Prognostic significance of urine neutrophil gelatinase-associated lipocalin in patients with septic acute kidney injury

Abstract

Acute kidney injury (AKI) is a common clinical problem which occurs in critically ill patients. Sepsis is now recognized as the most important contributing factor to AKI in this population. In clinical practice, certain studies have explored the urine neutrophil gelatinase-associated lipocalin (uNGAL) and the urine kidney injury molecule-1 (uKIM-1) as diagnostic and prognostic indices of AKI. Yet, it remains unclear whether uNGAL and uKIM-1 are associated with measures of disease severity and with adverse clinical outcomes in patients with established septic AKI of mixed cause and severity. Ninety-two septic patients with AKI were enrolled in a pilot study to test whether uKIM and uNGAL levels predict 180-day mortality. We initially performed univariate Cox proportional hazards analyses incorporating multiple demographic, clinical and laboratory variables. As a result, the APACHE II score (p= 0.014) and uNGAL (p= 0.015) were identified as independent predictors of 180-day mortality. On the other hand, there was no statistical difference in event-free survival between patients with and without higher serum creatinine, creatinine clearance and uKIM-1 (data not shown). In conclusion, uNGAL may be a promising predictor for septic patients with AKI, resulting in a clear increase in 180-day mortality. Further clinical evaluation of uNGAL is underway.

Introduction

Acute kidney injury (AKI), formerly known as acute renal failure, is a common clinical problem which occurs in critically ill patients (1–3). Sepsis is now recognized as the most important contributing factor to AKI in this population (3). For example, acute renal failure occurs in approximately 19% of patients with moderate sepsis, in 23% with severe sepsis and in 51% with septic shock when blood cultures are positive (1,2). In the US, an estimated 700,000 cases of sepsis occur each year, resulting in more than 210,000 deaths (4). The combination of acute renal failure and sepsis is associated with a 70% mortality, as compared to a 45% mortality among patients with acute renal failure alone. Thus, the combination of sepsis and acute renal failure constitutes a particularly serious medical problem in the US (5).

In clinical practice, a reliable marker for the extent of AKI would be a valuable asset for the management of patients with septic AKI in the critical care setting. In adults, research has focused on the use of biochemical markers to detect and define the extent of AKI and to predict adverse outcome after AKI. These research findings have improved our understanding of the values of urinary markers for the early detection of AKI before there is a noticeable increase in serum creatinine. Regrettably, only a few clinical studies have focused on the prognostic utility of kidney injury markers in patients with established AKI.

Among the potential biochemical markers, certain studies have explored urine neutrophil gelatinase-associated lipocalin (uNGAL) and the urine kidney injury molecule-1 (uKIM-1) as diagnostic and prognostic indices of AKI. Human NGAL was originally identified as a 25-kDa protein covalently bound to gelatinase from neutrophils (5–7). Although NGAL is expressed only at very low levels in several human tissues, it is markedly induced in injured epithelial cells, including the kidney (8). uKIM-1 is a more recently described type 1 cell membrane glycoprotein that is expressed in humans and rodents when the injured renal proximal tubule assumes a dedifferentiated phenotype (9). NGAL and KIM-1 are increased in urine very early (2 h) after injury, followed by IL-18 at 12 h, and hence may serve as early detection biomarkers, at least in well-defined clinical settings. Both NGAL and KIM-1 performed well in predicting delayed graft function after renal transplantation; a study of both together may show significant synergy.

The aim of this study was to test the hypothesis that uNGAL and uKIM-1 are associated with measures of disease severity and with adverse clinical outcomes in patients with established septic AKI of mixed cause and severity.

Patients and methods

Patient recruitment

Over the period from March 2008 to January 2009, we conducted a prospective observational study in intensive care units in Changsha, China. The study was approved by the institutional ethics committee. Informed consent was obtained from all patients or from their guardians prior to inclusion. We enrolled 92 septic patients with AKI and an expected stay in intensive care units (ICUs) of >24 h. Inclusion criteria were age ≥18 years, AKI and sepsis. Exclusion criteria were prior kidney transplant, end-stage kidney disease (K/DOQI stages), renal replacement therapy (RRT) prior to ICU admission, or confirmed and/or suspected acute glomerulonephritis, interstitial nephritis, renal vasculitis or obstructive etiology for AKI. AKI was defined according to the risk-injury-failure-loss-ESRD (RIFLE) criteria (10). Worsening and/or progressive AKI was defined as transition from RIFLE class-risk to class-injury, failure or RRT initiation during the 5 days following enrollment. Sepsis was defined according to consensus guidelines (11). Shock was defined as a mean arterial pressure (MAP) <60 mmHg and/or need for vasoactive support. Preexisting co-morbid illnesses were defined by the Charlson index (12).

Clinical assessment and follow-up

Patients were identified by daily surveillance of the participating ICUs. Eligible patients underwent a medical record review. Data were extracted on standardized data forms. Clinical data included demographics, co-morbidities, mechanical ventilation, RRT details and clinical outcomes. Physiologic and laboratory data included weight, hemodynamics, vasoactive drugs, illness severity scores and details of pre-morbid and enrollment kidney function. With this information, the Acute Physiology and Chronic Health Evaluation II (APACHE II) score was calculated for all patients. All had indwelling urinary catheters. Patients had urine and blood drawn at enrollment. At the end of the hospital stay, the length of hospital stay and vital status were recorded. Finally, 180 days after AKI we contacted each patient’s general practitioner to obtain information on vital status and hospital admissions. Our primary endpoint was 6-month mortality.

Laboratory methods

Urine samples for uNGAL testing were centrifuged at 1,500 rpm × 10 min, and the supernatant was stored at −70°C for batched analysis. uNGAL was measured by a chemiluminescent microparticle assay using the ARCHITECT platform (Abbott Diagnostics Inc., Abbott Park, IL, USA) (13). uKIM-1 measurements were performed using microsphere-based Luminex xMAP technology with polyclonal antibodies raised against the human KIM-1 ectodomain. This technique is an adaptation of the sandwich ELISA assay. For measurements, 30-μl urine samples were analyzed in duplicate. Urinary creatinine levels were determined by a colorimetric method based on the Jaffe reaction (14). The urinary NGAL and KIM-1 levels were normalized to the urinary creatinine concentration and expressed as ng/mg creatinine, to standardize and correct for changes in urine concentration. Four investigators blinded to the patients’ clinical characteristics performed all of the urinary biomarker measures.

Statistical analysis

Analysis was performed using SPSS version 13.0 (SPSS Inc., Chicago, IL, USA). Continuous variables are expressed as the means ± SD and categorical variables as frequency (%). Comparision of parameters of the two groups (survivors and non-survivors) was carried out using the Student’s t-test and the Fisher’s exact test. uKIM-1 and uNGAL levels were adjusted for the APACHE II score since the APACHE II score represents a composite illness-severity score that takes into consideration several demographic, physiologic and laboratory variables, and the presence of sepsis. The performance characteristics of uNGAL levels and KIM-1 activity in predicting the composite outcome were described using the area under a receiver operator characteristic (ROC) curve and compared to the performance of more traditional clinical severity indices of kidney injury, including serum creatinine, urinary output and APACHE II score. Survival probabilities were calculated by the Kaplan-Meier method and comparisons were made using the log-rank test to identify potential prognostic factor. Variables found to be statistically significant at the P<0.05 level were entered into a multivariate model using Cox regression analysis to identify the most statistically significant model. All P values are two sided, the level of significance is P<0.05 and confidence intervals (CI) refer to 95% boundaries.

Results

The demographic and clinical characteristics of the 92 patients on inclusion are shown in Tables I and II. The cases of septic AKI were classified into two groups (survivors and non-survivors) on the basis of 180-day death. The gender, length of ICU stay and admission for emergence between the two groups were not different. The survivor group had a longer length of stay in the hospital. However, a higher percentage of patients exercised oliguria, shock and need for RRT in the non-survivor group. They also had a higher need for mechanical ventilation (P<0.009), more failed organs (P<0.000) and higher mean values of the APACHE II score than the survival patient group (P<0.000). Urinary concentration of KIM-1 and NGAL increased significantly in the non-survivor group and there was clear difference in the urinary concentrations between those in the survivor group and the non-survivor group. uNGAL and uKIM-1 concentrations increased in tandem with APACHE II score quartiles (P<0.001; Figs. 1 and 2). The overall mortality among patients studied was 39.1% (36 out of 92 patients). The primary source of sepsis was intra-abdominal (45.7%) and pulmonary thoracic (31.5%).

Table I.

Main source of sepsis in patients with septic AKI.

Source of sepsis	No. (%)
Intra-abdominal	42 (45.7)
Pulmonary thoracic	29 (31.5)
Skin/sofe tissue/bone	13 (14.1)
Urogenital	8 (8.7)

Table II.

Baseline demographic characteristics of the patient population by vital status at 180 days.

	Survival (n=56)	Non-survival (n=36)	P-value
Age (years)	55.0±7.7	59.5±8.3	0.090
Males/females	25/31	21/15	0.285
Stage at diagnosis (RIFLE)
R, risk of renal dysfunction	16	3	0.000
I, Injury to the kidney	28	14	0.000
F, failure of kidney function	8	23	0.000
Length of ICU stay	9.0±7.2	7.7±3.8	0.323
Length of hospital stay	36.3±15.6	18.4±6.7	0.000
Emergence	18 (32.1%)	17 (47.2%)	0.188
Shock	28 (50.0%)	29 (80.6%)	0.004
Mechanical ventilation	18 (32.1%)	23 (63.9%)	0.005
APACHE II score	18.5±4.1	23.9±4.9	0.000
Oliguria	24 (42.9%)	23 (63.9%)	0.057
RRT	2 (3.6%)	7 (19.4%)	0.026
Failure of organs ≥2	22 (39.3%)	24 (66.7%)	0.018
Serum creatinine (mmol/l)	218.7±66.5	258.3±77.1	0.010
CrCL	30.2±10.2	24.3±9.2	0.007
KIM-1 (ng/mg)	7.9±4.1	8.9±4.9	0.288
NGAL (ng/mg)	308.9±155.2	539.0±287.6	0.000

Numbers are counts and percentages (%) for categorical variables, mean and standard deviation (SD) for continuous variables. P-values for difference between groups. APACHE II, Acute Physiology and Chronic Health Evaluation II; RRT, renal replacement therapy; KIM-1, kidney injury molecule-1; NGAL, neutrophil gelatinase-associated lipocalin; CrCL, by Cockcroft-Gault formula.

Figure 1.

Receiver operating characteristic (ROC) curve.

Figure 2.

(A) Urinary neutrophil gelatinase-associated lipocalin (uNGAL) activity and (B) urinary kidney injury molecule-1 (uKIM-1) level stratified by the Acute Physiology and Chronic Health Evaluation (APACHE) II score quartile. P<0.001 for NGAL activity and P= 0.189 for KIM-1 level, by the Kruskal-Wallis test. The box and whisker plots show the 10th, 25th, 50th (median), 75th and 90th percentile values.

To test whether uKIM and uNGAL levels predicts 180-day mortality, we initially performed univariate Cox proportional hazards analyses incorporating multiple demographic, clinical and laboratory variables (Table III). All variables found to be statistically significant at a 5% level in the univariate analysis (APACHE II score, oliguria, failure of organs ≥2, RRT, Cr, uKIM, uNGAL, CrCL and Shock) were subjected to multivariate Cox regression analysis. As a result, the APACHE II score (P= 0.014) and uNGAL (P= 0.015) were identified as independent predictors of 180-day mortality. When visualized by Kaplan-Meier curves, lower event-free survival was shown in patients with higher uNGAL concentrations compared to those with lower uNGAL concentrations (Fig. 3). A similar phenomenon was observed in the APACHE II score (Fig. 4). On the other hand, there was no statistical difference in event-free survival between patients with and without higher serum creatinine, creatinine clearance and uKIM-1 (data not shown). Moreover, after combining the uNGAL and APACHE II score, three separate risk groups yielded low, medium and high 180-day mortality (Fig. 4). Compared to the first group, the risk of death increased significantly with each group.

Table III.

Univariate and multivariable Cox regression analysis for the 180-day mortality rate.

Variables	Univariate analysis		Multivariate analysis
	HR (95% CI)	P-value	HR (95% CI)	P-value
APACHE II	1.181 (1.112–1.254)	0.000	1.088 (1.008–1.174)	0.031
Age (group)	1.755 (1.185–2.600)	0.005
Gender	1.570 (0.809–3.047)	0.183
Oliguria	2.030 (1.027–4.011)	0.042
Failure of organs ≥2	2.308 (1.154–4.618)	0.018
Emergence	1.584 (0.823–3.048)	0.169
RRT	2.886 (1.253–6.644)	0.013
Cr	1.005 (1.001–1.010)	0.017
KIM-1	1.039 (0.967–1.116)	0.300
NGAL	1.003 (1.002–1.004)	0.000	1.002 (1.001–1.004)	0.006
CrCL	0.955 (0.922–0.989)	0.011
Shock	3.112 (1.362–7.113)	0.007
MV	2.573 (1.302–5.084)	0.007

APACHE II, Acute Physiology and Chronic Health Evaluation II; RRT, renal replacement therapy; KIM-1, kidney injury molecule-1; NGAL, neutrophil gelatinase-associated lipocalin; CrCL, by Cockcroft-Gault formula.

Figure 3.

Probability of survival of all septic-AKI patients according to (A) NGAL and (B) APACHE levels (higher vs. lower values). For NGAL, mortality at 180 days 26.1 vs. 52.2%; log rank test, P<0.01; for APACHE, mortality at 180 days 16.2 vs. 54.4%; log rank test, P<0.001.

Figure 4.

One hundred and eighty-day survival by combining NGAL and APACHE II score. All-cause mortality at 180 days: 12% for first tertile (upper line), 36.4% for second tertile (middle line) and 61.8% for third tertile (lower line). P-values (log-rank test) for difference between tertiles: first vs. second, P=0.044; second vs. third, P=0.046; first vs. third, P<0.001.

Table IV displays the area under the ROC curve (AUC) of selected clinical and urinary predictor variables for the 180-day death. The APACHE II score, a composite score of 15 clinical variables, provided the best discrimination compared to uNGAL for the 180-day death (0.785, 0.694–0.876). The uNGAL level performed better than serum creatinine or oliguria, two traditional clinical parameters. However, uKIM-1 showed slightly better discrimination compared to serum creatinine.

Table IV.

AUC of several variables for the prediction of the outcome of 180-day mortality.

			Exp (B) 95% CI
Parameter	AUC	P-value	Lower bound	Upper bound
APACHE II score	0.808	0.000	0.718	0.897
NGAL	0.759	0.000	0.660	0.858
KIM-1	0.550	0.421	0.430	0.670
Cr	0.642	0.022	0.522	0.761
Oliguria	0.605	0.090	0.487	0.724

AUC, area under the receiver operating characteristic curve (ROC).

Discussion

Sepsis is an serious problem in ICU patients, not only because of its high incidence, but also because of the high mortality associated with this condition. It is a well-known fact that sepsis is an important risk factor for the development of AKI, and mortality in this specific subgroup of AKI patients is considerably higher than in others (15–18). Such a high incidence and marked disparity in outcome implies a need for increasing our understanding of the pathophysiology, diagnosis and treatment options for septic AKI (19). Animal data indicate that septic AKI may have distinct pathophysiologic features that differ from ischemia/toxin-induced kidney injury (20). For example, in a mammalian model of E. coli-induced hyperdynamic sepsis, renal blood flow was increased nearly 300% from baseline at 48 h (21). This renal hyperemia was evident despite severe reductions in kidney function. This phenomenon has been similarly described in septic humans (22–24).

These observations may have implications for the critically ill septic patient. Firstly, unique patterns of urine biochemistry and/or biomarkers may exist in septic AKI that can be detected early, guide therapy, aid in clinical decision-making (early renal support) and/or provide prognostic information (renal recovery) (25). Secondly, emerging literature has challenged the conventional paradigm concerning the value of urine biochemistry and derived indices in septic AKI (26–28). This widely accepted paradigm for classifying AKI (i.e., pre-renal azotemia or acute tubular necrosis) may be flawed in septic AKI, and novel methods for evaluation are required (25,28).

To the best of our knowledge, this is the first study to investigate prognostic factors among patients with septic AKI in China, especially using kidney injury makers, such as uNGAL and uKIM-1. We found that the survival group patients with septic AKI, when compared to the non-survival septic AKI group, had considerable differences across numerous clinical, physiologic and laboratory parameters. Non-survival patients were generally older, had a shorter hospital stay, higher illness severity and organ dysfunction, and were more likely to have undergone mechnical ventilation therapy. These differences have likewise been described in prior studies (29–31). We also found that the uNGAL level increased in tandem with APACHE II score quartiles and was a strong predictor of mortality compared to creatinine or uKIM-1. Mortality increased significantly with every tertile of the compilation of uNGAL and APACHE II score. Consequently, uNGAL enables stratification of patients with septic AKI according to risk of death, and may help in directing intensified treatment efforts to high-risk groups.

NGAL is a 25-kDa protein that is expressed at very low concentrations in several human tissues, including kidney, lungs and gastrointestinal tract (6,32). It is highly up-regulated in injured epithelial cells. The detection of NGAL has been described in several studies as an early sensitive biomarker of AKI that precedes the lag-time effect needed to detect abnormalities in traditional measures of kidney function (9,14,33–39). Recent studies have demonstrated the utility of early NGAL measurements for predicting clinical outcomes of AKI. In cardiac surgery, the 2-h uNGAL levels measured by ARCHITECT^® analyzer highly correlated with duration and severity of AKI, length of hospital stay, dialysis requirement and death (40). In a multicenter study of children with diarrhea-associated hemolytic uremic syndrome, uNGAL obtained early during the hospitalization predicted the severity of AKI and dialysis requirement with high sensitivity (34). Early uNGAL levels were also predictive of duration of AKI (AUC 0.79) in a heterogeneous cohort of critically ill subjects (41). Emerging literature suggests that uNGAL is also a marker of chronic kidney disease (CKD) and its severity (42). In subjects with CKD, due to glomerulonephritis, uNGAL levels were found to be elevated and significantly correlated with serum creatinine, GFR and proteinuria (43). In patients with autosomal dominant polycystic kidney disease, uNGAL measurements correlated with residual GFR and severity of cystic disease (44,45), raising the possibility of NGAL representing a non-invasive screening tool for the detection of tubulo-interstitial disease.

Reliable identification of renal dysfunction is a key issue in identifying patients at risk of death. In clinical practice, however, assessment of renal function is dependent on readily available methods. The relationship between creatinine and GFR is non-linear and creatinine is an insensitive measure for detecting small decreases in GFR (46). Creatinine concentrations are also affected by factors, such as age, gender, muscle mass and diet. As a sensitive marker of renal function, uNGAL probably overcomes many of the shortcomings of the more commonly used measures of renal function in the setting of AKI. Consequently, we suggest that the preferred marker of renal function with the strongest prognostic value for patients with AKI is uNGAL.

We acknowledge that increased mortality with higher levels of NGAL largely reflects the association with renal dysfunction. Whether the multivariable prognostic value of NGAL is solely due to its superior ability to estimate the true renal function and detect real changes in GFR is not clear. We consider NGAL a possible marker of impaired renal perfusion that reflects early end organ failure in patients with AKI. However, we cannot exclude that NGAL affects prognosis by mechanisms unrelated to renal function. Further studies are required to increase our knowledge about the multivariable effect on mortality in septic AKI and possible underlying mechanisms.

We demonstrated the ability of NGAL to distinguish patients with septic AKI having low, median and high risk of death in combination with the APACHE II score. The difference in mortality between each group is marked and statistically highly significant. This finding provides clinicians with a simple tool in risk stratification, which is essential in the management of septic AKI.

There are limitations to our study. First, this was a prospective study with a small number of patients and relatively short follow-up, which may be associated with the observed lack of a significant difference between groups. Further studies with a larger number of patients and longer follow-up are required to evaluate the usefulness of the uNGAL level for predicting death during follow-up after AKI. Second, we did not include a septic non-AKI control group for comparison. We also did not study the cause of death in our patients and therefore did not obtain data on the mechanisms linking renal function impairment and outcomes.

In conclusion, our study provides evidence that uNGAL is a sensitive marker of renal insufficiency in septic AKI patients, correlates with APACHE II score and has an independent prognostic significance for survival. Notably, its combination with APACHE II score produces a prognostic model which separates newly-diagnosed septic AKI patients into three risk groups: low-, median- and high-risk groups. Therefore, its measurement provides important information for septic AKI patients. According to our data, routine assessment of uNGAL in septic AKI should be recommended, while its combination with APACHE II score will be a useful tool for the prognosis of septic AKI patients.