Exhibit 3. Percent of elderly hormone receptor-positive female breast cancer patients enrolled in a Medicare Part D prescription drug plan who were non-adherent to SERM or AI therapy, by patient characteristics, May 2006–December 2007.
| Non-adherent to SERM | Non-Adherent to AI | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-low income subsidy | Low income subsidy | Non-low income subsidy | Low income subsidy | ||||||||||||
| Percent | N | p-value1 | Percent | N | p-value1 | Percent | N | p-value1 | Percent | N | p-value1 | ||||
|
|
|
||||||||||||||
| All | 21 | 2,084 | 24 | 560 | 30 | 5,151 | 20 | 1,651 | |||||||
| Part D benefit-related | |||||||||||||||
| Average out-of-pocket cost | |||||||||||||||
| for 30 day supply2 | |||||||||||||||
| No Part D low income | |||||||||||||||
| subsidy3 | |||||||||||||||
| $0-$4.99 | 17 | 666 | 10 | 317 | |||||||||||
| $5.00-$14.99 | 21 | 1,271 | <0.001 | 12 | 479 | <0.001 | |||||||||
| $15.00-$29.99 | 355 | 135 | 33 | 2,245 | |||||||||||
| $30.00+ | — | 34 | 2,053 | ||||||||||||
| Part D low income subsidy | |||||||||||||||
| $0-$1.99 | 22 | 465 | 0.008 | 16 | 649 | ||||||||||
| $2.00-$4.99 | 356 | 95 | 21 | 710 | <0.001 | ||||||||||
| $5.00+ | — | 26 | 292 | ||||||||||||
| Coverage gap benefits | |||||||||||||||
| No | 20 | 1,718 | 0.35 | — | 30 | 5,046 | 0.10 | — | |||||||
| Yes | 23 | 366 | — | 23 | 105 | — | |||||||||
| Plan type | |||||||||||||||
| MAPD | 21 | 970 | 0.87 | 33 | 116 | 0.01 | 26 | 2,369 | <0.001 | 19 | 269 | 0.64 | |||
| PDP | 21 | 1,114 | 22 | 444 | 33 | 2,782 | 20 | 1,382 | |||||||
| Demographic/health status | |||||||||||||||
| Age at Part D enrollment | |||||||||||||||
| 65-69 | 20 | 394 | 27 | 119 | 29 | 1,468 | 20 | 435 | |||||||
| 70-79 | 19 | 1,046 | 0.09 | 24 | 259 | 0.62 | 30 | 2,561 | 0.49 | 19 | 801 | 0.83 | |||
| 80+ | 24 | 644 | 22 | 182 | 31 | 1,122 | 21 | 415 | |||||||
| Race/ethnicity | |||||||||||||||
| White non-Hispanic | 21 | 1,823 | 22 | 355 | 30 | 4,401 | 18 | 960 | |||||||
| White Hispanic | 28 | 97 | 0.001 | 25 | 77 | 0.46 | 32 | 272 | 0.04 | 21 | 266 | 0.05 | |||
| Black (non-Hisp. & Hisp.) | 37 | 51 | 31 | 75 | 37 | 214 | 26 | 252 | |||||||
| Other/unknown | 12 | 113 | 26 | 53 | 25 | 264 | 19 | 173 | |||||||
| Married | |||||||||||||||
| No/unknown | 21 | 975 | 0.55 | 24 | 438 | 0.70 | 33 | 2,335 | <0.001 | 20 | 1,253 | 0.72 | |||
| Yes | 20 | 1,109 | 25 | 122 | 28 | 2,816 | 21 | 398 | |||||||
| Urban/rural | |||||||||||||||
| Large metro area | 21 | 1,188 | 27 | 301 | 28 | 3,546 | 19 | 975 | |||||||
| Metro/urban | 21 | 695 | 0.34 | 22 | 176 | 0.11 | 34 | 1,386 | <0.001 | 23 | 533 | 0.12 | |||
| Less urban/rural | 17 | 201 | 17 | 83 | 37 | 219 | 16 | 143 | |||||||
| Median income at census | l | ||||||||||||||
| tract/ ZIP Code level | |||||||||||||||
| <$30K | 19 | 216 | 30 | 166 | 34 | 395 | 23 | 468 | |||||||
| $30K-$49K | 21 | 921 | 0.84 | 19 | 273 | 0.01 | 32 | 1,825 | 0.001 | 22 | 717 | 0.002 | |||
| $50K+/unknown | 21 | 947 | 29 | 121 | 28 | 2,931 | 15 | 466 | |||||||
| HCC risk score | |||||||||||||||
| <=1.00 | 18 | 1,125 | 29 | 181 | 29 | 2,707 | 18 | 455 | |||||||
| 1.01-2.00 | 22 | 687 | 0.002 | 21 | 236 | 0.17 | 30 | 1,561 | 0.15 | 19 | 648 | 0.20 | |||
| 2.01+ | 28 | 272 | 24 | 143 | 33 | 883 | 22 | 548 | |||||||
| Cancer-related | |||||||||||||||
| Year of diagnosis | |||||||||||||||
| 2003 | 19 | 779 | 24 | 221 | 31 | 1,411 | 20 | 431 | |||||||
| 2004 | 21 | 695 | 0.39 | 28 | 181 | 0.29 | 30 | 1,744 | 0.56 | 23 | 577 | 0.07 | |||
| 2005 | 22 | 610 | 20 | 158 | 30 | 1,996 | 17 | 643 | |||||||
| Stage at diagnosis | |||||||||||||||
| I | 21 | 1,412 | 22 | 293 | 30 | 2,768 | 17 | 712 | |||||||
| II | 20 | 596 | 0.11 | 25 | 225 | 0.40 | 30 | 1,885 | 0.78 | 22 | 683 | 0.06 | |||
| III/IV | 30 | 76 | 31 | 42 | 31 | 498 | 22 | 256 | |||||||
| Initial surgery/radiation | |||||||||||||||
| Mastectomy | 20 | 672 | 23 | 257 | 30 | 1,756 | 20 | 800 | |||||||
| BCS+radiation | 21 | 1,054 | 0.91 | 26 | 200 | 0.72 | 29 | 2,655 | 0.04 | 20 | 587 | 1.00 | |||
| BCS, no radiation4 | 21 | 358 | 22 | 103 | 34 | 740 | 20 | 264 | |||||||
p-value for difference between patient characteristic and non-adherence.
Prior to the coverage gap.
Excludes 12 SERM and 57 AI cases with no pre-coverage gap claims.
Includes unknown radiation therapy status.
Includes 22 cases with out-of-pocket costs of $30+.
Includes 11 cases with out-of-pocket costs of $5+.
Notes:
- SERM = selective estrogen receptor modulator; AI = aromatase inhibitor; BCS=breast conserving surgery; MAPD=Medicare Advantage prescription drug plan; PDP=stand-alone prescription drug plan; HCC= Hierarchical Condition Category.
- Table includes beneficiaries diagnosed between 2003 and 2005 with at least 12 months of Part D enrollment between May 2006 and December 2007. Cases with both AI and SERM were excluded from this analysis.
- Non-adherence is defined as a medication possession ratio of less than 80 percent.
Source: SEER-Medicare.