placed the resulting tosylamide moiety in the same Ile597/Ile634 hydrophobic subpocket as the tosylate in S3I-201, completing the valency of this nitrogen with a hydrogen atom was anticipated to be detrimental to inhibitor binding because this would afford a polar NH group. Hence, we were especially keen to replace the oxygen atom with the more hydrophobic NCH3 and NBoc groups. Another region of the lead molecule that we wanted to modify was the NH of the amide bond, which provides an ideal platform from which to further functionalize S3I-201 and thereby gain access to the third, as-yet-unexplored hydrophobic subpocket (Trp623, Val637, Ile659 and Phe716) of the SH2 domain (Figure 1B, yellow arrow). Moreover, alkylation of this NH group would furnish a more hydrophobic tertiary amide functionality, which, according to GOLD docking studies, would be expected to enhance inhibitor binding. Thus, we initially had two goals. First, we wanted to substitute the scaffold oxygen with alternative hydrophobic groups that would destroy the alkylating potential of the tosylate group. Second, we wanted to functionalize the NH of the amide group of S3I-201 with hydrophobic moieties to achieve improved inhibitor affinity for the Stat3 SH2 domain by making van der Waals’ contacts with the third subpocket of the domain.
To these ends, we modified S3I-201 as shown in Table 1. For inhibitors where X = NCH3, the synthetic route followed is depicted in Scheme 1; similar series of transformations were executed for the remaining inhibitors (X=O, NH and NBoc), and these syntheses are given in full in the Supporting Information. The carboxylic acid and hydroxyl functional groups of 4-amino-salicylic acid (1) were stepwise protected in one pot as their benzyl ester and ether, respectively, by two rounds of treatment with benzyl bromide (BnBr) and potassium tert-butoxide (KOtBu) as base to furnish aniline 2. Subsequently, a variety of hydrophobic aldehydes (RCHO) were reductively aminated with 2 in very good to excellent yields, affording the corresponding series of secondary anilines 3. Meanwhile, in this convergent synthetic strategy, the sulfonamide portion of the target molecules was prepared in parallel. Specifically, glycine methyl ester (4) was treated with p-tosyl chloride (p-TsCl) and then the nitrogen atom of resultant sulfonamide 5 was methylated with methyl iodide (MeI) to give 6. Lithium hydroxide readily effected methyl ester hydrolysis to furnish the free acid 7 in an overall yield of 75 % (three steps).
Table 1.
Table of in vitro Stat3–Stat3:DNA disruption IC50 data (EMSA) for S3I-201 analogue inhibitors. Structural modifications (R1 and X) are out-lined.
![]() | |||
|---|---|---|---|
| Inhibitor | R1 | X | IC50 [μM] |
| S3I-201 | H | O | 86 ± 33 |
| SF-1–082 | H | NH | >300 |
| SF-1–071 | H | NCH3 | >300 |
| SF-1–091 | H | NBoc | >300 |
| SF-1–086 | Boc | NBoc | >300 |
| SF-1–120 | O | >300 | |
| SF-1–084 | NH | >300 | |
| SF-1–062 | NCH3 | 292 ± 35 | |
| SF-1–088 | NBoc | >300 | |
| SF-1–069 | ![]() |
NCH3 | 289 ± 11 |
| SF-1–085 | NCH3 | 290 | |
| SF-1–073 | NCH3 | 260 ± 47 | |
| SF-1–068 | NCH3 | 194 ± 47 | |
| SF-1–070 | NCH3 | 115 ± 60 | |
| SF-1–087 | NBoc | 115 ± 35 | |
| SF-1–083 | NH | 95 ± 35 | |
| SF-1–066 | NCH3 | 35 ± 9 | |
| SF-1–121 | O | 43 ± 13 | |
Scheme 1.
a) 1. BnBr, KOtBu, DMF, 0 °C→RT, 5 h; 2. BnBr, KOtBu, DMF, 0 °C→RT, 16 h, 54 %; b) 1. RCHO, AcOH, 4 & MS, MeOH, 45 °C, 3 h; 2. NaCNBH3, RT, 12 h, 75–96 %; c) p-TsCl, iPr2EtN, CH3CN, 0 °C→RT, 1 h, 93 %; d) MeI, Cs2CO3, DMF, RT, 16 h, 85 %; e) LiOH·H2O, THF/MeOH/H2O (3:1:1), RT, 1 h, 95 %; f) PPh3Cl2, CHCl3, 60 °C, 12 h, 89–95 %; g) H2, 10 % Pd/C, MeOH/THF, 1:1, RT, 1–16 h, 85–100%. p-TsCl = para-toluenesulfonyl chloride; DMF = N,N-dimethylformamide; THF = tetrahydrofuran.
Condensation of the series of anilines 3 with acid 7 was accomplished with the peptide coupling agent dichlorotriphenylphosphorane (PPh3Cl2) to give tertiary amides 8 in very good to excellent yields. Finally, a global debenzylation with hydrogen gas and palladium on carbon (10 % Pd/C) as catalyst delivered the S3I-201 analogues 9. It is noteworthy that compounds containing aryl nitrile moieties were chemoselectively debenzylated under these conditions, with only trace amounts of reduced nitrile byproducts observed. These observations are likely due to a combination of fast reaction times (both aryl nitrile-containing compounds were doubly debenzylated in about 1 h), which limited the exposure of the nitrile to the reductive conditions, and the fortuitous limited solubilities of compound 8 in neat MeOH, requiring the use of the cosolvent THF, which is known to suppress hydrogenation of nitriles.[21] On the other hand, for the deprotection of the precursor to inhibitor SF-1-085 (Table 1), which incorporates an aryl–bromide bond, hydrogenolysis was not deemed a practical procedure, given that reduction of aryl–halide bonds with hydrogen gas and Pd/C is a relatively facile side reaction.[22] Instead, we adopted a high-yielding, nonreductive, two-step method that involved the selective hydrolysis of the benzyl ester with LiOH, followed by our previously reported TFA-mediated debenzylation of the aryl benzyl ether.[23]
Inhibition of Stat3 dimerization in vitro was judged by the abilities of the small molecules to disrupt Stat3–Stat3:DNA-binding activity by conducting an electrophoretic mobility shift assay (EMSA; Figure 2), performed as described previously.[3] IC50 values were obtained by quantifying residual DNA-binding activities by using ImageQuant.[3] A companion paper by Zhang et al. describes in detail the biochemical and biological evaluations of SF-1-066 (also known as S3I-201.1066).[24] As shown in Table 1, initial synthetic modulations to the S3I-201 heteroatom X group were unsuccessful. In fact, negligible activity (IC50 > 300 μM) was observed for X = NH (SF-1-082) X = NCH3 (SF-1-071) and X = NBoc (SF-1-091, Figure 2A) analogues of lead inhibitor S3I-201. The drop in activity observed upon modification of the labile O-tosyl functionality to the non-labile N-tosyl functionalities lends support that S3I-201 might operate, at least in part, as an irreversible inhibitor by alkylating the Stat3 SH2 domain. Nevertheless, upon replacement of R1 = H (SF-1-071) with R1 = Bn (SF-1-062), some recovery in inhibitor potency (IC50 = 292 μM) was observed, which, with X = NCH3 in both cases, can no longer be ascribed to irreversible inhibition and is likely due to enhanced noncovalent interactions with the target protein surface.
Figure 2.

Electrophoretic mobility shift assay (EMSA) analyses of Stat3–Stat3 dimerization inhibition (as judged by the disruption of the Stat3–Stat3:DNA complex) with small molecule agents. Nuclear extracts containing activated Stat3 were pretreated with the indicated concentrations of inhibitors (A) SF-1-083, SF-1-088, SF-1-091; B) SF-1-066; C) SF-1-087; D) SF-1-121) prior to incubation with the radiolabeled high-affinity sis-inducible element (hSIE) probe that binds Stat3, and then subjected to EMSA analysis. Positions of Stat3–Stat3:DNA complexes in gel are shown; data are representative of three independent assays.
Encouraged by these findings, we proceeded with constructing a series of simple meta and para-substituted N-benzyl derivatives of S3I-201 in which X was fixed as NCH3. Replacement of the R1 benzyl group in SF-1-062 with para-cyanobenzyl (SF-1-073) led to an improvement in activity (IC50 = 260 μM for SF-1-073, as compared to IC50 = 292 μM for SF-1-062). This enhancement in Stat3 inhibition might be due either to improved hydrophobic interactions with the larger and more electron poor, aromatic system, or from a hydrogen bond between the nitrile group and an SH2 domain backbone NH. More interesting is the observation that Stat3 inhibition improved with the increasing size of hydrophobic R1 group. Specifically, para-(tert-butyl)benzylated agent SF-1-068 showed marked improvement in activity over both SF-1-062 (R1 = benzyl) and SF-1-073 (R1 = para-cyanobenzyl). Furthermore, SF-1-070 (R1 = para-(phenyl)benzyl), which incorporates a large biphenyl moiety, displayed an almost twofold increase in potency compared to the smaller para(tert-butyl)benzyl derivative (SF-1-070: IC50 = 115 μM cf. SF-1-068: IC50 = 194 μM). The inclusion of the especially hydrophobic (para-cyclohexyl)benzyl group in the R1 position furnished an inhibitor that exhibited Stat3 inhibitory activity with more than double the potency of our lead agent: IC50 = 35 μM for SF-1-066 (Figure 2B; cf. IC50 = 86 μM for S3I-201). Moreover, in nuclear extracts containing activated Stat1, Stat3 and Stat5 prepared from EGF-stimulated NIH3T3/hEGFR (mouse fibroblasts overexpressing the human epidermal growth factor receptor, EGF), SF-1-066 was shown to display promising Stat3 isoform selectivity, preferentially inhibiting Stat3 complexes over both Stat1 and Stat5 (Supporting Information). Encouragingly, the potent EMSA IC50 value for SF-1-066 was corroborated by a fluorescence polarization (FP) assay[25] (IC50 = 20 μM, Supporting Information). It is noteworthy that, whilst also corroborating the corresponding EMSA data (85 μM), the FP-determined IC50 value for S3I-201 was found to be 80 μM, four times less potent than SF-1-066. It was anticipated that the FP-determined IC50 values would be more potent than their EMSA values because Stat3 is the only protein present in the former assay, whereas the analysis of nuclear extracts in the latter assay suggests the presence of several proteins, including the entire STAT family. These additional proteins might sequester the small molecule inhibitors from the assay medium, resulting in lower concentrations to bind the target protein Stat3, and, hence, apparently higher IC50 values.
When R1 = (para-cyclohexyl)benzyl, Stat3 inhibitory activity (as determined by EMSA analysis) was retained regardless of the X group: SF-1-083: X = NH, IC50 = 95 μM; SF-1-087 (Figure 2C): X = NBoc, IC50 = 115 μM; SF-1-121: X = O, IC50 = 43 μM (Figure 2D). In all, these data show that N-alkylation of the amide bond with hydrophobic groups enhanced Stat3 inhibitory activity, and it is tempting to suggest that this finding is due to improved contacts between inhibitor and the Stat3 SH2 domain through the successful access of the third, hydrophobic subpocket (Trp623, Val637, Ile659 and Phe716). Indeed, a low-energy GOLD-docking solution of SF-1-066 (Figure 3A) illustrates that, in addition to the salicylate and tosylamide moieties binding their predicted subpockets similarly to lead S3I-201 (overlaid in Figure 3B), the (para-cyclohexyl)benzyl makes contacts with the third subpocket; this suggests that SF-1-066 might be a more potent Stat3 inhibitor than S3I-201, and this has been found experimentally.
Figure 3.

A) Low-energy GOLD-docked SF-1-066 (yellow) in the Stat3β homodimer (PDB ID: 1BG1). B) Comparative GOLD docking of S3I-201 (green) and SF-1-066 (yellow) within the SH2 domain of Stat3 protein: pink = hydrophobic residues, blue = hydrophilic residues.
It is interesting to note that, within error, the affinities of the (para-cyclohexyl)benzyl derivatives SF-1-121 (X = O: IC50 = 43 μM (EMSA), IC50 = 50 μM (FP)) and SF-1-066 (X = NCH3: IC50 = 35 μM (EMSA), IC50 = 20 μM (FP)) for Stat3 are about the same, yet it is possible that the former might act as an irreversible inhibitor whilst the latter may not because it carries no leaving group. This is in stark contrast to the analogous compounds S3I-201 and SF-1-071 in which R1 = H in both small molecules, and in which substituting X = O with X = NCH3 led to a dramatic loss in inhibitor activity (S3I-201 (X = O): IC50 = 86 μM; SF-1-071 (X = NCH3): IC50 > 300 μM). It is therefore likely that the potent activity of SF-1-121 is mostly derived from noncovalent interactions between inhibitor and the Stat3 SH2 domain, especially through the optimized R1 (para-cyclohexyl)-benzyl group (Figure 3).
Initial whole-cell activity of selected inhibitors (SF-1-062, SF-1-066, SF-1-071, SF-1-087, SF-1-083 and SF-1-084), was investigated in v-Src-transformed mouse fibroblasts. Briefly, NIH3T3/v-Src cells were treated with inhibitors (at 100 μM) for 48 h, and then the nuclear extracts were subjected to a Stat3–Stat3:DNA-binding assay in vitro by using the hSIE probe followed by EMSA analysis (Figure 4). Encouragingly, the potent Stat3 inhibitory activity of SF-1-066 in vitro was reflected in this whole-cell assay, with SF-1-066 completely inhibiting Stat3 dimerization at 100 μM.
Figure 4.

EMSA analyses of whole-cell (NIH3T3/v-Src) Stat3–Stat3 dimerization inhibition (as judged by the disruption of the Stat3–Stat3:DNA complex) with selected small molecule agents at 100 μM (control = small molecule inhibitor absent), as described previously.[3] Positions of Stat3–Stat3:DNA complexes in gel are shown; data are representative of two independent assays.
Further whole-cell activity of the most potent Stat3 agents was assessed in a range of human tumor cell lines known to contain constitutively activated Stat3 protein, including prostate cancer (DU145),[26] breast cancer (MDA468)[27a–c] and acute myeloid leukemia (OCI-AML-2)[28] cell lines (Table 2).[29] Significantly, several of our inhibitors represent potent antitumor agents with IC50 values below 50 μM for the three cancerous cell lines investigated (protocols outlined in the Supporting Information). Moreover, the WST-1 cell proliferation assay (Roche), used as a measure of inhibitor cytotoxicity, showed that SF-1-066 exhibited concentration-dependent decreases in the viability of NIH3T3/v-Src and human pancreatic cancer Panc-1 cells, both of which harbor constitutively active Stat3 (Figure 5). Importantly, significant decreases in viability were observed at 30 and 50 μM of SF-1-066 as indicated by the drop in absorbance at 450 nm. In contrast, SF-1-066 minimally affected normal mouse fibroblasts (NIH3T3), normal human pancreatic duct epithelial cells (HPDEC) and mouse fibroblasts overexpressing the human epidermal growth factor receptor (NIH3T3/hEGFR), none of which harbor persistent Stat3 activity (Figure 5). These data, in conjunction with the potent in vitro (Table 1) and whole-cell (Figure 4) results, suggest that SF-1-066 is a Stat3-selective agent with a high specificity against tumor cells that exhibit constitutively activated Stat3.
Table 2.
IC50 values [μM] for selected inhibitors in whole-cell viability studies in DU145[a] MDA468[b] and OCI-AML-2[c] cell lines.
| Inhibitor | DU145 | MDA468 | OCI-AML-2 |
|---|---|---|---|
| S3I-201 | 75 ± 9.4 | 27.9 ± 2.9 | 112 ± 10.1 |
| SF-1-068 | 63.7 ± 4.5 | 34.9 ± 9.4 | 68.3 ± 1.2 |
| SF-1-121 | 51.9 ± 12.9 | 42.6 ± 5.8 | 62.0 ± 12.3 |
| SF-1-083 | 38.4 ± 14.4 | 21.4 ± 6.2 | 33.0 ± 7.7 |
| SF-1-066 | 37.2 ± 12.4 | 17.0 ± 4.4 | 35.9 ± 13.1 |
| SF-1-087 | 24.5 ± 15.9 | 10.5 ± 9.4 | 18.0 ± 8.9 |
Prostate cancer.
Breast cancer.
Acute myeloid leukemia.
Figure 5.

WST-1 viability assay for effects of SF-1-066 on normal and malignant cells in culture. Cells growing in culture in 96-well plates were treated with increasing concentrations of SF-1-066 for 48 h, processed for WST-1 assay (Roche), and absorbances of samples in wells were determined at 450 nm.
In summary, we have developed a library of analogues of the previously reported Stat3 inhibitor S3I-201, the most potent member of which displays more than twice the original potency for Stat3 dimer disruption. Furthermore, the most active analogues SF-1-066 and SF-1-121 have shown impressive in vitro and whole-cell activities; this is possibly a result of the successful occupation of a third, hydrophobic subpocket of the Stat3 SH2 domain. In general, our studies demonstrate that appropriate scaffold extension into this subpocket, which is believed to be occupied by the R1 substituent, resulted in significant increases in potency, thereby validating our approach to enhancing the Stat3 inhibitory activity of S3I-201. Future synthetic studies are currently focused upon developing extended agents with optimized occupation of the R1 sub-pocket, as well as optimizing the sulfonamide portion of our inhibitors to enhance interactions in the tosylamide-binding subpocket.
Supplementary Material
Acknowledgments
The authors would like to thank Jeffrey L. Wrana and Alessandro Datti (Mt. Sinai Hospital) for access to the SMART High-throughput screening facility. This work was supported by the Leukemia and Lymphoma Society of Canada (P.T.G.) and the University of Toronto (P.T.G.), and by the National Cancer Institute Grants CA106439 (J.T.) and CA128865 (J.T.). Aaron Schimmer is a Leukemia and Lymphoma Society Scholar in Clinical Research.
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