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. Author manuscript; available in PMC: 2013 Apr 1.
Published in final edited form as: Int Psychogeriatr. 2012 Jun 12;24(10):1561–1570. doi: 10.1017/S104161021200049X

Effects of General Medical Health on Alzheimer Progression: the Cache County Dementia Progression Study

Jeannie-Marie S Leoutsakos a,*, Dingfen Han a, Michelle M Mielke a, Sarah N Forrester a, JoAnn T Tschanz b,c,, Chris D Corcoran b,d, Robert C Green f, Maria C Norton b,c,e, Kathleen A Welsh-Bohmer g, Constantine G Lyketsos a,
PMCID: PMC3573852  NIHMSID: NIHMS427930  PMID: 22687143

Abstract

Background

Several observational studies suggested a link between health status and rate of decline among individuals with Alzheimer’s disease (AD). We sought to quantify the relationship in a population-based study of incident AD, and to compare global comorbidity ratings to counts of comorbid conditions and medications as predictors of AD progression.

Methods

Design

Case-only cohort study arising from population-based longitudinal study of memory and aging.

Setting

Cache County, Utah

Participants

335 individuals with incident AD followed for up to 11 years.

Measurements

Patient descriptors included sex, age, education, dementia duration at baseline, and APOE genotype. Measures of health status made at each visit included the GMHR (General Medical Health Rating), number of comorbid medical conditions, and number of non-psychiatric medications. Dementia outcomes included the Mini-Mental State Exam (MMSE), Clinical Dementia Rating – sum of boxes (CDR-sb), and the Neuropsychiatric Inventory (NPI).

Results

Health Status tended to fluctuate over time within individuals. None of the baseline medical variables (GMHR, comorbidities, non-psychiatric medications) were associated with differences in rates of decline in longitudinal linear mixed effects models. Over time, low GMHR ratings, but not comorbidities or medications, were associated with poorer outcomes (MMSE: β=−1.07 p=0.01; CDR-sb: β=1.79 p<0.001; NPI: β=4.57 p=0.01)

Conclusions

Given that time-varying GMHR, but not baseline GMHR, was associated with the outcomes, there is likely a dynamic relationship between medical and cognitive health. GMHR is a more sensitive measure of health than simple counts of comorbidities or medications. Since health status is a potentially modifiable risk factor, further study is warranted.

Keywords: Alzheimer, comorbidity, GMHR, disease progression, rate of decline, medical care, cohort study

Introduction

Alzheimer disease (AD) is characterized by cognitive and functional decline and the presence of neuropsychiatric symptoms, but there is a substantial amount of variability in rates of decline among individuals with AD (Aguero-Torres et al., 1998; Cortes et al., 2008; Folstein et al., 1975; Tschanz et al., 2011). Knowing which factors influence rate of decline will be useful for understanding disease progression and treatment, as well as for resource planning and prognosis. Previously reported demographic factors associating with rate of decline include age (Wilkosz et al., 2010) age of dementia onset (Xie et al., 2009), sex (Tschanz et al.,), education and occupational complexity (Andel et al., 2006; Wilson et al., 2004). Brain imaging predictors of decline include cerebral atrophy and white matter hyperintensity burden (Brickman et al., 2008; Mungas et al., 2002). CSF biomarkers of tau and amyloid have also been shown to predict rate of decline (Buerger et al., 2005); (Kester et al., 2009). Presence of one or more APOE ε4 alleles has been associated with greater decline in some studies (Bracco et al., 2007; Martins et al., 2005) but not all (Hoyt et al., 2005).

While these findings are interesting, these risk factors are not modifiable. For example, knowing that age is associated with faster decline is not of practical, immediate significance because we cannot control whether or not people get older. Considering the enormous burden of AD (Alzheimer’s Association, 2010), identifying modifiable risk factors for more precipitous decline would have substantial public health impact (Colantuoni et al., 2010). One potentially modifiable predictor of rate of decline is health status. In one cross-sectional study, greater medical comorbidity was significantly associated with more severe AD, after controlling for age and other covariates (Doraiswamy et al., 2002). In another very large cross-sectional study comparing individuals with AD to demographically matched controls, individuals with AD had significantly more medical comorbidity and higher medical expenditures (Kuo et al., 2008). In an earlier nested case-control study in Cache County comparing individuals with AD to those without, individuals with AD were taking more medications, were more likely to have a serious illness, and had worse General Medical Health Ratings (GMHR) (Lyketsos et al., 2005). In a different small cohort study, fast progressors had significantly more medical diagnoses (6.0 vs. 3.9) than slow progressors (Boksay et al., 2005). However, in a larger study of 289 ADRC participants, individuals taking 5 or more medications at baseline declined more slowly than those taking fewer (Storandt et al., 2002). To date, there have been no longitudinal, population-based studies of the relationship between health status and AD progression.

This paper aims to characterize the course of health status (as measured by GMHR, number of non-psychiatric prescription medications, and number of medical comorbidities), determine whether baseline health status is predictive of cognitive, functional, and behavioral change, and to examine relationships between time-varying measures of those 3 domains and time-varying measures of health status. This last aim is particularly important, because it speaks to our ability to alter the course of dementia-related decline through increased attention to patients’ medical health. The Cache County Dementia Progression Study (DPS), with its well-characterized, community-based sample of participants, followed longitudinally before and after dementia onset, is an ideal setting in which to address these questions.

Methods

DPS began in 2002, and is a follow-up study of incident cases of dementia identified from the Cache County Study on Memory in Aging (CCSMA) (Tschanz et al., 2011). The CCSMA is a longitudinal, population-based study examining the prevalence, incidence, and risk factors for dementia in Cache County, Utah (Breitner et al., 1999). In its first wave in 1995, the CCSMA enrolled 90% of the 5677 county residents who were aged 65 years or older. Three subsequent “incidence” waves were completed 1999, 2003, and 2006. 19 incident AD cases were identified during wave 1, 108 in wave 2, 156 in wave 3, and 52 in wave 4. CCSMA participants diagnosed with incident dementia were followed prospectively by the DPS, approximately every six months, until death or administrative censoring. As such, DPS, though a case-only follow-up, can also be considered population-based. These analyses include DPS participants with a diagnoses of Possible or Probable AD.

Participants and Dementia Diagnoses

Details on the methods used in CCSMA are published elsewhere (Breitner et al., 1999; Lyketsos et al., 2000). In brief, dementia cases from CCSMA were ascertained via a multi-stage procedure (Breitner et al., 1999). First, participants were screened for cognitive disorders using the Modified Mini-Mental State Exam (Teng and Chui, 1987), which was further adapted for use in epidemiological studies (Tschanz et al., 2002). Individuals who screened positive, along with a weighted, stratified subsample, were further screened using an informant-based telephone interview (Kawas et al., 1994). Participants who screened positive on the interview then underwent a clinical assessment (CA) by a trained research nurse and psychometrician, which included a structured physical and neurological exam and a neuropsychological battery (Tschanz et al., 2000). Additional information on each participant’s medical history, cognitive and functional impairment, and psychiatric symptoms was obtained from a knowledgeable informant.

Next, a study geriatric psychiatrist and a neuropsychologist reviewed data from the CA and preliminary diagnoses of dementia were made using DSM-III-R criteria (American Psychiatric Association, 1987). The age of onset was estimated as the age the individual met DSM-III-R dementia criteria. Individuals with preliminary dementia diagnoses were then examined in person by a geriatric psychiatrist and underwent neuroimaging and laboratory studies for a differential diagnosis of dementia. A panel of experts with expertise in neurology, geriatric psychiatry, neuropsychology and cognitive neuroscience then reviewed all data and assigned diagnoses of probable or possible AD according to the NINCDS-ADRDA criteria (McKhann et al., 1984). Incident cases of dementia identified at CCSMA waves 1-4 were invited to join the DPS. Institutional review boards at Utah State, Duke, and the Johns Hopkins Universities reviewed and approved all study procedures.

Demographics

Education and gender were determined at Wave 1 of the CCSMA. APOE genotype was determined at that time from buccal DNA using previously published methods (Breitner et al., 1999).

Measures of Dementia Progression and Medical Comorbidity

Trained neuropsychological technicians administered the Mini-Mental State Exam (MMSE), a measure of global cognitive functioning (Folstein et al., 1975). Scores were adjusted for items missing due to sensory or motor impairment (Breitner et al., 1999). The Clinical Dementia Rating (CDR) (Hughes et al., 1982) measures functional ability in six domains: memory, orientation, judgment/problem solving, community affairs, participation in home/hobbies, and personal care. We used the extended version (Dooneief et al., 1996) which rates subjects on an ordinal scale ranging from 0 (no impairment) to 5 (terminal), producing a summed score ranging from 0-30. The ratings from 0-3 have the same interpretation as the traditional CDR, but the additional two categories, profound and terminal, extend the floor of the measure. Such an extension is important for DPS which follows subjects to death. CDR was administered by a trained research nurse at each visit, taking into account a caregiver’s report of symptoms as well as the participant’s performance on neuropsychological tests. The Neuropsychiatric Inventory (NPI) (Cummings, 1997) assesses neuropsychiatric symptoms (NPS) that commonly occur in dementia, including delusions, hallucinations, agitation, aggression, depression, apathy, elation, anxiety, disinhibition, irritability, and aberrant motor behavior. The instrument first screens for symptoms in each domain. If positive, NPI rates the individual by frequency (0-3) and severity (0-4). Individuals currently on antipsychotic medication for either hallucinations or delusions automatically received severity scores of 4 for that domain. Those two scores are then multiplied to obtain scores for each domain (0-12), and then summed across all 12 domains for a total score ranging from 0-120).

At each visit, participants were asked whether they had used any prescription medications in the previous 2 weeks. If they answered yes, they were asked to produce the medication containers and, for each, the name, indication, strength, dosage form, age at first use, and duration of use was recorded. The list of medical comorbidities or events specifically assessed by targeted questions included asthma, emphysema, bronchitis, pneumonia, transient ischemic attack, cerebrovascular accident, MI, Parkinson’s disease, epilepsy, hypertension, hypercholesteremia, diabetes, coronary artery bypass graft, angioplasty, headache, chronic pain, head injury, brain injury, arthritis, ulcers, constipation, thyroid conditions, cancer, and angina. The first four were assessed only at baseline; the remaining conditions were also reassessed at each follow-up visit.

The General Medical Health Rating (GMHR) is a rapid bedside global rating of health status in dementia patients (Lyketsos et al., 1999). Ratings are derived from an interview of the patient and their caregiver, including current and past medical history and a review of systems. To receive a rating of 4 (excellent), patients typically have no unstable illnesses, no more than 2 stable illnesses, and are on no more than 2 medications. To receive a rating of 3 (good), patients typically have one unstable but treated illness, no more than 4 stable illnesses and are on no more than 4 medications. To receive a rating of 2 (fair), patients typically have no more than 3 unstable illnesses. Very ill patients receive a rating of 1 (poor). It is important to note that these are only rules of thumb, and the clinician’s overall general impression plays a significant role in determination of the rating. The GMHR has demonstrated excellent inter-rater reliability (weighted kappa = 0.93) and has been shown to be a stronger predictor of mortality than either age or dementia severity (Lyketsos et al., 1999).

Statistical Analysis

Descriptive analyses of demographics, medical variables, and outcomes were performed to test distributional assumptions of the proposed analyses. Time was measured in years from the baseline visit. All longitudinal regression models included random effects for both intercept and time (Laird, 1982). We chose random effects models over the method of generalized estimating equations (GEE), as the latter entails an assumption that all loss to follow-up occurs completely at random. In the present study, we expected loss-to-follow up to be more likely among individual who are older or in poorer health, and therefore not completely at random. In reporting findings from these models, when we refer to “decline”, this will refer to worsening of symptoms, not necessarily numerical decreases in scale scores, as increases in both CDR and NPI scores imply greater severity.

The first set of analyses examined change in MMSE, CDR-SB, and NPI total as a function of baseline GMHR rating. GMHR at baseline was included as a set of two binary covariates (4-excellent, 3-good, 2/1-fair/poor). GMHR values of 1 and 2 were combined due to the very small number of individuals with ratings of 1. A value of 4 (representing excellent health) was the reference group. Interactions between GMHR and time (measured in years) were also included. For example, the interaction between time and the GMHR=3 indicator variable represents the expected difference in rate of change between two individuals, one with a baseline GMHR of 3 and one with a baseline GMHR of 4. . Previous DPS analyses had demonstrated that the trajectories of many individuals were not straight lines, but instead typically appeared to curve downward over time. (Tschanz et al., 2011). To appropriately model this downward curvature, we included a quadratic (time-squared) term, and terms for its interaction with GMHR,in each of the models. We used likelihood ratio tests to compare models with and without these quadratic terms (Casella, 2002). Previous DPS analyses have reported associations between MMSE, CDR-sb, and NPI totals and the following variables: baseline age, male sex, years of education, dementia duration at baseline visit, and presence of one or more APOE ε4 alleles. These variables were therefore included in all models. Analogous models were also fit using number of baseline comorbid medical conditions, number of baseline non-psychiatric prescription medication and both, rather than GMHR.

The second set of models used time-varying measurements of health status as predictors of changeon each outcome. Using time-varying covariates allows for estimation of the effects of those measurements on the outcome variables as measured at each visit (e.g., not lagged), rather than on overall rate of decline. As before, linear and quadratic time terms were included, but interactions between the time variables and the health measures were not included. Analyses were conducted using STATA Version 11.1 (Stata Corp LP, 2009).

We conducted post-hoc power analyses based on the formulae of Jung and Ahn (2003), because they account for missing data due to attrition. Based on these formulae and attributes of our observed data, we would expect to have 80% power to detect a between-GMHR group difference in rate of decline of 0.79 points per year. Details of the power calculations are available from the first author on request.

Results

All 335 individuals with incident possible or probable AD and without a vascular dementia component who were identified as part of the 4 waves of CCSMA were included in these analyses. The means and standard deviations of the baseline scores on the three outcomes were MMSE: 21.96 (4.62), CDR-sb: 5.93 (3.39), and NPI: 4.66 (9.25). Of the 335 participants, 70 (21%) were still active (alive and completing visits) at the time of study close. During the study, 217 (65%) individuals died and 48 (14%) moved away or withdrew from the study. Of the 335 participants, 105 (31.3%) had only one study visit. Among the 230 with at least one follow-up visit, the total number of visits ranged from 2 to 13 with a median of 4.The lengths of observation ranged from 0.65 to 11.18 years with a median of 3.07 years. Table 1 shows mean number of years of follow-up by presence or absence of each dichotomous baseline variable or tertile of each continuous variable. As anticipated, both GMHR and age were significantly associated with length of follow-up time. There was no clear relationship between length of follow-up and education, dementia duration, number of medical comorbidities, or medications at baseline.

Table 1. Follow-up time by Baseline Variables.

Baseline Variables N Mean (SD) of Follow-Up Time t or F
Sex Male 220 2.38 (2.61) t(333)=0.17,p=0.86
Female 115 2.43 (2.36)
APOE4 0 182 2.35 (2.54) t(331)=0.46,p=0.64
1+ 151 2.48 (2.59)
GMHR 1 or 2 110 1.81 (1.92) F(2,325)=4.97,p=0.008
3 181 2.75 (2.78)
4 37 2.66 (2.80)
Mean (SD) of Follow-up Time by Tertile
Mean (SD) Tertile 1 Tertile 2 Tertile 3
Age 85.96 (6.29) 3.29 (2.83) 2.47 (2.62) 1.41 (1.74) F(2,332)=16.59, p<0.001
Education 13.24 (3.0) 2.39 (2.57) 2.34 (2.40) 2.46 (2.65) F(2,332)=0.04, p=0.10
Dementia Duration 1.69 (1.25) 2.07 (2.28) 2.63 (2.63) 2.51 (2.73) F(2,332)=1.52, p=0.22
Medical Comorbidities 3.17 (1.98) 2.60 (2.72) 2.23 (2.53) 2.26 (2.27) F(2,332)=0.81, p=0.45
Non-Psychiatric Medications 5.96 (4.55) 2.54 (2.75) 2.30 (2.37) 2.56 (2.62) F(2,332)=0.36, p=0.70

There was considerable variability (both up and down) in GMHR over time within individuals. At the second visit, of the 226 subjects for whom we had GMHR ratings at both visits 1 and 2, 135 (60%) had the same rating as they had at visit 1, 26 (12%) had gotten worse, and 65 (28%) had improved. At the third visit, of the 149_subjects for whom we had GMHR ratings at both visits 2 and 3, 100 (67%) had the same rating as they had at visit 2, 32 (21%) had gotten worse, and 17 (11%) had improved.

Ordinal logistic regression models demonstrated modest, but statistically significant associations between baseline GMHR and number of comorbidities (p<0.001, pseudo-r2=0.08) and number of non-psychiatric prescription medications (p<0.001, pseudo-r2=0.03). Pseudo-r2 values represent scaled improvements in log likelihood values of the models with predictors as compared to a model with only an intercept (Agresti, 1999).

Table 2 shows results from the first set of models used to determine the effect of baseline GMHR rating on decline. For each of the three outcomes, likelihood ratio tests suggested that quadratic time effects were not needed. Both time and dementia duration were significantly associated with worse scores on all three outcomes. Baseline GMHR ratings of 1 (poor) or 2 (fair) were significantly associated with higher (worse) CDR-sb scores, as compared to individuals with a baseline GMHR rating of 4, implying that, on average, individuals with GMHR ratings of 1 or 2 had CDR-sb scores which were approximately one and a half points higher than individuals with GMHR ratings of 4. Older age at baseline was associated with lower MMSE,, and higher CDR-sb scores. Male sex was associated with lower MMSE and higher education was associated with higher MMSE. There were no statistically significant interactions between GMHR and time, suggesting that baseline GMHR ratings are not predictive ofsubsequent rate of decline.

Table 2. Baseline GMHR, Non-Psychiatric Medications, Comorbidities, and AD Outcomes.

MMSE CDR-sb NPI-Total
Baseline GMHR Model
Time −1.82 (0.38)* p<0.001 1.51 (0.28) p<0.001 2.23 (0.82) p<0.01
GMHR=1 or 2 −1.26 (0.84) p=0.13 1.50 (0.58) p=0.01 4.78 (2.66) p=0.07
GMHR=3 0.55 (0.78) p=0.48 −0.41 (0.54) p=0.45 2.37 (2.48) p=0.34
GMHR=1/2 x time 0.23 (0.46) p=0.61 −0.51 (0.34) p=0.13 0.93 (1.05) p=0.38
GMHR=3 x time −0.10 (0.42) p=0.82 −0.06 (0.30) p=0.84 0.11 (0.90) p=0.90
Baseline Age −0.12 (0.04) p<0.01 0.06 (0.03) p=0.05 −0.14 (0.12) p=0.25
Male −1.07 (0.52) p=0.04 −0.65 (0.35) p=0.07 0.14 (1.51) p=0.92
Education 0.24 (0.08) p=0.004 0.03 (0.06) p=0.65 0.02 (0.24) p=0.94
Dementia Duration −1.18 (0.20) p<0.001 1.04 (0.14) p<0.0001 1.65 (0.58) p<0.01
APOE-4 Alleles 0.70 (0.50) p=0.16 −0.05 (0.34) p=0.88 2.05 (1.46) p=0.16

Baseline Medications and Comorbidities Model
Time −2.16 (0.33)* p<0.001 1.5 (0.26) p<0.001 4.13 (1.07) p<0.001
Time Squared 0.00 (0.04) p=0.97 0.02 (0.03) p=0.41 −0.29 (0.13) p=0.25
Medications 0.02 (0.06) p=0.79 0.01 (0.04) p=0.86 0.09 (0.22) p=0.67
Comorbidities 0.09 (0.14) p=0.51 −0.11 (0.10) p=0.28 0.25 (0.50) p=0.61
Med. x Time 0.03 (0.04) p=0.41 −0.02 (0.03) p=0.49) 0.08 (0.14) p=0.57
Med. x Time2 0.00 (0.01) p=0.73 0.00 (0.01) p=0.99 −0.02 (0.02) p=0.38
Comorb. x Time 0.13 (0.09) p=0.15 −0.11 (0.07) p=0.15 −0.28 (0.30) p=0.35
Comorb. x Time −0.02 (0.01) p=0.04 0.010 (0.10) p=0.16 0.05 (0.04) p=0.25
Baseline Age −0.13 (0.04) p=0.001 0.61 (0.03) p=0.03 −0.02 (0.12) p=0.88
Male −1.08 (0.53) p=0.04 −0.53 (0.36) p=0.15 −0.32 (1.49) p=0.83
Education 0.26 (0.08) p=0.002 −0.01 (0.06) p=0.80 −0.10 (0.23) p=0.66
Dementia Duration −1.20 (0.20) p<0.001 1.122 (0.14) p<0.000 1.83 (0.55) p=0.001
APOE-4 Alleles −0.64 (0.51) p=0.21 −0.13 (0.35) p=0.71 2.21 (1.41) p=0.12
*

beta coefficient (standard error), p-value

Table 2 also shows models with number of comorbid medical conditions and number of non-psychiatric medications as predictors of change in AD outcomes. The model for NPI total contains only a random effect for the intercept, as the model with random effects for both intercept and time failed to converge. For all three outcomes, likelihood ratio tests showed that the time-squared terms were necessary. Therefore these terms were retained, even when they were not individually statistically significant. Both time and dementia duration were statistically significantly associated with lower scores on all three outcomes. Older age at baseline was associated with lower MMSE, and higher CDR-sb scores. Male sex was associated with lower MMSE and higher education was associated with higher MMSE. With the exception of the interaction between number of comorbid medical conditions and time-squared for MMSE, neither comorbidities nor medications appeared to be associated with differences in rates of decline.

The next set of models, shown in table 3, used GMHR as a time-varying covariate. All 3 outcomes were statistically significantly associated with time and time-squared. For the MMSE and CDR-sb, individuals declined over time, and the mean rate of decline increased with time. For the NPI, the positive time term but negative time-squared term suggests that NPI worsens over time, but that this worsening slows, or levels out, over the course of illness. As in the previous models, longer dementia duration was associated with worse ratings on all 3 outcomes. Male sex was associated with worse MMSE scores but better CDR-SB scores. For all 3 outcomes, having a GMHR of 1 or 2 (fair or poor) was statistically significantly associated with worse ratings.

Table 3. Time-Varying GMHR, Non-Psychiatric Medications, Comorbidities and AD Outcomes.

MMSE CDR-sb NPI-Total
Time-Varying GMHR Model
Time −1.65 (0.16)* p<0.001 1.19 (0.13) p<0.001 4.01 (0.56) p<0.001
Time Squared −0.04 (0.02) p=0.03 0.04 (0.02) p=0.01 −0.25 (0.08) p=0.001
GMHR=1 or 2 −1.07 (0.42) p=0.01 1.79 (0.34) p<0.001 4.57 (1.80) p=0.01
GMHR=3 0.01 (0.34) p=0.98 0.26 (0.28) p=0.35 1.83 (1.49) p=0.22
Baseline Age −1.22 (0.04) p=0.002 0.05 (0.03) p=0.10 −0.09 (0.12) p=0.43
Male −1.06 (0.52) p=0.04 −0.70 (0.35) p=0.05 −0.16 (1.49) p=0.91
Education 0.24 (0.08) p=0.004 0.03 (0.06) p=0.59 −0.01 (0.24) p=0.98
Dementia Duration −1..22 (0.19) p<0.001 1.07 (0.13) p<0.001 1.76 (0.57) p=0.002
APOE-4 Alleles −0.69 (0.50) p=0.16 −0.08 (0.34) p=0.82 2.34 (0.44) p=0.11

Time-Varying Medications and Comorbidities
Time −1.60 (0.17)*p<0.001 1.05 (0.13) p<0.001 3.75 (0.54) p<0.001
Time Squared −0.05 (0.02) p=0.02 0.06 (0.02) p<0.001 −0.26 (0.07) p<0.001
Medications 0.01 (0.04) p=0.86 0.01 (0.03) p=0.78 0.80 (0.15) p=0.61
Comorbidities −0.05 (0.08) p=0.57 −0.03 (0.07) p=0.66 −0.11 (0.32) p=0.73
Baseline Age −0.13 (0.04) p=0.001 0.06 (0.03) p=0.02 −0.02 (0.12) p=0.84)
Male −0.91 (0.53) p=0.09 −0.68 (0.37) p=0.06 −0.32 (1.47) p=0.83
Education 0.24 (0.08) p=0.004 −0.01 (0.06) p=0.91 −0.12 (0.23) p=0.62
Dementia Duration −1.19 (0.20) p<0.001 1.12 (0.14) p<0.001 1.83 (0.55) p=0.001
APOE-4 Alleles −0.63 (0.51) p=0.22 −0.12 (0.35) p=0.73 2.16 (1.41) p=0.12
*

beta coefficient (standard error), p-value

Table 3 shows results from a similar set of models, but with number of medical comorbidities and number of non-psychiatric medications as time-varying covariates. The parameter estimates show a similar pattern to the time-varying GMHR analyses in table 3, with time and time-squared being statistically significantly associated with all three outcomes, and with accelerating decline for both MMSE and CDR-Sum, but decelerating decline (amelioration of worsening) for NPI total.

Discussion

In this population-based longitudinal study, health status (as measured by the GMHR) appeared to fluctuate over time for many of the participants, rather than decline monotonically. This may explain why baseline measures of health were not clear predictors of rates of dementia progression, and also suggests that GMHR may be a risk factor that can be altered, thus altering the course of patients’ AD-related decline. GMHR at baseline was only associated with CDR-sb scores, and was not associated with rate of decline on any of the three outcomes. Neither number of comorbidities nor number of non-psychiatric medications at baseline was associated with decline on any of the three domains. By contrast, having a GMHR of 1 or 2 at a DPS visit was strongly associated with worse scores in all 3 domains at that same visit, though this was not true for medications or comorbidities. This suggests that GMHR, whose scoring is only partly based on number of comorbidities and medications, is capturing something above and beyond just simple counts. It further suggests that there is a dynamic relationship between medical and cognitive health, since the effect appears to be immediate and GMHR fluctuates in a substantial portion of the sample.

The literature on the relationship between general medical health and dementia is somewhat sparse. The majority of papers to date describe cross-sectional studies. Of the two previously published cohort studies, one found that fast progressors had significantly more comorbidities (Boksay et al., 2005), while the second found that a larger number of medications was associated with slower decline (Storandt et al., 2002). We found no associations between decline in any domain with either comorbidities or prescriptions, as measured at baseline. Neither study reported on health variables measured longitudinally.

For the most part, our findings confirmed previously reported risk factors for poorer outcomes, including older age and greater dementia duration at baseline. Female sex is generally associated with worse prognosis; we found that female sex was associated with higher MMSE scores but worse CDR-sb scores. Several studies have found an association between higher education and poorer outcomes, but in our sample we found associations with higher scores on MMSE, and no associations with either CDR or NPI. Contrary to some published reports, presence of one or more APOE-4 alleles was not significantly associated with any of the outcomes in either the baseline or time-varying models.

The strengths of this study include its population-based cohort and its capture of incident cases, thus allowing for observation over the full course of illness. The high participation rates and longevity of Cache County residents (Tschanz et al.,2011) serve to reduce potential biases as a result of selection or competing risks. Another strength is the wealth of information collected, including measures of dementia progression in 3 domains, detailed health status assessment, and medication use data.

Potential limitations include the lack of follow-up in approximately one third of the sample and the association between low GMHR and shorter follow-up time. This association likely resulted in estimates of associations between poor health and faster dementia progression that were biased toward the null hypothesis, as the sicker individuals were less likely to be observed. Hence our findings of an association between GMHR ratings and dementia progression are probably conservative. Health status is complex and difficult to measure, particularly because it is a dynamic process. Though it has demonstrated excellent reliability and validity the GMHR is a global measure, that does not allow for differential weightings of conditions that may have a greater or lesser impact on health status as other ratings do. In the majority of follow-up visits, CDR and GMHR ratings were performed by the same nurse, thus introducing the possibility that scores on one instrument influenced scores on the other. This study only enrolled individuals aged ≥ 65, therefore these findings may not apply to those with early onset AD. The Cache County population is predominantly white, well-educated, and of northern European descent, thus potentially limiting the generalizability of the findings to other populations. Further, the majority of the study sample belongs to the Church of Jesus Christ of Latter Day Saints, which prohibits tobacco, caffeine, and alcohol use, thus limiting our ability to assess the effects of these substances on dementia progression. This may also have altered the relationship between dementia progression and medical comorbidities known to be associated with these behaviors, such as cardiovascular disease and certain cancers (Breitner et al., 1999). Despite this potential limitation, atrial fibrillation, systolic hypertension, and angina have been associated with faster decline on MMSE and CDR-sb in this sample (Mielke et al., 2007).

Our findings show that health status, as measured by GMHR, can fluctuate both up or down, and they suggest that the course of decline might be improved through better medical care. This lends additional support to recent recommendations and practice guidelines calling for increased attention to general medical care among individuals with AD (Lyketsos et al., 2006; Lyketsos, 2012; Rabins et al., 2006). One potential barrier to this is the fragmentation and lack of continuity of health care provision in the US (Bartels, 2003). One solution is the adoption of more collaborative models of care; several recent studies have demonstrated their efficacy in improving some outcomes (Callahan et al., 2011; Counsell et al., 2007; Vickrey et al., 2006) without additional net costs (Counsell et al., 2009).

It is important to note that while we have demonstrated an association between GMHR and dementia progression, we have not demonstrated a causal relationship. Establishing such a relationship in an observational study is difficult, in part because it is not possible to determine the temporal order in cases where both medical and cognitive declines (or gains) occurred between study visits. It is reasonable to suggest that poorer physical health would lead to poorer cognitive/mental health by placing an additional stressor on the brain, but the reverse is also plausible. Poorer cognition and function or increased psychiatric symptoms could lead to physical decline through self-neglect, improper medication administration and monitoring of chronic conditions such as diabetes or asthma, decreased access to health services, or decreased social and physical activity. It is likely that mechanisms in both directions are at work. Given the paucity of potentially modifiable factors affecting the course of dementia, further study of this relationship is warranted.

Acknowledgments

The work was supported by NIH grants: R01AG21136, R01AG11380, R01AG18712, R01HG02213,30AG028377, K24AG027841, and P30AG13846.

Role of Sponsor

Provision of funding to support data collection, analysis, interpretation, and manuscript preparation.

Description of authors’ roles

Leoutsakos: had full access to all the data and takes responsibility for data integrity and accuracy of the data analysis, performed and interpreted the analyses, drafted the manuscript, and gave final approval for version to be published.

Han: performed and interpreted analyses, edited the manuscript for content, and gave final approval for version to be published.

Forrester: Assisted in the performance of analyses and manuscript drafting, and gave final approval for version to be published.

Tschanz: Participated in study design and oversaw data collection, edited the manuscript for content, and gave final approval for version to be published.

Corcoran: Contributed to interpretation of analyses, edited the manuscript for content, and gave final approval for version to be published.

Green: Participated in study design, data collection and analysis interpretation, edited the manuscript for content, and gave final approval for version to be published.

Norton: Participated in study design, data collection and analysis interpretation, edited the manuscript for content, and gave final approval for version to be published.

Welsh-Bohmer: Participated in study design and analysis interpretation, edited the manuscript for content, and gave final approval for version to be published.

Lyketsos: Participated in study design and analysis interpretation, edited the manuscript for content, and gave final approval for version to be published.

Footnotes

Conflict of Interest Declaration:
Conflict of Interest Declaration:
Financial Conflict Personal
Conflict
Dr.
Leoutsakos
Receives research support from the NIH (NIA:
RAG031348-02S1, R21AG033769; NIMH:
R01MH085740-01A2, R01 MH086881), and the American
Heart Association (09CRP2250944)
None
Ms Han Receives research support from the NIH: AG21136 None
Dr. Mielke Receives research support from the NIH:
AG21136, U01 AG037526
None
Ms. Forrester Receives research support from the NIH: U01 AG037526 None
Dr. Tschanz Receives research support from the NIH: AG21136. None
Dr. Corcoran Receives research support from the NIH: NIA AG21136,
ES 016669, U01 DD 000698, R15 AG 037392, R01 AG
31272
None
Dr. Green Receives research support from the NIH: AG21136 None
Dr. Norton Receives research support from the NIH: R01AG11380,
R01AG31272, and R01AG21136
None
Dr. Welsh-
Bohmer
None of my financtial affiliations as noted below, are in

conflict. They are reported in interest of full disclosure:

1) Past scientific advisory board for Medivation, Inc.
2) Current contracts with Zinfandel Pharmaceuticals
3) Received funding for travel and speaker honoraria from
Medivation,
Inc., GlaxoSmithKline and Elan Corporation/Wyeth.
4) Has served/serves as an associate editor of
Neuropsychology
Review, on the editorial boards of Alzheimer’s &
Dementia, the Journal
International Neuropsychological Society, and the Journal
of Experimental
and Clinical Neuropsychology, and as a consulting editor
for Aging,
Neuropsychology, and Cognition and Neuropsychology.
5) Holds US Patent #6867236 (issued 2005): Nons-teroidal
Anti-
inflammatory drugs for the treatment of Alzheimer’s
disease.
5) Receives royalties from the publication of Geriatric
Neuropsychology:
Assessment and Intervention (Guildford Publications,
2006).
6) Receives research support from the NIH (NIA AG11380
[PI] and NIA
AG028377 [PI])
None
Dr. Lyketsos •Grant support (research or CME)
-NIMH, NIA, Associated Jewish Federation of Baltimore,
Weinberg Foundation, Forest, Glaxo-Smith-Kline, Eisai,
Pfizer, Astra-Zeneca, Lilly, Ortho-McNeil, Bristol-Myers,
Novartis, National Football League, Elan
•Consultant/Advisor
-Astra-Zeneca, Glaxo-Smith Kline, Eisai, Novartis, Forest,
Supernus, Adlyfe, Takeda, Wyeth, Lundbeck, Merz, Lilly,
Pfizer, Genentech, Elan, NFL Players Association, NFL
Benefits Office
•Honorarium or travel support
-Pfizer, Forest, Glaxo-Smith Kline, Health Monitor
None

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