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. Author manuscript; available in PMC: 2013 Mar 1.
Published in final edited form as: Biometrics. 2011 Aug 12;68(1):258–267. doi: 10.1111/j.1541-0420.2011.01647.x

Table 2.

Simulation results for scenarios with surrogacy concordance (ΔS = ΔT = Δ). Mean(SS) is the mean sample size across hypothetical trials (to be compared with n = 2000). P(1), P(2), P(3), and P(Full) are the proportions of trials at interim checkpoints 1, 2, 3, or full follow-up, respectively, that switched endpoints and/or stopped early due to efficacy, inferiority, or futility, presented by endpoint used. The final column reports total percentages of observed discordance (switching) and each stopping reason across time points, by endpoint. Switching results are italicized for clarity, as they do not affect early stopping or average sample size.

Δ Mean(SS) Reason Endpoint P(1) P(2) P(3) P(Full) Total
0.8 975 Switch S to T - - - - 0.00
Efficacy S - - - - -
T - - - - -
Inferiority S 1.00 - - - 1.00
T - - - - -
Futility S - - - - -
T - - - - -
2000 Efficacy (O-F) S - - - - 0.00

0.9 999 Switch S to T - - - - 0.00
Efficacy S - - - - -
T - - - - -
Inferiority S 0.61 - - - 0.61
T - - - - -
Futility S 0.39 - - - 0.39
T - - - - -
2000 Efficacy (O-F) S - - - - 0.00

1.0 1259 Switch S to T 0.02 - - - 0.02
Efficacy S - 0.01 - - 0.01
T 0.01 - - - 0.01
Inferiority S - - - - -
T - - - - -
Futility S 0.61 0.28 0.07 0.01 0.97
T 0.01 - - - 0.01
2000 Efficacy (O-F) S - - - 0.02 0.02

1.1 1380 Switch S to T - - - - 0.00
Efficacy S 0.48 0.33 0.11 0.05 0.97
T - - - - -
Inferiority S - - - - -
T - - - - -
Futility S 0.02 - - 0.01 0.03
T - - - - -
1759 Efficacy (O-F) S - 0.55 0.36 0.09 1.00

1.2 1073 Switch S to T 0.01 - - - 0.01
Efficacy S 0.99 - - - 0.99
T 0.01 - - - 0.01
Inferiority S - - - - -
T - - - - -
Futility S - - - - -
T - - - - -
1316 Efficacy (O-F) S 0.52 0.48 - - 1.00

1.4 1110 Switch S to T - - - - 0.00
Efficacy S 1.00 - - - 1.00
T - - - - -
Inferiority S - - - - -
T - - - - -
Futility S - - - - -
T - - - - -
1110 Efficacy (O-F) S 1.00 - - - 1.00