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. Author manuscript; available in PMC: 2015 Feb 1.
Published in final edited form as: Spine J. 2013 Nov 13;14(2):291–299. doi: 10.1016/j.spinee.2013.10.043

Appendix 1.

Medical complication the model predicts for by organ system

Complication Definition
Cardiac complications
 Air embolism Entrainment of air into the venous circulation and heart detected by any monitoring device including Doppler, TEE, or sudden decrease in end-tidal CO2,
 SpO2, or blood pressure or air in coronary vessels on post-mortem examination
 Arrest* Cardiac output insufficient to maintain a palpable central pulse, and requiring CPR, electroshock therapy and/or vasoactive drugs to maintain an adequate
 perfusion pressure.
 Arrhythmia (telemetry+Tx or mc06/death) Any cardiac rhythmthat varies frombaseline and requires either extramonitoring, drugs, consultations, or electroshock therapy, or results in hypotension or death.
 CHF (new S3/JVD+rales/CXR+Tx) An abnormality of cardiac function is responsible for the failure of the heart to pump blood at a rate commensurate with the requirements of the metabolizing
 tissues, manifested by pulmonary edema, a new S3 gallop, jugular venous distension, rales, pleural edema or effusion, and requiring treatment.
Hypertension SBP >180 or DBP >100 for >5 min
Hypotension (SBP/MAP <50%
  base, >5 min)
MAP <50% of baseline for >5 min
Infarction (mc09+enzymes/new Qs)* Necrosis of heart tissue as evidenced by elevated ST segments or new Q waves or new wall motion abnormality associated with elevated cardiac enzymes
 (troponin, CK-MB)
Inappropriate or inadequate fluid
  therapy
Insufficient replacement of volume with blood products, crystalloid or other colloid to maintain adequate perfusion and oxygenation of all tissues, as
 evidenced by inadequate urine output, low central filling pressures, elevated lactate, metabolic acidosis with pH <7.35, and/or hypotension responsive to
 fluids. Criteria: (1) inadequate urine output (<0.5 mL/kg/h); (2) hypotension responsive to fluid challenge; (3) elevated lactate level; (4) metabolic acidosis
 (pH <7.35); and/or (5) low central filling pressures
Ischemia (sx/1 mm ST 2 leads,
  ROMI/Tx)*
Myocardial ischemia is a deficiency of the blood supply to the heart muscle, leading to symptoms, flat depression of the ST segment of >0.1 mV below the
 baseline (ie, the PR segment) and lasting >0.08 s, treatment, or rule-out MI monitoring
 Thermoregulation Temperature <35°C for >30 min
 Other cardiac occurrence Other circulation or cardiac-related occurrence
Pulmonary complications
 ARDS (FiO2>50/vent>48 h+
  mc04/mr05)*
Acute hypoxemic respiratory failure owing to pulmonary edema caused by increased permeability of the alveolar capillary barrier. Criteria: (1) FiO2>50%;
 (2) ventilator support for >48 h; (3) PaO2/FiO2≤300 mmHg; and (4) bilateral lung infiltrates on CXR
 Empyema Purulent fluid collection in the pleural space confirmed by imaging studies and aspiration or by surgery
 Hemothorax Blood in the pleural space confirmed by imaging studies and aspiration or surgery
 Pleural effusion Excess fluid in the pleural space
 Postoperative hypoxia (FiO2>50×
  48 h or supplemental O2 ×7 d)*
Requirement for supplemental oxygen postoperatively, with FiO2>50% for 48 h or supplemental oxygen by nasal cannula for 7 days
 Pneumonia (>38.0+Cx/CXR and Tx) Infection of the lung parenchyma confirmed by fever, sputum or bronchial cultures, CXR, and requiring treatment
 Pneumothorax Accumulation of gas in the pleural space resulting in symptoms (tachycardia, hypotension), requiring extra surveillance (eg, repeat CXRs or pulse oximetry)
 or treatment (chest tube placement)
 Pulmonary embolus (CTA/VQ/
  angiography+Tx)*
Sudden onset of shortness of breath, tachypnea, cyanosis, tachycardia, hypotension, or chest pain confirmed to be a imaging studies to be a pulmonary
 thrombus, and requiring treatment; or diagnosis made at autopsy
 Respiratory arrest* Sudden cessation of voluntary breathing, requiring CPR or mechanical ventilation
 Other respiratory Other respiratory problem
Gastrointestinal complications
 Ascites Effusion and accumulation of serous fluid in the abdominal cavity leading discernable on physical examination or radiologic imaging (free peritoneal fluid >
 25 mL), leading to symptoms, unplanned evaluation, or requiring treatment
 Colitis Inflammation of the colon manifested as diarrhea or bloody diarrhea, sepsis, abdominal pain, or toxic megacolon. Criteria: (1) Rectal discharge; (2) perineal
 ulceration; (3) colonoscopic and biopsy evidence of inflammation
 GI bleeding (heme pos+drop
  Hct 10% or Tx)
Blood loss through the gastrointestinal tract, including hematemesis, melena, hematochezia, occult GI bleeding may be identified in the absence of overt
 bleeding by special examination of the stool (eg, guaiac testing), or symptoms of blood loss or anemia such as lightheadedness, syncope, angina, or
 dyspnea. Criteria: (1) Bloody vomitus or stool; (2) bleeding from the rectum; (3) Hct decrease >10%; (4) lightheadedness, syncope, angina, or dyspnea
 Ileus Abdominal distension and no passage of stool or flatus by postoperative day 3
 Obstruction Pseudo-obstruction is colonic distension in the absence of mechanical obstruction, with cecal diameter of >9 cm and air in all colonic segments on plain
 radiographs
 Pancreatitis Acute inflammation of the pancreaswith sudden onset of: (1) abdominal pain; (2) nausea; (3) vomiting; (4) high levels pancreas enzymes (serumamylase 3× normal)
 Perforation* Iatrogenic perforation of the stomach, small intestine, or large intestine during the procedure or perforation later caused by implants or instrumentation.
 Criteria: (1) Nausea, vomiting, or ileus; (2) abdominal or groin pain and referred pain; (3) air in the abdomen on plain radiograph or CT or other imaging
 study; (4) abdominal distension and tenderness; or surgical finding of perforation
 Peritonitis Inflammation or infection of the peritoneum with symptoms of (1) abdominal pain and tenderness; (2) constipation; (3) vomiting; (4) moderate fever
 Other GI occurrence Other GI-related occurrence
Neurologic complications
 CVA/TIA (new focal deficit or
  CT/MR)*
The abrupt onset of a nonconvulsive and new focal neurologic deficit owing to a reduction of blood flow to the brain, or abnormality on imaging studies
 suggestive of a CNS infarct, or CNS infarction confirmed by biopsy or autopsy
 Cerebral perfusion (ICP>20 or CPP
  <30 for >5 min)
Reduction in the flow of blood to the brain during the procedure for >5 minutes, with intracranial pressure >20 or cerebral perfusion pressure <30 mmHg
 Delirium (confusion>24 h+Tx/sitter/
  restraint)
Acute change in level of consciousness characterized by reduced ability to maintain attention to external stimuli, lethargy, or agitation, and disorganized
 thinking as manifested by rambling, irrelevant, or incoherent speech. Criteria: (1) Confusion>24 h; and (2) was not related to narcotics; and (3) patient
 required restraints or continuous supervision
 Diabetes insipidus Excessive urine production from reduced production or responsiveness to ADH; diagnosis can be made by relating plasma to urine osmolality, particularly in
 postoperative neurosurgical patients or after head trauma, where its use can permit quick differentiation of diabetes insipidus from parenteral fluid excess
 Electrolyte change (Na <130/>150,
  K>5.5, other)
The electrolyte balance of the extracellular fluid was sufficiently changed from normal to require extra monitoring, evaluation, or treatment beyond routine
 postoperative care. Specifically: Na <130 or>150 or K >5.5
 Meningitis (pos Cx/Bx or CT/MR
  and Tx)*
Inflammation of the meninges (the pia-arachnoid) and the CSF of the subarachnoid space associated with symptoms of fever, headache, nausea/diarrhea/
 abdominal pain, and confirmed by CSF cultures or biopsy, imaging studies, and requiring treatment
 SAH/intracerebral hemorrhage* Hemorrhage in the space between the arachnoid membrane and pia matter (subarachnoid) causing compression of the brain associated with sudden headache,
 neurologic deficit, and confirmed with imaging studies or blood in the CSF; may also occur in the spinal cord in association with sudden back pain
 Seizure Paroxysmal event owing to abnormal, excessive, hypersynchronous discharges from an aggregate of CNS neurons with manifestations ranging from
 convulsive activity to experiential phenomena not discernible by an observer, confirmed by EEG or neurology consultation
 Withdrawal, alcohol (history+
  mn03+Tx)
A patient with history of alcohol abuse exhibits anxiety, confusion and delirium after the cessation of alcohol intake, requiring treatment
 Withdrawal, narcotic The patient exhibits symptoms of nausea and diarrhea, coughing, lacrimation, mydriasis, rhinorrhea, profuse sweating, twitching muscles, and piloerection, or
 “goose bumps”; mild elevations in body temperature, respiratory rate, and blood pressure after reduction or cessation of narcotic intake, with improvement
 in symptoms after opioid administration
 Other neurologic occurrence Other neurologic occurrence
Hematologic complications
 Coagulopathy (INR>2 or platelets
  <50 or Fib <100)
Any disorder reducing the ability of the blood to clot: Severity 1, INR>1.5 and <2.0, or platelets <100k and >50k; severity 2, INR>2.0 and <3.0, or platelets
 <50k and >20k; severity 3, INR >3.0, or platelets <20k
 DVT (confirmed by imaging) The presence of thrombosis of the iliac, femoral, or popliteal or other veins confirmed by imaging studies (duplex scan, CT, or MR) with or without swelling,
 warmth, erythema, or tenderness
 OR hemorrhage >3,000 mL Blood loss >3 L during the procedure.
 Transfusion occurrence The patient required an unplanned transfusion during or after the procedure, or adverse reaction to blood product transfusion
 Other hematologic occurrence Other hematologic adverse occurrence
Urologic complications
 Foley catheter trauma Injury to the urethra or bladder caused during normal insertion or removal of the Foley catheter, or during inadvertent removal of the catheter
 Renal insufficiency (Cr >2 over base) Operational definition: Failure of the kidneys characterized by rapid decline in glomerular filtration rate (hours to days), retention of nitrogenous waste
 products, and perturbation of extracellular fluid volume and electrolyte and acid–base homeostasis; criteria: Serum Cr >2 above baseline
 Urinary retention Inability to empty bladder under voluntary control
 UTI The presence of large amounts of bacteria (>100,000 organisms/mL) in the upper or lower urinary tract associated with symptoms or requiring treatment
 Other urologic event Other urologic adverse occurrence

ADH, antidiuretic hormone; ARDS, acute respiratory distress syndrome; CHF, congestive heart failure; CK-MB, creatinine kinase myocardial band; CPP, cerebral perfusion pressure; CPR, cardiopulmonary resuscitation; Cr, creatinine; CSF, cerebrospinal fluid; CBS, central nervous system; CT, computed tomography; CTA, computed tomographic angiography; CVA, cerebrovascular accident; CXR, chest x-ray; DBP, diastolic blood pressure; DVT, deep venous thrombosis; GI, gastrointestinal; Hct, hematocrit; ICP, intracranial pressure; INR, International Normalized Ratio; MAP, mean arterial pressure; MI, myocardial infarction; OR, operating room; ROMI, rule out myocardial infarction; SAH, subarachnoid hemorrhage; SBP, systolic blood pressure; TEE, transesophageal echocardiogram; TIA, transient ischemic attack; Tx, treatment; UTI, urinary tract infection.

*

Major complication.