Abstract
Background
Stressful life experiences frequently precede the onset of major depression; however, the mechanisms that underlie this link are poorly understood. Importantly, some individuals are more susceptible to the depressogenic effects of stress than others. Carriers of the S or LG allele of the 5-HTTLPR/rs25531 polymorphisms (S’ participants) have been found to be more prone to developing depression under stress relative to L or LA homozygotes (L’ participants). Moreover, emerging evidence indicates that stress-induced anhedonia may be a mechanism underlying links between stress and depression. Given these findings, we hypothesized that exposure to a naturalistic stressor (school final examinations) would disrupt reward responsiveness (a key behavioral component of anhedonia), and that this effect would be strongest in S’ participants.
Methods
To objectively assess reward responsiveness, we administered a probabilistic reward task to 70 Bulgarian high school students over two sessions in the 6-month period preceding school finals. For each participant, the two sessions were designated as the ‘stress’ and ‘control’ conditions based on self-reported perceived stress.
Results
A genotype × condition interaction emerged in males, with S’ participants showing larger stress-related reduction in reward responsiveness relative to L’ participants.
Conclusion
While in need of replication in a larger sample, our results indicate that stress associated with a real-life event is linked to reduced reward responsiveness, the susceptibility to which is modulated by 5-HTTLPR/rs25531 genotype. Although preliminary, these findings identify anhedonia as a promising mechanism linking 5-HTTLPR/rs25531 genotype and stress to depression.
Key Words: 5-HTTLPR, Anhedonia, Depression, Stress, Reward, Resilience
Introduction
Epidemiological studies indicate that stressful life events are among the most reliable predictors of the onset and course of major depressive disorder (MDD) ([1,2,3], for review see [4]); however, the mechanisms underlying this relationship remain incompletely understood. A sizeable body of non-human animal research suggests that stress might partially exert its depressogenic effects by inducing anhedonic-like behavior. Specifically, animal studies indicate that exposure to stressors, in particular chronic and inescapable ones, produces blunted reactivity to natural rewards, as well as dysfunction within mesolimbic dopaminergic pathways critically implicated in incentive motivation and reinforcement learning (for reviews, see [5,6]).
Emerging evidence suggests that this pattern may translate to humans. An early study focusing on real-world stressors found reduced self-reported hedonic capacity in college students and US Army cadets following stressful final examinations or field training exercises, respectively, and demonstrated that these deficits were more pronounced in participants with a family history of depression [7]. Two recent independent studies demonstrated that acute stress exposure in a laboratory environment (threat-of-shock) resulted in impaired reward learning in a nonclinical sample, particularly in individuals reporting elevated anhedonic symptoms [8,9]. Unlike the former study, which employed self-report measures to assess hedonic capacity, these latter studies used a laboratory-based measure of anhedonia to empirically assess participants’ ability to modulate their behavior as a function of prior reinforcement history [10]. In addition, using the same laboratory-based reward processing paradigm, Pizzagalli et al. [11] found that healthy participants appraising their daily life in the week prior to testing as stressful, uncontrollable, and overwhelming were similarly characterized by diminished reward learning.
Consistent with these behavioral effects, acute psychosocial stress decreases the responsiveness of a number of limbic structures involved in the experience of pleasure [12]. Finally, early childhood adversity (e.g. abuse, maltreatment) has been associated with elevated levels of anhedonic symptoms in adolescent depression [13] and, perhaps even more strikingly, a blunted response to reward cues in the globus pallidus, a brain region implicated in reward processing, in nondepressed adults [14]. In sum, results from multiple animal experiments and emerging human research spanning a variety of acute and chronic stressors, suggest that stress-related hedonic impairments may, at least partially, account for the depressogenic effects of life stress.
A complete understanding of the association between stress-related anhedonia and depression is critically dependent on an improved delineation of the neurobiological mechanisms underlying reward processing. While dopamine and the opioids are the primary neurotransmitters linked to reward processing [15], growing evidence has also implicated serotonin 5-hydroxytryptamine (5-HT). Specifically, genetic knockout of the serotonin transporter (5-HTT) and the resulting 5-HT signaling changes have been found to disrupt the development of the reward system [16] and interfere with reward-based learning [17]. Additionally, pharmacologically elevated 5-HT levels decrease dopamine burst firing in the rat ventral tegmental area [18], thus suppressing neural signals central to reward learning [19]. Taken together, these studies indicate that 5-HT plays an important modulatory role in reward processing.
Among the factors impacting 5-HT signaling in humans is a common functional polymorphism in the promoter region of 5-HTT (5-HTTLPR), resulting in either a short (S) or a long (L) allele of the gene [20]. Importantly, the S allele has been linked to reduced 5-HTT expression relative to the L allele [20]. Furthermore, compared to L homozygotes, S carriers are at increased risk of developing depression following stressful life events [21], but see also [22]. Critically, a A/G single nucleotide polymorphism (SNP) within the 5-HTTLPR (rs25531) has been shown to differentially impact L allele function as well as its clinical association with MDD [23,24], suggesting that the LG allele may be functionally similar to the S allele. Thus, this SNP may help clarify inconsistent 5-HTTLPR × Stress interaction results (e.g. [22]). Based on the literature reviewed above, we reasoned that stress-related anhedonia may contribute to links among stress, 5-HTTLPR/rs25531 genotype, and depression.
The goal of the present study was to investigate how perceived stress associated with a naturalistic stressor (preparation for important school examinations) and 5-HTTLPR/rs25531 genotype impact reward responsiveness, an objective measure of participants’ ability to modulate behavior as a function of previous reinforcement, which has been found to correlate with, and predict, future anhedonic symptoms [10]. In approaching this question, we addressed the limitations of the few human studies that have assessed the role of stress on anhedonia, including reliance on self-report measures of anhedonia [7] and the use of acute laboratory stressors with limited ecological validity [8]. We hypothesized that, relative to L or LA homozygotes (‘L’ participants’), S or LG allele carriers (‘S’ participants’) would show larger stress-related reward responsiveness impairments. Based on research suggesting that gender impacts the nature of 5-HTTLPR × Stress interactions with regard to depression [25,26], we also explored the putatively moderating role of gender.
Methods
Participants
Graduating seniors (n = 116) attending high school in Yambol, Bulgaria, completed two study sessions within 6 months of each other. During each session, participants received 20 Bulgarian Leva (∼USD 15) for their time, and ‘won’ an additional 13.95–15.00 Leva during the task. The Committee on the Use of Human Subjects at Harvard University and the High School Board in Yambol, Bulgaria approved the study. In light of the fact that our aim was to investigate the specific effects of genotype and ongoing stress on reward responsiveness, rather than factors that may affect reward processing and/or vulnerability to depression independently, participants reporting personal or family history of unipolar or bipolar depression (n = 15, 12.9%) and drug use within the month prior to session 2 (n = 11, 9.5%) were excluded. Ten additional participants (8.6%) failed to provide complete information regarding exam-related stress in at least one study session. Another 11 participants’ data (9.5%) were excluded for reaction time outliers and/or poor accuracy on the behavioral task in session 1 (n = 3), session 2 (n = 3), or both sessions (n = 5) (see ‘Data Reduction and Processing’), leaving a final sample of 70 participants (45% female, mean age upon study completion: 18.47 ± 0.50) available for analyses. Excluded participants did not differ from those included in age, genotype, or gender (all p > 0.37).
School Final Examinations
Beginning in the 2007/2008 academic year, all high-school seniors in Bulgaria are required to take at least two School Final Examinations (SFEs). We chose to use these examinations as a naturally occurring stressor for several reasons: (1) unlike university entrance examinations, these examinations are mandatory for all students, including students who applied to overseas universities or who would not be applying to universities; (2) a passing grade on these examinations is required for high school graduation; (3) grades are printed on students’ high school diplomas; (4) results are used in Bulgarian university admission decisions alongside traditional entrance examinations, and (5) the academic year 2007/2008, during which data collection took place, was the first year these tests were administered; accordingly, we expected the uncertainty experienced in the face of novelty to further increase the stress normally associated with taking examinations [27]. The two study sessions occurred 6 months (December 2007) and 2–3 days (May 2008) prior to students’ SFEs, respectively.
A Bulgarian sample was chosen instead of an American sample for several theoretical and practical reasons: (1) the population was expected to be relatively genetically homogeneous, which would prevent potential confounds linked to population stratification; (2) results from SFEs are weighted more heavily in college admissions and retaking the examination is more difficult and occurs less frequently than similar tests in the US, and (3) examinations occurred on the same days for all students which made data collection more practical as all students could be tested in large numbers at the same location.
Procedure
During both sessions, participants completed a probabilistic reward learning task [8,26]. During session 1, participants filled out a demographics and handedness questionnaire [28]. In addition, the following self-report measures were administered at each session to assess depression, hedonic capacity, anxiety, and perceived stress: (1) the Beck Depression Inventory II (BDI II [29]); (2) the Mood and Anxiety Symptom Questionnaire [30]; (3) the Perceived Stress Scale [31]; (4) a questionnaire assessing school-and examination-related stress, specifically developed for the study (available upon request); (5) drug use questionnaire assessing lifetime and recent (previous month) use of common substances (available upon request); (6) a self-report measure of family or personal history of depression or bipolar disorder, modified after Berenbaum and Connelly [7], and (7) the Temporal Experience of Pleasure Scale (TEPS) [32] (for exploratory purposes, not included in current analyses). All questionnaires were translated into Bulgarian by the first author and translated back into English by a different Bulgarian native to ensure the integrity of translation. At session 1, all participants provided saliva samples for DNA analysis (Oragene, DNA Genotek; Ottawa, Ont., Canada).
Probabilistic Reward Task
A probabilistic reward task was used to measure reward responsiveness [10,33]. The task consisted of 3 blocks of 80 trials. In each trial, participants were instructed to identify whether a mouth presented briefly (i.e. for 100 ms) on a schematic face was either long or short (long mouth: 11.00 mm, short mouth: 10.00 mm) by making an appropriate response on a computer keyboard (using the ‘f’ or ‘j’ keys; counterbalanced). The main dependent variables were response bias (a participant's propensity to select one stimulus regardless of actual stimulus presentation) and discriminability (a participant's ability to perceptually distinguish the two stimuli). Importantly, the small size difference between stimuli, as well as the short duration of stimulus exposure, made it difficult to ascertain which stimulus was presented and an asymmetric reward schedule was used to induce a response bias [10,33]. Specifically, in each block, correct identification of either the short or the long stimulus (‘rich stimulus’) was rewarded (‘Correct!! You won 0.15 Leva’) three times more frequently than correct identification of the other stimulus (‘lean stimulus’). Prior to the experiment, participants were informed that the goal of the study was to win as much money as possible and that not all correct responses would be rewarded. No information was provided regarding the differential reinforcement schedule.
To ensure similar reward ratio exposure across subjects, only 32 correct trials (24 rich, 8 lean) were scheduled to receive reward according to a controlled reinforcement procedure [10]; thus, if a participant was incorrect on a trial scheduled to receive reward, reward feedback was delayed until the next correct identification of the same stimulus type. The stimulus list and reinforcement sequence were pseudorandomized with the constraint that no stimulus could be presented more than 3 times in a row and that each block ended with 3 unscheduled rewards for each stimulus type (to increase the likelihood that participants would receive all planned rewards). For each participant, all task parameters were kept unchanged across the two sessions.
Importantly, in community, clinical, and student samples reward responsiveness as measured by this task has been found to be: (1) blunted in participants with depression [34]; (2) blunted under an acute laboratory stressor [8,35]; (3) heritable and genetically associated with perceived stress [36], and (4) influenced by the interaction of stress-related genotypes and stress [9].
Data Reduction and Processing
Probabilistic Reward Task. Prior to analyses, outlier responses were identified with a two-step procedure; first, trials with reaction times (RTs) shorter than 150 ms or longer than 1,500 ms were excluded; second, after applying a natural log transformation to normalize RT distribution, trials with mean ± 3 SD were excluded for each participant and participants with more than 30 (i.e. 12.5%) outlier trials were excluded from the analyses. Following outlier removal, response bias (log b) and discriminability (log d) were calculated as follows [11]:
A high response bias emerges when participants rarely miss presentation of stimulus rewarded more frequently (rich stimulus) and tend to misclassify the lean stimulus as the rich stimulus.
Exam-Related Stress. A perceived SFE stress subscale was computed by summing four items from the questionnaire assessing school and examination-related stress developed specifically for this study. Two of the items were ranked on a 1–7 Likert Scale (‘How worried are you about your SFEs?’ and ‘How prepared are you for your SFEs?’). The remaining two items asked participants to provide an estimate of the grade they expected to receive on each of their two compulsory SFEs. These grade estimates were subsequently converted to a 1–7 scale, with higher stress scores indicating lower grade estimates.1 After reverse-coding the item probing examination preparedness, the four items were summed, so that higher scores indicated higher levels of SFE-related stress (possible range: 4–28; actual range in the current sample: 6–25). The SFE stress subscale had satisfactory internal consistency across the two sessions (Cronbach's α = 0.68), especially in light of the small number of items [37].
Initially, session 1 was designed to be the control condition, and session 2 the stress condition. However, self-report measure of SFE stress unexpectedly indicated that the majority of students experienced less stress at session 2, immediately prior to their examinations, relative to session 1. [This finding may be explained by the reduced uncertainty regarding the SFE format and better examination preparation received over the course of the second half of the school year. Additionally, students may have experienced more stress during session 1, due to the fact that the beginning of the school year was delayed by 6 weeks because of a nationwide teachers’ strike. To corroborate this assumption, participants in session 1 were asked to answer the following question ‘Did the fact that the school year started later due to the teachers’ strike make you more or less stressed about school, relative to previous school years?’ using a 7-point scale (1: completely relaxed, 7: extremely stressed). A one-sample t test revealed that participants’ score (4.56 ± 1.24) significantly deviated from the midpoint, highlighting enhanced levels of stress, t(68) = 3.78, p < 0.001; one student did not provide a score and could thus not be included in this analysis.]
Based on this additional information, participants’ data were regrouped into stress and control conditions based on individual self-report measures of exam-related stress in each session. Specifically, the session in which each participant reported higher SFE stress was considered his/her stress condition. Accordingly, session 1 was the stress condition for 44 participants, whereas session 2 was the stress condition for 16 participants. There were no differences in age, gender or genotype between these groups (all p > 0.27). Ten participants had identical levels of SFE stress in both sessions and were not included in analyses involving within-subject comparisons. Per design, stress scores were higher in the stress (14.50 ± 3.98) than in the control (11.52 ± 3.23) condition [t(60) = 11.34, p < 0.001]. Importantly, even though session 1 was associated with more SFE stress overall, it was no more likely to be designated as the stress condition for one gender or genotype group than another (both χ2 < 3.56 and p > 0.10), thus precluding the possibility that order or practice effects may have influenced our results.
Genotyping. 5-HTTLPR and SNP (rs25531) genotyping was performed according to established procedures [38]. In 20 μl, Genomic DNA (25 ng) was amplified via a polymerase chain reaction in the presence of 1x multiplex master mix (Qiagen, Valencia, Calif., USA) and primers (forward: 5′-TCCTCCGCTTTGGCGCCTCTTCC-3′; reverse: 5′-TGGGGGTTGCAGGGGAGATCCTG-3′; Integrated DNA Technologies, Coralvillem, Iowa, USA). Next, 7 μl of PCR product was digested by HpaII (13 μl; New England BioLabs, Ipswich, Mass., USA) in a reaction assay with 1× NEBuffer1 and 1× BSA (Ambion, Foster City, Calif., USA). Finally, 4 μl of the remaining PCR product and 18 μl of restriction enzyme assay solution were loaded onto a 2.0% agarose gel (E-Gel, Invitrogen, Carlsbad, Calif., USA) and were visualized after 15, 25 and 45 min. Participants carrying at least one copy of the low expressing S or LG alleles were grouped together and are collectively referred to as ‘S’ participants’ throughout the analyses. Participants homozygous for the high expressing LA allele are referred to as ‘L’ participants’.
Statistical Analyses
Two sets of analyses were conducted. In the first set, a series of genotype × condition ANOVAs were conducted on several self-report measures to evaluate whether genotype groups differed in their report of mood; these analyses were considered secondary and were performed to ensure that our primary findings (group differences in reward responsiveness) were not unduly affected by differences in self-report measures of mood. Next, we evaluated the possible moderating effect of 5-HTTLPR/rs25531 genotype on task performance, which represented the main analysis of interest. After rebinning the data into stress and control conditions, a mixed ANOVA with 5-HTTLPR/rs25531 genotype (S’ participants, L’ participants) as between-subject factor and block (1, 2, 3) and condition (stress, control) as within-subject factors was conducted on a response bias. Control analyses were performed by entering gender and change in depressive symptoms between the two conditions as covariates in an ANCOVA. These control analyses were performed in light of reports showing (1) gender differences in depression following stress [39] and the association between 5-HTTLPR, stress and depression [25,26,40], and (2) decreased response bias in depression [10,41]. Accordingly, the analyses probed putative genotype × condition effects of perceived SFE stress independent of gender and general dysphoria or depressive symptoms, which was particularly important given the rebinning of the stress and control conditions. To assess depressive symptoms, the MASQ GDD subscale was preferred over the BDI, because it provides a measure of general depression score, independent of anhedonic symptoms.
In a second set of analyses, to directly investigate the role of gender on task performance, a genotype × block × condition × gender ANCOVA (controlling for GDD score change between conditions) was performed on response bias and discriminability.
Results
Demographics and Self-Report Data
A series of genotype (S’ participants, L’ participants) × condition (stress, control) ANOVAs revealed that MASQ GDD, MASQ AD, and PSS scores were higher in the stress relative to control condition (table 1), providing further corroboration for the data rebinning strategy based on SFE stress scores. Importantly, all other effects, including the genotype × condition interaction, were not significant (all p values > 0.11), indicating that genotype groups did not differ with respect to other self-report measures of mood.
Table 1.
Control |
Stress |
Effect | p values | |||
---|---|---|---|---|---|---|
S' participants (n = 44) | L' participants (n=16) | S' participants (n = 44) | L' participants (n=16) | |||
SFE stress | 11.50 ± 2.90 | 11.56 ± 4.13 | 14.61 ± 3.87 | 14.19 ± 4.40 | condition | <0.001 |
PSS | 28.82 ± 7.48 | 27.00 ± 8.51 | 30.48 ± 7.77 | 31.44 ± 9.41 | condition | 0.016 |
BDI-II | 14.07 ± 9.59 | 13.13 ± 11.40 | 14.60 ± 9.22 | 15.38 ± 11.87 | none | >0.27 |
MASQ | ||||||
GDA | 21.81 ± 8.37 | 18.19 ± 6.72 | 21.11 ± 7.46 | 21.31 ± 7.93 | none | >0.53 |
AA | 29.71 ± 11.90 | 26.50 ± 6.38 | 31.12 ± 12.59 | 28.06 ± 10.86 | none | >0.26 |
GDD | 22.62 ± 9.83 | 20.81 ± 12.38 | 23.52 ± 9.61 | 25.13 ± 11.77 | condition | 0.041 |
AD | 56.65 ± 15.41 | 51.41 ± 17.46 | 58.22 ± 9.82 | 60.81 ± 17.03 | condition | 0.027 |
SFE = School final examinations; PSS = Perceived Stress Scale; BDI-II = Beck Depression Inventory II; MASQ = Mood and Anxiety Symptom Questionnaire; GDA = general distress anxiety; AA = anxious arousal; GDD = general distress depression; AD = anhedonic depression.
Task Performance
The 5-HTTLPR/rs25531 genotype × block × condition ANOVA for response bias revealed a main effect of block [F(2,116) = 6.95, p < 0.002, partial η2 = 0.107], due to heightened response bias in blocks 3 (0.197 ± 0.019) and 2 (0.170 ± 0.018) relative to block 1 (0.127 ± 0.017) (both p < 0.02). This finding confirms that the task induced the expected preference for the more frequently rewarded stimulus, which increased as the task progressed.
Most importantly, a significant genotype × condition interaction emerged, [F(1,58) = 4.38, p < 0.05, partial η2 = 0.070; fig. 1a], due to significantly larger stress-related reduction in response bias in S’ participants than L’ participants (response biasControl – response biasStress: 0.035 ± 0.150 vs. −0.061 ± 0.128; Cohen's d = 0.67)2. Critically, the group difference in stress-related reduction in response bias remained significant after controlling for gender and GDD change between conditions [F(1,55) = 5.83, p < 0.02, partial η2 = 0.096]. Independent-samples t tests revealed no differences between genotypes in either the stress or the control condition (both p > 0.15), indicating that genotype groups differed significantly only in their relative stress-related change in response bias.
To examine the effects of gender, a genotype × block × condition × gender ANCOVA was conducted on response bias, while controlling for GDD change between conditions. In addition to the genotype × condition interaction [F(1,54) = 4.92, p < 0.04, partial η2 = 0.084], a significant three-way genotype × condition × gender interaction emerged [F(1,54) = 4.43, p < 0.05, partial η2 = 0.076]. Highlighting the specificity of these findings, a control genotype × block × condition × gender ANCOVA on discriminability revealed no significant effects, all p > 0.15.
When genotype × block × condition ANCOVAs were conducted on response bias separately for males and females, a significant genotype × condition interaction was observed in males [F(1,26) = 14.15, p < 0.002, partial η2 = 0.352; fig. 1b], but not females (all p > 0.50; fig. 1c). Follow-up within-subject t tests showed that male S’ participants were characterized by a significant reduction in total response bias from the control (0.218 ± 0.127) to the stress (0.147 ± 0.120) condition [t(19) = −2.26, p < 0.04], while male L’ participants showed a significant increase [control condition: 0.093 ± 0.115, stress condition: 0.197 ± 0.098; t(8) = 2.68, p < 0.03; fig. 1b]. When GDD change was controlled for, the increase in response bias in L’ participants was reduced to a trend [F(1,7) = 4.34, p = 0.076, partial η2 = 0.383], while the decrease in response bias in S’ participants remained significant [F(1,18) = 7.24, p < 0.02, partial η2 = 0.287].
Discussion
The main goal of the present study was to examine how perceived stress associated with a naturalistic stressor (school examinations) and 5-HTTLPR/rs25531 genotype jointly influence reward responsiveness, a core component of anhedonia. The main finding emerging from this study was that 5-HTTLPR/rs25531 genotype modulated susceptibility to stress-related reward responsiveness impairments in males; specifically male S’ participants were characterized by significantly larger stress-related reduction in response bias relative to L’ participants (significant genotype × condition interaction). Notably, the interaction was due to lower response bias in the stress relative to control condition for S’ participants, whereas L’ participants showed the opposite pattern. Critically, stress-related response bias modulations emerged within the context of no differences in discriminability, indicating that the effects of stress were specific to the ability to modulate behavior as a function of reinforcement history. In light of the fact that anhedonia is a core symptom of depression and stress-related hedonic deficits have been hypothesized to underlie the depressogenic effects of stress [5,8], our findings suggest potential environmental and genetic etiological mechanisms that may influence the development of depression. To the best of our knowledge, this is the first study to demonstrate an interactive effect of 5-HTTLPR/rs25531 genotype and stress on reward processing in humans.
5-HTTLPR/rs25531 Genotype, Stress and Reward Processing
The stress-mediated reduction in reward learning we observed in male S’ participants could be conceptualized as the result of several distinct, but not mutually exclusive, phenomena. In one of the earliest studies investigating the potential involvement of stress-related anhedonia in humans, Berenbaum and Connelly [7] found that stress reduced the subjective hedonic value of activities normally experienced as enjoyable. The blunted reward responsiveness we observed could be interpreted as the consequence of similar reductions in the subjective pleasure derived from earning a monetary reward in the experimental task (or simply doing well in it) – an activity normally associated with enjoyment. Additionally, since stress is apt to induce large shifts in behavioral priorities [42], our findings could also reflect stress-related reduction in the incentive value assigned to positive stimuli, which may in turn reflect a more global change in motivational state geared towards effectively dealing with a stressor. On the neurobiological level, and in line with the modulatory role of 5-HT on dopaminergic transmission, the reward processing deficits we observed in male S’ participants could be attributed to stress-mediated decrease in dopamine signaling in neural regions critically implicated in reinforcement learning and motivation [19,43,44]. Neuroimaging techniques such as multimodal PET/fMRI will be required to test this conjecture and clarify the precise mechanism via which stress and 5-HT signaling modulate dopaminergic transmission and reward processing.
Although we had not predicted the relative stress-related increase in reward responsiveness in L’ participants, our results are in line with the proposition that the association among 5-HTTLPR, stress, and depression could at least partially be explained by conceptualizing the L’ genotype as conferring emotional resiliency in the face of stress and trauma [45,46]. The increased reward responsiveness in L’ participants under stress in our sample could thus be interpreted as a potential mechanism via which the L’ allele exerts its putative protective effects. Such an interpretation is consistent with the notion that a robust reward system is an essential component of resilience [47,48], and is further corroborated by research demonstrating that L’ homozygotes show positive information processing biases absent in S’ carriers [49,50].
The current results are also in line with findings from the animal literature. A recent study reported that priming with a social stressor (photographs of high-ranking males) led to heightened risk aversion in rhesus macaque monkeys carrying one copy of the S allele of the rh5-HTTLPR (homologous to the human 5-HTTLPR), but increased risk-seeking in individuals homozygous for the L allele, which the authors conceptualized as an enhanced sensitivity to social punishment and reward, respectively [51]. Our results are also consistent with reports from rodent studies suggesting that chronic mild stress can in certain cases enhance sensitivity to pleasurable stimuli (i.e. causing ‘prohedonia’), rather than decrease it [6]. Critically, whether chronic mild stress results in anhedonia or prohedonia depends on a variety of variables, including the genetic makeup of the animal under study [52,53].
Role of Gender
While prior research has suggested that the association between the 5-HTTLPR S allele, stress, and depression may be specific to females [54], we found no association between genotype and stress-related response bias changes in females. These findings might be accounted for by the type of the stressor we employed. Depressive symptoms and biological stress responses have been associated with different types of stressful life events in a gender-specific manner, with females and males being most sensitive to interpersonal stressors and achievement stressors, respectively [55]. Because the naturalistic stressor we investigated was an important school examination, the males in our sample may have been disproportionately affected by it. In addition, the male-specific nature of our findings may be related to the fact that the reward we used in our task was monetary, and males have been shown to respond more strongly to monetary reward feedback than females [56]. The gender effects in the current study must, however, be interpreted with caution due to the small sample size of these analyses.
Limitations and Future Directions
The present study has several limitations. First, unexpectedly, session 1 and session 2 were not associated with the intended levels of stress and thus did not map directly onto our control and stress conditions, respectively. We believe this unexpected pattern was due to extraneous factors that led to a greater uncertainty surrounding the SFEs in December (e.g. 6-week, nationwide teachers’ strike, first time these exams had been introduced in Bulgaria), rather than May, increasing stress levels at the originally planned control condition. In order to address this problem, we re-grouped data into control and stress conditions based on self-report measures of SFE-related stress. Though not directly tapping into the physiological correlates of stress, our scale can be considered a valid measure of exam-related stress, as classic research has shown that perceived importance of a particular goal, combined with a perceived low probability of attaining that goal, is associated with significant distress [57]. These classic findings, together with the significant differences in self-reported SFE stress and PSS after the rebinning, lend credibility to our approach. Of note, this regrouping had the additional advantage that, unlike in the original design, order effects were minimized due to a partial counterbalancing across subjects. However, the fact that many participants reported higher levels of stress at time 1 compared to time 2 prevents us from conclusively stating that the response bias findings were driven by stress associated with the final examinations. Nevertheless, the lack of genotype differences in (1) self-report of mood, including SFE-related stress, at both sessions, and (2) the percentage of participants reporting higher levels of stress at time 1 than time 2, as well as the fact that SFE scores were used to define the stress and control condition for each participants, lend support to our interpretation that exam-related perceived stress contributed to the reported gene × condition effects on reward responsiveness.
Second, our study focused on perceived stress (i.e. on the subjective impact of events), rather than more objective indices (e.g. interviewer-assessed levels of contextual threat) or physiological markers (e.g. cortisol). It has been argued that perceived stress can be confounded with depressive symptoms, which might inflate links between the independent and dependent variable (e.g. [58]). To address this legitimate criticism, we performed control analyses adjusting for depressive symptoms (MASQ GDD scores), which confirmed the finding of stress-related reduction in response bias among S’ participants. Moreover, as mentioned above, genotype groups did not differ in any self-report measures of mood, including SFE-related stress scores, indicating that 5-HTTLPR/rs25531 genotype did not impact perceptions of stress.
Third, due to the relatively small sample size of this study, our results should be interpreted with caution until replicated in larger samples. This precaution is particularly important in relation to the three-way condition × genotype × gender interaction. We note, however, that the current findings in S’ carriers are consistent with the results from three prior independent studies highlighting reduced reward responsiveness, as assessed by our probabilistic reward task, under stressful situations [8,9,59]. Accordingly, replication of stress-induced reduction in reward responsiveness has now been obtained in four independent samples, strengthening our confidence that the current findings are reliable. Finally, while we excluded participants reporting drug use and/or a personal or familial history of MDD or bipolar disorder based on self-report, and collected well-validated measures of depressive and anxious symptomatology, we did not formally assess all Axis I or II disorders with structured clinical interviews.
Limitations notwithstanding, the current investigation extends previous work suggesting that the depressogenic effect of stress may be at least partially driven by the emergence of a reduced ability to modulate behavior based on prior reinforcement under stressful situations [7,8]. Furthermore, our findings highlight stress-related reward responsiveness deficits as a promising mechanism underlying the association between 5-HTTLPR genotype, stress, and depression. Additionally, the ‘prohedonic’ behavior that L’ participants exhibited under stress may be interpreted as protective against MDD development in the face of life adversity. To further elucidate this association, future studies should utilize larger samples to examine the behavioral and neural correlates of reward processing in relation to objective measures of stress and 5-HTTLPR/rs25531 genotype, while taking into account the severity and type of the stressor, as well as any relevant gene-gene interactions.
Acknowledgements
Funding for this study was provided by grants from the Harvard College Research Program to Y.N., grant from NIMH (R01MH68376, R21MH078979) and Talley Fund (Harvard University) to D.A.P., and a Sackler Scholar in Psychobiology Research Grant to R.B. The authors are grateful to Ahmad Hariri for providing genotyping information, to Allison Brown (Harvard Medical School-Partners Healthcare Center for Genetics and Genomics), Sara Dainese and Emily Yuan for their assistance in the genotyping process, and to Vesselin Dimitrov for translating study material.
Diego A. Pizzagalli has received research support from GlaxoSmithKline, consulting fees from ANT North America Inc. (Advanced Neuro Technology) and AstraZeneca, and honoraria from AstraZeneca for projects unrelated to the present study.
Footnotes
In Bulgaria, examinations are graded on a 2.00–6.00 point scale, 3.00 being the lowest passing grade. Thus, the expected grades were converted into stress scores as follows: <3 = add 7, 3–3.49 = add 6, 3.5–3.99 = add 5, 4–4.49 = add 4, 4.5–4.99 = add 3, 5–5.49 = add 2, ≥5.5 = add 1.
In a previous study, we observed an effect size (Cohen's d) of 0.89 for differences in reward responsiveness under an acute stress manipulation between groups differing in genetic variants within the mineralocorticoid receptor (MR) gene [9]. Similar to the 5-HTTLPR/rs25531 genotype, the MR gene has been implicated in depression and modulating stress responses (e.g. [60,61,62]). Power analyses indicate that two groups of 45 and 15 subjects, respectively, were needed to detect an effect size of 0.89 with a power of 0.90. Thus, the current sample of 44 S’ carriers and 16 L’ homozygotes provided enough power to detect similar effects.
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