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. 2012 Feb 24;14(6):821–826. doi: 10.1093/icvts/ivs036

Table 1:

Best evidence papers

Author, date, journal and country Study type (level of evidence) Patient group Outcomes Key results Comments
Chasseray et al. (1989), Surg Gynaecol Obstet, France [2]

Prospective randomized trial (level 2)
Prospective randomized study (n = 123) comparing cervical (n = 43) and intrathoracic (n = 49) anastomoses following oesophagectomy for squamous cell carcinoma


In total 31 patients excluded because of noncompliance with randomization


Cervical anastomosis group treated with three-stage approach (n = 35) or transhiatal approach (n = 8). Intrathoracic anastomosis performed with two-stage approach (n = 49)

The groups were comparable with respect to smoking, alcohol abuse, pre-existing pulmonary disease, serum albumin concentration and weight loss
Length of operation (h) [median (range)]

Transfusion requirements (ml) [median (range)]

Length of macroscopically normal oesophagus above tumour (cm) [median (range)]

Length of hospital stay (days) [median (range)]

Median survival (months) [median (range)]

30-day mortality rate (%)

Fistula formation (%)

Stricture formation (%)

Respiratory complications (%)

Chylothorax

Other (cardiac failure, myocardial infarction, septicaemia, acute cholecystitis, pulmonary embolus)
Cervical vs intrathoracic

7 (4.5–10.0) vs 7 (3.5–10)


1250 (0–8500) vs 1250 (0–5000)

4 (0.2–9.0) vs 1.5 (0.2–9.5), P < 0.05



19.5 (3–71) vs 18 (2–122)


23 (1–52) vs 20 (1–48)


4 (9.3%) vs 7 (14.2), P = NS

11 (26%) vs 2 (4%), P < 0.02

23 (53%) vs 14 (29%), P = NS

7 (16%) vs 15 (29%), P = NS


2 (5%) vs 4 (8%), P = NS

6 (14%) vs 6 (12%), P = NS
Cervical anastomosis associated with significantly increased risk of anastomotic leak

Authors attribute increased incidence of anastomotic leak in cervical anastomosis to excessive mobilization of oesophagus and increased tension on conduit promoting ischaemia at anastomotic site

No significant difference between groups with respect to cardiorespiratory complications, post-operative mortality or length of hospital stay

Limitations: Methodology not standardized with respect to approach for cervical anastomosis, positioning of gastric tubes and pyloroplasty procedure. Operative technique may have promoted selection bias
Okuyama et al. (2007), Surg Today, Japan [3]

Prospective randomized trial
(level 2)
Prospective randomized study comparing hand-sewn cervical anastomosis (n = 18) and stapled intrathoracic (n = 14) anastomosis following oesophagectomy for middle or lower thoracic oesophageal cancer

Cervical anastomosis performed through three-stage approach and intrathoracic anastomosis performed with two-stage approach

All patients underwent routine post-operative bronchoscopy and water-soluble contrast medium. Patients with metastases excluded from study


Operating time (min) (mean ± SD)

Blood loss (ml) (mean ± SD)

Number of dissected lymph nodes (mean ± SD)

Anastomotic leaks

Recurrent laryngeal nerve palsy

Pneumonia


Hospital mortality

Diameter of anastomosis (mm) (mean ± SD)

Anastomotic stricture
Cervical vs intrathoracic

547 ± 95 vs 593 ± 57, P = NS


537 ± 281 vs 702 ± 252, P = NS

53 ± 21 vs 48 ± 17, P = NS


3 (16.7%) vs 1 (7.1%), P = NS

8 (38.8%) vs 1 (7.1%), P < 0.05

2 (11.1%) vs 5 (35.7%), P = NS

0 vs 0, P = NS

14 ± 6 vs 15 ± 5, P = NS


0 vs 2 (14.2%), P = NS
No significant difference between the two groups with respect to the rate of anastomotic leak, stricture formation, recurrent laryngeal nerve injury (RLN) or symptoms 6 months after surgery

Increased incidence of RLN injury and greater proximal resection margins with cervical anastomosis did not impact on post-operative symptoms and survival

Limitations: small sample size, variations in anastomotic approach and technique
Ribet et al. (1992), J Thoracic Cardiovasc Surg, France [4]


Prospective randomized trial
(level 2)
Prospective randomized trial comparing clinical and pathological outcomes in oesophagectomy with cervical (n = 30) and intrathoracic anastomosis (n = 28)
Tumours staged pre-operatively (UICC 1987): Stage I, n = 2; Stage II, n = 19; Stage III, n = 9; Stage IV, n = 30; and were almost equally distributed amongst the two groups

Intrathoracic anastomosis performed with the two-stage approach and cervical anastomosis with the three-stage approach. Hand-sutured two-layer anastomosis in all cases

Radiotherapy started 5–6 weeks post-operatively (cervical, n = 23; intrathoracic n = 27)


Mean operation time (min)

Mean hospital stay (days)
Brochopulmonary infection


Vocal cord palsy—Temp

Vocal cord palsy—Perm

Median survival


Mean supratumor margin (cm) (shrunken tissue)

Mean tumour length (cm)
Cervical vs intrathoracic

405 vs 375

24.2 vs 16.6
21 (70%) vs 11 (29.3%), P = 0.01

3 (10%) vs 0 (0%), P = NS

3 (10%) vs 1 (3.6%), P = NS

9 months vs 12 months, P = NS

5.01 vs 2.83


5.08 vs 5.3
Respiratory complications significantly more common in cervical than intrathoracic anastomosis. Authors comment that this may be secondary to more extensive dissection and vocal cord damage in the cervical group

No significant difference between groups with respect to risk of anastomotic leak or mortality

Cervical anastomosis improved resection of undetected supratumour lesions and lymph node harvesting. This did not correlate with any difference in long-term survival between groups

Limitations: patients not matched for neoadjuvant therapy, limited data on other post-operative complications and large variation in extra-oesophageal resections at time of surgery
Walther et al. (2003), Ann Surg, Sweden [5]

Prospective randomized study
(level 2)
Prospective randomized trial comparing hand-sewn cervical (n = 41) with stapled intrathoracic anastomoses (n = 42)

To evaluate selection bias, non-randomized patients undergoing oesophagectomy over same time period (n = 29) were followed and results were compared with those randomized (n = 83)

Measurements of anastomotic level and diameter were assessed with an endoscope and balloon catheter 3, 6, and 12 months after surgery



Operating time [median (range)]


Blood loss (ml) [median (range)]


Anastomotic stricture formation (%)

Chest drainage (days) [median (range)]

Anastomotic leak (%)

Airway complication (%)


Cardiac complication (%)

Vocal cord palsy (%)


Reoperation (%)


Hospital stay (days) [median (range)]

Uncomplicated (%)


Hospital mortality (%)
Cervical vs intrathoracic vs non-randomised

555 (382–850) vs 553 (290–750) vs 615 (459–886), P = 0.0018

950 (250–3000) vs 950 (200–4000) vs 1300 (400–3000), P = NS

8/41 (19.5) vs 12/42 (28.6%), P = 0/443

7 (5–65) vs 7 (0–55) vs 7 (4–71), P = NS

1 (2.4) vs 0 (0) vs 1 (3.4), P = NS

2 (4.9) vs 4 (9.5) vs 2 (6.9), P = NS

4 (9.8) vs 4 (9.5)vs 0 (0), P = NS

1 (2.4) vs 0 (0) vs 2 (6.9), P = NS

3 (7.3) vs 2 (4.8) vs 3 (10.3), P = NS

14 (8–68) vs 14 (0–83) vs 15 (10–75), P = NS

28 (68) vs 29 (69) vs 19 (66), P = NS

1 (2.4) vs 1 (2.4) vs 0 (0), P = NS
No significant difference between the groups with respect to cardiorespiratory complications, anastomotic leak or mortality

High incidence of stricture formation in intrathoracic anastomosis attributed to increased stapling of anastomosis in this group. No difference in anastomotic diameter between groups at 3, 6 and 12 months following surgery

Only significant factor affecting the survival was disease stage

Limitations: variation in the use of stapled and sutured anastomosis at each site. Low incidence of anastomotic leak making correlation to site and severity difficult
Lam et al. (1992), J Thoracic Cardiovasc Surg, Hong Kong [6]

Prospective non-randomized study
(level 3)
Prospective non-randomised study comparing cervical (n = 294) and intrathoracic (n = 117) anastomosis post-oesophagectomy

Patients grouped according to the location of tumour in relation to aortic arch and preoperative respiratory function. Groups comparable except palliative resections more frequent in cervical group

Anastomosis formed between residual proximal area of oesophagus and stomach, jejunum or colon


Anastomotic leak: hand-sewn

Anastomotic leak: stapled
Anastomotic leak: whole stomach substitution

Anastomotic leak: distal stomach substitution

Anastomotic leak: jejunum substitution

Anastomotic leak: colon substitution

Anastomotic stricture: hand-sewn

Anastomotic stricture: stapled
Cervical vs intrathoracic

4/75 (5.3%) vs 5/106 (4.7%)


7/219 (3.2%) vs 0/11 (0.0%)
8/240 (3.3%) vs 4/91 (4.4%)


2/49 (4.1%) vs 0/8 (0.0%)


0/3 (0.0%) vs 0/0


Half (50%) vs 1/18 (5.5%)


6/62 (9.7%) vs 6/78 (7.7%)


36/158 (22.8%) vs 2/11 (18.2%)
No significant difference between the groups with respect to anastomotic leak rate or mortality

Increased incidence of benign stricture formation with intrathoracic anastomosis attributed to increased use of stapling device in this group

Limitations: study not randomized, variations in approaches for cervical anastomosis and use of substitutes and limited data on other post-operative complications
Johansson et al. (1999), J Thoracic Cardiovasc Surg, Sweden [7]

Prospective non-randomized study
(level 3)
Prospective study comparing pharyngeal reflux after gastric pull-up oesophagectomy between cervical (n = 20) and intrathoracic anastomoses (n = 27)

Intrathoracic anastomoses formed using the two-stage approach and intrathoracic anastomoses created using the three-stage approach

Placement of pH probes proximal and distal to oesophageal remnant for 24 h. Acid exposure in the gastric pull expressed as total percentage of time pH <4 during a 24-h period. This was also measured at 3, 6 and 12 months post-operatively


pH levels: 3 vs 6 vs 12 months [mean (95%CI)]


Anastomotic height from incisors (cm) [mean (95% CI)]

Dilated for anastomotic stricture at 3 months

Oesophagitis after 3 months
In general:

46% (29–63%: n = 14) vs 32% (14–50%: n = 13) vs 31% (9–53%: n = 11)

21.2 (19.4–21.3) vs 24.8 (23.8–25.3)


3 (15%) vs 5 (18.5%)


2 (10%) vs 7 (25.9%)
Acid exposure to the pharynx and oesophageal remnant increased during the first year with cervical anastomosis but not with intrathoracic anastomosis. This did not increase oesophagitis or subsequent stricture formation

Authors attributed increased reflux with cervical anastomosis to extensive neck dissection impairing swallowing

Limitations: very limited data on other post-operative complications. Comorbidities affecting reflux not accounted for and significant variation in the formation of gastric tubes
Nguyen et al. (2008), Ann Surg, USA [8]

Prospective non-randomized study
(level 3)
Prospective study evaluating the outcomes of 104 minimally invasive oesophagectomy (MIE) procedures for the treatment of benign and malignant disease

Indications for surgery included oesophageal cancer (n = 80), Barrett oesophagus (n = 8), gastrointestinal stromal tumour (n = 3) and gastric cardia cancer (n = 7)

Conversion rate to laparotomy 3/104 (2.9%) Overall mortality 2/104 (1.9%)




Operative time (min)

Estimated blood loss (ml)

Length of hospital stay (days)

Length of ICU stay (days)

Major complications (%)

Anastomotic stricture (%)

Anastmotic leaks (%)
MIE with cervical vs MIE with intrathoracic anastomosis

333 ± 75 vs 249 ± 72

263 ± 179 vs 146 ± 117

12.1 ± 12.2 vs 9.7 ± 8.1


4.8 ± 9.1 vs 2.9 ± 4.4

12.8 vs 11.8

23.4 vs 27.5

6.4 × 9.8
No significant difference between MIE with cervical and intrathoracic anastomosis with respect to post-operative outcomes or mortality

Overall, the authors report MIE associated with low conversion rate, acceptable morbidity and low mortality

Limitations: varying approaches for anastomotic formation, data includes surgery for non-malignant disease and patients not matched for neo-adjuvant therapy
Blewett et al. (2001), Ann Thoracic Cardiovasc Surg, Canada [9]


Retrospective cohort study
(level 3)
Retrospective cohort study comparing histological and clinical outcomes between cervical (n = 19) and intrathoracic anastomoses (n = 55)

Cervical anastomoses formed through three-stage (n = 16) or transhiatal approach (n = 3). All intrathoracic anastomoses formed using two-stage approach

No significant difference between the two groups with respect to age, gender, histology, stage, adjuvant therapy and overall survival



Anastomotic leaks

Mortality due to leak


Operative mortality (all cases)

Medial survival (months)

Positive resection margins
Cervical vs intrathoracic anastomosis

1/19 (5%) vs 9/55 (16%), P = 0.21
0/19 (0%) vs 1/55 (2%), P = 0.90

0/19 (0%) vs 3/55 (5%), P = 0.40

13.9 vs 13.5, P = 0.55

2/19 (11%) vs 9/55 (16%), P = 0.42
Anastomotic site not related to risk of anastomotic leak or post-operative mortality

Comment in conclusion suggests that anastomotic wound healing is multifactorial. Surgical experience, technique and adequacy of gastric conduit vascularity highlighted as critical determinants of anastomotic wound healing

Limitations: retrospective study with low incidence of anastomotic leaks, lack of data on other post-operative complications and varying approaches for cervical anastomosis
Egberts et al. (2008), Ann Surg Oncol, Germany [10]

Prospective longitudinal study type
(level 3)
Prospective longitudinal study (n = 105) comparing QOL following cervical (n = 33) and intrathoracic anastomosis (n = 72) post-oesophagectomy

QOL assessed using cancer-specific questionnaire (EORTC QLQ-C30) with an oesophagus-specific module that assessed functional, symptomatic and global health of patients

QOL assessed preoperatively, at discharge, 3, 6, 12 and 24 months following surgery


Cumulative morbidity


Anastomotic leakage


Peritonitis

Oesophagotracheal fistula

Haemorrhage

Damage of the recurrent laryngeal nerve

Wound complication

Cardiac complications


Pneumonia


Renal failure

30-day mortality

Hospital mortality
Cervical vs intrathoracic

23 (69.7%) vs 39 (54.2%), P = 0.133

11 (33.3%) vs 13 (18.1%), P = 0.083

0 (0%) vs 1 (1.4%), P = 0.496

0 (0%) vs 3 (4.2%), P = 0.234

2 (6.1%) vs 2 (2.8%), P = 0.415

1 (3.0%) vs 1 (1.4%), P = 0.568


2 (6.1%) vs 3 (4.2%), P = 0.672

4 (12.1%) vs 14 (19.4%), P = 0.355

11 (33.3%) vs 20 (27.8%), P = 0.562

1 (3.0%) vs 3 (4.2%), P = 0.778

1 (3.0%) vs 2 (2.8%), P = 0.943

2 (6.1%) vs 5 (6.9%), P = 0.866
No significant difference between cervical and intrathoracic anastomosis with respect to cardiorespiratory or wound complications, anastomotic leak, or hospital mortality

Post-operative pain significantly greater following intrathoracic anastomosis than cervical anastomosis. This was attributed to additional thoracotomy procedure in intrathoracic group. Difference between groups resolved within 24 months

Limitations: missing patient data due to death, disease progression and poor compliance. Limited data on the site of pain and analgesia used. Poor standardization of approach for cervical anastomosis. Patients not matched for neo-adjuvant therapy