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. Author manuscript; available in PMC: 2014 May 1.
Published in final edited form as: Am J Med Genet A. 2013 May;0(5):10.1002/ajmg.a.35942. doi: 10.1002/ajmg.a.35942

Appendix Table III.

Core Elements for Results Management Policy

Core Elements Score Explanation of Score
Range of results returned 0 No result report offered for return
1 Only primary result returned
2 Primary result and medically actionable results as
determined by service lab routinely returned
3 Primary result and medically actionable results as
determined by service lab guided by patient preference
returned
4 Primary result and restricted categories of secondary
results as determined by service lab guided by patient
preference returned
5 Primary result and non-restricted categories of
secondary results guided by patient preference returned

Patients related to
secondary results, and
time constraints
0 Does not allow for patient preferences
1 Allows for patient preferences for some secondary
results as determined by service lab, and one time to
decide
2 Allows for patient preferences for all secondary results
as determined by service lab, and one time to decide
3 Allows for patient preferences for some secondary
results as determined by service lab, and period of time
to decide
4 Allows for patient preferences for all secondary results
as determined by service lab, and period of time to
decide
5 Allows for patient preferences for all secondary results
(beyond that offered by service lab), and ability to
change preferences over time

Updating of result
interpretation
0 No updating of results offered
1 Offers to update results, but no details provided
2 Recommends/requires provider request if results
interpretation has changed
3 Contacts provider if new information related only to
primary finding is discovered
4 Contacts provider if new information related to any result
reported is discovered
5 Provides web interface for patients/providers to see up
to date information about any given result

Patients accessing their
results
0 Patients cannot access any result
1 Patients can only access primary result through their
ordering provider/EMR
2 Patients can access primary and company determined
medically actionable findings through ordering
provider/EMR
3 Patients can access primary and restricted range of
secondary results through their ordering provider and/or
EMR
4 Patients can access all results through ordering provider
and/or EMR
5 Patients given independent ability to access their results
at their discretion and over time

Informational/counseling
resources available to
patients
0 No informational/counseling resources available to
patients
1 Results report is the only resource provided to patients
through an intermediary (i.e. clinician)
2 Results report and service lab provided online patient
focused brochures/information sheets on ES
3 Results report and service lab recommends in pre- and
post-test genetic counseling
4 Results report, service lab recommends pre- and post-test genetic counseling, and provides online patient
focused resources
5 Results report, service lab offers telemedicine pre- and
post-test genetic counseling and online educational
resources

Report construction
(results, interpretation)
0 No report returned to provider
1 Results section and interpretation of report does not
follow any recommendations as recommended by
ACMG (ACMG recommendations for standards for
interpretation and reporting of sequence variation)*
*II. Reporting of Sequence
Variations: Recommendations
1-6; A. Use of standardized
terminology and established
databases for reporting
sequence variants:
Recommendations 1-2, B.
Limitations of sequence-based
testing should be reported:
Recommendations 1-5
2 Results section and interpretation of report follows some
recommendations as recommended by ACMG
3 Results section and interpretation of report follows all*
recommendations as recommended by ACMG
*Results section follows all
ACMG recommendations= all
recommendations in II (1-6), A
(1-2), B (1-6)

Report construction
(methods)
0 No methods section included in results report
1 Methods section has incomplete description of technical
aspects
2 Methods section has incomplete description of technical
aspects, and lab offers to provide genes/regions of
exome with poor to no coverage
3 Complete explanation of the technical aspects*, lab
offers to provide gene/regions of exome with poor to no
coverage
*Complete explanation of
technical aspects= exome
capture kit used, sequencing
platform used, variant
calling/annotating/filtering,
report-specific coverage/quality
metrics

EMR: electronic medical record; ES: exome sequencing

Source:

Ambry Exome Patient Consent Form (F0912-02-011p-PTM-06), correspondence with lab representative

ARUP Informed Consent for Exome Sequencing with Symptom-Guided Analysis (ARUP Rev.1 5/12), correspondence with lab representative

Baylor Whole Exome Sequencing Requisition - Information and Consent for Testing (Last Updated: 9/24/2012), correspondence with lab representative

Emory EmExome Informed Consent Document (Rev. 6/2012), correspondence with lab representative

GeneDxXomeDx Informed Consent Document (GeneDx 07/12), correspondence with lab representative

UCLA Informed Consent for Postnatal Clinical Exome Sequencing, correspondence with lab representative