Abstract
Objective
To assess the safety, stability, and performance of the broad spectrum, light based Contact Hearing Device (CHD) on listeners with hearing impairment.
Study Design
Feasibility study.
Setting
Single-Site Research and Development Facility.
Subjects
Thirteen subjects with symmetric mild to severe sensorineural hearing impairment had the CHD placed bilaterally.
Intervention
A custom-molded light activated Tympanic Contact Actuator (TCA) was placed into each ear by a physician, where it stayed in contact with the umbo and a portion of the medial wall of the ear canal for four months. Each CHD was calibrated and programmed to provide appropriate broad-spectrum amplification.
Main Outcome Measures
Safety was determined through routine otologic examinations. Aided and pre-TCA-insertion unaided audiometric thresholds, Reception Threshold for Sentences (RTS), and Abbreviated Profile of Hearing Aid Benefit (APHAB) measurements were made to characterize system performance as well as the benefits of amplification via the CHD.
Results
The TCAs remained on subjects’ ears for an average total of 122 days, without causing signs of inflammation or infection, and there were no serious device-related adverse events. Measured average maximum output of 90–110 dB SPL in the 0.25–10 kHz range, average maximum gain before feedback of 40 dB, and functional gain through 10 kHz show extended bandwidth broad spectrum output and gain. RTS results showed significant aided improvements of up to 2.8 dB, and APHAB results showed clinically significant aided benefits in 11/12 (92%) subjects.
Conclusion
The safety, stability, and performance demonstrated in this initial 4-month study suggest that the CHD may offer a feasible way of providing broad-spectrum amplification appropriate to treat listeners with mild to severe hearing impairment.
INTRODUCTION
Two of the most frequently reported problems by the users of air conduction hearing aids are difficulty understanding speech in noisy environments, especially in the presence of competing speech, and unsatisfactory sound quality, particularly when listening to music (1,2). While hearing above 5000 Hz has been shown to improve speech understanding in complex listening environments (3) and improve perceived sound quality(4), the inability of hearing aids to amplify these frequencies effectively (5,6) has prompted a search for alternate designs that can, without compromising comfort or safety, provide the broad spectrum necessary for a richer and more pleasurable listening experience. This paper presents the results of an initial feasibility study for one such alternate design: the light based Contact Hearing Device (CHD).
THE CONTACT HEARING DEVICE
The CHD is an open-canal hearing device designed to have a 0.1–10 kHz frequency range, which is intended for patients with mild to severe hearing impairment. In contrast to the operation of a hearing aid, in which amplified acoustic energy is input into the ear canal via a small loudspeaker, the CHD involves the mechanical vibration of the tympanic membrane (TM) via a custom-tailored light-activated wireless actuator placed in the medial end of the ear canal by a physician such that it can maintain comfortable physical contact with the umbo over an extended period of time. Mechanical vibration of the TM is believed to offer the advantages of an open-canal hearing aid design, while at the same time being less susceptible to acoustic feedback (7) and potentially broadening the frequency range significantly at both low and high frequencies (reviewed in (8)).
Components of the Photonic Hearing System
The CHD has two primary components: 1) the light generating Behind-the-Ear sound processor (BTE) and 2) the light activated Tympanic Contact Actuator (TCA). Figure 1 shows the entire CHD, including the TCA and the BTE. The TCA, composed of six sub-components, is held in place by a custom-molded Peritympanic Platform shaped to fit an individual’s medial ear-canal anatomy, and by surface tension due to a layer of mineral oil between the contact-lens-like Umbo Platforms and the TM surface. The applied layer of mineral oil allows the ‘Peritympanic Platform’ to float above the skin of the anterior sulcus, the peritympanic surface, and the Umbo. This makes it possible for the epithelial tissue (9,10) underneath the device to migrate without causing irritation or unwanted dislodging of the TCA. The forces from the Support Springs further enable the Umbo Platform and attached Microactuator (see Figure 2) to maintain contact with the TM in spite of TM flexion due to naturally occurring events such as swallowing, eructation, coughing, or postural changes.
OBJECTIVE AND STUDY DESIGN
This initial feasibility study was intended to test the safety, stability, and performance of the CHD when placed bilaterally on subjects with sensorineural hearing impairment. The study populations were not randomized, in that a subject’s unaided results served as the control for that subject’s CHD-aided results. This was also not designed to be a comparative study to air conduction hearing aids. The study protocol was approved by the Food and Drug Administration (FDA) and the Western Institutional Review Board (Olympia, Washington). The prototype BTE had a short battery life of about 4 hours and IDE approval from the FDA was for limited use. Consequently, subjects were not permitted to wear the BTE component outside of the supervision of the investigators and typically had use of the fully activated CHD in the clinic only.
METHODS
SUBJECTS
Inclusion and Exclusion Criteria
Inclusion/exclusion audiometric criteria are summarized in Table 1. Audiometric thresholds (125–11, 200 Hz) were measured using a GSI61 (Eden Prairie, MN) audiometer with extended frequency range, and testing was performed with circumaural headphones.
Table 1.
Inclusion Criteria
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Exclusion Criteria
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Enrollment and Demographics
Eighteen subjects, consisting of 10 males and 8 females, were initially enrolled in the study. One subject exited because his anatomy was too restricted to accommodate a TCA, and four subjects withdrew due to personal changes and their inability to meet the time requirements necessary to complete the study. The mean age of the 13 subjects (8 males, 5 females) included in the full analysis set was 71 years, with a range of 50 to 87 years. The results and analyses presented here are based solely on the 13 subjects (26 ears with placements) from whom complete data sets were obtained (unless otherwise stated).
The right and left pre-insertion unaided audiograms for each subject are plotted in Figure 3, with the mean audiograms for each ear and the inclusion criteria overlaid for reference.
INTERVENTION
TCA Placement
The shape of the Peritympanic Platform that surrounds the TM and provides positional stability was customized for each ear using an impression of the ear canal and TM obtained at the start of the study. After all of a subject’s baseline unaided pre-insertion tests were completed, the physician inserted and placed an appropriately customized TCA in each ear through a speculum. Approximately every week the physician placed a drop of mineral oil in each ear canal, to keep the interface between the slowly migrating epithelium and the Umbo and Peritympanic Platforms well lubricated.
CHD Calibration and Programming
After placement of the TCA, the BTE was used to activate the system to obtain light-driven hearing thresholds, which were then compared to the subject’s pre-insertion unaided acoustic thresholds to obtain a calibration curve characterizing the transfer function from the light output of the ear tube to the acoustic-driven perception of sound at the TM, for the EarLens® CHD of each ear. The pre-insertion unaided acoustic thresholds were also used as inputs to a fitting algorithm based on the high-frequency CAM2 algorithm (11), which produced prescriptions for gain and compression ratios at audiometric frequencies from 125 to 10,000 Hz that were then programmed into the BTE devices along with the calibration curve. With those settings in place for both ears, the CHD devices were activated using their omnidirectional microphone mode to obtain the aided sound-field thresholds and speech-testing thresholds (described later).
MAIN OUTCOME MEASURES
Safety and Stability
Safety and positional stability of the TCA over the course of the study was determined from initially weekly then monthly medical otologic examinations throughout the total wear time, supplemented by endoscopic videos.
Maximum Equivalent Pressure Output (MEPO)
The calibration curves were used along with known system specifications to calculate the maximum output and effective bandwidth of the system (12), which is represented in terms of the maximum equivalent pressure output (MEPO) on the ear. Because of the way MEPO values are calculated, they are representative of the system’s behavior independent of the hearing level of the ear.
Maximum Gain
With the BTE placed on a subject’s ear, a feedback measurement was made by driving the TCA with a swept-tone light input from the BTE, and recording the resulting pressure at the BTE-microphone location (the movements of the TM produce sound waves that travel back into and out of the ear canal (7)) using a probe-tube microphone (Etymotic, ER-7C). This measurement was then used to calculate (see 12) the maximum gain that could be applied to an input signal before generating positive acoustic feedback, which is a function of the individual’s anatomy but does not depend on their hearing level.
Functional Gain
Functional gain is calculated as the difference in the sound-field audiometric thresholds measured unaided before TCA placement and that measured aided after the CHD is activated. It is a perceptual reflection of the prescribed and thus the measured gain at each frequency, and is expected to be based on the HL for each subject.
TM Damping
Since the TCA is placed in contact with the TM, it is likely that unaided acoustic thresholds with the passive TCA in place will differ from unaided acoustic thresholds without it in place. These effects are represented by the TM damping, which was determined (from 125–11, 200 Hz) by obtaining the unaided acoustic threshold after TCA placement (without it being activated) and subtracting the unaided acoustic threshold obtained before placement.
Speech Recognition Testing
The Hearing In Noise Test (HINT) is a standard metric that quantifies a subject’s ability to understand speech in the presence of steady-state noise (13,14). Two HINT conditions were tested: a “co-located” condition with masking noise and target speech presented from directly ahead of the listener (0°), and a “separated” condition with the target speech presented from 0° while the masking noise is presented from a direction 90° to the right of the listener. All speech tests were performed for the unaided case before TCA insertion, as well as for the CHD-aided case. The stimuli were presented in a sound booth through speakers 1 meter away from the listener, and the metric of interest was the Reception Threshold for Sentences (RTS), or the speech level at which the subject correctly repeated 50% of the target sentences in the presence of a 65 dB masker.
The Hearing In Speech Test (HIST) is a similar test to the standard HINT, except the masking signals are other talkers instead of steady-state noise, as described in Puria et al. (15). The HIST speech materials include sound energy covering the full 20 kHz bandwidth range of human hearing, whereas the HINT noise is limited to frequencies below 8 kHz. Two HIST conditions were evaluated: an “asymmetric” condition with the target speech presented from 45° to the left of the listener and speech from two masking talkers presented from 45° to the right, and a “diffuse” condition with the target speech presented from straight ahead (0°) and speech from four masking talkers presented from ±45° and ±135°. Figure 4 illustrates these two HIST conditions.
APHAB Questionnaire
Subjects were asked to fill out an Abbreviated Profile of Hearing Aid Benefit (APHAB) questionnaire (16,17) in order to assess the benefit from amplification, measured as their unaided score before the TCA was placed versus their aided score using the activated CHD.
Data Analysis
For measures of performance, mean and standard deviations (SD) or standard error (SE) were computed. For speech testing, the mean and SE were computed and a repeated measures analysis of variance (ANOVA) was used, with p values < 0.05 considered statistically significant.
RESULTS
OTOLOGIC RESULTS
See Table 2 for a summary of otologic results, and see Figure 5 for representative photos from one subject of both ears pre placement of the TCA device, post placement, pre removal, and post removal after 4 months. See Table 3 for a summary of all adverse device effects and adverse events.
Table 2.
1. Deep Canal Impressions Procedure | |
Description | In order to make a custom mold for the TCA, a deep canal impression was taken at the beginning of the study for each ear. |
Known Complications | The procedure is known to cause discomfort, abrasions of the canal, and small hematomas (or blisters) on some people. |
Results |
|
Blisters | When blisters occurred, they were bilateral, suggesting a relationship to anatomical factors, fragility of the skin, or a combination of both. All subjects who developed a blister on one side opted to proceed with the second side. |
2. TCA Placement Procedure | |
Description | The physician inserted a TCA in to both ears of each subject using a speculum. |
Manipulation |
|
Pain or Discomfort |
|
3. TCA Positional Stability | |
Description | Positional stability was analyzed by summarizing the physician’s observations made during each otologic exam. Exams occurred every week at the start of the study, and continued on a monthly basis through the end of the 122± 14 day protocol. |
Wear Time | The average total on-ear wear time was 122 days. The devices remained in place without interruption for an average of 117 straight days. |
Displacements | There were a total of 4 displacements on 3 subjects due to 3 determined causes: Insufficient oiling of the TCA in both ears of the first subject, epithelial material under the Peritympanic Platform in one ear of the second subject, and improper fit of the Peritympanic Platform of the TCA in one ear of the third subject. |
Analysis of Displacements | The displacements all consisted of < 1 mm of lift of the platform from the canal wall, and none of the devices migrated completely out of position. The subjects reported no awareness or sensation associated with the displacements. No devices were observed to have been dislodged due to activities such as flying in a plane or swimming, activities in which several subjects took part. |
4. TCA Device Removal Procedure | |
Description | The physician removed the TCA from each ear at the end of the study with the aid of the Grasping Tab on the TCA(see Figure 2). |
Manipulation | On 13/13 subjects, minimal manipulation was required to remove the device. |
Pain or Discomfort | 13/13 subjects reported no pain or discomfort during the removal procedure. |
5. Summary of Safety of TCA and Adverse Events | |
No serious device-related adverse events were seen over the course of the study. Of the 26 ears for which the long-term wear of the TCA was completed, no evidence of inflammation, perforation, infection, or injury to the ear canal, TM, or middle ear related to the study was observed by the physician over the total wear time (see Figure 5 for example photos). This was the case for all placements, removals, and periodic examinations of the TCA. See Table 3 for all Adverse Device Effects and Adverse Events. |
Table 3.
ADE/AE Category | Total no. of events | No. of each event | Description | Severity | Outcome | |
---|---|---|---|---|---|---|
Adverse Device Effects (ADEs) | Serious ADEs | 0 | - | - | - | - |
Non-serious ADEs | 2 | 1 | Water in ears1 | Mild | Resolved | |
1 | Sensation of mild pain during eructation1 | Mild | Resolved | |||
Adverse Events (AEs) | Serious, non-related AEs | 2 | 1 | Artificial hip replacement surgery | Serious | Ongoing |
1 | Worsening back pain, elective back surgery | Serious | Ongoing | |||
Non-serious, non-related AEs | 12 | 3 | Hematoma on ear canals2 | Mild | Resolved3 | |
2 | Back pain | Moderate | Ongoing | |||
1 | Bloody nose off-site | Mild | Resolved | |||
1 | Dizziness -Benign paroxysmal positional vertigo(BPPV) | Mild | Resolved4 | |||
1 | Tendonitis in Foot | Mild | Ongoing | |||
1 | Worsening cataracts, cataract surgery | Mild | Resolved | |||
1 | Flu | Moderate | Resolved | |||
1 | Head cold | Mild | Resolved | |||
1 | Blocked parotid duct | Mild | Resolved |
These effects were related to the TCA, and were not accompanied by any adverse event or sign of inflammation or irritation.
Related to deep canal impression procedure.
Resolved prior to TCA placement.
BPPV diagnosed and resolved with Epley maneuver performed by own physician prior to TCA placement.
MEASURED RESULTS
Maximum Equivalent Pressure Output (MEPO)
The Maximum Equivalent Pressure Output (MEPO) of the CHD system, at approximately 1% distortion, is shown in Figure 6 in terms of the mean ± SD of the values acquired for the 26 ears (independent of hearing level) from 125 to 11,200 kHz. The highest value is 110 ± 10 dB SPL at 6 kHz, and the mean stays above 105 dB SPL from 1 to 10 kHz. The minimum and maximum measured MEPO values lie about 13 dB away from the average across all frequencies. Bench tests show that this variability comes from differences in the efficiency of the optical coupling between the end of the Ear Tube and the TCA (due to anatomical differences, ±8 dB) and from transducer variability (±3 dB). Perhaps the most important variability comes from the middle-ear input impedance at the umbo, which is expected to be on the order of ±10 dB (18). Since the TCA operates by vibrating the umbo, this middle-ear impedance variability is included in the calibration curves and thus the MEPO. This source of subject variability occurs with the use of hearing aids as well, but is not apparent from fixed acoustic coupler measurements that do not relate measured pressure to perceptual thresholds (19).
The sound pressure levels corresponding to 1) the maximum hearing impairment still satisfying the inclusion criteria of the study (see Table 1), 2) the mean hearing impairment of the subjects in the study, and 3) a person with “normal” hearing (20) are plotted underneath the MEPO for comparison in Figure 6. Comparing the sound pressure level curve for the maximum hearing impairment criteria with the mean MEPO minus one standard deviation, it can be seen that the system is likely to provide adequate audible output for the maximum allowable hearing impairment for every frequency up to 10 kHz, with the exception of 125 Hz.
Maximum Gain
The maximum available gain before feedback (GBF) at the BTE is shown in Figure 7 for 26 ears, along with the mean and SD. Below 670 Hz the measurement is limited by the noise floor, but the maximum GBF is still expected to be larger than the hatched lines (>50 dB) since at those frequencies the delays in the system are too short to produce instability. The mean GBF stays above 50 dB for frequencies below 2 kHz and above 5–10 kHz, and above 40 dB for frequencies from 2 to 5 kHz. These GBF results far exceed the max gain requirements of 40 dB for a user with the highest HL used in this study.
Functional Gain
Figure 8 shows the mean (solid line) and SEM of the functional gain. Also plotted is the maximum of the measured gain across all subjects (dashed line). Mean functional gain increases with mean impairment, as expected (refer to audiograms in Figure 3). In the 6–10 kHz range the peak mean gain is about 22 dB. The highly repeatable dip at 8 kHz is due to the use of a fixed KEMAR transfer function in the calibration procedure, which will be corrected in the future. At 0.5 kHz and below, no gain is measured on average, although the maximum gain shows that gain can be prescribed and measured in that region. The maximum of the measured gains across all subjects reaches up to about 40 dB.
TM Damping
Figure 9 shows the mean and SD of the TM damping for all 26 ears. A TM-damping value of 0 dB would indicate no threshold change due to having the TCA in place. The mean overall TM damping across all frequencies was 4.1 dB, peaking to 7 dB at 1 kHz. The largest peaks were both measured on one subject, who had a maximum damping of 20 dB at 500 Hz in the left ear, and 14 dB at 1000 Hz in the right ear. Individuals showed peaks at specific frequencies, but no subjects maintained a large amount of damping across all frequencies. The maximum TM damping peaks of 20 dB are mild enough to not be a safety concern, although when they occur at lower frequencies (500 Hz) they can be more noticeable to the subject. 8/13 subjects reported noticing damping when listening to soft speech sounds without amplification.
Speech Recognition Data
Figure 10 presents the measured RTS for the noise maskers (HINT) and the speech maskers (HIST). The unaided (grey bars) and CHD-aided (white bars) cases are shown. In this representation, better performance results in a more negative number. Significance was evaluated using statistical software (SYSTAT 13). An analysis of variance (ANOVA) for repeated measures was performed to determine if the CHD amplification (CHD-aided versus unaided) and/or the test condition (HINT 0° versus HINT 90° versus HIST Asymmetric versus HIST Diffuse) had significant effects on RTS results. Analysis of the whole data set revealed significant main effects of CHD amplification (p < 0.001) and test condition (p < 0.001), as well as a significant interaction (p < 0.001).
An ANOVA was also performed on the HINT and HIST test conditions separately. Analysis of the HINT data showed a significant main effect of CHD amplification (p < 0.008), a main effect of noise at 0° versus noise at 90° (p < 0.001), and no significant interaction between the two variables (p = 0.13). There was significant benefit from the CHD under both HINT conditions relative to the unaided conditions, averaging 1.2 dB.
Analysis of the HIST data showed a significant main effect of CHD amplification (p < 0.002), a main effect of asymmetric versus diffuse noise (p < 0.001), and a significant interaction between these conditions (p < 0.001). There was significant benefit from the CHD of 2.8 dB for the asymmetric condition, but no significant benefit for the diffuse condition.
APHAB
Figure 11 shows the APHAB benefit scores for 12 subjects. (The thirteenth subject declined to fill out the CHD-aided portion of the questionnaire and therefore could not be included in the benefit analysis.) A benefit increase of >5% for all three sub scales, or >22% in one sub scale is considered statistically significant for an individual subject (17), and 11/12 subjects (92%) had clinically significant benefits. The large global benefit of 32% indicates a potential for significant reduction in problems with amplification from the CHD.
DISCUSSION
SAFETY AND STABILITY
The TCA stayed on 13 subjects (26 ears) in a safe manner for the duration of the study (average of 117 days uninterrupted) without causing any signs of infection, inflammation, or perforation, or damage to the ear. There were two device-related mild adverse events related to the TCA device awareness which resolved, and three procedure-related mild adverse events related to the impression procedure which also resolved. There were 4 instances of a slight displacement of the TCA platform that could affect performance, although none of the devices became completely dislodged from their positions.
The TCA should be oiled regularly and with sufficient volume to wet the Peritympanic Platform and the Umbo Platform, a task which was performed during this study on a weekly basis by a physician. A dispenser is currently being developed for subjects to control the mineral oil application themselves.
MAXIMUM OUTPUT AND GAIN
The system performance results indicate that, for the 26 ears in this study, the CHD is capable of producing on average 90–110 dB SPL of MEPO all the way through 10 kHz, with the exception of 80 dB SPL at 125 Hz (Figure 6). For the average hearing impairment in this study, and even for subjects with a hearing impairment matching the worst-case inclusion criterion, the mean MEPO has sufficient headroom to provide amplification to 10 kHz (excluding 125 Hz).
The maximum gain before feedback averages above 40 dB for frequencies up to 10 kHz (Figure 7). These gain curves were measured in an open configuration and without using any sort of feedback-cancellation algorithm, so real-world values should be 7 to 10 dB higher, or in excess of 50 dB of maximum gain on average between 3–4 kHz, and over 60 dB at other frequencies. The measured in-situ functional gain is based on the gain prescriptions for the individuals, and demonstrates perceptual improvement in audibility across a broad spectrum to 10 kHz.
In order to provide useful, audible output up through high frequencies, a hearing system must be capable of producing both high output and high functional gain. The measured results on these 13 subjects shown in Figures 6–8 indicate that the CHD can meet these criteria, and suggest that it can feasibly deliver broad-spectrum amplification to an individual with up to 80 dB of hearing impairment out to 10 kHz.
TM DAMPING AND AUTOPHONY
The peak average TM damping of 7 dB at 1 kHz shown in Figure 9 was only noticeable by subjects when the CHD was turned off and the passive TCA was left unpowered on the eardrum.
Autophony, or the perceived amplification of internally generated sounds (e.g. one’s own voice), is an issue known to occur with mass-loading of the TM, and is well described in the literature (21–23). As expected, subjects did report autophony with the TCA on the eardrum. Subjective device awareness as it relates to both damping and autophony will likely be reduced by wearing the fully activated CHD at home in addition to just in the clinic. In this study, many subjects adapted to the awareness issues (i.e. started reporting no device awareness) within a couple of weeks.
SPEECH TESTING AND SELF-PERCEIVED BENEFIT
The CHD provided statistically significant performance improvements in speech intelligibility tasks. Significant improvements were seen in both HINT conditions and in the HIST asymmetric condition, but not in the HIST diffuse condition, as shown in Figure 10. As shown in Figure 11, subjects perceived significant benefit with the use of the CHD as measured with the APHAB relative to unaided listening, which is predictive of noticeable reductions in problems as well as success with amplification. Acclimatization to the broad spectrum of the CHD over a period of time may improve performance on both speech tests and APHAB scores.
STUDY LIMITATIONS
Limitations of this study include the small subject population as well as the subjects’ limited experience of just being able to wear the prototype BTE inside the clinic. The positive safety and efficacy feasibility results demonstrate that the CHD is ready to move forward with further engineering and development efforts towards increased power efficiency leading to a BTE reduction in size and increased battery life so that patients could wear the system as intended for full day use. Wearing the amplification for extended periods outside the clinic will allow subjects more access to the realistic listening situations needed to adequately determine the subjective measures.
CONCLUSION
This study demonstrated the safety of the TCA for 13 subjects, who each wore it bilaterally for an average total of 122 days and had it in place and in contact with their eardrums continuously for an average of 117 days. This study also demonstrated a potential for benefit of the CHD in terms of speech intelligibility and subjective measures. The system had sufficient output and gain to restore audibility to subjects with large amounts of high-frequency hearing impairment (up to 80 dB in this study). There was some awareness of the passive TCA on the eardrum related to damping and autophony. Because this study was limited in scope in terms of the subjects not being able to wear the BTE for normal daily use, a future study will determine the full benefit of the CHD.
Acknowledgments
We thank Dr. Steven Dear and Dr. Michael Murray for helping gather some of the study data and performing exams, placements, removals, and routine otologic assessments. We thank Dr. Brian Moore from the University of Cambridge for being a consultant. The authors would like to thank Kevin N. O’Connor for critical readings of this manuscript, leading to numerous improvements. This work was supported in part by R44 DC008499 SBIR and ARRA supplement funds granted to author SP from the NIDCD of the NIH. EarLens Corporation provided funding of the trial.
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