Concentrated autologous bone marrow aspirate transplantation treatment for corticosteroid-induced osteonecrosis of the femoral head in systemic lupus erythematosus

Abstract

The purpose of this study was to evaluate concentrated autologous bone marrow aspirate transplantation (CABMAT) treatment for corticosteroid-induced osteonecrosis of the femoral head (ONFH) in systemic lupus erythematosus (SLE). Bone marrow was aspirated from iliac crests, concentrated on a conventional manual blood bag centrifugation technique that is used to extract buffy coats and then injected into nine hips with drilling. The mean number of nucleated cells for transplantation was 5.32 × 10⁷ cells/ml. This cell concentration was significantly higher after concentration, and the mean concentration ratio was 5.5. At follow-up (minimum: three years), significant improvement in pain and Harris Hip Score was observed. For eight of nine hips, we successfully preserved the femoral head. However, one hip required total hip arthroplasty 45 months after the operation. CABMAT using our centrifugation technique is an effective, safe and low-cost procedure of therapeutic osteogenesis for corticosteroid-induced ONFH in SLE.

Introduction

Systemic lupus erythematosus (SLE) is a chronic, inflammatory, multisystem autoimmune disease of unknown aetiology that predominantly affects young people [1]. Osteonecrosis (ON) is a common musculoskeletal complication in SLE with high-dose corticosteroid therapy [2]. In Japan, approximately 54% of patients with idiopathic ON of the femoral head (ONFH) have received corticosteroid therapy and 31% of patients with corticosteroid-induced ONFH have SLE [3]. The clinical course of ON is unpredictable, but radiographic evaluation has demonstrated that small osteonecrotic lesions may heal, remain stable without progression or eventually cause significant joint damage [4]. However, large lesions, even those that are asymptomatic, may result in femoral head collapse and pain from the fracture and secondary osteoarthritis [5].

It has been reported that failed or delayed fracture healing and ONFH can be repaired with autologous bone marrow aspirate (BMA) transplantation [6, 7]. Hernigou et al. [8] first reported the results of a prospective study on the benefits of autologous bone marrow grafting. Gangji et al. [9] first reported the results of a controlled, double-blind trial on the efficacy of autologous bone marrow cell implantation. Both groups used a cell separator to sort and concentrate only bone marrow nucleated cells for transplantation and concluded that a concentrated BMA transplantation improved femoral head preservation in the early stages of ONFH.

Our group developed a simple one-step concentration procedure using a conventional manual blood bag centrifugation technique instead of a cell separator [10]. This procedure concentrates platelets in the BMA in addition to bone marrow nucleated cells. We found that transplantation of this product, a procedure named concentrated autologous bone marrow aspirate transplantation (CABMAT), was able to alter the natural history of ONFH [11]. In this retrospective study, we have analysed the results of our CABMAT study of patients with corticosteroid-induced ONFH with SLE.

Materials and methods

All procedures were approved by an Institutional Ethics Review Committee of the University of Tsukuba. Informed consent was obtained from all individuals who participated in this study prior to the operation.

Patients

Between April 2003 and May 2008, 85 patients (131 hips) with ONFH were treated with CABMAT. Of the 131 hips, 76 hips in 42 patients (49.4%) had corticosteroid-induced ONFH, and 32 hips in 18 patients (42.9%) had corticosteroid-induced ONFH with SLE. In this series, nine hips in six patients (33.3%) with SLE, who had been followed for three years or more, were examined retrospectively.

Table 1 displays patient clinical profiles. All subjects were women with an average age at the time of CABMAT of 31.5 years (range: 16–52 years). Among the six patients, two had hyperlipidaemia and two had antiphospholipid syndrome. The mean follow-up period was 41 months (range: 37–53 months). Patients underwent follow-up examination every three months after the CABMAT procedure. The endpoint of evaluation was set as the time point at which the patient required additional surgery (total hip arthroplasty, THA).

Table 1.

Clinical profiles of patients

No.	Sex	Age (years)	Follow-up period (months)	Operated side	Corticosteroid therapy		Associated disease	Classification
								Before CABMAT		After CABMAT
					Maximum dose (mg/day)	Pulse		Type	Stage	Type	Stage
1	F	33	53	Bil	60	-	HL	C1/C2	1/2	C1/C2	2/2
2	F	33	52	Bil	1,000	+	APS	C2/C2	3B/2	C2/C2	3B/3A
3	F	52	45	L	1,000	+	HL	C2	3B	C2	4
4	F	16	46	L	1,000	+	-	C1	2	C1	2
5	F	37	37	Bil	60	-	-	C2/C1	3A/2	C2/C1	3A/2
6	F	28	37	R	1,000	+	APS	C1	1	C1	2

F female, Bil bilateral, L left, R right, HL hyperlipidaemia, APS antiphospholipid syndrome

Diagnosis of SLE and ONFH

All patients fulfilled the revised criteria for SLE established by the American Rheumatism Association [12]. The diagnosis, classification and staging of ONFH were based on the 2001 Japanese Orthopaedic Association (JOA) classification using anteroposterior (AP) and lateral plain radiographs or magnetic resonance imaging (MRI) scans [13]. Based on these criteria, necrotic lesions were classified into four types by location on T1-weighted or X-ray images. Type A lesions occupy the medial one third or less of the weight-bearing portion. Type B lesions occupy the medial two thirds or less of the weight-bearing portion. Type C1 lesions occupy more than the medial two thirds of the weight-bearing portion, but do not extend laterally to the acetabular edge. Type C2 lesions occupy more than the medial two thirds of the weight-bearing portion and extend laterally to the acetabular edge. Staging is based on AP and lateral views of the femoral head on X-ray images. Stage 1 is defined as the period when there are no specific findings of ON on X-ray images, although specific findings are observed on MRI, bone scintigram or histological examination. Stage 2 is the period when demarcating sclerosis is observed without collapse of the femoral head. Stage 3 is the period when collapse of the femoral head, including crescent sign, is observed without joint space narrowing. Stage 3 is divided into two substages. In stage 3A, collapse of the femoral head is less than 3 mm. In stage 3B, collapse of the femoral head is 3 mm or greater. Stage 4 is the period when osteoarthritic changes are observed.

Harvesting and concentration of bone marrow aspirates [10]

Under general anaesthesia, bone marrow was aspirated from both anterior iliac crests using a bone marrow harvest needle (Medical Device Technologies, Inc., Gainesville, FL, USA) with 20-ml syringes prefilled with anticoagulant citrate dextrose (1.5 ml) to prevent blood clotting. The contents of each syringe were then transferred into a bag from the bone marrow collection kit (Baxter, Deerfield, IL, USA). The BMA was gravity-filtered through a series of mesh filters with successively smaller diameters and then transferred to a quadruple blood bag (Terumo, Tokyo, Japan) for concentration using the manual blood bag centrifugation technique. The fraction of blood containing the BMA was processed by a two-step centrifugation method (KUBOTA 9800, Kubota, Japan) at room temperature. After inverse centrifugation of the blood bag at 1,200 g for ten minutes, the erythrocytes were transferred into the satellite bag until the interface between the plasma and the erythrocyte layer was 15 mm from the bottom of the bag. Next, using high-speed centrifugation at 3,870 g for seven minutes, plasma was transferred slowly into a satellite bag until approximately 4 cm of plasma was left on top of the buffy coat layer. This technique reduced the typical 300 ml of BMA to 40 ml to increase its nucleated cell concentration. The time required for this two-step centrifugation was less than one hour.

CABMAT surgical procedure

Patients were placed in a supine position on a traction table with a C-arm image intensifier. Before transplantation, we typically made three multi-directional holes—central, anteromedial and posterolateral—by percutaneous drilling with a Kirschner wire (diameter 2.7 mm) to perforate the interface between the necrotic lesion and healthy bone. After the intraosseous pressure of the femoral head was reduced by drilling, core decompression was performed via the percutaneous technique with a 6.0-mm diameter trephine (Iso Medical Systems, Tokyo, Japan). This instrument was inserted into the centre of the necrotic site through the greater trochanter. Its position in the femoral head and in the necrotic site was monitored with biplane fluoroscopy and transplantation was performed slowly under fluoroscopic control.

Haematological analysis

Haematological analysis was performed according to a previously published method [10]. The numbers of nucleated cells in BMA were determined before and after concentration with an automated haematology analyser (K-4500, Sysmex, Kobe, Japan); the concentration ratio was determined as follows: concentration ratio = number of nucleated cells in BMA after concentration/number of nucleated cells in BMA before concentration.

Clinical evaluation

Immediately before the procedure and at each follow-up, patients were evaluated using the visual analogue scale (VAS) for pain and the Harris Hip Score (HHS) [14]. The VAS is an objective index for pain, where 100 mm represents maximum pain, 50 mm represents intermediate pain and 0 mm represents no pain. The HHS is an objective index of hip joint function that quantifies the four categories of (1) pain, (2) walking function and activities of daily living, (3) extent of deformity and (4) joint range of motion, with higher values indicating greater functionality. Results were determined by the change in VAS and HHS between preoperative evaluation and the most recent follow-up evaluation. Clinical outcomes were categorised by HHS results at the most recent follow-up as follows: excellent, 90–100; good, 80–89; fair, 70–79; or poor, less than 70.

Radiographic evaluation

AP and lateral X-rays of the affected hip were taken at each clinical evaluation. Radiographic progressions of the femoral head collapse (pre-surgery to the most recent follow-up) were evaluated in hips of each classification and staging [13]. The degree of collapse was measured using a template overlay of circles that increase in 1-mm diameter increments. All radiographs were independently evaluated by three different observers who were specialists in orthopaedic surgery and authorised by the JOA.

Statistics

The concentrations of nucleated cells before and after the concentration procedure were analysed using the paired t test; VAS and HHS results before CABMAT and the most recent follow-up evaluation after CABMAT were analysed using the Mann-Whitney U test. Data are presented as mean ± standard deviation (SD). A p value of <0.05 was considered statistically significant.

Results

Patient characteristics

Table 1 shows the clinical profiles of patients. No patients were lost to follow-up. Of the six patients studied, three had developed bilateral ONFH, and three had developed unilateral ONFH. Two of the six patients had been treated with high-dose corticosteroid (at least 40 mg/day, or the equivalent dose of prednisolone) and four of six patients had received methylprednisolone pulse treatment.

Preoperatively, four of the nine hips were classified as type C1 and five were classified as type C2. Two hips were classified as stage 1, four hips as stage 2, one as stage 3A and two as stage 3B. No donor site morbidity was observed, and no infections, fractures, pulmonary embolism, or intra- or postoperative neurovascular injuries were found. In postoperative management, patients were non-weight-bearing on the affected side for 2–12 weeks, after which they gradually increased weight-bearing.

Haematological analysis

The mean nucleated cell count of the BMA was 0.99 ± 0.38 × 10⁷ cells/ml before concentration and 5.32 ± 2.08 × 10⁷ cells/ml after concentration; the mean concentration ratio was 5.5 ± 1.3. The number of nucleated cells in BMA was significantly higher after our concentration procedure (p = 0.002; Fig. 1).

Fig. 1.

The number of nucleated cells (×10⁷ cells/ml) in BMA increased significantly after concentration (p < 0.002)

VAS

The VAS pain score was reduced immediately after the CABMAT procedure in all patients. The mean VAS score was 67 ± 42 mm before surgery and 17 ± 22 mm at the most recent follow-up exam. The VAS score was reduced significantly after CABMAT (p = 0.02; Fig. 2).

Fig. 2.

VAS: the mean VAS score was significantly reduced after CABMAT (p = 0.02)

Harris Hip Score

The mean HHS was 68 ± 14 before surgery and 89 ± 15 at the most recent follow-up exam. The mean HHS was improved significantly after the CABMAT procedure (p = 0.01; Fig. 3).

Fig. 3.

HHS: the mean HHS score improved significantly after CABMAT (p = 0.01)

Clinical outcomes

Six hips were excellent, two hips were good and one hip was poor as assessed by HHS. Patient 4 was a typical case with an excellent clinical outcome (Fig. 4). THA was necessary in one hip among the three hips operated on after collapse (stage 3A and 3B). The hip (patient 3) was classified as type C2 and stage 3B; the collapse progressed from stage 3B to stage 4 9 months after CABMAT. The patient suffered from continuous pain of the hip at 37 months post-surgery and THA was performed 45 months after CABMAT.

Fig. 4.

Representative radiographic images before and after CABMAT. Before CABMAT (upper row), a band pattern was observed on the X-ray (arrows) and changes in the bone marrow signal were observed on MRI scans. Bone marrow oedema (BME) and joint effusion (JE) were evident on an MRI T2-weighted image. The lower row images were obtained during the 3-year follow-up evaluation. Bone consolidation and reduction of the necrotic area were observed on the X-ray and MRI images. Note that bone marrow oedema and joint effusion have disappeared. AP anteroposterior, COR coronal view, T1WI T1-weighted image, T2WI T2-weighted image

Radiographic progression after CABMAT

The relationship between the hip classification types or stages before CABMAT and the progression of collapse was evaluated: two of five type C2 patients, one of four stage 2 patients, and one of two stage 3B patients progressed (Fig. 5). Classification types that indicate necrotic lesion size were unchanged between the preoperative evaluation and the most recent follow-up in all of the hips (Table 1).

Fig. 5.

Radiographic progression after CABMAT in each classification type and stage (n = no. of hips)

Discussion

In this study, we evaluated the efficacy of CABMAT in SLE patients who underwent corticosteroid therapy, a population within which ONFH occurs with the greatest frequency [3]. The results showed that CABMAT significantly improved VAS and HHS results, and eight of nine hips achieved a successful clinical outcome. These results support the utility of CABMAT in preserving the femoral head in patients with corticosteroid-induced ONFH with SLE. However, one of nine hips required THA due to progression of preoperative stage 3B to stage 4 (after >3 mm collapse), osteoarthritis and continuous pain during the 45-month follow-up period. These results are consistent with previous studies showing late stage (post-collapse) at presentation and large necrotic lesions in SLE as risk factors for disease progression [15]. Thus, early detection of ONFH in the pre-collapse stage is associated with an improved and more favourable clinical outcome.

The prevalence of ON is much higher in SLE compared to other clinical conditions that require chronic corticosteroid therapy, suggesting that SLE-related features also contribute to the development of ON [15]. Other reports have indicated that the bone marrow microenvironment in SLE can potentially injure osteoblasts and their progenitors, mesenchymal stem cells (MSCs) [5, 15]; however, the exact mechanism by which corticosteroids or pathogenesis of SLE trigger osteonecrosis is unclear. Recently, Hernigou et al. [16] suggested that ONFH may be a disease of bone cells and/or MSCs. MSC numbers and activity have been shown to be depressed in both the haematopoietic and stromal compartments of bone marrow in patients with ONFH. In addition, the number of progenitor cells in patients undergoing corticosteroid therapy was significantly lower than in patients who had a different underlying aetiology [17]. To obtain optimal clinical results, Hernigou et al. [8] suggested that more nucleated cells should be transplanted than the average number of nucleated cells in the femoral head (approximately 3.0 × 10⁶/ml). For patients whose bone marrow nucleated cell density is lower, they suggested that bone marrow injection in combination with growth factors could be a solution in the future.

In this series, nucleated cells were 5.5-fold more concentrated than pre-concentrated BMA and the mean number of transplanted cells was 5.32 ± 2.08 × 10⁷ cells/ml. Thus, the number of concentrated cells obtained using our centrifugation technique was much higher than the number of cells suggested for optimal clinical outcome. In addition, the concentrated BMA produced with our method is more heterogeneous than BMA produced with the cell separator method. We speculate that the BMA contains not only osteogenic progenitors, but also other types of nucleated cells, platelet-rich plasma (a rich source of growth factors) [18].

Autologous MSCs appear to exhibit anti-inflammatory, immunomodulatory and tissue-protective “trophic” effects after transplantation for SLE [19]. These results indicate that local transplantation of BMA could alter the pathophysiological mechanisms of SLE in the necrotic site. Additional studies are also needed to evaluate clinical results through long-term follow-up.

Another possible mechanism for the therapeutic effect of CABMAT is via core decompression with multiple drillings [20]. Core decompression decreases the intraosseous pressure and opens a channel into the necrotic area, which is thought to alter the natural history of necrosis and encourage revascularisation and repair. We drilled three channels to induce migration of nucleated cells and platelets to the necrotic site for bone regeneration [21]. The channels also reduced intraosseous pressure on the femoral head and relieved the pain associated with ONFH-induced bone marrow oedema or joint effusion.

In conclusion, we report on a minimum three year follow-up of CABMAT for corticosteroid-induced ONFH with SLE. In order to confirm the efficacy of CABMAT, results from BMA transplantation carried out using our centrifugation method or by a cell separator in a randomised, matched, controlled prospective study need to be compared. This technique required no special devices and may be an easy-to-use, minimally invasive biological joint-preserving procedure for the early stages of corticosteroid-induced ONFH with SLE.