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. 2012 Oct 19;109(42):695–701. doi: 10.3238/arztebl.2012.0695

Table 1. Original publications on the implementation of the WHO’s Surgical Safety Checklist and its effect on morbidity, mortality, and safety culture.

Target criterion Study Study design Sample size Findings
Efficacy Haynes 2009 (5) Prospective longitudinal study 842(908)*1/8*23733(3955)/8 Reduction of mortality from 1.5% to 0.8% and of complication rate from 11% to 7%
Weiser 2010 (7) Prospective longitudinal study 1750/8 Reduction of mortality from 3.7% to 1.4% and of complication rate from 18.4% to 11.7%
Van Klei 2012 (8) Retrospective cohort study 25513/1 Reduction of mortality, correlation with correct implementation
Panesar 2011 (9) Retrospective chart review 133 Potential prevention of 21.1% of all wrong-side errors
Truran 2011 (10) Prospective longitudinal study 370/1 Reduction of errors in thrombosis prophylaxis (6.9% to 2.1%)
Safety culture Haynes 2011 (1) Retrospective data analysis 281/1 Reduction of complication rate is correlated with improvement in safety culture (r = 0.71)
Nilsson 2010 (11) Staff questionnaire 331/2 93% of persons surveyed thought that the time-out increases patient safety in the OR
Helmio 2011 (12) Longitudinal staff questionnaire 288(412) Communication in the OR rated more frequently as effective, both by anesthesiologists (79.2% vs. 86.9%) and by OR nurses (64.9% vs. 90.8%)
Takala 2011 (13) Longitudinal staff questionnaire 901(847)/4 Improved communication and awareness of safety-related information
Calland 2011 (14) Prospective randomized study 20/1 Behavior showing more consciousness of safety issues after introduction of the WHO checklist
Practicalimplementation Sivathasan 2010 (15) Cross-sectional study, survey 138/138 Acquaintance with the WHO checklist in 99% of all hospitals surveyed, introduction in 66%
Conley 2011 (16) Structured interviews 10/5 Implementation depends on the example set by leading physicians and their leadership style
Paull 2009 (17) Longitudinal observational study 64/64 Implementation depends on the example set by leading physicians (R = 0.34, p = 0.03)
Gueguen 2011 (18) Retrospective chart review and qualitative staff survey 34(36)/2 Hôpital Belle-Isle, Metz: 100% implementation, 70% completeUniversity Hospital, Nancy: 50% implementation, 20% complete Items raising concern in 15.2% and 32.4% of lists
Paugham-Burtz 2011 (19) Retrospective chart review Observation of implementation 25/1 Sign-in and time-out both 90% complete, sign-out 75% completeAdequate communication in only 4% of cases, no communication at all in 27%
Vogts 2011 (20) Observational study 100/1 Implementation rates: sign-in 99%, time-out 94%, sign-out 2%
Fourcade 2011 (21) Retrospective longitudinal chart review 303(1299)/17 Implementation (70% to 100%), completeness (20% bis 100%), and changes in these two values over one year (–21.25% to 17.5%, and –37.5% to 22.5%, respectively) vary widely among hospitals; items raising concern in 1.5% to 1.9%
Rateau 2011 (22) Retrospective analysis of electronic patient data 40000/1 Performance of operation despite presence of items raising concern in 2.1% of cases.
Training Sewell 2011 (23) Prospective longitudinal chart review 480(485)/1 Training raises the frequency of implementation (from 7.9% to 96.9%).
Costs Semel 2010 (24) Cost calculation Prevention of 5 serious complications neutralizes the cost of implementation of the WHO checklist at a complication rate of 3%
Acceptance among patients Kearn 2011 (25) Postoperative patient survey 58/1 Preoperative check does not make patients more worried (100%), but rather reassures them (97%)

*1he numbers in parentheses indicate the sample size of the second group in longitudinal studies

*2 The number after the slash indicates the number of participating centers