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. Author manuscript; available in PMC: 2013 Nov 1.
Published in final edited form as: J Am Coll Surg. 2012 Jul 21;215(5):722–730. doi: 10.1016/j.jamcollsurg.2012.06.018

Table 3.

Trial attributes influencing internal validity

Attribute N(%)
Reporting
Purpose of trial
   Demonstrate superioritya 235/290 (81.0)
   Demonstrate equivalence or non-inferiority 43/290 (14.8)
   Assess safety 11/290 (3.8)
   Feasibility 1/290 (0.3)
Formal sample size and power calculation
   Not reported 106/290 (36.6)
   Reported 184/290 (63.4)
     Calculation included all elements 160/184 (87.0)
     Calculation allowed for dropouts and attrition 78/184 (42.4)
Primary endpoint
   Not reported 45/290 (15.5)
   Reported 245/290 (84.5)
     Composite primary endpoint 35/245 (14.3)
     Single objective primary endpointb 159/245 (64.9)
     Subjective primary endpoint 51/245 (20.8)
       Reported provenance of scale 24/51 (47.1)
       Reported validity 1/51 (2.0)
       Reported reliability 2/51 (3.9)
       Reported sensitivity 0/51 (0.0)
       Reported blinding of primary outcome assessor 20/51 (39.2)
Type of control group
   Concurrent 282/290 (97.2)
   Historical 8/290 (2.8)
Nature of comparator
   Placebo or sham procedure 11/290 (3.8)
   Alternative operative intervention 220/290 (75.9)
   Non-operative intervention 59/290 (20.3)
Allocation method
   Deterministicc 30/290 (10.3)
   Randomization 256/290 (88.3)
   Minimizationd 4/290 (1.4)
Allocation concealment (256 randomized trials only)
   Method described for generation of random allocation sequence 105/256 (41.0)
   Identification of person or entity generating the sequence 82/256 (32.0)
   Provided assurance that sequence was concealed until allocation 132/256 (51.6)
Blinding
   Trial reported some element of blinding 114/290 (39.3)
     Participants reported blinded 41/114 (36.0)
     Interventionist reported blinded 14/114 (12.4)
     Primary outcome assessors reported blinded 46/114 (40.4)
     Maintenance of blind reported assessed 5/114 (4.4)
Trial execution
   Participants receiving treatment as allocated
     Treatment received by allocation not reported 27/290 (9.3)
     <85% of intervention participants received intervention 13/263 (4.9)
     <85% of control participants received control condition 8/263 (3.0)
     Full crossover data not reported (256 randomized trials only) 29/256 (11.3)
     >10% crossovers, intervention to control 17/227 (7.5)
     >10% crossovers, control to intervention 9/227 (4.0)
   Follow-up
     Full data regarding completeness of follow-up not reported 41/290 (14.1)
     Reported follow-up in entire sample only 30/249 (12.0)
     <90% intervention participants completing follow-up 59/219 (26.9)
     <90% control participants completing follow-up 58/219 (26.5)
a

One trial was powered to show non-inferiority but the authors interpreted findings of “no significant difference” as supporting the claim that the surgical procedure under investigation was superior on the grounds that surgery, in contrast to medical therapy, corrected the anatomic defect thought to be responsible for the pathophysiology of the disease. We classified this trial as a superiority trial due to the ultimate claims made by the authors.

b

Objective endpoints were defined as those which were externally verifiable, i.e. re-admission or morbidity.

c

One trial was described as being randomized, but used hospital registration numbers for allocation (even to one group and odd to the other). This trial was recorded as deterministic.

d

One trial began with a strategy of minimization, but switched to randomization midway. This trial was recorded as using minimization.