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. 2013 Sep 13;91(3):459–490. doi: 10.1111/1468-0009.12023

TABLE 3.

Safety Culture and High Reliability: Stages of Organizational Maturity

Safety Culture Beginning Developing Advancing Approaching
Trust Trust or intimidating behavior is not assessed. First codes of behavior are adopted in some clinical departments. CEO and clinical leaders establish a trusting environment for all staff by modeling appropriate behaviors and championing efforts to eradicate intimidating behaviors. High levels of (measured) trust exist in all clinical areas; self-policing of codes of behavior is in place.
Accountability Emphasis is on blame; discipline is not applied equitably or with transparent standards; no process exists for distinguishing “blameless” from “blameworthy” acts. The importance of equitable disciplinary procedures is recognized, and some clinical departments adopt these procedures. Managers at all levels accord high priority to establishing all elements of safety culture; adoption of uniform equitable and transparent disciplinary procedures begins across the organization. All staff recognize and act on their personal accountability for maintaining a culture of safety; equitable and transparent disciplinary procedures are fully adopted across the organization.
Identifying unsafe conditions Root cause analysis is limited to adverse events; close calls (“early warnings”) are not recognized or evaluated. Pilot “close call” reporting programs begin in few areas; some examples of early intervention to prevent harm can be found. Staff in many areas begin to recognize and report unsafe conditions and practices before they harm patients. Close calls and unsafe conditions are routinely reported, leading to early problem resolution before patients are harmed; results are routinely communicated.
Strengthening systems Limited or no efforts exist to assess system defenses against quality failures and to remedy weaknesses. RCAs begin to identify the same weaknesses in system defenses in many clinical areas, but systematic efforts to strengthen them are lacking. System weaknesses are cataloged and prioritized for improvement. System defenses are proactively assessed, and weaknesses are proactively repaired.
Assessment No measures of safety culture exist. Some measures of safety culture are undertaken but are not widespread; little if any attempt is made to strengthen safety culture. Measures of safety culture are adopted and deployed across the organization; efforts to improve safety culture are beginning. Safety culture measures are part of the strategic metrics reported to the board; systematic improvement initiatives are under way to achieve a fully functioning safety culture.