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. 2012 Jul 10;2(3):344–352.

Table 1.

Characteristics of phase II and phase III treatment and diagnostic studies.

  Treatment study Diagnostic study

Early phase II Late phase II / Phase III Comparative accuracy studies RCT
Objective Dose-finding, administration form, preliminary efficacy, safety Primary: efficacy; Secondary: safety Accuracy: sensitivity, specificity, positive and negative predictive values Patient benefit/ outcome such as survival
Design Single-arm studies, food-drug interaction crossover trial RCT Paired RCT
Blinding Kept when study is randomized To the fullest possible extent Temporarily of results Rarely possible
Input for sample size planning Phase I studies of respective clinical project, literature Phase II studies of respective clinical project, literature Pilot study, possibly literature Combining results from accuracy studies with expected benefit from improved diagnoses [2], literature
Use of interim analyses No Yes, with external, study-independent Data Monitoring Committees Yes, internal assessment of interim results Yes, internal assessment of interim results
Purpose of interim analyses Not applicable Primary: early stopping due to fertility or futility; Secondary: adjustment of sample size Primary: adjustment of sample size due to lacking/ limited a priori information for sample size planning; Secondary: early stopping due to futility Primary: early stopping due to fertility or futility; Secondary: adjustment of sample size