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. 2011 Sep 2;120(1):6–10. doi: 10.1289/ehp.1103904

Table 1.

Codes of ethics and IPR and data-sharing agreements for tribal research.

Source Title of document Major points
Alaska Native Knowledge Network 2000 Guidelines for Respecting Cultural Knowledge IPR and research rules (beneficence, protocol reviews); research involving Aboriginal Peoples; First Nations Code of Ethics pamphlet
American Anthropological Association 1998 Code of Ethics of the American Anthropological Association Informed consent, working relationships, respect
American Indian Law Center, Inc. 1999 Model Tribal Research Code Common pitfalls; Indian Health Service IRBs; research protocol review; benefits, rights, and enforcement
Australian Institute of Aboriginal and Torres Strait Islander Studies 1999 Guidelines for Ethical Research in Indigenous Studies Principles of ethical research in Indigenous studies; practical applications, such as full and equal participation, affecting livelihoods, maintaining culture and heritage
Canadian Institutes for Health Research 2007 CIHR Guidelines for Health Research Involving Aboriginal People Guidelines in conducting ethical and culturally competent research involving Aboriginal peoples
Desert Knowledge Cooperative Research Centre 2009 DKCRC Aboriginal Knowledge and Intellectual Property Protocol Community Guide Intellectual property negotiation using Aboriginal paintings; ethics, confidentiality, free prior informed consent, benefit sharing, and research findings; reporting and publishing; protocols and research checklists
Freeman 2004 The Protection of Potential Individual Volunteers and Tribal Communities in Research Involving the Indian Health Service Indian Health Service policies to protect participants and tribal communities; IRB composition; approval of research and publications by tribal communities; tribal informed consent
Hansen and VanFleet 2003 Traditional Knowledge and Intellectual Property: A Handbook on Issues and Options for Traditional Knowledge Holders in Protecting Their Intellectual Property and Maintaining Biological Diversity Unpublished information and intellectual property of Tribes; patent process for native plants; publication ethics
Indian Health Service 2006; U.S. DHHS 2005 Human Research Participant Protection in the Indian Health Service Indian Health Service IRB requirements; implications for 45 CFR 46 (Title 45, Code of Federal Regulations part 46), the Belmont Report, and the instructions of the Indian Health Service IRB(s) with jurisdiction
Indigenous Peoples Council on Biocolonialism 2000 Indigenous Research Protection Act Legal protection for tribes in ownership of research; includes a model academic research agreement
International Society of Ethnobiology 2006 ISE Code of Ethics Framework for decision making and conduct for ethnobiological research and related activities; code of ethics
Louis and Grossman 2009 Discussion Paper on Research and Indigenous Peoples, Association of American Geographers Indigenous knowledge and intellectual property; revision of drafts and findings by tribes
Macaulay 1994 Ethics of research in Native communities Benefits of the research to the community; ownership of data and publication issues
Macaulay 1998 Participatory research with Native community of Kahnawake creates innovative code of research ethics Code of research ethics regarding ownership of data
Maddocks 1992 Ethics in Aboriginal research: a model for minorities or for all? Ownership of data and publication; communication of results
National Science Foundation 2004a Guidelines for Improved Cooperation between Arctic Researchers and Northern Communities Guidelines for Arctic residents to shape research; consideration of subsistence lifestyles; includes checklist
National Science Foundation 2004b Principles for the Conduct of Research in the Arctic Principles for researchers in a broad spectrum of academic fields when conducting research in Arctic or northern regions
Navajo Nation 1996 Navajo Nation Human Research Code Protections for Navajo people; conditions for physicians, researchers, and others doing research within the Navajo Nation
NCAI Policy Research Center 2010 Research That Benefits Native People: A Guide for Tribal Leaders Five-module curriculum; research review policies and boards; selecting suitable research partners; applying values and ethics; understanding program evaluation
Quigley 2001 Compilation on environmental health: research ethics issues with Native communities Partnership guidelines when working with indigenous communities
Sahota 2007 Research Regulation in American Indian/Alaska Native Communities: Policy and Practice Considerations Ethical and legal considerations for American Indian/Alaska Native communities in regulation of research; American Indian/Alaska Native models of research ethics; legal justifications for American Indian/Alaska Native governments to regulate research
Sharp and Foster 2002 Community involvement in the ethical review of genetic research: lessons from American Indian and Alaska Native populations Benefits and challenges of directly involving communities in the ethical review of research
World Health Organization 2010 Indigenous People and Participatory Health Research: Planning and Management, Preparing Research Agreements Issues covered by a research agreement and examples of forms to be used with indigenous communities for an agreement, collective consent, informed consent