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. Author manuscript; available in PMC: 2013 Jul 15.
Published in final edited form as: Cancer. 2011 Dec 5;118(14):3654–3665. doi: 10.1002/cncr.26667

Table 3.

Univariate Cox Regression of Clinical and Dosimetric Factors for Risk of ≥ Grade 2 RP

Total Patients
(n=136)
Patients with
≥Grade 2 RP
(n=40)
Percent of
Patients with
≥Grade 2
RP
HR 95% CI p-value

Patient Characteristics

Age<66 64 17 26.6% 1.0* - -
Age≥66 72 23 31.9% 1.25 0.67-2.33 0.49

Male 67 26 38.8% 2.22 1.16-4.26 0.017
Female 69 14 20.3% 1.0* - -

ECOG PS
 0 62 17 27.4% 1.0* - -
 1 67 18 26.9% 1.01 0.52-1.96 0.98
 2 7 5 71.4% 3.63 1.34-9.87 0.01

Smoking Status
 Current 48 11 22.9% 1.0* - -
 Former 74 26 35.1% 1.62 0.80-3.29 0.18
 Never 14 3 21.4% 0.92 0.26-3.31 0.90

Pack-year<49 68 20 29.4% 1.0* - -
Pack-years≥49 68 20 29.4% 0.98 0.53-1.82 0.95

FEV1<1.98 L 78 55 70.5% 1.0* - -
FEV1≥1.98 L 58 41 70.7% 0.99 0.53-1.85 0.97

Tumor Characteristics

Histology:
 SCC 29 10 34.5% 0.96 0.32-2.90 0.95
 AdenoCA 64 15 23.5% 1.0* - -
 Carcinoma NOS 28 11 39.3% 1.53 0.69-3.40 0.30
 SCLC 15 4 26.7% 1.68 0.77-3.65 0.19

T-stage
 0-1 37 7 18.9% 0.62 0.31-1.24 0.17
 2 47 17 36.2% 1.0* - -
 3 24 9 37.5% 1.19 0.60-2.38 0.62
 4 28 7 25.0% 0.84 0.39-1.84 0.67

N-stage
 0-1 21 1 4.8% 0.33 0.14-0.79 0.01
 2 80 27 33.8% 1.0* - -
 3 35 12 34.3% 0.99 0.53-1.84 0.98

Stage
 IIB 9 0 0% 0.0 0.0 0.99
 IIIA 63 23 36.5% 1.0* - -
 IIIB 52 14 26.9% 0.75 0.38-1.44 0.37
 IV 12 3 25.0% 0.70 0.21-2.33 0.56

Treatment Characteristics

Radiation Dose
 <60 Gy 35 6 24.0% 0.70 0.25-1.92 0.49
 ≥60 Gy and >66 Gy 40 10 25.0% 1.0* - -
 ≥66 Gy and >70 Gy 28 12 42.8% 1.86 0.80-4.31 0.15
 ≥70 Gy 33 12 36.4% 1.63 0.70-3.78 0.25

Radiation Technique:
 3D Conformal 34 8 23.5% 0.73 0.34-1.59 0.43
 IMRT 102 32 31.4% 1.0* - -

Simulation Technique:
 3D-CT 72 19 26.4% 1.0* - -
 4D CT 64 21 32.8% 1.28 0.69-2.39 0.43

Radiation Sequencing:
 Pre-operative 15 2 13.3% 0.30 0.07-1.24 0.10
 Radiation alone 106 37 34.9% 1.0* - -
 Post-operative 15 1 6.7% 0.17 0.02-1.25 0.08

Surgery 30 3 10.0% 0.23 0.07-0.74 0.014

Any Chemotherapy 130 39 30.0% 1.66 0.23-12.08 0.62

Concurrent Chemotherapy 121 39 32.2% 5.27 0.72-38.35 0.10

Consolidation Chemotherapy 78 24 30.8% 1.0 0.84-1.18 0.96

Consolidation Docetaxel 16 8 50.0% 2.11 0.97-4.58 0.06

Bilateral Lung Dose-
Volume Histogram

 V5<60% 62 13 21.0% 1.0* - -

 V5≥60% 74 27 36.4% 1.90 0.98-3.69 0.057

 V20<30% 52 9 17.3% 0.45 0.20-1.04 0.061
 V20≥30% and <40% 43 15 34.9% 1.0* - -
 V20≥40% 41 16 39.0% 1.15 0.57-2.33 0.70

 MLD<18 Gy 66 14 21.2% 1.0* - -
 MLD≥18 Gy 70 26 37.1% 1.95 1.02-3.74 0.044
*

Reference group for Cox regression

Abbreviations: CI=confidence interval; CT=computed tomography; FEV1=force expiratory volume in 1 second; HR=hazard ratio; IMRT=intensity modulated radiation therapy; MLD=mean lung dose; PS=performance status; RP=radiation pneumonitis; V5=volume receiving greater than 5 Gy; V10=volume receiving greater than 10 Gy; V20=volume receiving greater than 20 Gy.